PartnerFacts
Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 12:04 AM ET

Sponsor Check › Person

Peter Huber

Related person on Form D filings · address state as listed: E9 · listed Mar 10, 2009 → May 28, 2026

51issuers
235Form D filings
2009–2026years listed

Data last updated: Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 23, 2026, 11:55 PM ET · SEC enforcement last checked: not yet

Privacy: business-related public information only. Residential addresses are never shown; only the state from the filing.

Key records

The five facts investors ask about first. Each section states what was searched and when. Items still in human review are not shown.

1. Lawsuits

None found in sources searched.

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30) — federal district + bankruptcy courts; live RECAP re-check pending. State courts: not yet searched. PACER: not searched. · Last checked Oct 23, 2026, 11:55 PM ET.

State courts: not yet searched. No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — not yet searched; State securities regulators searched: AZ (Corporation Commission Securities Division), CA (DFPI — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), DE (DOJ Investor Protection Unit), TX (State Securities Board), WA (DFI) — last crawled Oct 23, 2026, 9:57 PM ET. Other states: not yet searched.

Not yet searched.

Search queued. Results are added automatically; check back later or follow this page to be notified.

3. Bankruptcies

None found in sources searched.

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not yet searched. PACER: not searched (RECAP only). · Last checked Oct 23, 2026, 11:55 PM ET.

State courts: not yet searched. No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons are made for sponsors and sponsor groups, not individual people.

5. Money to insiders and sales commissions

11 of 68 offerings report sales commissions totalling $1,586,256; 0 report finder's fees; 1 reports proceeds to related persons totalling $24,000. (includes amounts the issuer reported as estimates)

SourceOffering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell it
EDGAR ↗May 28, 2026 D/A
File 021-181437
$0$0$0None listed on this filing
EDGAR ↗May 28, 2026 D/A
File 021-303478
$0$0$0None listed on this filing
EDGAR ↗Apr 6, 2026 D/A
File 021-260996
$0$0$0
The fund charges a management fee that is described in the issuer's offering documents.
None listed on this filing
EDGAR ↗Dec 12, 2025 D/A
File 021-136320
$0$0$0
The Investment Manager is paid customary management fees and non-affiliated Directors are paid customary director's fees as provided in the Issuer's offering documents.
None listed on this filing
EDGAR ↗Oct 24, 2025 D/A
File 021-185365
$0$0$0
The fund charges a management fee that is described in the fund's offering documents.
None listed on this filing
EDGAR ↗Aug 11, 2023 D/A
File 021-409768
$0$0$0
The fund charges a management fee that is described in the fund's offering documents.
None listed on this filing
EDGAR ↗Aug 10, 2022 D/A
File 021-292532
$0$0$0
The fund charges a management fee that is described in the issuer's offering documents.
None listed on this filing
EDGAR ↗Mar 11, 2022 D
File 021-436842
$0$0$0 (est.)None listed on this filing
EDGAR ↗Mar 10, 2022 D
File 021-436770
$0$0$0 (est.)
The Management Company (or its affiliate) of the issuer is entitled to receive an annual management fee in an amount equal to a specified percentage of assets under management.
None listed on this filing
EDGAR ↗Mar 10, 2022 D
File 021-436805
$70,615 (est.)$0$0 (est.)
The Management Company (or its affiliate) of the Issuer is entitled to receive an annual management fee in an amount equal to a specified percentage of assets under management.
Eaton Partners, LLC BrokerCheck CRD 31170 ↗
via Stifel Financial Corporation (CRD 793 ↗)
EDGAR ↗Jan 21, 2022 D/A
File 021-381151
$0$0$0
The fund charges a management fee that is described in the fund's offering documents.
None listed on this filing
EDGAR ↗Feb 24, 2021 D
File 021-390309
$0$0$0 (est.)
The Management Company (or its affiliate) of the issuer is entitled to receive an annual management fee in an amount equal to a specified percentage of assets under management.
None listed on this filing
EDGAR ↗Feb 24, 2021 D
File 021-390311
$116,823 (est.)$0$0 (est.)
The Management Company (or its affiliate) of the Issuer is entitled to receive an annual management fee in an amount equal to a specified percentage of assets under management.
Eaton Partners, LLC BrokerCheck CRD 31170 ↗
via Stifel Financial Corporation (CRD 793 ↗)
EDGAR ↗Feb 24, 2021 D
File 021-390315
$0$0$0 (est.)None listed on this filing
EDGAR ↗Dec 16, 2020 D
File 021-383380
$0$0$0 (est.)None listed on this filing
EDGAR ↗May 28, 2020 D/A
File 021-127095
$0$0$0None listed on this filing
EDGAR ↗Mar 16, 2020 D
File 021-362949
$0$0$0None listed on this filing
EDGAR ↗Feb 21, 2020 D
File 021-361090
$0$0$0 (est.)
The Management Company (or its affiliate) of the issuer is entitled to receive an annual management fee in an amount equal to a specified percentage of assets under management.
None listed on this filing
EDGAR ↗Feb 21, 2020 D
File 021-361092
$21,041 (est.)$0$0
The Management Company (or its affiliate) of the Issuer is entitled to receive an annual management fee in an amount equal to a specified percentage of assets under management.
Constellar Capital Partners Hong Kong Limited no CRD number reported
EDGAR ↗Feb 21, 2020 D
File 021-361093
$204,891 (est.)$0$0 (est.)
The Management Company (or its affiliate) of the Issuer is entitled to receive an annual management fee in an amount equal to a specified percentage of assets under management.
Eaton Partners, LLC BrokerCheck CRD 31170 ↗
via Stifel Financial Corporation (CRD 793 ↗)

Constellar Capital Partners Hong Kong Limited no CRD number reported
EDGAR ↗Dec 3, 2019 D/A
File 021-327793
$0 (est.)$0$24,000 (est.)Coronado Investments, LLC BrokerCheck CRD 111992 ↗
EDGAR ↗Aug 14, 2019 D/A
File 021-234889
$0$0$0
The fund charges a management fee that is described in the fund's governing documents.
None listed on this filing
EDGAR ↗Aug 14, 2019 D/A
File 021-234890
$0$0$0
The fund charges a management fee that is described in the fund's governing documents.
None listed on this filing
EDGAR ↗Apr 9, 2019 D
File 021-336765
$20,160 (est.)$0$0
The Management Company (or its affiliate) of the Issuer is entitled to receive an annual management fee in an amount equal to a specified percentage of assets under management.
Constellar Capital Partners Hong Kong Limited no CRD number reported
EDGAR ↗Mar 4, 2019 D
File 021-333957
$349,406 (est.)$0$0 (est.)
The Management Company (or its affiliate) of the Issuer is entitled to receive an annual management fee in an amount equal to a specified percentage of assets under management.
Eaton Partners, LLC BrokerCheck CRD 31170 ↗
via Stifel Financial Corporation (CRD 793 ↗)

Constellar Capital Partners Hong Kong Limited no CRD number reported
EDGAR ↗Mar 4, 2019 D
File 021-333963
$0$0$0 (est.)
The Management Company (or its affiliate) of the issuer is entitled to receive an annual management fee in an amount equal to a specified percentage of assets under management.
None listed on this filing
EDGAR ↗Jan 18, 2019 D/A
File 021-127436
$0 (est.)$0 (est.)$0 (est.)
The Investment Manager is paid customary management fees and non-affiliated Directors are paid customary directors' fees.
Debra Pipines BrokerCheck CRD 1503019 ↗
via ERG Securities (US) LLC (CRD 121057 ↗)
EDGAR ↗Dec 19, 2018 D/A
File 021-276594
$0$0$0 (est.)
The investment manager is entitled to a management fee and the management fee is fully disclosed in the Issuer's confidential offering materials.
None listed on this filing
EDGAR ↗Dec 13, 2018 D
File 021-327792
$0$0$0
General Partner or its affiliates receive management fees calculated as a percentage of net assets and (a special allocation of) percentage of annual profits.
None listed on this filing
EDGAR ↗Sep 28, 2018 D/A
File 021-203443
$0$0$0
The fund charges a management fee that is described in the fund's governing documents.
None listed on this filing
EDGAR ↗Sep 18, 2018 D/A
File 021-139634
$0$0$0None listed on this filing
EDGAR ↗May 25, 2018 D/A
File 021-258653
$0$0$0None listed on this filing
EDGAR ↗May 25, 2018 D/A
File 021-287524
$0$0$0None listed on this filing
EDGAR ↗Mar 28, 2018 D
File 021-308734
$166,500 (est.)$0$0 (est.)
The Management Company (or its affiliate) of the Issuer is entitled to receive an annual management fee in an amount equal to a specified percentage of assets under management.
Eaton Partners, LLC BrokerCheck CRD 31170 ↗
via Stifel Financial Corporation (CRD 793 ↗)
EDGAR ↗Mar 28, 2018 D
File 021-308733
$0$0$0 (est.)
The Management Company (or its affiliate) of the issuer is entitled to receive an annual management fee in an amount equal to a specified percentage of assets under management.
None listed on this filing
EDGAR ↗Mar 9, 2018 D/A
File 021-70033
$271,938 (est.)$0$0UBS Financial Services Inc. BrokerCheck CRD 8174 ↗
EDGAR ↗Jan 23, 2018 D/A
File 021-127359
$0 (est.)$0 (est.)$0 (est.)
The Investment Manager is paid customary management fees and non-affiliated Directors are paid customary directors' fees, as provided in the Issuer's offering documents.
Karen D. Seitz BrokerCheck CRD 2673421 ↗
via BTIG, LLC (CRD 122225 ↗)
EDGAR ↗Jan 17, 2018 D/A
File 021-171953
$0 (est.)$0 (est.)$0 (est.)
The Investment Manager is paid customary management fees and non-affiliated Directors are paid customary directors' fees, as provided in the Issuer's offering documents.
Karen D. Seitz BrokerCheck CRD 2673421 ↗
via BTIG, LLC (CRD 122225 ↗)
EDGAR ↗Dec 15, 2017 D/A
File 021-136319
$0 (est.)$0 (est.)$0 (est.)
The Investment Manager is paid customary management fees and non-affiliated Directors are paid customary director's fees, as provided in the Issuer's offering documents.
None listed on this filing
EDGAR ↗Nov 7, 2017 D/A
File 021-274361
$0$0$0None listed on this filing
EDGAR ↗Jul 11, 2017 D/A
File 021-181116
$0 (est.)$0 (est.)$0 (est.)
The Investment Manager is paid customary management fees and non-affiliated Directors are paid customary directors' fees, as provided in the Issuer's offering documents.
None listed on this filing
EDGAR ↗May 25, 2017 D
File 021-287447
$0 (est.)$0$0
General Partner or its affiliates receive management fees calculated as a percentage of net assets and (a special allocation of) a percentage of annual profits.
Network 1 Financial Securities Inc BrokerCheck CRD 13577 ↗
Coronado Investments, LLC BrokerCheck CRD 111992 ↗
EDGAR ↗Mar 9, 2017 D/A
File 021-281924
$0$0$0 (est.)
The Management Company (or its affiliate) of the issuer is entitled to receive an annual management fee in an amount equal to a specified percentage of assets under management.
None listed on this filing
EDGAR ↗Mar 9, 2017 D
File 021-282180
$0$0$0None listed on this filing
EDGAR ↗Mar 9, 2017 D/A
File 021-282147
$0$0$0 (est.)None listed on this filing
EDGAR ↗Mar 7, 2017 D
File 021-281898
$0$0$0 (est.)
The Management Company (or its affiliate) of the Issuer is entitled to receive an annual management fee in an amount equal to a specified percentage of assets under management.
None listed on this filing
EDGAR ↗Dec 6, 2016 D/A
File 021-188185
$0 (est.)$0 (est.)$0 (est.)
The Investment Manager receives customary management fees as provided in the Issuer's offering documents.
None listed on this filing
EDGAR ↗Mar 11, 2016 D/A
File 021-192774
$0$0$0 (est.)
The Management Company (or its affiliate) of the Issuer is entitled to receive an annual management fee in an amount equal to a specified percentage of assets under management.
None listed on this filing
EDGAR ↗Mar 11, 2016 D/A
File 021-192772
$0$0$0 (est.)
The Management Company (or its affiliate) of the issuer is entitled to receive an annual management fee in an amount equal to a specified percentage of assets under management.
None listed on this filing
EDGAR ↗Mar 11, 2016 D/A
File 021-235700
$0$0$0 (est.)
The Management Company (or its affiliate) of the issuer is entitled to receive an annual management fee in an amount equal to a specified percentage of assets under management.
None listed on this filing
EDGAR ↗Jan 15, 2016 D
File 021-255344
$0$0$0
General Partner or its affiliates receive management fees calculated as a percentage of net assets and (a special allocation of) a percentage of annual profits.
None listed on this filing
EDGAR ↗Jan 14, 2015 D/A
File 021-92165
$0 (est.)$0 (est.)$0 (est.)None listed on this filing
EDGAR ↗Oct 9, 2014 D
File 021-226142
$0$0$0None listed on this filing
EDGAR ↗Jun 30, 2014 D/A
File 021-84080
$265,257 (est.)$0$0UBS Financial Services Inc. BrokerCheck CRD 8174 ↗
EDGAR ↗Jun 30, 2014 D/A
File 021-133660
$4,006 (est.)$0$0UBS Financial Services Inc. BrokerCheck CRD 8174 ↗
EDGAR ↗Apr 25, 2014 D
File 021-216277
$0$0$0None listed on this filing
EDGAR ↗Feb 28, 2014 D/A
File 021-192744
$0$0$0 (est.)
The Management Company (or its affiliate) of the issuer is entitled to receive an annual management fee in an amount equal to a specified percentage of assets under management.
None listed on this filing
EDGAR ↗Oct 25, 2013 D/A
File 021-150003
$0$0$0 (est.)
The investment manager, or its affiliate, is entitled to receive an annual management fee in an amount equal to a specified percentage of assets under management.
None listed on this filing
EDGAR ↗May 2, 2013 D
File 021-195914
$0$0$0None listed on this filing
EDGAR ↗Mar 13, 2013 D/A
File 021-138520
$0$0$0None listed on this filing
EDGAR ↗Feb 22, 2013 D/A
File 021-138915
$0$0$0None listed on this filing
EDGAR ↗Nov 9, 2012 D/A
File 021-168738
$0$0$0None listed on this filing
EDGAR ↗Sep 17, 2012 D
File 021-184244
$0$0$0None listed on this filing
EDGAR ↗May 8, 2012 D
File 021-177881
$0$0$0
The fund charges a management fee that is described in the fund's offering documents.
None listed on this filing
EDGAR ↗Nov 21, 2011 D/A
File 021-75009
$0$0$0None listed on this filing
EDGAR ↗Nov 15, 2011 D
File 021-168720
$0$0$0None listed on this filing
EDGAR ↗May 26, 2011 D
File 021-160401
$0$0$0None listed on this filing
EDGAR ↗Mar 10, 2009 D
File 021-127083
$95,619$0$0PROXIMA ALFA INVESTMENTS SGIIC, SA no CRD number reported
via MANN MANN JENSEN PARTNERS LP (CRD 137389 ↗)

As reported by the issuer on Form D (Items 12–15), latest filing per offering (one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Appears on these filings

SourceIssuerRoleFiledFormOfferingSoldInvestorsMin. investment
EDGAR ↗Citadel Global Fixed Income Fund Ltd.
group: Citadel
DirectorMay 28, 2026D/AIndefinite
similar: $155,000–$5,250,000
$2,776,988,67790
similar: 4–27
$10,000,000
similar: $1,000–$100,000
EDGAR ↗Citadel Equities Fund Ltd.
group: Citadel
DirectorMay 28, 2026D/AIndefinite
similar: $155,000–$5,250,000
$849,534,02126
similar: 4–27
$10,000,000
similar: $1,000–$100,000
EDGAR ↗ENA Opportunity Offshore Fund Ltd
group: Ena
DirectorApr 6, 2026D/AIndefinite
similar: $155,000–$5,250,000
$356,300,0007
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗Claren Road Credit Fund, Ltd.DirectorDec 12, 2025D/AIndefinite
similar: $155,000–$5,250,000
$5,290,117,434340
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗Slate Path Offshore Fund Ltd.
group: Spj
DirectorOct 24, 2025D/AIndefinite
similar: $155,000–$5,250,000
$1,304,888,97220
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗Citadel Equities Fund Ltd.
group: Citadel
DirectorMay 29, 2025D/AIndefinite
similar: $155,000–$5,250,000
$849,534,02126
similar: 4–27
$10,000,000
similar: $1,000–$100,000
EDGAR ↗Citadel Global Fixed Income Fund Ltd.
group: Citadel
DirectorMay 29, 2025D/AIndefinite
similar: $155,000–$5,250,000
$2,996,217,52889
similar: 4–27
$10,000,000
similar: $1,000–$100,000
EDGAR ↗ENA Opportunity Offshore Fund Ltd
group: Ena
DirectorApr 4, 2025D/AIndefinite
similar: $155,000–$5,250,000
$356,300,0007
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗Claren Road Credit Fund, Ltd.DirectorDec 13, 2024D/AIndefinite
similar: $155,000–$5,250,000
$4,671,792,434306
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗Slate Path Offshore Fund Ltd.
group: Spj
DirectorOct 25, 2024D/AIndefinite
similar: $155,000–$5,250,000
$1,129,888,97219
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗Citadel Equities Fund Ltd.
group: Citadel
DirectorMay 28, 2024D/AIndefinite
similar: $155,000–$5,250,000
$849,534,02126
similar: 4–27
$10,000,000
similar: $1,000–$100,000
EDGAR ↗Citadel Global Fixed Income Fund Ltd.
group: Citadel
DirectorMay 28, 2024D/AIndefinite
similar: $155,000–$5,250,000
$2,669,207,43788
similar: 4–27
$10,000,000
similar: $1,000–$100,000
EDGAR ↗ENA Opportunity Offshore Fund Ltd
group: Ena
DirectorApr 5, 2024D/AIndefinite
similar: $155,000–$5,250,000
$356,300,0007
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗Claren Road Credit Fund, Ltd.DirectorDec 14, 2023D/AIndefinite
similar: $155,000–$5,250,000
$4,543,417,434299
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗Slate Path Offshore Fund Ltd.
group: Spj
DirectorOct 27, 2023D/AIndefinite
similar: $155,000–$5,250,000
$974,888,97217
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗Claren Road Convexity Metric Fund, Ltd.DirectorAug 11, 2023D/AIndefinite
similar: $155,000–$5,250,000
$179,520,00024
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗Citadel Global Fixed Income Fund Ltd.
group: Citadel
DirectorMay 30, 2023D/AIndefinite
similar: $155,000–$5,250,000
$2,648,615,70588
similar: 4–27
$10,000,000
similar: $1,000–$100,000
EDGAR ↗Citadel Equities Fund Ltd.
group: Citadel
DirectorMay 30, 2023D/AIndefinite
similar: $155,000–$5,250,000
$848,384,95425
similar: 4–27
$10,000,000
similar: $1,000–$100,000
EDGAR ↗ENA Opportunity Offshore Fund Ltd
group: Ena
DirectorApr 7, 2023D/AIndefinite
similar: $155,000–$5,250,000
$356,300,0007
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗Claren Road Credit Fund, Ltd.DirectorDec 14, 2022D/AIndefinite
similar: $155,000–$5,250,000
$3,773,910,976166
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗Slate Path Offshore Fund Ltd.
group: Spj
DirectorOct 28, 2022D/AIndefinite
similar: $155,000–$5,250,000
$974,888,97217
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗Claren Road Convexity Metric Fund, Ltd.DirectorAug 12, 2022D/AIndefinite
similar: $155,000–$5,250,000
$169,920,00023
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗ENA Opportunity Onshore Fund LP
group: Ena
DirectorAug 10, 2022D/AIndefinite
similar: $155,000–$5,250,000
$67,490,0005
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗Citadel Global Fixed Income Fund Ltd.
group: Citadel
DirectorMay 27, 2022D/AIndefinite
similar: $155,000–$5,250,000
$2,818,299,58588
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗Citadel Equities Fund Ltd.
group: Citadel
DirectorMay 27, 2022D/AIndefinite
similar: $155,000–$5,250,000
$848,384,95425
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗ENA Opportunity Offshore Fund Ltd
group: Ena
DirectorApr 8, 2022D/AIndefinite
similar: $155,000–$5,250,000
$356,300,0007
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗Catalio Public Equities Offshore Fund, Ltd.
group: Camden
Director
Board of Directors of the Fund
Mar 11, 2022DIndefinite
similar: $155,000–$5,250,000
$53,000,0002
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗HEALTHCOR OFFSHORE LTD
group: Healthcor
Director
Board of Directors of the Fund
Mar 10, 2022DIndefinite
similar: $155,000–$5,250,000
$3,410,286,980259
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗HEALTHCOR HYBRID OFFSHORE LTD
group: Healthcor
Director
Board of Directors of Fund
Mar 10, 2022DIndefinite
similar: $155,000–$5,250,000
$644,219,91131
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗Kepos Carbon Transition Fund Ltd.DirectorJan 21, 2022D/AIndefinite
similar: $155,000–$5,250,000
$58,120,8504
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗Claren Road Credit Fund, Ltd.DirectorDec 14, 2021D/AIndefinite
similar: $155,000–$5,250,000
$3,214,155,976139
similar: 4–27
$250,000
similar: $1,000–$100,000
EDGAR ↗Kepos Carbon Transition Fund Ltd.DirectorNov 19, 2021D/AIndefinite
similar: $155,000–$5,250,000
$53,120,8504
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗Slate Path Offshore Fund Ltd.
group: Spj
DirectorOct 29, 2021D/AIndefinite
similar: $155,000–$5,250,000
$899,888,97217
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗Claren Road Convexity Metric Fund, Ltd.DirectorAug 12, 2021DIndefinite
similar: $155,000–$5,250,000
$88,110,00016
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗ENA Opportunity Onshore Fund LP
group: Ena
DirectorAug 10, 2021D/AIndefinite
similar: $155,000–$5,250,000
$67,490,0005
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗Citadel Equities Fund Ltd.
group: Citadel
DirectorMay 28, 2021D/AIndefinite
similar: $155,000–$5,250,000
$848,384,95425
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗Citadel Global Fixed Income Fund Ltd.
group: Citadel
DirectorMay 28, 2021D/AIndefinite
similar: $155,000–$5,250,000
$2,325,259,19287
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗ENA Opportunity Offshore Fund Ltd
group: Ena
DirectorApr 9, 2021D/AIndefinite
similar: $155,000–$5,250,000
$356,300,0007
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗Catalio Public Equities Offshore Fund, Ltd.
group: Camden
Director
Board of Directors of the Fund
Feb 24, 2021DIndefinite
similar: $155,000–$5,250,000
$11,000,0002
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗HEALTHCOR OFFSHORE LTD
group: Healthcor
Director
Board of Directors of the Fund
Feb 24, 2021DIndefinite
similar: $155,000–$5,250,000
$3,410,236,980259
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗HEALTHCOR HYBRID OFFSHORE LTD
group: Healthcor
Director
Board of Directors of Fund
Feb 24, 2021DIndefinite
similar: $155,000–$5,250,000
$644,219,91131
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗Catalio Public Equities Offshore Fund, Ltd.
group: Camden
Director
Board of Directors of the Fund
Dec 16, 2020DIndefinite
similar: $155,000–$5,250,000
$11,000,0002
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗Claren Road Credit Fund, Ltd.DirectorDec 14, 2020D/AIndefinite
similar: $155,000–$5,250,000
$3,116,955,976136
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗Slate Path Offshore Fund Ltd.
group: Spj
DirectorOct 29, 2020D/AIndefinite
similar: $155,000–$5,250,000
$871,888,97217
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗ENA Opportunity Onshore Fund LP
group: Ena
DirectorAug 10, 2020D/AIndefinite
similar: $155,000–$5,250,000
$67,490,0005
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗Citadel Equities Fund Ltd.
group: Citadel
DirectorJul 23, 2020D/AIndefinite
similar: $155,000–$5,250,000
$650,431,85422
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗CITADEL TACTICAL TRADING LTD
group: Citadel
DirectorMay 28, 2020D/AIndefinite
similar: $155,000–$5,250,000
$626,742,266128
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗Citadel Global Fixed Income Fund Ltd.
group: Citadel
DirectorMay 28, 2020D/AIndefinite
similar: $155,000–$5,250,000
$2,370,437,01478
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗Citadel Equities Fund Ltd.
group: Citadel
DirectorMay 28, 2020D/AIndefinite
similar: $155,000–$5,250,000
$650,431,85422
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗ENA Opportunity Offshore Fund Ltd
group: Ena
DirectorApr 10, 2020D/AIndefinite
similar: $155,000–$5,250,000
$356,300,0007
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗Citadel Relative Value Fixed Income Fund Ltd.
group: Citadel
DirectorMar 16, 2020DIndefinite
similar: $155,000–$5,250,000
$00
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗HEALTHCOR OFFSHORE LTD
group: Healthcor
Director
Board of Directors of the Fund
Feb 21, 2020DIndefinite
similar: $155,000–$5,250,000
$3,405,986,980259
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗HealthCor Market Neutral, Ltd.
group: Healthcor
Director
Board of Directors of the Fund
Feb 21, 2020DIndefinite
similar: $155,000–$5,250,000
$3,870,0001
similar: 4–27
$5,000,000
similar: $1,000–$100,000
EDGAR ↗HEALTHCOR HYBRID OFFSHORE LTD
group: Healthcor
Director
Board of Directors of Fund
Feb 21, 2020DIndefinite
similar: $155,000–$5,250,000
$644,219,91131
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗Claren Road Credit Fund, Ltd.DirectorDec 13, 2019D/AIndefinite
similar: $155,000–$5,250,000
$2,296,625,976105
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗ROC ASIA PACIFIC PRIVATE EQUITY FUND IV L.PDirector
Director of the General Partner of the Issuer
Dec 3, 2019D/A$100,000,000
similar: $155,000–$5,250,000
$60,000,0004
similar: 4–27
$5,000,000
similar: $1,000–$100,000
EDGAR ↗Slate Path Offshore Fund Ltd.
group: Spj
DirectorOct 29, 2019D/AIndefinite
similar: $155,000–$5,250,000
$871,888,97217
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗Thunderbird Onshore Fund LLCDirector
Director of Managing Member
Aug 14, 2019D/AIndefinite
similar: $155,000–$5,250,000
$437,500,0009
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗Thunderbird Offshore Fund LtdDirectorAug 14, 2019D/AIndefinite
similar: $155,000–$5,250,000
$1,167,500,00014
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗ENA Opportunity Onshore Fund LP
group: Ena
DirectorAug 9, 2019D/AIndefinite
similar: $155,000–$5,250,000
$67,490,0005
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗Citadel Global Fixed Income Fund Ltd.
group: Citadel
DirectorMay 28, 2019D/AIndefinite
similar: $155,000–$5,250,000
$2,193,782,28977
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗Citadel Equities Fund Ltd.
group: Citadel
DirectorMay 28, 2019D/AIndefinite
similar: $155,000–$5,250,000
$623,452,02522
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗ENA Opportunity Offshore Fund Ltd
group: Ena
DirectorApr 11, 2019D/AIndefinite
similar: $155,000–$5,250,000
$356,300,0007
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗HealthCor Market Neutral, Ltd.
group: Healthcor
Director
Board of Directors of the Fund
Apr 9, 2019DIndefinite
similar: $155,000–$5,250,000
$3,610,0001
similar: 4–27
$5,000,000
similar: $1,000–$100,000
EDGAR ↗HEALTHCOR HYBRID OFFSHORE LTD
group: Healthcor
Director
Board of Directors of Fund
Mar 4, 2019DIndefinite
similar: $155,000–$5,250,000
$644,219,91131
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗HEALTHCOR OFFSHORE LTD
group: Healthcor
Director
Board of Directors of the Fund
Mar 4, 2019DIndefinite
similar: $155,000–$5,250,000
$3,383,536,980256
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗Astignes Asia Rates Fund Ltd.
group: Alphadyne
DirectorJan 18, 2019D/AIndefinite
similar: $155,000–$5,250,000
$192,556,76315
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗Citadel Equities Fund Ltd.
group: Citadel
DirectorJan 17, 2019D/AIndefinite
similar: $155,000–$5,250,000
$623,452,02522
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗VISTA PUBLIC STRATEGIES OFFSHORE FUND, LTD.
group: Vista
DirectorDec 19, 2018D/AIndefinite
similar: $155,000–$5,250,000
$25,300,0003
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗VISTA PUBLIC STRATEGIES OFFSHORE FUND, LTD.
group: Vista
DirectorDec 17, 2018D/AIndefinite
similar: $155,000–$5,250,000
$25,300,0003
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗Claren Road Credit Fund, Ltd.DirectorDec 14, 2018D/AIndefinite
similar: $155,000–$5,250,000
$2,196,425,976104
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗ROC ASIA PACIFIC PRIVATE EQUITY FUND IV L.PDirector
Director of the General Partner of the Issuer
Dec 13, 2018D$100,000,000
similar: $155,000–$5,250,000
$36,000,0001
similar: 4–27
$5,000,000
similar: $1,000–$100,000
EDGAR ↗ROC ASIA PACIFIC PRIVATE EQUITY FUND IV L.PDirector
Director of the General Partner of the Issuer
Dec 13, 2018D$100,000,000
similar: $155,000–$5,250,000
$01
similar: 4–27
$5,000,000
similar: $1,000–$100,000
EDGAR ↗Slate Path Offshore Fund Ltd.
group: Spj
DirectorOct 29, 2018D/AIndefinite
similar: $155,000–$5,250,000
$591,600,00015
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗Napier Park Eton Fund Global Feeder LtdDirectorSep 28, 2018D/AIndefinite
similar: $155,000–$5,250,000
$34,620,6116
similar: 4–27
$200,000
similar: $1,000–$100,000
EDGAR ↗Citadel Global Equities Fund Ltd.
group: Citadel
DirectorSep 18, 2018D/AIndefinite
similar: $155,000–$5,250,000
$2,060,145,247144
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗ENA Opportunity Onshore Fund LP
group: Ena
DirectorAug 10, 2018D/AIndefinite
similar: $155,000–$5,250,000
$67,490,0005
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗Citadel Global Fixed Income Fund Ltd.
group: Citadel
DirectorJun 14, 2018D/AIndefinite
similar: $155,000–$5,250,000
$2,171,819,69776
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗SandPointe Opportunities Fund, Ltd.
group: Sandpointe
DirectorMay 25, 2018D/AIndefinite
similar: $500,000–$16,420,250
$1,750,0002
similar: 2–28
$100,000
similar: $5,000–$100,000
EDGAR ↗SandPointe All-Seasons Fund, Ltd.
group: Sandpointe
DirectorMay 25, 2018D/AIndefinite
similar: $500,000–$16,420,250
$40,799,97510
similar: 2–28
$100,000
similar: $5,000–$100,000
EDGAR ↗ENA Opportunity Offshore Fund Ltd
group: Ena
DirectorApr 11, 2018D/AIndefinite
similar: $155,000–$5,250,000
$316,300,0006
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗HEALTHCOR OFFSHORE LTD
group: Healthcor
Director
Board of Directors of the Fund
Mar 28, 2018DIndefinite
similar: $155,000–$5,250,000
$3,307,274,980246
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗HEALTHCOR HYBRID OFFSHORE LTD
group: Healthcor
Director
Board of Directors of Fund
Mar 28, 2018DIndefinite
similar: $155,000–$5,250,000
$622,993,80026
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗SHEFFIELD INTERNATIONAL PARTNERS LTD
group: Sheffield
DirectorMar 9, 2018D/AIndefinite
similar: $155,000–$5,250,000
$535,153,143107
similar: 4–27
$50,000
similar: $1,000–$100,000
EDGAR ↗Alphadyne International Fund, Ltd.
group: Alphadyne
DirectorJan 23, 2018D/AIndefinite
similar: $155,000–$5,250,000
$1,000,482,90473
similar: 4–27
$50,000
similar: $1,000–$100,000
EDGAR ↗Astignes Asia Rates Fund Ltd.
group: Alphadyne
DirectorJan 18, 2018D/AIndefinite
similar: $155,000–$5,250,000
$192,556,76315
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗Citadel Equities Fund Ltd.
group: Citadel
DirectorJan 17, 2018DIndefinite
similar: $155,000–$5,250,000
$221,283,6442
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗Alphadyne Diversified Strategies Fund, Ltd.
group: Alphadyne
DirectorJan 17, 2018D/AIndefinite
similar: $155,000–$5,250,000
$649,200,0006
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗VISTA PUBLIC STRATEGIES OFFSHORE FUND, LTD.
group: Vista
DirectorDec 19, 2017D/AIndefinite
similar: $155,000–$5,250,000
$25,000,0002
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗Claren Road Credit Opportunities Fund, Ltd.DirectorDec 15, 2017D/AIndefinite
similar: $155,000–$5,250,000
$135,604,73215
similar: 4–27
$25,000,000
similar: $1,000–$100,000
EDGAR ↗Claren Road Credit Fund, Ltd.DirectorDec 15, 2017D/AIndefinite
similar: $155,000–$5,250,000
$2,194,675,976103
similar: 4–27
$25,000,000
similar: $1,000–$100,000
EDGAR ↗PIMCO Cayman Mortgage Fund, a series of PIMCO Cayman Trust
group: Pimco
Director
Director of Trustee
Nov 7, 2017D/AIndefinite
similar: $155,000–$5,250,000
$1,913,2481
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗Slate Path Offshore Fund Ltd.
group: Spj
DirectorOct 27, 2017D/AIndefinite
similar: $155,000–$5,250,000
$591,600,00015
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗Napier Park Eton Fund Global Feeder LtdDirectorSep 28, 2017D/AIndefinite
similar: $155,000–$5,250,000
$24,450,0001
similar: 4–27
$200,000
similar: $1,000–$100,000
EDGAR ↗Citadel Global Equities Fund Ltd.
group: Citadel
DirectorSep 18, 2017D/AIndefinite
similar: $155,000–$5,250,000
$2,310,412,755140
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗ENA Opportunity Onshore Fund LP
group: Ena
DirectorAug 10, 2017DIndefinite
similar: $155,000–$5,250,000
$39,000,0002
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗Alphadyne Global Rates Fund II, Ltd.
group: Alphadyne
DirectorJul 11, 2017D/AIndefinite
similar: $155,000–$5,250,000
$332,092,2239
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗Citadel Global Fixed Income Fund Ltd.
group: Citadel
DirectorJun 14, 2017D/AIndefinite
similar: $155,000–$5,250,000
$1,976,519,26073
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗Citadel Global Fixed Income Fund Ltd.
group: Citadel
DirectorJun 13, 2017D/AIndefinite
similar: $155,000–$5,250,000
$1,976,519,26073
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗Citadel Global Fixed Income Fund Ltd.
group: Citadel
DirectorJun 13, 2017D/AIndefinite
similar: $155,000–$5,250,000
$1,976,519,26073
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗Astignes Asia Rates Fund Ltd.
group: Alphadyne
DirectorJun 9, 2017D/AIndefinite
similar: $155,000–$5,250,000
$142,556,76314
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗SandPointe All-Seasons Fund, Ltd.
group: Sandpointe
DirectorMay 25, 2017DIndefinite
similar: $500,000–$16,420,250
$9,749,9755
similar: 2–28
$100,000
similar: $5,000–$100,000
EDGAR ↗SandPointe Opportunities Fund, Ltd.
group: Sandpointe
DirectorMay 25, 2017D/AIndefinite
similar: $500,000–$16,420,250
$1,750,0002
similar: 2–28
$100,000
similar: $5,000–$100,000
EDGAR ↗Roc Asia Pacific Private Equity Fund III L.PDirector
Director of the General Partner of the Issuer
May 25, 2017D$300,000,000
similar: $155,000–$5,250,000
$60,000,0001
similar: 4–27
$5,000,000
similar: $1,000–$100,000
EDGAR ↗ENA Opportunity Offshore Fund Ltd
group: Ena
DirectorApr 11, 2017D/AIndefinite
similar: $155,000–$5,250,000
$205,000,0005
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗CITADEL TACTICAL TRADING LTD
group: Citadel
DirectorMar 16, 2017D/AIndefinite
similar: $155,000–$5,250,000
$647,016,267120
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗SHEFFIELD INTERNATIONAL PARTNERS LTD
group: Sheffield
DirectorMar 10, 2017D/AIndefinite
similar: $155,000–$5,250,000
$535,153,143107
similar: 4–27
$50,000
similar: $1,000–$100,000
EDGAR ↗HEALTHCOR HYBRID OFFSHORE LTD
group: Healthcor
Director
Board of Directors of Fund
Mar 9, 2017D/AIndefinite
similar: $155,000–$5,250,000
$622,993,80026
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗HealthCor Co-Invest Sanatate Fund, L.P
group: Healthcor
Director
Board of Directors of Fund
Mar 9, 2017D/AIndefinite
similar: $155,000–$5,250,000
$75,380,0001
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗HealthCor Sanatate Offshore, L.P.
group: Healthcor
Director
Board of Directors of the Fund
Mar 9, 2017DIndefinite
similar: $155,000–$5,250,000
$400,000,0001
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗HealthCor Co-Invest Sanatate Fund, L.P
group: Healthcor
Director
Board of Directors of Fund
Mar 9, 2017DIndefinite
similar: $155,000–$5,250,000
$75,380,0001
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗HEALTHCOR HYBRID OFFSHORE LTD
group: Healthcor
Director
Board of Directors of Fund
Mar 7, 2017D/AIndefinite
similar: $155,000–$5,250,000
$622,993,80026
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗HEALTHCOR HYBRID OFFSHORE LTD
group: Healthcor
Director
Board of Directors of Fund
Mar 7, 2017DIndefinite
similar: $155,000–$5,250,000
$622,993,80026
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗HEALTHCOR OFFSHORE LTD
group: Healthcor
Director
Board of Directors of the Fund
Mar 7, 2017DIndefinite
similar: $155,000–$5,250,000
$3,189,991,486246
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗Alphadyne International Fund, Ltd.
group: Alphadyne
DirectorJan 23, 2017D/AIndefinite
similar: $155,000–$5,250,000
$922,867,90464
similar: 4–27
$1,000,000
similar: $1,000–$100,000
EDGAR ↗Alphadyne Diversified Strategies Fund, Ltd.
group: Alphadyne
DirectorJan 17, 2017D/AIndefinite
similar: $155,000–$5,250,000
$649,200,0006
similar: 4–27
$1,000,000
similar: $1,000–$100,000
EDGAR ↗VISTA PUBLIC STRATEGIES OFFSHORE FUND, LTD.
group: Vista
DirectorDec 19, 2016DIndefinite
similar: $155,000–$5,250,000
$00
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗Claren Road Credit Opportunities Fund, Ltd.DirectorDec 15, 2016D/AIndefinite
similar: $155,000–$5,250,000
$135,604,73215
similar: 4–27
$25,000,000
similar: $1,000–$100,000
EDGAR ↗Claren Road Credit Fund, Ltd.DirectorDec 15, 2016D/AIndefinite
similar: $155,000–$5,250,000
$2,194,675,976103
similar: 4–27
$25,000,000
similar: $1,000–$100,000
EDGAR ↗Otlet Offshore Fund Ltd.
group: Otlet
DirectorDec 6, 2016D/AIndefinite
similar: $155,000–$5,250,000
$100,0001
similar: 4–27
$2,000,000
similar: $1,000–$100,000
EDGAR ↗PIMCO Cayman Mortgage Fund, a series of PIMCO Cayman Trust
group: Pimco
Director
Director of Trustee
Nov 14, 2016DIndefinite
similar: $155,000–$5,250,000
$1,000,0001
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗Slate Path Offshore Fund Ltd.
group: Spj
DirectorOct 27, 2016D/AIndefinite
similar: $155,000–$5,250,000
$591,600,00016
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗Slate Path Offshore Fund Ltd.
group: Spj
DirectorOct 13, 2016D/AIndefinite
similar: $155,000–$5,250,000
$593,600,00016
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗Napier Park Eton Fund Global Feeder LtdDirectorSep 26, 2016D/AIndefinite
similar: $155,000–$5,250,000
$23,950,0001
similar: 4–27
$200,000
similar: $1,000–$100,000
EDGAR ↗Citadel Global Equities Fund Ltd.
group: Citadel
DirectorSep 16, 2016D/AIndefinite
similar: $155,000–$5,250,000
$2,073,428,559135
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗Alphadyne Global Rates Fund II, Ltd.
group: Alphadyne
DirectorJul 13, 2016D/AIndefinite
similar: $155,000–$5,250,000
$331,992,2248
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗Citadel Global Fixed Income Fund Ltd.
group: Citadel
DirectorJun 15, 2016D/AIndefinite
similar: $155,000–$5,250,000
$1,580,113,63871
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗Astignes Asia Rates Fund Ltd.
group: Alphadyne
DirectorJun 10, 2016D/AIndefinite
similar: $155,000–$5,250,000
$117,556,76313
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗ENA Opportunity Offshore Fund Ltd
group: Ena
DirectorApr 11, 2016DIndefinite
similar: $155,000–$5,250,000
$15,000,0001
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗HEALTHCOR HYBRID OFFSHORE LTD
group: Healthcor
Director
Board of Directors of Fund
Mar 11, 2016D/AIndefinite
similar: $155,000–$5,250,000
$622,993,80026
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗HEALTHCOR OFFSHORE LTD
group: Healthcor
Director
Board of Directors of the Fund
Mar 11, 2016D/AIndefinite
similar: $155,000–$5,250,000
$3,186,991,486246
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗HealthCor Long Offshore Fund, Ltd.
group: Healthcor
Director
Board of Directors of the Fund
Mar 11, 2016D/AIndefinite
similar: $155,000–$5,250,000
$30,185,4003
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗SHEFFIELD INTERNATIONAL PARTNERS LTD
group: Sheffield
DirectorMar 11, 2016D/AIndefinite
similar: $155,000–$5,250,000
$534,153,143107
similar: 4–27
$50,000
similar: $1,000–$100,000
EDGAR ↗CITADEL TACTICAL TRADING LTD
group: Citadel
DirectorFeb 9, 2016D/AIndefinite
similar: $155,000–$5,250,000
$627,093,385118
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗Alphadyne International Fund, Ltd.
group: Alphadyne
DirectorJan 25, 2016D/AIndefinite
similar: $155,000–$5,250,000
$546,239,28637
similar: 4–27
$1,000,000
similar: $1,000–$100,000
EDGAR ↗ROC Asia Pacific Private Equity Fund II, L.P.Director
Director of the General Partner of the Issuer
Jan 15, 2016D$300,000,000
similar: $155,000–$5,250,000
$132,145,00044
similar: 4–27
$5,000,000
similar: $1,000–$100,000
EDGAR ↗Alphadyne Diversified Strategies Fund, Ltd.
group: Alphadyne
DirectorJan 15, 2016D/AIndefinite
similar: $155,000–$5,250,000
$638,200,0005
similar: 4–27
$1,000,000
similar: $1,000–$100,000
EDGAR ↗Claren Road Credit Opportunities Fund, Ltd.DirectorDec 18, 2015D/AIndefinite
similar: $155,000–$5,250,000
$135,604,73215
similar: 4–27
$25,000,000
similar: $1,000–$100,000
EDGAR ↗Claren Road Credit Fund, Ltd.DirectorDec 18, 2015D/AIndefinite
similar: $155,000–$5,250,000
$2,194,675,976103
similar: 4–27
$25,000,000
similar: $1,000–$100,000
EDGAR ↗Otlet Offshore Fund Ltd.
group: Otlet
DirectorDec 8, 2015D/AIndefinite
similar: $155,000–$5,250,000
$100,0001
similar: 4–27
$2,000,000
similar: $1,000–$100,000
EDGAR ↗Slate Path Offshore Fund Ltd.
group: Spj
DirectorOct 13, 2015D/AIndefinite
similar: $155,000–$5,250,000
$589,600,00015
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗Napier Park Eton Fund Global Feeder LtdDirectorSep 24, 2015D/AIndefinite
similar: $155,000–$5,250,000
$22,800,0003
similar: 4–27
$200,000
similar: $1,000–$100,000
EDGAR ↗Citadel Global Fixed Income Fund Ltd.
group: Citadel
DirectorAug 20, 2015D/AIndefinite
similar: $155,000–$5,250,000
$3,478,740,97771
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗Citadel Global Equities Fund Ltd.
group: Citadel
DirectorAug 20, 2015D/AIndefinite
similar: $155,000–$5,250,000
$2,452,376,07240
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗Alphadyne Global Rates Fund II, Ltd.
group: Alphadyne
DirectorJul 15, 2015D/AIndefinite
similar: $155,000–$5,250,000
$331,992,2248
similar: 4–27
$1,000,000
similar: $1,000–$100,000
EDGAR ↗Astignes Asia Rates Fund Ltd.
group: Alphadyne
DirectorJun 12, 2015D/AIndefinite
similar: $155,000–$5,250,000
$117,556,76313
similar: 4–27
$1,000,000
similar: $1,000–$100,000
EDGAR ↗CITADEL TACTICAL TRADING LTD
group: Citadel
DirectorMar 13, 2015D/AIndefinite
similar: $155,000–$5,250,000
$613,316,228115
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗HEALTHCOR OFFSHORE LTD
group: Healthcor
Director
Board of Directors of the Fund
Mar 13, 2015D/AIndefinite
similar: $155,000–$5,250,000
$3,178,991,486245
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗HealthCor Long Offshore Fund, Ltd.
group: Healthcor
Director
Board of Directors of the Fund
Mar 13, 2015D/AIndefinite
similar: $155,000–$5,250,000
$29,185,4002
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗HEALTHCOR HYBRID OFFSHORE LTD
group: Healthcor
Director
Board of Directors of Fund
Mar 11, 2015DIndefinite
similar: $155,000–$5,250,000
$622,993,80026
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗SHEFFIELD INTERNATIONAL PARTNERS LTD
group: Sheffield
DirectorMar 11, 2015D/AIndefinite
similar: $155,000–$5,250,000
$531,053,143107
similar: 4–27
$50,000
similar: $1,000–$100,000
EDGAR ↗Thunderbird Offshore Fund LtdDirectorFeb 27, 2015DIndefinite
similar: $155,000–$5,250,000
$1,082,500,00014
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗Thunderbird Onshore Fund LLCDirector
Director of the Managing Member
Feb 27, 2015DIndefinite
similar: $155,000–$5,250,000
$417,500,0009
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗Alphadyne International Fund, Ltd.
group: Alphadyne
DirectorJan 23, 2015D/AIndefinite
similar: $155,000–$5,250,000
$227,787,58420
similar: 4–27
$1,000,000
similar: $1,000–$100,000
EDGAR ↗Alphadyne Diversified Strategies Fund, Ltd.
group: Alphadyne
DirectorJan 15, 2015D/AIndefinite
similar: $155,000–$5,250,000
$557,200,0006
similar: 4–27
$1,000,000
similar: $1,000–$100,000
EDGAR ↗AVI VALUE FUND LLCDirector
Director of the Manager
Jan 14, 2015D/AIndefinite
similar: $155,000–$5,250,000
$521,711,00033
similar: 4–27
$5,000,000
similar: $1,000–$100,000
EDGAR ↗Claren Road Credit Opportunities Fund, Ltd.DirectorDec 18, 2014D/AIndefinite
similar: $155,000–$5,250,000
$135,604,73215
similar: 4–27
$25,000,000
similar: $1,000–$100,000
EDGAR ↗Claren Road Credit Fund, Ltd.DirectorDec 18, 2014D/AIndefinite
similar: $155,000–$5,250,000
$2,140,675,976103
similar: 4–27
$25,000,000
similar: $1,000–$100,000
EDGAR ↗Citadel Global Equities Fund Ltd.
group: Citadel
DirectorOct 15, 2014D/AIndefinite
similar: $155,000–$5,250,000
$2,452,376,07240
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗Slate Path Offshore Fund Ltd.
group: Spj
DirectorOct 10, 2014D/AIndefinite
similar: $155,000–$5,250,000
$589,600,00015
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗ETM Fund Ltd.DirectorOct 9, 2014DIndefinite
similar: $155,000–$5,250,000
$200,000,0001
similar: 4–27
$100,000,000
similar: $1,000–$100,000
EDGAR ↗Napier Park Eton Fund Global Feeder LtdDirectorSep 24, 2014D/AIndefinite
similar: $155,000–$5,250,000
$22,800,0001
similar: 4–27
$200,000
similar: $1,000–$100,000
EDGAR ↗Citadel Global Equities Fund Ltd.
group: Citadel
DirectorJul 28, 2014D/AIndefinite
similar: $155,000–$5,250,000
$954,476,27840
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗Citadel Global Fixed Income Fund Ltd.
group: Citadel
DirectorJul 18, 2014D/AIndefinite
similar: $155,000–$5,250,000
$3,478,740,97771
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗Terrapin Offshore Fund of Funds SLV, Ltd.
group: Terrapin
DirectorJun 30, 2014D/AIndefinite
similar: $155,000–$5,250,000
$6,682,75644
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗TERRAPIN OFFSHORE FUND OF FUNDS LTD
group: Terrapin
DirectorJun 30, 2014D/AIndefinite
similar: $155,000–$5,250,000
$77,385,11975
similar: 4–27
$1,000,000
similar: $1,000–$100,000
EDGAR ↗Citadel Velocity Fund Ltd.
group: Citadel
DirectorApr 25, 2014DIndefinite
similar: $155,000–$5,250,000
$46,310,00021
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗CITADEL TACTICAL TRADING LTD
group: Citadel
DirectorMar 13, 2014D/AIndefinite
similar: $155,000–$5,250,000
$771,740,739109
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗Citadel Global Equities Fund Ltd.
group: Citadel
DirectorMar 13, 2014D/AIndefinite
similar: $155,000–$5,250,000
$2,080,923,151104
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗SHEFFIELD INTERNATIONAL PARTNERS LTD
group: Sheffield
DirectorMar 11, 2014D/AIndefinite
similar: $155,000–$5,250,000
$502,070,800102
similar: 4–27
$50,000
similar: $1,000–$100,000
EDGAR ↗HealthCor Long Offshore Fund, Ltd.
group: Healthcor
Director
Board of Directors of the Fund
Feb 28, 2014D/AIndefinite
similar: $155,000–$5,250,000
$29,185,4002
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗HEALTHCOR HYBRID OFFSHORE LTD
group: Healthcor
Director
Board of Directors of Fund
Feb 28, 2014D/AIndefinite
similar: $155,000–$5,250,000
$622,993,80026
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗HEALTHCOR OFFSHORE LTD
group: Healthcor
Director
Board of Directors of the Fund
Feb 26, 2014D/AIndefinite
similar: $155,000–$5,250,000
$3,175,631,486243
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗Alphadyne International Fund, Ltd.
group: Alphadyne
DirectorJan 24, 2014D/AIndefinite
similar: $155,000–$5,250,000
$203,987,58415
similar: 4–27
$1,000,000
similar: $1,000–$100,000
EDGAR ↗Alphadyne Diversified Strategies Fund, Ltd.
group: Alphadyne
DirectorJan 17, 2014D/AIndefinite
similar: $155,000–$5,250,000
$505,000,0004
similar: 4–27
$1,000,000
similar: $1,000–$100,000
EDGAR ↗AVI VALUE FUND LLCDirector
Peter Huber is a Director of Asset Value Investors (Cayman) Ltd., the Manager of the Issuer.
Jan 14, 2014D/AIndefinite
similar: $155,000–$5,250,000
$511,711,00033
similar: 4–27
$5,000,000
similar: $1,000–$100,000
EDGAR ↗Claren Road Credit Opportunities Fund, Ltd.DirectorDec 18, 2013D/AIndefinite
similar: $155,000–$5,250,000
$116,179,5199
similar: 4–27
$25,000,000
similar: $1,000–$100,000
EDGAR ↗Claren Road Credit Fund, Ltd.DirectorDec 18, 2013D/AIndefinite
similar: $155,000–$5,250,000
$1,897,886,78889
similar: 4–27
$25,000,000
similar: $1,000–$100,000
EDGAR ↗LibreMax Offshore Fund, Ltd.
group: Libremax
DirectorOct 25, 2013D/AIndefinite
similar: $155,000–$5,250,000
$385,576,96651
similar: 4–27
$5,000,000
similar: $1,000–$100,000
EDGAR ↗Slate Path Offshore Fund Ltd.
group: Spj
DirectorOct 11, 2013D/AIndefinite
similar: $155,000–$5,250,000
$589,600,00015
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗Citadel Global Fixed Income Fund Ltd.
group: Citadel
DirectorJul 18, 2013D/AIndefinite
similar: $155,000–$5,250,000
$893,796,07425
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗TERRAPIN OFFSHORE FUND OF FUNDS LTD
group: Terrapin
DirectorJun 28, 2013D/AIndefinite
similar: $155,000–$5,250,000
$76,735,11973
similar: 4–27
$1,000,000
similar: $1,000–$100,000
EDGAR ↗Global Agriculture Absolute Return Fund Ltd.DirectorMay 2, 2013DIndefinite
similar: $155,000–$5,250,000
$350,000,0002
similar: 4–27
$100,000,000
similar: $1,000–$100,000
EDGAR ↗Citadel Global Equities Fund Ltd.
group: Citadel
DirectorMar 15, 2013D/AIndefinite
similar: $155,000–$5,250,000
$1,839,415,222101
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗CITADEL TACTICAL TRADING LTD
group: Citadel
DirectorMar 13, 2013D/AIndefinite
similar: $155,000–$5,250,000
$771,740,739109
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗Citadel Global Macro Fund Ltd.
group: Citadel
DirectorMar 13, 2013D/AIndefinite
similar: $155,000–$5,250,000
$42,816,8342
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗SHEFFIELD INTERNATIONAL PARTNERS LTD
group: Sheffield
DirectorMar 11, 2013D/AIndefinite
similar: $155,000–$5,250,000
$290,685,80065
similar: 4–27
$1,000,000
similar: $1,000–$100,000
EDGAR ↗HEALTHCOR OFFSHORE LTD
group: Healthcor
Director
Board of Directors of the Fund
Mar 5, 2013DIndefinite
similar: $155,000–$5,250,000
$2,981,587,200237
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗HealthCor Long Offshore Fund, Ltd.
group: Healthcor
Director
Board of Directors of the Fund
Mar 5, 2013DIndefinite
similar: $155,000–$5,250,000
$29,185,4002
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗HEALTHCOR HYBRID OFFSHORE LTD
group: Healthcor
Director
Board of Directors of Fund
Mar 5, 2013DIndefinite
similar: $155,000–$5,250,000
$622,993,80026
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗Cohen & Steers Global Real Estate Long-Short Offshore Fund, Ltd.
group: Cohen
DirectorFeb 22, 2013D/AIndefinite
similar: $155,000–$5,250,000
$24,850,0008
similar: 4–27
$1,000,000
similar: $1,000–$100,000
EDGAR ↗Alphadyne International Fund, Ltd.
group: Alphadyne
DirectorJan 23, 2013D/AIndefinite
similar: $155,000–$5,250,000
$45,898,0846
similar: 4–27
$1,000,000
similar: $1,000–$100,000
EDGAR ↗Alphadyne Diversified Strategies Fund, Ltd.
group: Alphadyne
DirectorJan 17, 2013D/AIndefinite
similar: $155,000–$5,250,000
$485,000,0004
similar: 4–27
$1,000,000
similar: $1,000–$100,000
EDGAR ↗AVI VALUE FUND LLCDirector
Peter Huber is a Director of Asset Value Investors (Cayman) Ltd., the Manager of the Issuer.
Jan 14, 2013D/AIndefinite
similar: $155,000–$5,250,000
$473,181,00029
similar: 4–27
$5,000,000
similar: $1,000–$100,000
EDGAR ↗Claren Road Credit Opportunities Fund, Ltd.DirectorDec 18, 2012D/AIndefinite
similar: $155,000–$5,250,000
$115,379,5199
similar: 4–27
$5,000,000
similar: $1,000–$100,000
EDGAR ↗Claren Road Credit Fund, Ltd.DirectorDec 18, 2012D/AIndefinite
similar: $155,000–$5,250,000
$1,794,966,78886
similar: 4–27
$5,000,000
similar: $1,000–$100,000
EDGAR ↗AEM Select Fund, Ltd.
group: Aem
DirectorNov 9, 2012D/AIndefinite
similar: $155,000–$5,250,000
$690,4501
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗Slate Path Offshore Fund Ltd.
group: Spj
DirectorOct 11, 2012DIndefinite
similar: $155,000–$5,250,000
$590,600,00015
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗Black River Inflation Opportunity Fund Ltd.DirectorSep 17, 2012DIndefinite
similar: $155,000–$5,250,000
$75,000,0001
similar: 4–27
$5,000,000
similar: $1,000–$100,000
EDGAR ↗Citadel Global Fixed Income Fund Ltd.
group: Citadel
DirectorJul 18, 2012DIndefinite
similar: $155,000–$5,250,000
$00
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗TERRAPIN OFFSHORE FUND OF FUNDS LTD
group: Terrapin
DirectorJun 28, 2012D/AIndefinite
similar: $155,000–$5,250,000
$76,735,12071
similar: 4–27
$1,000,000
similar: $1,000–$100,000
EDGAR ↗Kepos Exotic Beta Fund Ltd.DirectorMay 8, 2012DIndefinite
similar: $155,000–$5,250,000
$40,000,0001
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗TERRAPIN OFFSHORE FUND OF FUNDS LTD
group: Terrapin
DirectorMar 15, 2012D/AIndefinite
similar: $155,000–$5,250,000
$76,735,12071
similar: 4–27
$1,000,000
similar: $1,000–$100,000
EDGAR ↗Citadel Global Equities Fund Ltd.
group: Citadel
DirectorMar 15, 2012D/AIndefinite
similar: $155,000–$5,250,000
$969,412,99564
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗CITADEL TACTICAL TRADING LTD
group: Citadel
DirectorMar 13, 2012D/AIndefinite
similar: $155,000–$5,250,000
$671,740,739106
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗Citadel Global Macro Fund Ltd.
group: Citadel
DirectorMar 13, 2012D/AIndefinite
similar: $155,000–$5,250,000
$13,710,1071
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗Cohen & Steers Global Real Estate Long-Short Offshore Fund, Ltd.
group: Cohen
DirectorFeb 22, 2012D/AIndefinite
similar: $155,000–$5,250,000
$24,850,0008
similar: 4–27
$1,000,000
similar: $1,000–$100,000
EDGAR ↗Alphadyne International Fund, Ltd.
group: Alphadyne
DirectorJan 19, 2012D/AIndefinite
similar: $155,000–$5,250,000
$10,000,0003
similar: 4–27
$1,000,000
similar: $1,000–$100,000
EDGAR ↗Alphadyne Diversified Strategies Fund, Ltd.
group: Alphadyne
DirectorJan 17, 2012DIndefinite
similar: $155,000–$5,250,000
$240,000,0002
similar: 4–27
$1,000,000
similar: $1,000–$100,000
EDGAR ↗Black River Fixed Income Relative Value Opportunity Fund LtdDirectorNov 21, 2011D/AIndefinite
similar: $155,000–$5,250,000
$1,281,448,1028
similar: 4–27
$5,000,000
similar: $1,000–$100,000
EDGAR ↗Claren Road Credit Opportunities Fund, Ltd.DirectorNov 18, 2011D/AIndefinite
similar: $155,000–$5,250,000
$132,850,0926
similar: 4–27
$5,000,000
similar: $1,000–$100,000
EDGAR ↗Claren Road Credit Fund, Ltd.DirectorNov 18, 2011D/AIndefinite
similar: $155,000–$5,250,000
$1,175,336,43065
similar: 4–27
$5,000,000
similar: $1,000–$100,000
EDGAR ↗AEM Select Fund, Ltd.
group: Aem
DirectorNov 15, 2011DIndefinite
similar: $155,000–$5,250,000
$690,4501
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗Black River Emerging Markets Fund (Offshore) Ltd.DirectorNov 15, 2011DIndefinite
similar: $155,000–$5,250,000
$25,446,0005
similar: 4–27
$1,000,000
similar: $1,000–$100,000
EDGAR ↗Blackstone / GSO Market Neutral Credit Overseas Fund LtdDirector
of the Issuer.
May 26, 2011DIndefinite
similar: $155,000–$5,250,000
$5,000,0001
similar: 4–27
$5,000,000
similar: $1,000–$100,000
EDGAR ↗TERRAPIN OFFSHORE FUND OF FUNDS LTD
group: Terrapin
DirectorMar 15, 2011D/AIndefinite
similar: $155,000–$5,250,000
$74,315,12064
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗CITADEL TACTICAL TRADING LTD
group: Citadel
DirectorMar 9, 2011D/AIndefinite
similar: $155,000–$5,250,000
$603,740,739105
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗Citadel Global Macro Fund Ltd.
group: Citadel
DirectorMar 4, 2011D/AIndefinite
similar: $155,000–$5,250,000
$7,804,3231
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗Cohen & Steers Global Real Estate Long-Short Offshore Fund, Ltd.
group: Cohen
DirectorFeb 22, 2011D/AIndefinite
similar: $155,000–$5,250,000
$14,850,0007
similar: 4–27
$1,000,000
similar: $1,000–$100,000
EDGAR ↗AVI VALUE FUND LLCDirector
Peter Huber is a Director of Asset Value Investors (Cayman) Ltd., the Manager of the Issuer.
Jan 13, 2011D/AIndefinite
similar: $155,000–$5,250,000
$438,200,00026
similar: 4–27
$5,000,000
similar: $1,000–$100,000
EDGAR ↗Alphadyne International Fund, Ltd.
group: Alphadyne
DirectorJan 11, 2011D/AIndefinite
similar: $155,000–$5,250,000
$23,877,7703
similar: 4–27
$1,000,000
similar: $1,000–$100,000
EDGAR ↗Claren Road Credit Opportunities Fund, Ltd.DirectorNov 18, 2010D/AIndefinite
similar: $155,000–$5,250,000
$551,545,69247
similar: 4–27
$5,000,000
similar: $1,000–$100,000
EDGAR ↗Claren Road Credit Fund, Ltd.DirectorNov 18, 2010D/AIndefinite
similar: $155,000–$5,250,000
$587,929,647397
similar: 4–27
$5,000,000
similar: $1,000–$100,000
EDGAR ↗TERRAPIN OFFSHORE FUND OF FUNDS LTD
group: Terrapin
DirectorMar 16, 2010D/AIndefinite
similar: $155,000–$5,250,000
$74,315,22064
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗TERRAPIN OFFSHORE FUND OF FUNDS LTD
group: Terrapin
DirectorMar 15, 2010D/AIndefinite
similar: $155,000–$5,250,000
$74,315,22064
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗CITADEL TACTICAL TRADING LTD
group: Citadel
DirectorMar 8, 2010D/AIndefinite
similar: $155,000–$5,250,000
$575,106,777104
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗Cohen & Steers Global Real Estate Long-Short Offshore Fund, Ltd.
group: Cohen
DirectorFeb 22, 2010DIndefinite
similar: $155,000–$5,250,000
$10,600,0005
similar: 4–27
$1,000,000
similar: $1,000–$100,000
EDGAR ↗Citadel Global Macro Fund Ltd.
group: Citadel
DirectorFeb 8, 2010DIndefinite
similar: $155,000–$5,250,000
$6,852,7841
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗AVI VALUE FUND LLCDirector
Peter Huber is a Director of Asset Value Investors (Cayman) Ltd., the Manager of the Issuer.
Jan 13, 2010D/AIndefinite
similar: $155,000–$5,250,000
$431,700,00024
similar: 4–27
$5,000,000
similar: $1,000–$100,000
EDGAR ↗Alphadyne International Fund, Ltd.
group: Alphadyne
DirectorJan 8, 2010D/AIndefinite
similar: $155,000–$5,250,000
$10,000,0001
similar: 4–27
$1,000,000
similar: $1,000–$100,000
EDGAR ↗Claren Road Credit Fund, Ltd.DirectorNov 20, 2009DIndefinite
similar: $155,000–$5,250,000
$4,209,472,876256
similar: 4–27
$5,000,000
similar: $1,000–$100,000
EDGAR ↗Claren Road Credit Opportunities Fund, Ltd.DirectorNov 20, 2009DIndefinite
similar: $155,000–$5,250,000
$429,070,73736
similar: 4–27
$5,000,000
similar: $1,000–$100,000
EDGAR ↗AVI VALUE FUND LLCDirector
Peter Huber is a Director ofAsset Value Investors (Cayman) Ltd., the Manager of the Issuer.
Mar 16, 2009D/AIndefinite
similar: $155,000–$5,250,000
$429,700,00023
similar: 4–27
$5,000,000
similar: $1,000–$100,000
EDGAR ↗TERRAPIN OFFSHORE FUND OF FUNDS LTD
group: Terrapin
DirectorMar 13, 2009D/AIndefinite
similar: $155,000–$5,250,000
$73,115,12061
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗BELLTOWER PARTNERS, LLC
group: Belltower
DirectorMar 10, 2009DIndefinite
similar: $155,000–$5,250,000
$265,279,85415
similar: 4–27
$100,000
similar: $1,000–$100,000

Every row is a Form D or D/A on which the issuer listed this name as a related person. Related-person names are matched on first + last name and the address state on the filing; records that share a name but could not be tied together by a second identifier are listed separately below.

"Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); Pooled Investment Fund / 506(c) (8,096 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Other listings under the same name

Not linked to this profile — a second identifier (same issuer, same sponsor group) was not found. Could be the same person or a different one.

  • Peter W. Huber — address state E9, 16 issuers, Aug 13, 2010 → Jan 16, 2026
  • Peter Huber — address state X0, 5 issuers, Mar 7, 2013 → Jun 29, 2022
  • Peter W. Huber — address state D8, 1 issuer, Mar 5, 2013 → Mar 4, 2016
  • Peter W. Huber — address state PA, 1 issuer, Nov 9, 2011 → Nov 9, 2011
  • Peter A. Huber — address state E9, 1 issuer, Mar 16, 2018 → May 28, 2026

Connections as of Oct 23, 2026, 5:45 PM ET

Listed alongside — 40 names on the same filings (31 management entities, 9 people)

People and management entities the issuers listed as related persons on the same Form D filings as Peter Huber. Source: the EDGAR rows in the table above. Showing the 40 with the most shared filings.

Other offering types (Regulation A and Regulation Crowdfunding)

None found in sources searched.

Sources searched: SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 · Last checked Oct 23, 2026, 8:41 PM ET.

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