Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 10:35 AM ET

Sponsor Check › Person

No photo found yet (own website and image search run after this page is viewed)

Peter Ellis

Named as an officer, director or promoter on SEC Form D filings · NY · Sep 5, 2012 → Mar 20, 2014

1deal (issuers)

$27.5Mreported sold

7investors

3Form D filings

2012–2014years on file

Follow this person Look further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:26 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Peter Ellis is listed as a director on 3 SEC Form D filings by 1 issuer between Sep 2012 and Mar 2014: BOOKER SOFTWARE, INC. (New York, NY — industry reported as "Other" — 2012–2014; $27.5M reported sold to 7 investors).

What this means One deal on file with the SEC. A Form D is the notice a company files after it starts selling a private investment — it is a notice, not an approval.

Listed alongside Daniel Lizio-Katzen (3 shared filings), Don Rainey (3 shared filings), James Pastoriza (3 shared filings), Josh McCarter (3 shared filings), Rosemary Biagioni (3 shared filings) and 3 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Peter. Each name links to their own page.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY) — 1 court case matching the name, 23 bankruptcy cases matching the name listed in Key records below.

What this means 24 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 3 public filings for Peter Ellis and found 2 differences: Offering amount changed between filings; Same name, different state: "Peter G Ellis" (PA) is a separate record.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Peter Ellis has not run yet — it is joining a line of 57,151 names; searches run around the clock at the hosts' allowed rate. Searched so far: 641 names.

Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

1 case: 1 dismissed

Educational Testing Service v. Peter Ellis dismissed

District Court, C.D. California · No. 2:08-cv-00167 · Filed Jan 10, 2008 · Closed Feb 29, 2008 · Nature of suit: 863 D.I.W.C. / D.I.W.W.

Role of Peter Ellis: Defendant · Outcome: Terminated 2008-02-29 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗

same full name (a name found in 33 federal dockets); 2 people with this name in Form D filings; court in CA (not a filing state)

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:26 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: 48 regulators (FINRA, NASAA, 37 states) — crawled Oct 24, 2026, 8:48 AM ET

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Peter Ellis..

State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).

3. Bankruptcies

23 cases: 1 open, 22 closed (disposition not in docket feed)

Peter M. Ellis open

United States Bankruptcy Court, D. Massachusetts · No. 26-11331 · Filed Jun 4, 2026

Role of Peter M. Ellis: Debtor · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗

same full name (a name found in 33 federal dockets); 2 people with this name in Form D filings; court in MA (not a filing state)

Peter Ellis closed

United States Bankruptcy Court, N.D. Alabama · No. 13-03871 · Filed Aug 30, 2013 · Closed May 22, 2018

Role of Peter Ellis: Debtor · Outcome: Case closed 2018-05-22 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 33 federal dockets); 2 people with this name in Form D filings; court in AL (not a filing state)

Peter Ellis and Joan Ellis closed

United States Bankruptcy Court, M.D. Florida · No. 8:12-bk-16686 · Filed Oct 31, 2012 · Closed Jun 9, 2016

Role of Peter Ellis and Joan Ellis: Debtor · Outcome: Case closed 2016-06-09 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 33 federal dockets); 2 people with this name in Form D filings; court in FL (not a filing state)

Peter C. Ellis closed

United States Bankruptcy Court, E.D. Virginia · No. 12-35113 · Filed Aug 31, 2012 · Closed Mar 2, 2018

Role of Peter C. Ellis: Debtor · Outcome: Case closed 2018-03-02 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 33 federal dockets); 2 people with this name in Form D filings; court in VA (not a filing state)

Peter D. Ellis closed

United States Bankruptcy Court, E.D. California · No. 11-30848 · Filed Apr 30, 2011 · Closed Aug 5, 2011

Role of Peter D. Ellis: Debtor · Outcome: Case closed 2011-08-05 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 33 federal dockets); 2 people with this name in Form D filings; court in CA (not a filing state)

Peter C. Ellis and Carole A. Ellis closed

United States Bankruptcy Court, D. Massachusetts · No. 10-21835 · Filed Oct 29, 2010 · Closed Sep 16, 2013

Role of Peter C. Ellis and Carole A. Ellis: Debtor · Outcome: Case closed 2013-09-16 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 33 federal dockets); 2 people with this name in Form D filings; court in MA (not a filing state)

Peter Ellis and Joanne F. Ellis closed

United States Bankruptcy Court, M.D. Florida · No. 8:09-bk-29478 · Filed Dec 29, 2009 · Closed Apr 28, 2015

Role of Peter Ellis and Joanne F. Ellis: Debtor · Outcome: Case closed 2015-04-28 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 33 federal dockets); 2 people with this name in Form D filings; court in FL (not a filing state)

Peter Ellis and Quentella Taylor Ellis closed

United States Bankruptcy Court, W.D. Texas · No. 09-51992 · Filed May 29, 2009 · Closed Aug 27, 2014

Role of Peter Ellis and Quentella Taylor Ellis: Debtor · Outcome: Case closed 2014-08-27 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 33 federal dockets); 2 people with this name in Form D filings; court in TX (not a filing state)

Peter L Ellis closed

United States Bankruptcy Court, M.D. Florida · No. 8:08-bk-12315 · Filed Aug 15, 2008 · Closed Nov 23, 2008

Role of Peter L Ellis: Debtor · Outcome: Case closed 2008-11-23 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 33 federal dockets); 2 people with this name in Form D filings; court in FL (not a filing state)

Peter J. Ellis closed

United States Bankruptcy Court, D. Connecticut · No. 05-31078 · Filed Mar 15, 2005 · Closed Jul 5, 2005

Role of Peter J. Ellis: Debtor · Outcome: Case closed 2005-07-05 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 33 federal dockets); 2 people with this name in Form D filings; court in CT (not a filing state)

Peter C. Ellis closed

United States Bankruptcy Court, E.D. Virginia · No. 03-41889 · Filed Dec 22, 2003 · Closed Apr 12, 2004

Role of Peter C. Ellis: Debtor · Outcome: Case closed 2004-04-12 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 33 federal dockets); 2 people with this name in Form D filings; court in VA (not a filing state)

Peter G Ellis closed

United States Bankruptcy Court, N.D. Illinois · No. 02-45780 · Filed Nov 20, 2002 · Closed May 28, 2003

Role of Peter G Ellis: Debtor · Outcome: Case closed 2003-05-28 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 33 federal dockets); 2 people with this name in Form D filings; court in IL (not a filing state)

Peter E. Ellis closed

United States Bankruptcy Court, D. Massachusetts · No. 02-14666 · Filed Jun 25, 2002 · Closed Oct 7, 2002

Role of Peter E. Ellis: Debtor · Outcome: Case closed 2002-10-07 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 33 federal dockets); 2 people with this name in Form D filings; court in MA (not a filing state)

Peter R. Ellis and Lola M. Ellis closed

United States Bankruptcy Court, W.D. Michigan · No. 99-03444 · Filed Apr 26, 1999 · Closed Nov 18, 2002

Role of Peter R. Ellis and Lola M. Ellis: Debtor · Outcome: Case closed 2002-11-18 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 33 federal dockets); 2 people with this name in Form D filings; court in MI (not a filing state)

Peter J. Ellis closed

United States Bankruptcy Court, E.D. Michigan · No. 98-22976 · Filed Dec 28, 1998 · Closed Apr 22, 1999

Role of Peter J. Ellis: Debtor · Outcome: Case closed 1999-04-22 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 33 federal dockets); 2 people with this name in Form D filings; court in MI (not a filing state)

Peter D. Ellis and Paula-Jeanne Ellis closed

United States Bankruptcy Court, D. Massachusetts · No. 98-16804 · Filed Jul 13, 1998 · Closed Mar 20, 2000

Role of Peter D. Ellis and Paula-Jeanne Ellis: Debtor · Outcome: Case closed 2000-03-20 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 33 federal dockets); 2 people with this name in Form D filings; court in MA (not a filing state)

Peter D. Ellis and Sherry A. Ellis closed

United States Bankruptcy Court, D. Massachusetts · No. 96-19399 · Filed Dec 5, 1996 · Closed Mar 24, 1997

Role of Peter D. Ellis and Sherry A. Ellis: Debtor · Outcome: Case closed 1997-03-24 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 33 federal dockets); 2 people with this name in Form D filings; court in MA (not a filing state)

Peter B. Ellis and Karen L. Ellis closed

United States Bankruptcy Court, D. New Jersey · No. 96-18470 · Filed Nov 6, 1996 · Closed Mar 25, 1997

Role of Peter B. Ellis and Karen L. Ellis: Debtor · Outcome: Case closed 1997-03-25 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 33 federal dockets); 2 people with this name in Form D filings; court in NJ (not a filing state)

Peter J. Ellis and Charmaine A. Ellis closed

United States Bankruptcy Court, W.D. Michigan · No. 96-90466 · Filed Aug 28, 1996 · Closed Dec 17, 1996

Role of Peter J. Ellis and Charmaine A. Ellis: Debtor · Outcome: Case closed 1996-12-17 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 33 federal dockets); 2 people with this name in Form D filings; court in MI (not a filing state)

Peter J. Ellis and Susan G. Ellis closed

United States Bankruptcy Court, D. Massachusetts · No. 94-15388 · Filed Aug 16, 1994 · Closed Apr 19, 1995

Role of Peter J. Ellis and Susan G. Ellis: Debtor · Outcome: Case closed 1995-04-19 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 33 federal dockets); 2 people with this name in Form D filings; court in MA (not a filing state)

Peter D. Ellis closed

United States Bankruptcy Court, E.D. Michigan · No. 93-48848 · Filed Aug 16, 1993 · Closed Dec 15, 1993

Role of Peter D. Ellis: Debtor · Outcome: Case closed 1993-12-15 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 33 federal dockets); 2 people with this name in Form D filings; court in MI (not a filing state)

Peter Ellis closed

United States Bankruptcy Court, C.D. California · No. 1:90-bk-04722 · Filed Feb 28, 1990 · Closed Jul 10, 1990

Role of Peter Ellis: Debtor · Outcome: Case closed 1990-07-10 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 33 federal dockets); 2 people with this name in Form D filings; court in CA (not a filing state)

PETER A. ELLIS and TERRY R. ELLIS closed

United States Bankruptcy Court, W.D. Oklahoma · No. 86-03076 · Filed Jun 5, 1986 · Closed Apr 20, 1987

Role of PETER A. ELLIS and TERRY R. ELLIS: Debtor · Outcome: Case closed 1987-04-20 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 33 federal dockets); 2 people with this name in Form D filings; court in OK (not a filing state)

What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:26 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

2 differences found between the filings for Peter Ellis (compared 3 filings on Oct 24, 2026)

Note · Apr 19, 2013 – Mar 20, 2014

Offering amount changed between filings — BOOKER SOFTWARE, INC.

The Apr 19, 2013 filing says $17,000,000 offered; the Mar 20, 2014 Form D/A says $27,500,000.

What this means The target raise changed. Raising the cap is common when a deal grows; ask whether the extra money has the same terms and use.

Form D (earlier) · Apr 19, 2013 ↗Form D/A (later) · Mar 20, 2014 ↗BOOKER SOFTWARE, INC. — PartnerFacts page ↗

Sources

Form D (earlier) · Apr 19, 2013 ↗ (Apr 19, 2013)
Form D/A (later) · Mar 20, 2014 ↗ (Mar 20, 2014)
BOOKER SOFTWARE, INC. — PartnerFacts page ↗ (Mar 20, 2014)

Note · Mar 30, 2009

Same name, different state: "Peter G Ellis" (PA) is a separate record

This page covers filings where the address state is NY. A separate record, "Peter G Ellis" with address state PA, is listed on 1 filing — most recently by CANCER TREATMENT SERVICES INTERNATIONAL L P (Mar 30, 2009). The two records do not overlap in time: this page runs Sep 5, 2012 to Mar 20, 2014; the other has one filing dated Mar 30, 2009.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

Peter G Ellis (PA) — PartnerFacts page ↗Form D · Mar 30, 2009 ↗CANCER TREATMENT SERVICES INTERNATIONAL L P — PartnerFacts page ↗Peter Ellis (NY) — this page ↗

Sources

Peter G Ellis (PA) — PartnerFacts page ↗ (Mar 30, 2009)
Form D · Mar 30, 2009 ↗ (Mar 30, 2009)
CANCER TREATMENT SERVICES INTERNATIONAL L P — PartnerFacts page ↗ (Mar 30, 2009)
Peter Ellis (NY) — this page ↗ (Mar 20, 2014)

What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

None reported on 2 offerings — no sales commissions, finder's fees or proceeds to insiders

Per-offering detail

Offering (latest filing)	Sales commissions	Finder's fees	To insiders	Paid to sell it	Source
Mar 20, 2014 D/A BOOKER SOFTWARE, INC. File 021-195267	$0	$0	$0	None listed on this filing	EDGAR ↗
Sep 5, 2012 D BOOKER SOFTWARE, INC. File 021-183679	$0	$0	$0	None listed on this filing	EDGAR ↗

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 1

Every issuer that named Peter Ellis on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

Other

BOOKER SOFTWARE, INC.

New York, NY · Sep 5, 2012 → Mar 20, 2014 · 3 filings

Mar 20, 2014 · D/A · $27,500,000 sold of $27,500,000 · 7 investors · min. No minimum reported · role: Director EDGAR ↗
Apr 19, 2013 · D · $17,000,000 sold of $17,000,000 · 7 investors · min. No minimum reported · role: Director EDGAR ↗
Sep 5, 2012 · D · $6,000,000 sold of $6,000,000 · 6 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $27.5M from 7 investors (100% of the $27.5M target) as of the latest filing. Peter is listed as director on 3 filings for this deal.

Latest filing on EDGAR ↗

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other / 506(b) (18,678 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Other pages with the same name (1)

Separate person records under the same name, not combined with this page. Each line says whether it shares an issuer with this record.

Peter G Ellis — PA, 1 issuer, Mar 30, 2009 → Mar 30, 2009 · no shared issuer

People around Peter 8

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

No photo found yet (own website and image search run after this page is viewed)

Person

Josh McCarter

Executive Officer, Director · 3 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as Peter Ellis. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Don Rainey

Director · 3 shared filings (1 issuer) · also on 15 other issuers

Don Rainey is on 16 issuers in total — a repeat sponsor. Their page lists every one.

No photo found yet (own website and image search run after this page is viewed)

Person

James Pastoriza

Director · 3 shared filings (1 issuer) · also on 5 other issuers

James Pastoriza is on 6 issuers in total — a repeat sponsor. Their page lists every one.

No photo found yet (own website and image search run after this page is viewed)

Person

Daniel Lizio-Katzen

Executive Officer · 3 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as Peter Ellis. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

William E. Savage, Jr.

Director · 3 shared filings (1 issuer) · also on 10 other issuers

William E. Savage, Jr. is on 11 issuers in total — a repeat sponsor. Their page lists every one.

No photo found yet (own website and image search run after this page is viewed)

Person

Rosemary Biagioni

Executive Officer · 3 shared filings (1 issuer)

Listed on the same filings as Peter Ellis. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Deepak Sindwani

Director · 2 shared filings (1 issuer) · also on 21 other issuers

Deepak Sindwani is on 22 issuers in total — a repeat sponsor. Their page lists every one.

No photo found yet (own website and image search run after this page is viewed)

Person

Beverly Chell

Director · 1 shared filing (1 issuer)

Listed on the same filings as Peter Ellis. Their page shows their other deals.

Registrations and other filings

Business registration (state registry / Secretary of State)

Individuals are not matched to business registrations — registries list companies, and a name alone is not enough to tie a person to one. Officers and managers appear by name inside each matched company's record on the issuer pages. Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); KY (Kentucky Secretary of State — Business Entity Search (sosbes.sos.ky.gov), searched by issuer name, data as of Oct 24, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file).

Adviser registration (Form ADV)

None of the 1 issuer this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to Peter Ellis by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 1 issuer this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers Peter Ellis is listed on: none on file. No website or social profile named in BOOKER SOFTWARE, INC.'s SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #319,350 of 374,652 in line (1,386 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (New York, NY). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Change history

No corrections have been requested for this page.

Every fact links to its public-record source. Plain-English notes next to a fact are our reading of that fact, not a rating. Request a correction · Facts policy

Request a correction

Free. Logged with status: received → under review → fixed / confirmed with source.

Add a response

If this is you or your firm, add a sourced explanation next to any fact. Reviewed before publishing.

Monitor this person

Members get an email when Peter Ellis appears on a new Form D, or when a court case or SEC action is matched to them. See plans →

Peter Ellis

The short version

What the community is saying

Key records

1. Lawsuits

2. Regulatory actions

3. Bankruptcies

4. Differences between public sources

Offering amount changed between filings — BOOKER SOFTWARE, INC.

Same name, different state: "Peter G Ellis" (PA) is a separate record

5. Money to insiders

Deals 1

People around Peter 8

Registrations and other filings

Business registration (state registry / Secretary of State)

Adviser registration (Form ADV)

Other offering types (Regulation A and Regulation Crowdfunding)

Public profiles and social

Look further

Social and web

Courts

Securities regulators

Business registries

Change history

Request a correction

Add a response

Monitor this person