Peter Volk is listed as an executive officer on 7 SEC Form D filings by 4 issuers between Jul 2009 and Oct 2016: Pacific Exploration & Production Corp (Toronto, Ontario, Canada (as filed: A6) — oil and gas — 2016; $250M reported sold to 48 investors), Medoro Resources Ltd. (Toronto, Ontario, Canada (as filed: A6) — industry reported as "Other" — 2009; $12.5M reported sold to 38 investors), Gran Colombia Gold Corp. (Toronto, Ontario, Canada (as filed: A6) — industry reported as "Other" — 2012; $6.75M reported sold to 3 investors) and Gran Colombia Gold, S.A. (Bogota, Colombia (as filed: F8) — industry reported as "Other" — 2010; $5.08M reported sold to 4 investors).
What this means A repeat sponsor — 4 separate companies raised money with this person listed as executive officer, over about 7 years. Across those companies the filings report $274.3M sold in total.
Listed alongside Miguel De la Campa (5 shared filings), Serafino Iacono (4 shared filings), Carlos Perez (3 shared filings), Dennis Mills (3 shared filings), Eduardo Lima (3 shared filings) and 30 others.
What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Peter. Each name links to their own page.
2 of the issuers belong to the sponsor group Gran Colombia (2 issuers, $11.8M reported sold, 2010–2012).
What this means A sponsor group is one team that sets up a new company for each deal. Gran Colombia has 2 companies on file and $11.8M reported sold in total — the group page shows the whole track record in one place.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CT, DE, FINRA, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, OK, OR, PA, RI, SC, SD, TN, TX, VT, WA, WI, WV, WY) — 6 bankruptcy cases matching the name listed in Key records below.
What this means 6 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.
We compared 7 public filings for Peter Volk and found 7 differences, 2 worth asking the sponsor about: Investor count went down between filings; 4 Form Ds were filed more than 15 days after the first sale; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.