Peter Ruxton is listed as an executive officer and director on 3 SEC Form D filings by 2 issuers between Mar 2011 and May 2015: BANRO CORP (Toronto, Ontario, Canada (as filed: A6) — industry reported as "Other" — 2011; $16.8M reported sold to 14 investors) and GENTOR RESOURCES INC. (Toronto, Ontario, Canada (as filed: A6) — industry reported as "Other" — 2011–2015; $262K reported sold to 13 investors).
What this means 2 separate companies raised money with this person listed as executive officer and director, over about 4 years. Across those companies the filings report $17M sold in total.
Listed alongside Arnold T. Kondrat (3 shared filings), Donat Madilo (3 shared filings), Geoffrey Farr (2 shared filings), Richard Lachcik (2 shared filings), Simon Village (2 shared filings) and 14 others.
What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Peter. Each name links to their own page.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CT, DE, FINRA, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, OK, OR, PA, RI, SC, SD, TN, TX, VT, WA, WI, WV, WY) — 1 court case matching the name, 2 bankruptcy cases matching the name listed in Key records below.
What this means 3 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.
We compared 3 public filings for Peter Ruxton and found 10 differences, 5 worth asking the sponsor about: Bankruptcy case: Ruxton Design and Build, LLC; Paid seller listed without a CRD number: CIBC World Markets Inc; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.