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Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 10:08 AM ET

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Peter Carlton

Named as an officer, director or promoter on SEC Form D filings · CA · Mar 19, 2015 → Jan 20, 2026

17deals (issuers)
$613.9Mreported sold
397investors
42Form D filings
2015–2026years on file

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:16 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Peter Carlton is listed as an executive officer and director on 42 SEC Form D filings by 17 issuers between Mar 2015 and Jan 2026. Largest by amount reported sold: SCI Packaging Inc. (Los Angeles, CA — industry reported as "Other" — 2017; $145M reported sold to 15 investors), Foothill Road, LP (Los Angeles, CA — pooled investment fund — 2015–2026; $99M reported sold to 79 investors), Sienna Way II, LLC (Los Angeles, CA — pooled investment fund — 2017–2024; $75.2M reported sold to 18 investors), Via Verona, LLC (Los Angeles, CA — pooled investment fund — 2021; $56.4M reported sold to 26 investors), Windtree Drive, LLC (Los Angeles, CA — pooled investment fund — 2019; $39.7M reported sold to 25 investors) and 12 more (all listed below).

What this means That is a lot of deals — 17 separate companies raised money with this person listed as executive officer and director, over about 11 years. Across those companies the filings report $613.9M sold in total.

Listed alongside Howard M. Day (38 shared filings), Oakmont Corporation (38 shared filings, management entity), Robert Miller (38 shared filings), Damon P. De Laszlo (34 shared filings), Robert A. Day (32 shared filings) and 27 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Peter. Each name links to their own page.

The issuers belong to 2 sponsor groups: Oakmont (17 issuers, $1.52B reported sold, 2009–2026) and J H Whitney (11 issuers, $1.04B reported sold, 2009–2026).

What this means This person is listed across more than one sponsor team; each group page shows that team's full track record.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY) — none found.

What this means Nothing turned up where we looked (3 sources). That does not prove there is nothing — it means none was found in those sources on that date.

We compared 42 public filings for Peter Carlton and found 13 differences, 2 worth asking the sponsor about: 6 Form Ds were filed more than 15 days after the first sale; Peter Carlton is no longer listed on the Mar 31, 2021 amendment; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Peter Carlton has not run yet — it is joining a line of 47,586 names; searches run around the clock at the hosts' allowed rate. Searched so far: 641 names.

Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

None found in sources searched — federal courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:16 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: 48 regulators (FINRA, NASAA, 37 states) — crawled Oct 24, 2026, 8:48 AM ET

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Peter Carlton..

State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).

3. Bankruptcies

None found in sources searched — federal bankruptcy courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:16 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

13 differences found between the filings for Peter Carlton — 2 worth asking about (compared 42 filings on Oct 24, 2026)

Note · Sep 16, 2008 – Apr 16, 2009

Bankruptcy case: Adelhelm Custom Homes, Inc. — filed Sep 16, 2008

United States Bankruptcy Court, E.D. California docket "Adelhelm Custom Homes, Inc." filed Sep 16, 2008, closed Apr 16, 2009. Ronald A. Adelhelm (listed on the same filings) is listed as Debtor ("Adelhelm Custom Homes, Inc."). Our match estimate: 70%.

What this means A bankruptcy filing was found. Many are old or personal and have nothing to do with the deal — but ask what it was and when it closed.

Sources
Note · Jan 21, 1994 – Jun 16, 1994

Bankruptcy case: Continental Shelters, Inc. v. Gluckman — filed Jan 21, 1994

United States Bankruptcy Court, C.D. California docket "Continental Shelters, Inc. v. Gluckman" filed Jan 21, 1994, closed Jun 16, 1994. Fred Gluckman (listed on the same filings) is listed as Defendant ("Gluckman"). Our match estimate: 70%.

What this means A bankruptcy filing was found. Many are old or personal and have nothing to do with the deal — but ask what it was and when it closed.

Sources
Worth asking · Mar 10, 2010 – Dec 8, 2025

6 Form Ds were filed more than 15 days after the first sale

Form D filed 3,674 days after the first sale — Hamner Drive, LLC · Form D filed 186 days after the first sale — Windtree Drive, LLC · Form D filed 419 days after the first sale — Cornell Road, LLC · Form D filed 55 days after the first sale — Somera Road, LLC · Form D filed 21 days after the first sale — Isadora Lane Partners, LLC · and 1 more

What this means Late notices are common and carry no penalty by themselves. A pattern of late paperwork is worth asking the sponsor about.

Sources
Note · Jun 1, 2017 – May 21, 2025

11 offerings have no amendment in the last 12 months and may still be open

No amendment in the last 12 months on an offering that may still be open — Isadora Lane Partners, LLC (latest filing May 21, 2025) · No amendment in the last 12 months on an offering that may still be open — Sienna Way II, LLC (latest filing Feb 15, 2024) · No amendment in the last 12 months on an offering that may still be open — Clifton Way, LLC (latest filing Mar 6, 2023) · No amendment in the last 12 months on an offering that may still be open — Levico Way LLC (latest filing Jun 16, 2021) · No amendment in the last 12 months on an offering that may still be open — Via Verona, LLC (latest filing May 20, 2021) · and 6 more

What this means SEC rules expect a yearly amendment while an offering is still going. Ask the sponsor which of these raises have closed.

Sources
Worth asking · Mar 31, 2020 – Mar 31, 2021

Peter Carlton is no longer listed on the Mar 31, 2021 amendment — Hamner Drive, LLC

Peter Carlton appears on the Mar 31, 2020 Form D (executive officer, director) but not on the Mar 31, 2021 Form D/A for the same offering.

What this means People leave, and the issuer must list only current officers, directors and promoters. It is still worth asking why this person left and who replaced them.

Sources
Note · Nov 29, 2018 – Nov 27, 2019

Peter Carlton's role changed at Cornell Road, LLC: executive officer → executive officer, director

The Nov 29, 2018 filing lists Peter Carlton as executive officer; the Nov 27, 2019 Form D/A lists executive officer, director.

What this means Roles on Form D are self-reported by the issuer. A change can mean a real change in who runs the company, or just a different box ticked. Ask who makes decisions today.

Sources
Note · Jul 6, 2018 – Jun 28, 2019

Peter Carlton's role changed at Foothill Road, LP: executive officer → executive officer, director

The Jul 6, 2018 filing lists Peter Carlton as executive officer; the Jun 28, 2019 Form D/A lists executive officer, director.

What this means Roles on Form D are self-reported by the issuer. A change can mean a real change in who runs the company, or just a different box ticked. Ask who makes decisions today.

Sources
Note · Jun 6, 2018 – Jun 5, 2019

Peter Carlton's role changed at Sienna Way II, LLC: executive officer → executive officer, director

The Jun 6, 2018 filing lists Peter Carlton as executive officer; the Jun 5, 2019 Form D/A lists executive officer, director.

What this means Roles on Form D are self-reported by the issuer. A change can mean a real change in who runs the company, or just a different box ticked. Ask who makes decisions today.

Sources
Note · Mar 31, 2020

Formed in 2020 per the latest filing, but activity is dated 2010 — Hamner Drive, LLC

The issuer's latest filing says it was formed in 2020. The Mar 31, 2020 filing says the first sale was Mar 10, 2010 — before that year.

What this means A company cannot sell before it exists, so one of the two dates is likely a typo on the form. Ask the sponsor for the formation document.

Sources
Note · Jan 31, 2022 – Apr 18, 2022

Same name, different state: "Peter Carlton" (TX) is a separate record

This page covers filings where the address state is CA. A separate record, "Peter Carlton" with address state TX, is listed on 2 filings — most recently by Viridescent Realty Trust, Inc. (Apr 18, 2022). Both records have filings in the same period (Jan 31, 2022 to Apr 18, 2022).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

Sources
Note · Oct 25, 2016

Same name, different state: "Peter Carlton" (CO) is a separate record

This page covers filings where the address state is CA. A separate record, "Peter Carlton" with address state CO, is listed on 1 filing — most recently by Liberty Oilfield Services Holdings LLC (Oct 25, 2016). Both records have filings in the same period (Oct 25, 2016).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

Sources
Note · Dec 30, 2013

Same name, different state: "Peter J Carlton" (MI) is a separate record

This page covers filings where the address state is CA. A separate record, "Peter J Carlton" with address state MI, is listed on 1 filing — most recently by MBT FINANCIAL CORP (Dec 30, 2013). The two records do not overlap in time: this page runs Mar 19, 2015 to Jan 20, 2026; the other has one filing dated Dec 30, 2013.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

Sources
Note · Sep 24, 2010 – Mar 12, 2013

Same name, different state: "Peter H. Carlton" (MI) is a separate record

This page covers filings where the address state is CA. A separate record, "Peter H. Carlton" with address state MI, is listed on 2 filings — most recently by MBT FINANCIAL CORP (Mar 12, 2013). The two records do not overlap in time: this page runs Mar 19, 2015 to Jan 20, 2026; the other runs Sep 24, 2010 to Mar 12, 2013.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

0 of 19 offerings report sales commissions; 1 reports finder's fees totalling $598,594; 0 report proceeds to related persons. (includes amounts the issuer reported as estimates)

Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Jan 20, 2026 D/A
Foothill Road, LP
File 021-243098
$0 (est.)$0 (est.)$0 (est.)None listed on this filingEDGAR ↗
Dec 8, 2025 D
Somera Road, LLC
File 021-565998
$0 (est.)$0 (est.)$0 (est.)
None, although the manager of the Issuer receives a management fee.
None listed on this filingEDGAR ↗
May 21, 2025 D
Isadora Lane Partners, LLC
File 021-546733
$0 (est.)$0 (est.)$0 (est.)None listed on this filingEDGAR ↗
Feb 15, 2024 D/A
Sienna Way II, LLC
File 021-288220
$0 (est.)$0 (est.)$0 (est.)
None, although the manager receives a performance allocation.
None listed on this filingEDGAR ↗
Mar 6, 2023 D/A
Clifton Way, LLC
File 021-357955
$0 (est.)$0 (est.)$0 (est.)None listed on this filingEDGAR ↗
Jan 20, 2022 D
Kelton 2021 QOF, LLC
File 021-430070
$0 (est.)$0 (est.)$0 (est.)None listed on this filingEDGAR ↗
Jun 16, 2021 D
Levico Way LLC
File 021-403171
$0 (est.)$0 (est.)$0 (est.)
None, although the manager receives a carried interest distribution and management fee.
None listed on this filingEDGAR ↗
May 20, 2021 D
Via Verona, LLC
File 021-399973
$0 (est.)$0 (est.)$0 (est.)
None, although the manager receives a carried interest distribution and a management fee.
None listed on this filingEDGAR ↗
Apr 21, 2021 D/A
Mariel Lane, LLC
File 021-365623
$0 (est.)$0 (est.)$0 (est.)
None, although the manager receives a carried interest distribution.
None listed on this filingEDGAR ↗
Apr 7, 2021 D
Condor Ridge VIII, LLC
File 021-394886
$0 (est.)$0 (est.)$0 (est.)
None, although the manager receives a carried interest distribution and a management fee.
None listed on this filingEDGAR ↗
Feb 3, 2021 D/A
Cornell Road, LLC
File 021-326775
$0 (est.)$0 (est.)$0 (est.)
None, although the manager receives a management fee and a carried interest distribution.
None listed on this filingEDGAR ↗
Dec 22, 2020 D
Udine Way, LLC
File 021-383933
$0 (est.)$0 (est.)$0 (est.)
None, although the manager receives a performance allocation.
None listed on this filingEDGAR ↗
Jun 10, 2020 D
Cove Investors III, LLC
File 021-368600
$0 (est.)$0 (est.)$0 (est.)
None, although the manager receives a performance allocation.
None listed on this filingEDGAR ↗
Mar 31, 2020 D
Hamner Drive, LLC
File 021-364002
$0 (est.)$0 (est.)$0 (est.)
None, although the manager receives a performance allocation.
None listed on this filingEDGAR ↗
Mar 22, 2019 D
Windtree Drive, LLC
File 021-335499
$0 (est.)$0 (est.)$0 (est.)
None, although the manager receives a management fee and a carried interest distribution.
None listed on this filingEDGAR ↗
Apr 28, 2017 D
SCI Packaging Inc.
File 021-285703
$0$0$0None listed on this filingEDGAR ↗
May 19, 2015 D
Balance Therapeutics, Inc.
File 021-240194
$0$0$0None listed on this filingEDGAR ↗
May 5, 2015 D
Balance Therapeutics, Inc.
File 021-239210
$0$0$0None listed on this filingEDGAR ↗
Mar 19, 2015 D
Balance Therapeutics, Inc.
File 021-236214
$0$598,594$0LWPartners Capital Group LLC BrokerCheck CRD 167438 ↗EDGAR ↗
How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 17

Every issuer that named Peter Carlton on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

Pooled Investment Fund · group: Oakmont

Foothill Road, LP

Los Angeles, CA · Jul 6, 2015 → Jan 20, 2026 · 13 filings
  • Jan 20, 2026 · D/A · $98,997,284 sold of Indefinite · 79 investors · min. $100,000 · role: Executive Officer, Director (Executive Officer and Director of Oakmont Corporation, General Partner) EDGAR ↗
  • Jan 28, 2025 · D/A · $96,431,284 sold of Indefinite · 79 investors · min. $100,000 · role: Executive Officer, Director (Executive Officer and Director of Oakmont Corporation, General Partner) EDGAR ↗
  • Jan 29, 2024 · D/A · $95,450,284 sold of Indefinite · 79 investors · min. $100,000 · role: Executive Officer, Director (Executive Officer and Director of Oakmont Corporation, General Partner) EDGAR ↗
  • Jan 25, 2023 · D/A · $94,142,284 sold of Indefinite · 79 investors · min. $100,000 · role: Executive Officer, Director (Executive Officer and Director of Oakmont Corporation, General Partner) EDGAR ↗
  • Jan 31, 2022 · D/A · $93,512,284 sold of Indefinite · 79 investors · min. $100,000 · role: Executive Officer, Director (Executive Officer and Director of Oakmont Corporation, General Partner) EDGAR ↗
  • Feb 19, 2021 · D/A · $91,252,284 sold of Indefinite · 79 investors · min. $100,000 · role: Executive Officer, Director (Executive Officer and Director of Oakmont Corporation, General Partner) EDGAR ↗
  • Feb 20, 2020 · D/A · $89,929,497 sold of Indefinite · 75 investors · min. $100,000 · role: Executive Officer, Director (Executive Officer and Director of Oakmont Corporation, General Partner) EDGAR ↗
  • Jun 28, 2019 · D/A · $87,929,497 sold of Indefinite · 74 investors · min. $100,000 · role: Executive Officer, Director (Executive Officer and Director of Oakmont Corporation, General Partner) EDGAR ↗
  • Jul 6, 2018 · D/A · $86,574,497 sold of Indefinite · 63 investors · min. $100,000 · role: Executive Officer (Executive Officer of Oakmont Corporation, General Partner) EDGAR ↗
  • Jul 6, 2017 · D/A · $81,920,097 sold of Indefinite · 60 investors · min. $100,000 · role: Executive Officer (Executive Officer of Oakmont Corporation, General Partner) EDGAR ↗
  • Jul 6, 2017 · D/A · $81,920,097 sold of Indefinite · 60 investors · min. $100,000 · role: Executive Officer (Executive Officer of Oakmont Corporation, General Partner) EDGAR ↗
  • Jul 6, 2016 · D/A · $74,548,725 sold of Indefinite · 57 investors · min. $100,000 · role: Executive Officer (Executive Officer of Oakmont Corporation, General Partner) EDGAR ↗
  • Jul 6, 2015 · D · $0 sold of Indefinite · 0 investors · min. $100,000 · role: Executive Officer (Executive Officer of Oakmont Corporation, General Partner) EDGAR ↗

Raised $99M from 79 investors as of the latest filing. Peter is listed as executive officer, director on 13 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Oakmont

Somera Road, LLC

Los Angeles, CA · Dec 8, 2025
  • Dec 8, 2025 · D · $15,000,000 sold of Indefinite · 24 investors · min. $50,000 · role: Executive Officer, Director (Executive Officer and Director of Oakmont Corporation, Manager) EDGAR ↗

Raised $15M from 24 investors as of the latest filing. Peter is listed as executive officer, director.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Oakmont

Isadora Lane Partners, LLC

Los Angeles, CA · May 21, 2025
  • May 21, 2025 · D · $28,700,000 sold of Indefinite · 25 investors · min. $10,000 · role: Executive Officer, Director (Executive Officer and Director of Oakmont Corporation, Manager) EDGAR ↗

Raised $28.7M from 25 investors as of the latest filing. Peter is listed as executive officer, director.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Oakmont

Sienna Way II, LLC

Los Angeles, CA · Jun 7, 2017 → Feb 15, 2024 · 5 filings
  • Feb 15, 2024 · D/A · $75,200,000 sold of Indefinite · 18 investors · min. $1,000,000 · role: Executive Officer, Director (Executive Officer and Director of Oakmont Corporation, Manager) EDGAR ↗
  • Feb 21, 2023 · D/A · $75,200,000 sold of Indefinite · 18 investors · min. $1,000,000 · role: Executive Officer, Director (Executive Officer and Director of Oakmont Corporation, Manager) EDGAR ↗
  • Jun 5, 2019 · D/A · $75,100,000 sold of Indefinite · 18 investors · min. $1,000,000 · role: Executive Officer, Director (Executive Officer and Director of Oakmont Corporation, Manager) EDGAR ↗
  • Jun 6, 2018 · D/A · $70,000,000 sold of Indefinite · 17 investors · min. $1,000,000 · role: Executive Officer (Executive Officer of Oakmont Corporation, Manager) EDGAR ↗
  • Jun 7, 2017 · D · $60,000,000 sold of Indefinite · 16 investors · min. $1,000,000 · role: Executive Officer (Executive Officer of Oakmont Corporation, Manager) EDGAR ↗

Raised $75.2M from 18 investors as of the latest filing. Peter is listed as executive officer, director on 5 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Oakmont

Clifton Way, LLC

Los Angeles, CA · Jan 14, 2020 → Mar 6, 2023 · 5 filings
  • Mar 6, 2023 · D/A · $3,191,188 sold of Indefinite · 15 investors · min. $10,000 · role: Executive Officer, Director (Executive Officer and Director of Oakmont Corporation, Manager) EDGAR ↗
  • Mar 18, 2022 · D/A · $3,191,188 sold of Indefinite · 15 investors · min. $10,000 · role: Executive Officer, Director (Executive Officer and Director of Oakmont Corporation, Manager) EDGAR ↗
  • Mar 19, 2021 · D/A · $3,191,188 sold of Indefinite · 15 investors · min. $10,000 · role: Executive Officer, Director (Executive Officer and Director of Oakmont Corporation, Manager) EDGAR ↗
  • Jan 11, 2021 · D/A · $3,191,188 sold of Indefinite · 15 investors · min. $10,000 · role: Executive Officer, Director (Executive Officer and Director of Oakmont Corporation, Manager) EDGAR ↗
  • Jan 14, 2020 · D · $2,491,188 sold of Indefinite · 15 investors · min. $10,000 · role: Executive Officer, Director (Executive Officer and Director of Oakmont Corporation, Manager) EDGAR ↗

Raised $3.19M from 15 investors as of the latest filing. Peter is listed as executive officer, director on 5 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Oakmont

Kelton 2021 QOF, LLC

Los Angeles, CA · Jan 20, 2022
  • Jan 20, 2022 · D · $0 sold of Indefinite · 0 investors · min. $10,000 · role: Executive Officer, Director (Executive Officer and Director of Oakmont Corporation, Manager) EDGAR ↗

No sales reported yet as of the latest filing. Peter is listed as executive officer, director.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Oakmont

Levico Way LLC

Los Angeles, CA · Jun 16, 2021
  • Jun 16, 2021 · D · $10,000,000 sold of Indefinite · 24 investors · min. $10,000 · role: Executive Officer, Director (Executive Officer and Director of Oakmont Corporation, Manager) EDGAR ↗

Raised $10M from 24 investors as of the latest filing. Peter is listed as executive officer, director.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Oakmont

Via Verona, LLC

Los Angeles, CA · May 20, 2021
  • May 20, 2021 · D · $56,350,000 sold of Indefinite · 26 investors · min. $10,000 · role: Executive Officer, Director (Executive Officer and Director of Oakmont Corporation, Manager) EDGAR ↗

Raised $56.4M from 26 investors as of the latest filing. Peter is listed as executive officer, director.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Oakmont

Mariel Lane, LLC

Los Angeles, CA · Apr 23, 2020 → Apr 21, 2021 · 2 filings
  • Apr 21, 2021 · D/A · $23,825,221 sold of Indefinite · 23 investors · min. $10,000 · role: Executive Officer, Director (Executive Officer and Director of Oakmont Corporation, Manager) EDGAR ↗
  • Apr 23, 2020 · D · $22,150,000 sold of Indefinite · 21 investors · min. $10,000 · role: Executive Officer, Director (Executive Officer and Director of Oakmont Corporation, Manager) EDGAR ↗

Raised $23.8M from 23 investors as of the latest filing. Peter is listed as executive officer, director on 2 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Oakmont

Condor Ridge VIII, LLC

Los Angeles, CA · Apr 7, 2021
  • Apr 7, 2021 · D · $20,000,000 sold of Indefinite · 22 investors · min. $10,000 · role: Executive Officer, Director (Executive Officer and Director of Oakmont Corporation, Manager) EDGAR ↗

Raised $20M from 22 investors as of the latest filing. Peter is listed as executive officer, director.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Oakmont

Cornell Road, LLC

Los Angeles, CA · Nov 29, 2018 → Feb 3, 2021 · 3 filings
  • Feb 3, 2021 · D/A · $25,000,000 sold of Indefinite · 22 investors · min. $50,000 · role: Executive Officer, Director (Executive Officer and Director of Oakmont Corporation, Manager) EDGAR ↗
  • Nov 27, 2019 · D/A · $25,000,000 sold of Indefinite · 22 investors · min. $50,000 · role: Executive Officer, Director (Director and Executive Officer of Oakmont Corporation, Manager) EDGAR ↗
  • Nov 29, 2018 · D · $25,000,000 sold of Indefinite · 22 investors · min. $50,000 · role: Executive Officer (Executive Officer of Oakmont Corporation, Manager) EDGAR ↗

Raised $25M from 22 investors as of the latest filing. Peter is listed as executive officer, director on 3 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Oakmont

Udine Way, LLC

Los Angeles, CA · Dec 22, 2020
  • Dec 22, 2020 · D · $20,000,000 sold of Indefinite · 18 investors · min. $10,000 · role: Executive Officer, Director (Executive Officer and Director of Oakmont Corporation, Manager) EDGAR ↗

Raised $20M from 18 investors as of the latest filing. Peter is listed as executive officer, director.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Oakmont

Cove Investors III, LLC

Los Angeles, CA · Jun 10, 2020
  • Jun 10, 2020 · D · $5,000,000 sold of Indefinite · 12 investors · min. $10,000 · role: Executive Officer, Director (Executive Officer and Director of Oakmont Corporation, Manager) EDGAR ↗

Raised $5M from 12 investors as of the latest filing. Peter is listed as executive officer, director.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Oakmont

Hamner Drive, LLC

Los Angeles, CA · Mar 31, 2020
  • Mar 31, 2020 · D · $30,000,000 sold of Indefinite · 25 investors · min. $10,000 · role: Executive Officer, Director (Executive Officer and Director of Oakmont Corporation, Manager) EDGAR ↗

Raised $30M from 27 investors as of the latest filing. Peter is listed as executive officer, director.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Oakmont

Windtree Drive, LLC

Los Angeles, CA · Mar 22, 2019
  • Mar 22, 2019 · D · $39,700,000 sold of Indefinite · 25 investors · min. $50,000 · role: Executive Officer, Director (Executive Officer and Director of Oakmont Corporation, Manager) EDGAR ↗

Raised $39.7M from 25 investors as of the latest filing. Peter is listed as executive officer, director.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Other · group: J H Whitney

SCI Packaging Inc.

Los Angeles, CA · Apr 28, 2017
  • Apr 28, 2017 · D · $145,000,000 sold of $145,000,000 · 15 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $145M from 15 investors (100% of the $145M target) as of the latest filing. Peter is listed as director.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other / 506(b) (18,678 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Biotechnology

Balance Therapeutics, Inc.

San Bruno, CA · Mar 19, 2015 → May 19, 2015 · 3 filings
  • May 19, 2015 · D · $183,106 sold of $183,106 · 1 investors · min. No minimum reported · role: Director EDGAR ↗
  • May 5, 2015 · D · $3,000,000 sold of $3,000,000 · 1 investors · min. No minimum reported · role: Director EDGAR ↗
  • Mar 19, 2015 · D · $17,982,388 sold of $17,982,388 · 22 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $18M from 22 investors (100% of the $183K target) as of the latest filing. Peter is listed as director on 3 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Biotechnology / 506(b) (3,253 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Other pages with the same name (6)

Separate person records under the same name, not combined with this page. Each line says whether it shares an issuer with this record.

  • Peter W. Carlton — CA, 2 issuers, Nov 18, 2014 → Apr 16, 2026 · no shared issuer
  • Peter H. Carlton — MI, 1 issuer, Sep 24, 2010 → Mar 12, 2013 · no shared issuer
  • Peter Carlton — CO, 1 issuer, Oct 25, 2016 → Oct 25, 2016 · no shared issuer
  • Peter Carlton — TX, 1 issuer, Jan 31, 2022 → Apr 18, 2022 · no shared issuer
  • Peter J Carlton — MI, 1 issuer, Dec 30, 2013 → Dec 30, 2013 · no shared issuer
  • Peter P. Carlton — CA, 1 issuer, Mar 31, 2021 → Mar 31, 2021 · shares 1 issuer with this record

People around Peter 32

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

Management entity

Oakmont Corporation

Executive Officer · 38 shared filings (15 issuers) · also on 1 other issuer

Oakmont Corporation is on 16 issuers in total — a repeat sponsor. Their page lists every one.

Management entity

Stone Canyon Industries LLC

Promoter · 1 shared filing (1 issuer) · also on 1 other issuer

Listed on the same filings as Peter Carlton. Their page shows their other deals.

HD
No photo found yet (own website and image search run after this page is viewed)
Person

Howard M. Day

Director · 38 shared filings (15 issuers)

Howard M. Day is on 15 issuers in total — a repeat sponsor. Their page lists every one.

RM
No photo found yet (own website and image search run after this page is viewed)
Person

Robert Miller

Executive Officer, Director · 38 shared filings (15 issuers) · also on 13 other issuers

Robert Miller is on 28 issuers in total — a repeat sponsor. Their page lists every one.

DL
No photo found yet (own website and image search run after this page is viewed)
Person

Damon P. De Laszlo

Director · 34 shared filings (13 issuers)

Damon P. De Laszlo is on 13 issuers in total — a repeat sponsor. Their page lists every one.

RD
No photo found yet (own website and image search run after this page is viewed)
Person

Robert A. Day

Executive Officer, Director · 32 shared filings (13 issuers) · also on 4 other issuers

Robert A. Day is on 17 issuers in total — a repeat sponsor. Their page lists every one.

JD
No photo found yet (own website and image search run after this page is viewed)
Person

Jonathan Day

Director · 30 shared filings (15 issuers)

Jonathan Day is on 15 issuers in total — a repeat sponsor. Their page lists every one.

TD
No photo found yet (own website and image search run after this page is viewed)
Person

Thomas Joseph Deegan-Day

Executive Officer, Director · 30 shared filings (15 issuers)

Thomas Joseph Deegan-Day is on 15 issuers in total — a repeat sponsor. Their page lists every one.

DD
No photo found yet (own website and image search run after this page is viewed)
Person

Dorothy W. Day

Director · 30 shared filings (15 issuers)

Dorothy W. Day is on 15 issuers in total — a repeat sponsor. Their page lists every one.

LF
No photo found yet (own website and image search run after this page is viewed)
Person

Lucinda Day Fournier

Director · 29 shared filings (15 issuers)

Lucinda Day Fournier is on 15 issuers in total — a repeat sponsor. Their page lists every one.

SB
No photo found yet (own website and image search run after this page is viewed)
Person

Steven Baum

Executive Officer · 22 shared filings (12 issuers) · also on 4 other issuers

Steven Baum is on 16 issuers in total — a repeat sponsor. Their page lists every one.

MD
No photo found yet (own website and image search run after this page is viewed)
Person

Matthew Drevlow

Executive Officer · 22 shared filings (12 issuers)

Matthew Drevlow is on 12 issuers in total — a repeat sponsor. Their page lists every one.

WL
No photo found yet (own website and image search run after this page is viewed)
Person

William de Laszlo

Director · 8 shared filings (5 issuers)

William de Laszlo is on 5 issuers in total — a repeat sponsor. Their page lists every one.

JC
No photo found yet (own website and image search run after this page is viewed)
Person

Jerry W. Carlton

Executive Officer, Director · 8 shared filings (3 issuers) · also on 3 other issuers

Jerry W. Carlton is on 6 issuers in total — a repeat sponsor. Their page lists every one.

PH
No photo found yet (own website and image search run after this page is viewed)
Person

Paul H. Hiyake

Executive Officer · 6 shared filings (2 issuers)

Listed on the same filings as Peter Carlton. Their page shows their other deals.

FG
No photo found yet (own website and image search run after this page is viewed)
Person

Fred Gluckman

Executive Officer · 5 shared filings (4 issuers)

Listed on the same filings as Peter Carlton. Their page shows their other deals.

RC
No photo found yet (own website and image search run after this page is viewed)
Person

Richard Chin

Director · 3 shared filings (1 issuer) · also on 4 other issuers

Richard Chin is on 5 issuers in total — a repeat sponsor. Their page lists every one.

MG
No photo found yet (own website and image search run after this page is viewed)
Person

Michael Grey

Director · 3 shared filings (1 issuer) · also on 9 other issuers

Michael Grey is on 10 issuers in total — a repeat sponsor. Their page lists every one.

PW
No photo found yet (own website and image search run after this page is viewed)
Person

Phyllis E. Whiteley

Director · 3 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as Peter Carlton. Their page shows their other deals.

LL
No photo found yet (own website and image search run after this page is viewed)
Person

Lyndon Lien

Executive Officer, Director · 3 shared filings (1 issuer)

Listed on the same filings as Peter Carlton. Their page shows their other deals.

JF
No photo found yet (own website and image search run after this page is viewed)
Person

James Fordyce

Executive Officer, Director · 1 shared filing (1 issuer) · also on 7 other issuers

James Fordyce is on 8 issuers in total — a repeat sponsor. Their page lists every one.

AK
No photo found yet (own website and image search run after this page is viewed)
Person

Allison Keller

Executive Officer · 1 shared filing (1 issuer) · also on 2 other issuers

Listed on the same filings as Peter Carlton. Their page shows their other deals.

AC
No photo found yet (own website and image search run after this page is viewed)
Person

Adam Cohn

Executive Officer, Director · 1 shared filing (1 issuer) · also on 3 other issuers

Listed on the same filings as Peter Carlton. Their page shows their other deals.

SK
No photo found yet (own website and image search run after this page is viewed)
Person

Sascha Kaeser

Director · 1 shared filing (1 issuer)

Listed on the same filings as Peter Carlton. Their page shows their other deals.

HS
No photo found yet (own website and image search run after this page is viewed)
Person

Hans-Peter Schaefer

Director · 1 shared filing (1 issuer)

Listed on the same filings as Peter Carlton. Their page shows their other deals.

SM
No photo found yet (own website and image search run after this page is viewed)
Person

Shawn Malleck

Director · 1 shared filing (1 issuer)

Listed on the same filings as Peter Carlton. Their page shows their other deals.

KR
No photo found yet (own website and image search run after this page is viewed)
Person

Kenneth Roessler

Director · 1 shared filing (1 issuer)

Listed on the same filings as Peter Carlton. Their page shows their other deals.

MN
No photo found yet (own website and image search run after this page is viewed)
Person

Michael Neumann

Director · 1 shared filing (1 issuer)

Listed on the same filings as Peter Carlton. Their page shows their other deals.

LF
No photo found yet (own website and image search run after this page is viewed)
Person

Lucinda Day Fournier

Director · 1 shared filing (1 issuer)

Listed on the same filings as Peter Carlton. Their page shows their other deals.

WL
No photo found yet (own website and image search run after this page is viewed)
Person

William de Lazlo

Director · 1 shared filing (1 issuer)

Listed on the same filings as Peter Carlton. Their page shows their other deals.

RA
No photo found yet (own website and image search run after this page is viewed)
Person

Ronald A. Adelhelm

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Peter Carlton. Their page shows their other deals.

DS
No photo found yet (own website and image search run after this page is viewed)
Person

Douglas W. Stotlar

Director · 1 shared filing (1 issuer) · also on 1 other issuer

Listed on the same filings as Peter Carlton. Their page shows their other deals.

The team behind the deals

Sponsor group

Oakmont

17 issuers · 58 filings · $1.52B reported sold · 2009–2026

One team, 17 deal companies. Peter Carlton is listed on 15 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name Peter Carlton.

Sponsor group

J H Whitney

11 issuers · 21 filings · $1.04B reported sold · 2009–2026

One team, 11 deal companies. Peter Carlton is listed on 1 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name Peter Carlton.

Same business address

51 other issuers file from the same address (first 50 shown)

A shared address can mean the same team, a shared office building or a registered agent. It is a lead, not a conclusion.

Registrations and other filings

Business registration (state registry / Secretary of State)

Individuals are not matched to business registrations — registries list companies, and a name alone is not enough to tie a person to one. Officers and managers appear by name inside each matched company's record on the issuer pages. Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file).

Adviser registration (Form ADV)

A person is never an adviser firm. 15 of the 17 issuers this person is listed on match a Form ADV adviser (searched 24,962 advisers as of Oct 2, 2026): Foothill Road, LP, Somera Road, LLC, Isadora Lane Partners, LLC, Sienna Way II, LLC, Clifton Way, LLC, Kelton 2021 QOF, LLC, Levico Way LLC, Via Verona, LLC, Mariel Lane, LLC, Condor Ridge VIII, LLC, Hamner Drive, LLC, Cornell Road, LLC, Udine Way, LLC, Cove Investors III, LLC, Windtree Drive, LLC.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to Peter Carlton by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 17 issuers this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers Peter Carlton is listed on: none on file. No website or social profile named in SCI Packaging Inc.'s SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #272,024 of 374,652 in line (1,386 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (Los Angeles, CA). Each opens in a new tab; what you find there is not verified by PartnerFacts.

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