Peter Finley is listed as an executive officer, director, and promoter on 6 SEC Form D filings by 3 issuers between Apr 2011 and Jun 2017: Pulse Therapeutics, Inc. (St. Louis, MO — biotechnology — 2011; $5.62M reported sold to 29 investors), OBSERVABLE NETWORKS, INC. (St. Louis, MO — other technology — 2013–2017; $2.45M reported sold to 5 investors) and Prosper Startup Accelerator, LLC (St. Louis, MO — pooled investment fund — 2015; $1.05M reported sold to 12 investors).
What this means A repeat sponsor — 3 separate companies raised money with this person listed as executive officer, director, and promoter, over about 6 years. Across those companies the filings report $9.12M sold in total.
Listed alongside Bryan Doerr (4 shared filings), Patrick Crowley (4 shared filings), John True (3 shared filings), Joseph Schlafly (3 shared filings), Adam Wray (2 shared filings) and 16 others.
What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Peter. Each name links to their own page.
1 of the issuers belongs to the sponsor group Prosper (2 issuers, $1.39M reported sold, 2015–2018).
What this means A sponsor group is one team that sets up a new company for each deal. Prosper has 2 companies on file and $1.39M reported sold in total — the group page shows the whole track record in one place.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AZ, CA, DE, TX, WA) — 5 bankruptcy cases matching the name listed in Key records below.
What this means 5 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.
We compared 6 public filings for Peter Finley and found 8 differences, 1 worth asking the sponsor about: Peter Finley is no longer listed on the Aug 1, 2011 amendment; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.