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Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 7:30 AM ET

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Peter Ruxton

Named as an officer, director or promoter on SEC Form D filings · Ontario, Canada (as filed: A6) · Mar 9, 2011 → May 20, 2015

2deals (issuers)
$17Mreported sold
27investors
3Form D filings
2011–2015years on file

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:23 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Peter Ruxton is listed as an executive officer and director on 3 SEC Form D filings by 2 issuers between Mar 2011 and May 2015: BANRO CORP (Toronto, Ontario, Canada (as filed: A6) — industry reported as "Other" — 2011; $16.8M reported sold to 14 investors) and GENTOR RESOURCES INC. (Toronto, Ontario, Canada (as filed: A6) — industry reported as "Other" — 2011–2015; $262K reported sold to 13 investors).

What this means 2 separate companies raised money with this person listed as executive officer and director, over about 4 years. Across those companies the filings report $17M sold in total.

Listed alongside Arnold T. Kondrat (3 shared filings), Donat Madilo (3 shared filings), Geoffrey Farr (2 shared filings), Richard Lachcik (2 shared filings), Simon Village (2 shared filings) and 14 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Peter. Each name links to their own page.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CT, DE, FINRA, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, OK, OR, PA, RI, SC, SD, TN, TX, VT, WA, WI, WV, WY) — 1 court case matching the name, 2 bankruptcy cases matching the name listed in Key records below.

What this means 3 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 3 public filings for Peter Ruxton and found 10 differences, 5 worth asking the sponsor about: Bankruptcy case: Ruxton Design and Build, LLC; Paid seller listed without a CRD number: CIBC World Markets Inc; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Peter Ruxton has not run yet — it is joining a line of 22,832 names; searches run around the clock at the hosts' allowed rate. Searched so far: 638 names.

Community comments are quoted as written by their authors. Sources searched: BiggerPockets forums (via DuckDuckGo, Brave, Bing and BiggerPockets search) and Reddit (search feed + public archive).

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

1 case: 1 closed (disposition not in docket feed)

Ruxton Chocolates, LLC v. Echo Global Logistics, Inc. closed
District Court, D. Maryland · No. 1:18-cv-02613 · Filed Aug 22, 2018 · Closed Jan 22, 2019
Role of Ruxton Chocolates, LLC: Plaintiff · Outcome: Terminated 2019-01-22 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (4 people in Form D filings, 5 federal dockets); surname only in the caption; court in MD (not a filing state)
What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:23 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: VA (crawled Oct 23, 2026)

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Peter Ruxton..

State securities regulators: Securities regulators searched (3,318 actions): AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), DE DOJ Investor Protection Unit (257 actions, 1987–2026), TX State Securities Board (586 actions, 2006–2026), WA DFI (2,039 actions, 2001–2026) — last crawled Oct 23, 2026, 9:57 PM ET. No machine-readable public listing today for CO, FL, IA, IN, MN, NE, NJ, NY, OH, UT, VA (see docs/state-regulators.md).

3. Bankruptcies

2 cases: 2 closed (disposition not in docket feed)

Ruxton Design and Build, LLC closed
United States Bankruptcy Court, D. Maryland · No. 17-10359 · Filed Jan 10, 2017 · Closed Nov 26, 2019
Role of Ruxton Design and Build, LLC: Debtor · Outcome: Case closed 2019-11-26 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (4 people in Form D filings, 5 federal dockets); surname only in the caption; court in MD (not a filing state)
Ruxton Health and Rehabilitation, LLC v. Lanier closed
United States Bankruptcy Court, D. Maryland · No. 04-01911 · Filed Jul 14, 2004 · Closed May 6, 2005
Role of Ruxton Health and Rehabilitation, LLC: Plaintiff · Outcome: Case closed 2005-05-06 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (4 people in Form D filings, 5 federal dockets); surname only in the caption; court in MD (not a filing state)
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:23 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

10 differences found between the filings for Peter Ruxton — 5 worth asking about (compared 3 filings on Oct 24, 2026)

Worth asking · Jan 10, 2017 – Nov 26, 2019

Bankruptcy case: Ruxton Design and Build, LLC — filed Jan 10, 2017

United States Bankruptcy Court, D. Maryland docket "Ruxton Design and Build, LLC" filed Jan 10, 2017, closed Nov 26, 2019. Peter Ruxton is listed as Debtor ("Ruxton Design and Build, LLC"). Our match estimate: 40%.

What this means A bankruptcy filing was found. Many are old or personal and have nothing to do with the deal — but ask what it was and when it closed.

Sources
Note · Jul 14, 2004 – May 6, 2005

Bankruptcy case: Ruxton Health and Rehabilitation, LLC v. Lanier — filed Jul 14, 2004

United States Bankruptcy Court, D. Maryland docket "Ruxton Health and Rehabilitation, LLC v. Lanier" filed Jul 14, 2004, closed May 6, 2005. Peter Ruxton is listed as Plaintiff ("Ruxton Health and Rehabilitation, LLC"). Our match estimate: 40%.

What this means A bankruptcy filing was found. Many are old or personal and have nothing to do with the deal — but ask what it was and when it closed.

Sources
Worth asking · Mar 9, 2011

Paid seller listed without a CRD number: CIBC World Markets Inc. — BANRO CORP

CIBC World Markets Inc. is listed as receiving sales compensation on 1 filing (Mar 9, 2011) with no FINRA CRD number given.

What this means People paid to sell securities normally hold a FINRA registration with a CRD number. Without one we cannot look them up on BrokerCheck. Ask who they are and whether they are registered.

Sources
Worth asking · Mar 9, 2011

Paid seller listed without a CRD number: Cormark Securities Inc. — BANRO CORP

Cormark Securities Inc. is listed as receiving sales compensation on 1 filing (Mar 9, 2011) with no FINRA CRD number given.

What this means People paid to sell securities normally hold a FINRA registration with a CRD number. Without one we cannot look them up on BrokerCheck. Ask who they are and whether they are registered.

Sources
Worth asking · Mar 9, 2011

Paid seller listed without a CRD number: Raymond James Ltd. — BANRO CORP

Raymond James Ltd. is listed as receiving sales compensation on 1 filing (Mar 9, 2011) with no FINRA CRD number given.

What this means People paid to sell securities normally hold a FINRA registration with a CRD number. Without one we cannot look them up on BrokerCheck. Ask who they are and whether they are registered.

Sources
Worth asking · Aug 10, 2011 – Oct 20, 2011

Form D filed 71 days after the first sale — GENTOR RESOURCES INC.

The filing says the first sale was Aug 10, 2011. The Form D was filed Oct 20, 2011 — 71 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 56 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

Sources
Note · May 6, 2015 – May 20, 2015

No amendment in the last 12 months on an offering that may still be open — GENTOR RESOURCES INC. (latest filing May 20, 2015)

The latest filing for this offering is dated May 20, 2015 (first sale May 6, 2015). It reports $99,924 sold of $183,194 offered. No later amendment is in our index as of Oct 24, 2026.

What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.

Sources
Note · Oct 20, 2011 – May 20, 2015

Peter Ruxton's role changed at GENTOR RESOURCES INC.: executive officer, director → director

The Oct 20, 2011 filing lists Peter Ruxton as executive officer, director; the May 20, 2015 Form D lists director.

What this means Roles on Form D are self-reported by the issuer. A change can mean a real change in who runs the company, or just a different box ticked. Ask who makes decisions today.

Sources
Note · Oct 20, 2011 – May 20, 2015

Reported revenue range changed between filings — GENTOR RESOURCES INC.

"No Revenues" (Oct 20, 2011); then "Decline to Disclose" (May 20, 2015).

What this means This is the size band the issuer picks for itself on the form. A change can mean the business grew or shrank — or that it chose not to say. Ask for current numbers.

Sources
Note · May 13, 2016 – Jul 30, 2021

Same name, different state: "Peter Ruxton" (X0) is a separate record

This page covers filings where the address state is A6. A separate record, "Peter Ruxton" with address state X0, is listed on 4 filings — most recently by Tembo Capital Mining Fund III LP (Jul 30, 2021). The two records do not overlap in time: this page runs Mar 9, 2011 to May 20, 2015; the other runs May 13, 2016 to Jul 30, 2021.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

1 of 3 offerings reports sales commissions totalling $82,122; 0 report finder's fees; 0 report proceeds to related persons.

Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
May 20, 2015 D
GENTOR RESOURCES INC.
File 021-240289
$0$0$0None listed on this filingEDGAR ↗
Oct 20, 2011 D
GENTOR RESOURCES INC.
File 021-167618
$0$0$0None listed on this filingEDGAR ↗
Mar 9, 2011 D
BANRO CORP
File 021-156400
$82,122$0$0GMP Securities L.P. no CRD number reported
via Griffiths McBurney Corp. (CRD 40620 ↗)

CIBC World Markets Inc. no CRD number reported
Cormark Securities Inc. no CRD number reported
Raymond James Ltd. no CRD number reported
EDGAR ↗
How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 2

Every issuer that named Peter Ruxton on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

Other

GENTOR RESOURCES INC.

Toronto, Ontario, Canada (as filed: A6) · Oct 20, 2011 → May 20, 2015 · 2 filings
  • May 20, 2015 · D · $99,924 sold of $183,194 · 1 investors · min. No minimum reported · role: Director EDGAR ↗
  • Oct 20, 2011 · D · $262,000 sold of $262,000 · 13 investors · min. $1,000 · role: Executive Officer, Director EDGAR ↗

Raised $262K from 13 investors (100% of the $183K target) as of the latest filing. Peter is listed as director, executive officer on 2 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other / 506(b) (18,678 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Other

BANRO CORP

Toronto, Ontario, Canada (as filed: A6) · Mar 9, 2011
  • Mar 9, 2011 · D · $1,368,698 sold of $1,368,698 · 2 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $16.8M from 14 investors (100% of the $1.37M target) as of the latest filing. Peter is listed as director.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Other pages with the same name (1)

Separate person records under the same name, not combined with this page. Each line says whether it shares an issuer with this record.

  • Peter Ruxton — United Kingdom (as filed: X0), 2 issuers, May 13, 2016 → Jul 30, 2021 · no shared issuer

People around Peter 19

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

AK
No photo found yet (own website and image search run after this page is viewed)
Person

Arnold T. Kondrat

Executive Officer, Director · 3 shared filings (2 issuers) · also on 2 other issuers

Listed on the same filings as Peter Ruxton. Their page shows their other deals.

DM
No photo found yet (own website and image search run after this page is viewed)
Person

Donat Madilo

Executive Officer · 3 shared filings (2 issuers) · also on 1 other issuer

Listed on the same filings as Peter Ruxton. Their page shows their other deals.

RL
No photo found yet (own website and image search run after this page is viewed)
Person

Richard Lachcik

Director · 2 shared filings (2 issuers) · also on 1 other issuer

Listed on the same filings as Peter Ruxton. Their page shows their other deals.

SV
No photo found yet (own website and image search run after this page is viewed)
Person

Simon Village

Executive Officer, Director · 2 shared filings (2 issuers) · also on 2 other issuers

Listed on the same filings as Peter Ruxton. Their page shows their other deals.

GF
No photo found yet (own website and image search run after this page is viewed)
Person

Geoffrey Farr

Executive Officer · 2 shared filings (2 issuers) · also on 2 other issuers

Listed on the same filings as Peter Ruxton. Their page shows their other deals.

WW
No photo found yet (own website and image search run after this page is viewed)
Person

William R. Wilson

Director · 1 shared filing (1 issuer) · also on 2 other issuers

Listed on the same filings as Peter Ruxton. Their page shows their other deals.

PC
No photo found yet (own website and image search run after this page is viewed)
Person

Peter N. Cowley

Director · 1 shared filing (1 issuer) · also on 1 other issuer

Listed on the same filings as Peter Ruxton. Their page shows their other deals.

JC
No photo found yet (own website and image search run after this page is viewed)
Person

John Clarke

Director · 1 shared filing (1 issuer) · also on 1 other issuer

Listed on the same filings as Peter Ruxton. Their page shows their other deals.

DB
No photo found yet (own website and image search run after this page is viewed)
Person

Dan Bansah

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Peter Ruxton. Their page shows their other deals.

BR
No photo found yet (own website and image search run after this page is viewed)
Person

Bernard van Rooyen

Director · 1 shared filing (1 issuer)

Listed on the same filings as Peter Ruxton. Their page shows their other deals.

GC
No photo found yet (own website and image search run after this page is viewed)
Person

Gary Chapman

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Peter Ruxton. Their page shows their other deals.

BS
No photo found yet (own website and image search run after this page is viewed)
Person

Brian Scallan

Executive Officer · 1 shared filing (1 issuer) · also on 1 other issuer

Listed on the same filings as Peter Ruxton. Their page shows their other deals.

KN
No photo found yet (own website and image search run after this page is viewed)
Person

Koos Nels

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Peter Ruxton. Their page shows their other deals.

TS
No photo found yet (own website and image search run after this page is viewed)
Person

Tomas Sipos

Executive Officer · 1 shared filing (1 issuer) · also on 1 other issuer

Listed on the same filings as Peter Ruxton. Their page shows their other deals.

DS
No photo found yet (own website and image search run after this page is viewed)
Person

Desire Sangara

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Peter Ruxton. Their page shows their other deals.

DT
No photo found yet (own website and image search run after this page is viewed)
Person

David Twist

Director · 1 shared filing (1 issuer)

Listed on the same filings as Peter Ruxton. Their page shows their other deals.

RB
No photo found yet (own website and image search run after this page is viewed)
Person

Rudolph de Bruin

Director · 1 shared filing (1 issuer)

Listed on the same filings as Peter Ruxton. Their page shows their other deals.

FG
No photo found yet (own website and image search run after this page is viewed)
Person

Farr Geoffrey

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Peter Ruxton. Their page shows their other deals.

OC
No photo found yet (own website and image search run after this page is viewed)
Person

Omer Celenk

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Peter Ruxton. Their page shows their other deals.

The team behind the deals

Same business address

7 other issuers file from the same address

A shared address can mean the same team, a shared office building or a registered agent. It is a lead, not a conclusion.

Registrations and other filings

Adviser registration (Form ADV)

None of the 2 issuers this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to Peter Ruxton by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 2 issuers this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers Peter Ruxton is listed on: none on file. No website or social profile named in BANRO CORP's SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #330,226 of 374,652 in line (1,149 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (Toronto, A6). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Business registries

Change history

No corrections have been requested for this page.

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