Peter Guan is listed as an executive officer on 2 SEC Form D filings by 2 issuers in Nov 2023: Voya Enhanced Middle Market Credit Fund I LP (New York, NY — pooled investment fund — 2023; $201M reported sold to 2 investors) and Voya Enhanced Middle Market Credit Fund I (RNF) LP (New York, NY — pooled investment fund — 2023; $200M reported sold to 7 investors).
What this means 2 separate companies raised money with this person listed as executive officer. Across those companies the filings report $401M sold in total.
Listed alongside Anthony Marcello (2 shared filings), Avi Tolani (2 shared filings), Edward Levin (2 shared filings), Gaurav Ahuja (2 shared filings), Gregory Michaud (2 shared filings) and 5 others.
What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Peter. Each name links to their own page.
All 2 issuers belong to the sponsor group Voya (19 issuers, $5.26B reported sold, 2009–2026).
What this means A sponsor group is one team that sets up a new company for each deal. Voya has 19 companies on file and $5.26B reported sold in total — the group page shows the whole track record in one place.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AR, AZ, CA, CT, DE, FINRA, GA, HI, ID, LA, ME, MO, MS, MT, NASAA, NC, NH, NM, OR, RI, TX, WA) — none found.
What this means Nothing turned up where we looked (3 sources). That does not prove there is nothing — it means none was found in those sources on that date.
We compared 2 public filings for Peter Guan and found 2 differences, 2 worth asking the sponsor about: Peter Guan is no longer listed on the Nov 27, 2024 amendment; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.