Peter Pfister is listed as an executive officer on 17 SEC Form D filings by 5 issuers between Aug 2009 and Feb 2012: DB Private Equity & Credit Opportunities Select Fund (U.S.), L.P. (New York, NY — pooled investment fund — 2009–2010; $46.3M reported sold to 84 investors), DB Private Equity Asia Select Fund IV (U.S.), L.P. (New York, NY — pooled investment fund — 2010–2011; $38.2M reported sold to 87 investors), DB Credit Opportunities Access Fund (International), L.P. (New York, NY — pooled investment fund — 2012; $35M reported sold to 5 investors), DB Private Equity & Credit Opportunities Select Fund (International), L.P. (New York, NY — pooled investment fund — 2009–2010; $11.8M reported sold to 12 investors) and DB Private Equity Asia Select Fund IV (International), L.P. (New York, NY — pooled investment fund — 2010–2011; $6.5M reported sold to 11 investors).
What this means A repeat sponsor — 5 separate companies raised money with this person listed as executive officer, over about 3 years. Across those companies the filings report $137.7M sold in total.
Listed alongside Charles Kiley (17 shared filings), Colleen Sellers (17 shared filings), Wes Sturdevant (17 shared filings), Carlos Munoz-Lucas (9 shared filings), Florian Ernst (9 shared filings) and 9 others.
What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Peter. Each name links to their own page.
2 of the issuers belong to the sponsor group Group linked by Colleen Sellers (2 issuers, $44.7M reported sold, 2010–2011).
What this means A sponsor group is one team that sets up a new company for each deal. Group linked by Colleen Sellers has 2 companies on file and $44.7M reported sold in total — the group page shows the whole track record in one place.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AZ, CA, DE, TX, WA) — 2 bankruptcy cases matching the name listed in Key records below.
What this means 2 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.
We compared 17 public filings for Peter Pfister and found 4 differences, 1 worth asking the sponsor about: Form D filed 263 days after the first sale; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.