Peter N. Vicars is listed as an executive officer and director on 2 SEC Form D filings by 1 issuer between Nov 2012 and Aug 2013: Vgo Communications, Inc. (Nashua, NH — other technology — 2012–2013; $4.26M reported sold to 11 investors).
What this means One deal on file with the SEC. A Form D is the notice a company files after it starts selling a private investment — it is a notice, not an approval.
Listed alongside Bruce Ryan (2 shared filings), Grinnell More (2 shared filings), Nina Saberi (2 shared filings), Thomas Ryden (2 shared filings) and Ross Trimby (1 shared filing).
What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Peter. Each name links to their own page.
The issuer belongs to the sponsor group Vgo (2 issuers, $4.59M reported sold, 2009–2013).
What this means A sponsor group is one team that sets up a new company for each deal. Vgo has 2 companies on file and $4.59M reported sold in total — the group page shows the whole track record in one place.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CT, DE, FINRA, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, OK, OR, PA, RI, SC, SD, TN, TX, VT, WA, WI, WV, WY) — 9 court cases matching the name, 4 bankruptcy cases matching the name listed in Key records below.
What this means 13 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.
We compared 2 public filings for Peter N. Vicars and found 3 differences: Form D filed 56 days after the first sale; No amendment in the last 12 months on an offering that may still be open; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.