Fred Gluckman is listed as an executive officer on 5 SEC Form D filings by 4 issuers between Jul 2018 and Jun 2019: Foothill Road, LP (Los Angeles, CA — pooled investment fund — 2018–2019; $99M reported sold to 79 investors), Sienna Way II, LLC (Los Angeles, CA — pooled investment fund — 2019; $75.2M reported sold to 18 investors), Windtree Drive, LLC (Los Angeles, CA — pooled investment fund — 2019; $39.7M reported sold to 25 investors) and Cornell Road, LLC (Los Angeles, CA — pooled investment fund — 2018; $25M reported sold to 22 investors).
What this means A repeat sponsor — 4 separate companies raised money with this person listed as executive officer. Across those companies the filings report $238.9M sold in total.
Listed alongside Damon P. De Laszlo (5 shared filings), Howard M. Day (5 shared filings), Oakmont Corporation (5 shared filings, management entity), Peter Carlton (5 shared filings), Robert A. Day (5 shared filings) and 6 others.
What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Fred. Each name links to their own page.
All 4 issuers belong to the sponsor group Oakmont (17 issuers, $1.52B reported sold, 2009–2026).
What this means A sponsor group is one team that sets up a new company for each deal. Oakmont has 17 companies on file and $1.52B reported sold in total — the group page shows the whole track record in one place.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AZ, CA, DE, TX, WA) — 5 court cases matching the name, 3 bankruptcy cases matching the name listed in Key records below.
What this means 8 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.
We compared 5 public filings for Fred Gluckman and found 6 differences, 5 worth asking the sponsor about: Form D filed 186 days after the first sale; Form D filed 419 days after the first sale; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.