Sponsor Check › Sponsor group
187 issuers linked to one sponsor · New York, NY
Grouped because: 50 shared people, 10 shared management entities, same business address (126 issuers), similar issuer names (98) · 39 issuers also list a director who sits on many unrelated issuers (not used to group) · confidence 83% (automatic match from the filings) · Not the same sponsor? Request a correction
Data last updated: Oct 23, 2026, 5:45 PM ET · Latest filing in this group: Oct 22, 2026 · Courts (RECAP) last checked: not yet · SEC enforcement last checked: Oct 23, 2026, 9:26 PM ET
The five facts investors ask about first. Each section states what was searched and when. Items still in human review are not shown.
Not yet searched.
Sources to be searched: CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not yet searched. PACER: not searched (RECAP only). · Search queued. Results are added automatically; check back later or follow this page to be notified.
State courts: not yet searched. No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.
SEC enforcement searched: SEC litigation releases + SEC administrative proceedings (sec.gov index, 1995-09-19 → 2026-10-23) — last checked Oct 23, 2026, 9:26 PM ET; State securities regulators searched: AZ (Corporation Commission Securities Division), CA (DFPI — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), DE (DOJ Investor Protection Unit), TX (State Securities Board), WA (DFI) — last crawled Oct 23, 2026, 9:57 PM ET. Other states: not yet searched.
None found in sources searched.
Not yet searched.
Sources to be searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not yet searched. PACER: not searched (RECAP only). · Search queued. Results are added automatically; check back later or follow this page to be notified.
State courts: not yet searched. No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.
No public statement by this sponsor group has been collected yet, so there is nothing to compare. Sources compared: the sponsor's own website (known only from an approved profile claim or its Form ADV) · SEC Form D · SEC Form ADV (IAPD) · Internet Archive · No website is on file for this sponsor group yet.
30 of 193 offerings report sales commissions totalling $89,344,551; 0 report finder's fees; 0 report proceeds to related persons. (includes amounts the issuer reported as estimates)
| Source | Offering (latest filing) | Sales commissions | Finder's fees | To insiders | Paid to sell it |
|---|---|---|---|---|---|
| EDGAR ↗ | Oct 22, 2026 D/A File 021-359681 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Sep 10, 2026 D File 021-596926 | $0 (est.) | $0 (est.) | $0 | Franklin Distributors, LLC BrokerCheck CRD 109064 ↗ |
| EDGAR ↗ | Aug 20, 2026 D/A File 021-74609 | $5,619,531 (est.) | $0 | $0 | Regions Investment Management, Inc. BrokerCheck CRD 111715 ↗ Highland Information Services, Inc. BrokerCheck CRD 25873 ↗ Citigroup Global Markets Inc. BrokerCheck CRD 7059 ↗ D.A. Davidson & Co. BrokerCheck CRD 199 ↗ Deutsche Bank Securities Inc. BrokerCheck CRD 2525 ↗ GS Capital Management LLC BrokerCheck CRD 123110 ↗ |
| EDGAR ↗ | Aug 20, 2026 D/A File 021-323426 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Aug 20, 2026 D/A File 021-348308 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Aug 20, 2026 D/A File 021-383023 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Aug 20, 2026 D/A File 021-383033 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Aug 20, 2026 D/A File 021-383037 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Jun 26, 2026 D/A File 021-168983 | $0 | $0 | $0 | Merrill Lynch, Pierce, Fenner & Smith, Inc. BrokerCheck CRD 7691 ↗ |
| EDGAR ↗ | Jun 26, 2026 D/A File 021-477738 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Jun 26, 2026 D/A File 021-479525 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Apr 8, 2026 D File 021-579621 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Mar 18, 2026 D/A File 021-542120 | $0 | $0 | $0 | Goldman Sachs & Co. LLC BrokerCheck CRD 361 ↗ Franklin Distributors, L.L.C. BrokerCheck CRD 109064 ↗ via Franklin Distributors, L.L.C. (CRD 109064 ↗) Morgan Stanley Smith Barney LLC BrokerCheck CRD 149777 ↗ |
| EDGAR ↗ | Feb 27, 2026 D File 021-574927 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Feb 24, 2026 D/A File 021-485975 | $0 | $0 | $0 | FRANKLIN DISTRIBUTORS, LLC BrokerCheck CRD 109064 ↗ |
| EDGAR ↗ | Jan 29, 2026 D File 021-571721 | $6,250 | $0 | $0 | ICA, LLC BrokerCheck CRD 145235 ↗ |
| EDGAR ↗ | Jan 29, 2026 D File 021-571722 | $6,250 | $0 | $0 | ICA, LLC BrokerCheck CRD 145235 ↗ |
| EDGAR ↗ | Nov 6, 2025 D File 021-563371 | $0 | $0 | $0 | FRANKLIN DISTRIBUTORS, LLC BrokerCheck CRD 109064 ↗ |
| EDGAR ↗ | Sep 29, 2025 D File 021-559140 | $0 | $0 | $0 | FRANKLIN DISTRIBUTORS, LLC BrokerCheck CRD 109064 ↗ JEFFERIES LLC BrokerCheck CRD 2347 ↗ |
| EDGAR ↗ | Aug 13, 2025 D File 021-554547 | $0 | $0 | $0 | Jefferies LLC BrokerCheck CRD 2347 ↗ |
| EDGAR ↗ | Aug 13, 2025 D File 021-554549 | $0 | $0 | $0 | Jefferies LLC BrokerCheck CRD 2347 ↗ |
| EDGAR ↗ | Aug 1, 2025 D/A File 021-313283 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Aug 1, 2025 D/A File 021-313337 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Aug 1, 2025 D/A File 021-314155 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Aug 1, 2025 D/A File 021-326718 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Aug 1, 2025 D/A File 021-335031 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Jul 22, 2025 D/A File 021-406416 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Jun 26, 2025 D/A File 021-440817 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Jun 26, 2025 D/A File 021-477740 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Jun 26, 2025 D/A File 021-477753 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Jun 18, 2025 D File 021-549328 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Jun 6, 2025 D File 021-548303 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | May 14, 2025 D/A File 021-513218 | $0 | $0 | $0 | FRANKLIN DISTRIBUTORS, LLC BrokerCheck CRD 109064 ↗ |
| EDGAR ↗ | Apr 2, 2025 D File 021-542762 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Jan 17, 2025 D File 021-535693 | $6,250 | $0 | $0 | Charles B. Harrison BrokerCheck CRD 3071551 ↗ via H & L Equities, LLC (CRD 113794 ↗) Scott Harrison BrokerCheck CRD 4981070 ↗ via H & L Equities, LLC (CRD 113794 ↗) Patrick J. Whelchel BrokerCheck CRD 5389090 ↗ via H & L Equities, LLC (CRD 113794 ↗) Lori Mayfield BrokerCheck CRD 4899271 ↗ via H & L Equities, LLC (CRD 113794 ↗) |
| EDGAR ↗ | Dec 20, 2024 D File 021-532846 | $0 | $0 | $0 | FRANKLIN DISTRIBUTORS, LLC BrokerCheck CRD 109064 ↗ |
| EDGAR ↗ | Dec 20, 2024 D File 021-532847 | $0 | $0 | $0 | FRANKLIN DISTRIBUTORS, LLC BrokerCheck CRD 109064 ↗ |
| EDGAR ↗ | Dec 20, 2024 D File 021-532848 | $0 | $0 | $0 | FRANKLIN DISTRIBUTORS, LLC BrokerCheck CRD 109064 ↗ |
| EDGAR ↗ | Aug 29, 2024 D/A File 021-383021 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Aug 1, 2024 D/A File 021-313280 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Aug 1, 2024 D/A File 021-314167 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Jun 28, 2024 D/A File 021-58614 | $4,659,104 (est.) | $0 | $0 | Morgan Stanley BrokerCheck CRD 149777 ↗ Deutsche Bank Securities Inc. BrokerCheck CRD 2525 ↗ Merrill Lynch Pierce Fenner & Smith, Inc. BrokerCheck CRD 7691 ↗ Highland Information Services, Inc. BrokerCheck CRD 25873 ↗ Raymond James & Associates BrokerCheck CRD 705 ↗ |
| EDGAR ↗ | Jun 27, 2024 D/A File 021-477733 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Jun 13, 2024 D File 021-515870 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | May 3, 2024 D/A File 021-429492 | $0 | $0 | $0 | Franklin Distributors, LLC BrokerCheck CRD 109064 ↗ via Franklin Distributors, LLC (CRD 109064 ↗) |
| EDGAR ↗ | May 3, 2024 D/A File 021-429496 | $0 | $0 | $0 | Franklin Distributors, LLC BrokerCheck CRD 109064 ↗ via Franklin Distributors, LLC (CRD 109064 ↗) |
| EDGAR ↗ | Feb 14, 2024 D/A File 021-425567 | $0 | $0 | $0 | FRANKLIN DISTRIBUTORS, LLC BrokerCheck CRD 109064 ↗ CAMPBELL LUTYENS & CO. INC. BrokerCheck CRD 133376 ↗ |
| EDGAR ↗ | Feb 14, 2024 D/A File 021-425575 | $0 | $0 | $0 | FRANKLIN DISTRIBUTORS, LLC BrokerCheck CRD 109064 ↗ |
| EDGAR ↗ | Feb 14, 2024 D/A File 021-425561 | $0 | $0 | $0 | FRANKLIN DISTRIBUTORS, LLC BrokerCheck CRD 109064 ↗ |
| EDGAR ↗ | Feb 14, 2024 D/A File 021-460355 | $0 | $0 | $0 | CAMPBELL LUTYENS & CO. INC. BrokerCheck CRD 133376 ↗ |
| EDGAR ↗ | Jan 29, 2024 D/A File 021-471836 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Jan 29, 2024 D/A File 021-471829 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Jan 2, 2024 D File 021-501304 | $6,250 | $0 | $0 | CHARLES B. HARRISON BrokerCheck CRD 3071551 ↗ via H & L EQUITIES, LLC (CRD 113794 ↗) SCOTT HARRISON BrokerCheck CRD 4981070 ↗ via H & L EQUITIES, LLC (CRD 113794 ↗) PATRICK J. WHELCHEL BrokerCheck CRD 5389090 ↗ via H & L EQUITIES, LLC (CRD 113794 ↗) LORI MAYFIELD BrokerCheck CRD 4899271 ↗ via H & L EQUITIES, LLC (CRD 113794 ↗) |
| EDGAR ↗ | Dec 13, 2023 D/A File 021-383045 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Dec 11, 2023 D File 021-499269 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Dec 5, 2023 D/A File 021-326709 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Sep 22, 2023 D/A File 021-375951 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Apr 20, 2023 D/A File 021-421278 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Mar 27, 2023 D File 021-476916 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Mar 7, 2023 D File 021-475122 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Jan 31, 2023 D/A File 021-359680 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Jan 26, 2023 D File 021-471819 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Jul 22, 2022 D/A File 021-313284 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Jul 22, 2022 D/A File 021-314175 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Jul 22, 2022 D/A File 021-314178 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Jul 22, 2022 D/A File 021-348304 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Jul 6, 2022 D File 021-451215 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | May 19, 2022 D/A File 021-403191 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Apr 29, 2022 D/A File 021-397689 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Feb 16, 2022 D File 021-433821 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Jan 20, 2022 D File 021-430122 | $6,250 | $0 | $0 | CHARLES B. HARRISON BrokerCheck CRD 3071551 ↗ via H & L EQUITIES, LLC (CRD 113794 ↗) SCOTT HARRISON BrokerCheck CRD 4981070 ↗ via H & L EQUITIES, LLC (CRD 113794 ↗) PATRICK J. WHELCHEL BrokerCheck CRD 5389090 ↗ via H & L EQUITIES, LLC (CRD 113794 ↗) LORI MAYFIELD BrokerCheck CRD 4899271 ↗ via H & L EQUITIES, LLC (CRD 113794 ↗) CHARLES MATHES BrokerCheck CRD 5980160 ↗ via H & L EQUITIES, LLC (CRD 113794 ↗) |
| EDGAR ↗ | Jan 14, 2022 D File 021-429517 | $0 | $0 | $0 | FRANKLIN DISTRIBUTORS, LLC BrokerCheck CRD 109064 ↗ via FRANKLIN DISTRIBUTORS, LLC (CRD 109064 ↗) |
| EDGAR ↗ | Jan 14, 2022 D File 021-429541 | $0 | $0 | $0 | FRANKLIN DISTRIBUTORS, LLC BrokerCheck CRD 109064 ↗ via FRANKLIN DISTRIBUTORS, LLC (CRD 109064 ↗) |
| EDGAR ↗ | Dec 16, 2021 D/A File 021-383321 | $4,986,362 (est.) | $0 | $0 | Foreside Fund Services, LLC BrokerCheck CRD 46106 ↗ via Foreside Fund Services, LLC (CRD 46106 ↗) Morgan Stanley Smith Barney LLC BrokerCheck CRD 149777 ↗ via Morgan Stanley Smith Barney LLC (CRD 149777 ↗) Franklin Distributors, LLC BrokerCheck CRD 109064 ↗ |
| EDGAR ↗ | Dec 13, 2021 D/A File 021-383035 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Dec 13, 2021 D/A File 021-383054 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Oct 19, 2021 D/A File 021-352228 | $1,053,433 | $0 | $0 | FRANKLIN DISTRIBUTORS, LLC BrokerCheck CRD 109064 ↗ CAMPBELL LUTYENS & CO. INC. BrokerCheck CRD 133376 ↗ |
| EDGAR ↗ | Oct 19, 2021 D/A File 021-352226 | $0 | $0 | $0 | FRANKLIN DISTRIBUTORS, LLC BrokerCheck CRD 109064 ↗ |
| EDGAR ↗ | Oct 19, 2021 D/A File 021-352232 | $1,011,433 | $0 | $0 | FRANKLIN DISTRIBUTORS, LLC BrokerCheck CRD 109064 ↗ FIRST AVENUE PARTNERS LLP no CRD number reported BFINANCE UK LIMITED no CRD number reported CAMPBELL LUTYENS & CO. INC. BrokerCheck CRD 133376 ↗ |
| EDGAR ↗ | Oct 19, 2021 D/A File 021-356344 | $0 | $0 | $0 | FRANKLIN DISTRIBUTORS, LLC BrokerCheck CRD 109064 ↗ |
| EDGAR ↗ | Jun 9, 2021 D/A File 021-219775 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Jun 9, 2021 D/A File 021-288555 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | May 18, 2021 D File 021-399774 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Apr 28, 2021 D/A File 021-257483 | $134,916 | $0 | $0 | Merrill Lynch, Pierce, Fenner & Smith, Inc. BrokerCheck CRD 7691 ↗ |
| EDGAR ↗ | Apr 2, 2021 D File 021-394530 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Mar 31, 2021 D File 021-394178 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Mar 26, 2021 D File 021-393761 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Dec 14, 2020 D File 021-383048 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Dec 14, 2020 D File 021-383051 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Dec 11, 2020 D File 021-383012 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Dec 11, 2020 D File 021-383030 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Dec 11, 2020 D File 021-383042 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Dec 11, 2020 D File 021-383017 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Sep 24, 2020 D File 021-376328 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Jul 15, 2020 D File 021-371017 | $0 | $0 | $0 | Franklin Templeton Financial Services Corp. BrokerCheck CRD 13594 ↗ via Franklin Templeton Financial Services Corp. (CRD 13594 ↗) Campbell Lutyens & Co. Inc. BrokerCheck CRD 133376 ↗ via Campbell Lutyens & Co. Inc. (CRD 133376 ↗) |
| EDGAR ↗ | Jul 14, 2020 D File 021-371014 | $0 | $0 | $0 | Franklin Templeton Financial Services Corp. BrokerCheck CRD 13594 ↗ via Franklin Templeton Financial Services Corp. (CRD 13594 ↗) Campbell Lutyens & Co. Inc. BrokerCheck CRD 133376 ↗ via Campbell Lutyens & Co. Inc. (CRD 133376 ↗) |
| EDGAR ↗ | Feb 21, 2020 D/A File 021-306345 | $1,185,231 | $0 | $0 | CAIS CAPITAL LLC BrokerCheck CRD 154512 ↗ via CAIS CAPITAL LLC (CRD 154512 ↗) |
| EDGAR ↗ | Dec 20, 2019 D File 021-356193 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Oct 30, 2019 D File 021-352227 | $0 | $0 | $0 | FRANKLIN TEMPLETON FINANCIAL SERVICES CORP. BrokerCheck CRD 13594 ↗ |
| EDGAR ↗ | Jun 13, 2019 D/A File 021-314181 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | May 2, 2019 D/A File 021-54965 | $0 | $0 | $0 | Wachovia Alternative Strategies Group, Inc BrokerCheck CRD 133204 ↗ JP Morgan Securities Inc BrokerCheck CRD 18718 ↗ Citigroup Global Markets Inc. BrokerCheck CRD 7059 ↗ Merrill Lynch Pierce Fenner & Smith Incorporated BrokerCheck CRD 7691 ↗ |
| EDGAR ↗ | Apr 24, 2019 D/A File 021-224228 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Apr 16, 2019 D File 021-337456 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Feb 28, 2019 D/A File 021-174170 | $320,047 (est.) | $0 (est.) | $0 (est.) The Investment Manager receives customary management fees. | EATON PARTNERS, LLC BrokerCheck CRD 31170 ↗ J.P. MORGAN SECURITIES LLC BrokerCheck CRD 79 ↗ |
| EDGAR ↗ | Feb 28, 2019 D/A File 021-174171 | $4,069,940 (est.) | $0 (est.) | $0 (est.) The Investment Manager is paid customary management fees and non-affiliated Directors are paid customary directors' fees. | EATON PARTNERS, LLC BrokerCheck CRD 31170 ↗ J.P. MORGAN SECURITIES LLC BrokerCheck CRD 79 ↗ |
| EDGAR ↗ | Dec 11, 2018 D File 021-327635 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Dec 11, 2018 D File 021-327648 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Dec 11, 2018 D File 021-327651 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Nov 21, 2018 D/A File 021-74610 | $70,316 (est.) | $0 | $0 | Morgan Stanley Smith Barney, LLC BrokerCheck CRD 149777 ↗ Wells Fargo Advisors Financial Network LLC BrokerCheck CRD 11025 ↗ J.P. Morgan Securities LLC BrokerCheck CRD 79 ↗ Merrill Lynch Pierce Fenner & Smith, Inc. BrokerCheck CRD 7691 ↗ |
| EDGAR ↗ | Nov 21, 2018 D/A File 021-283343 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Nov 21, 2018 D/A File 021-299320 | $0 (est.) | $0 (est.) | $0 The Investment Manager receives customary management fees. | None listed on this filing |
| EDGAR ↗ | Nov 21, 2018 D/A File 021-299325 | $0 (est.) | $0 (est.) | $0 The Investment Manager receives customary management fees. | None listed on this filing |
| EDGAR ↗ | Jun 8, 2018 D/A File 021-288557 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Jun 8, 2018 D/A File 021-288558 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Jun 8, 2018 D/A File 021-313281 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Jun 8, 2018 D File 021-314253 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Dec 27, 2017 D File 021-301756 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Dec 21, 2017 D File 021-301374 | $215,000 | $0 | $0 | FAP USA, L.P. BrokerCheck CRD 145860 ↗ |
| EDGAR ↗ | Dec 6, 2017 D/A File 021-275198 | $9,940,750 (est.) | $0 | $0 | J.P. MORGAN SECURITIES LLC BrokerCheck CRD 79 ↗ MERCURY CAPITAL ADVISORS, LLC BrokerCheck CRD 152338 ↗ FAP USA, L.P. BrokerCheck CRD 145860 ↗ |
| EDGAR ↗ | Dec 6, 2017 D/A File 021-277874 | $13,098,750 (est.) | $0 | $0 | J.P. MORGAN SECURITIES LLC BrokerCheck CRD 79 ↗ J.P. MORGAN SECURITIES (FAR EAST) LIMITED no CRD number reported MERCURY CAPITAL ADVISORS, LLC BrokerCheck CRD 152338 ↗ |
| EDGAR ↗ | Sep 12, 2017 D/A File 021-53088 | $3,376,249 (est.) | $0 | $0 | Regions Investment Management, Inc. BrokerCheck CRD 111715 ↗ Highland Information Systems no CRD number reported Citigroup Global Markets Inc. BrokerCheck CRD 7059 ↗ D.A. Davidson & Co. BrokerCheck CRD 199 ↗ Deutsche Bank Securities Inc. BrokerCheck CRD 2525 ↗ Thomas Weisel Partners LLC BrokerCheck CRD 46237 ↗ GS Capital Management LLC no CRD number reported Merrill Lynch Pierce Fenner & Smith Incorporated BrokerCheck CRD 7691 ↗ Stifel, Nicolaus & Company, Incorporated BrokerCheck CRD 793 ↗ Frontier Solutions LLC BrokerCheck CRD 136102 ↗ |
| EDGAR ↗ | Sep 12, 2017 D/A File 021-156841 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Aug 29, 2017 D/A File 021-267787 | $215,000 | $0 | $0 | FAP USA, L.P. BrokerCheck CRD 145860 ↗ |
| EDGAR ↗ | Aug 28, 2017 D/A File 021-76140 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Aug 28, 2017 D/A File 021-158537 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Aug 9, 2017 D/A File 021-262862 | $277,179 (est.) | $0 | $0 The fund charges a management fee that is described in the fund's offering documents. | FAP USA, L.P. BrokerCheck CRD 145860 ↗ Jefferies LLC BrokerCheck CRD 2347 ↗ |
| EDGAR ↗ | Aug 9, 2017 D/A File 021-279172 | $283,863 (est.) | $0 | $0 The fund charges a management fee that is described in the fund's governing documents. | Jefferies LLC BrokerCheck CRD 2347 ↗ FAP USA, L.P. BrokerCheck CRD 145860 ↗ |
| EDGAR ↗ | Jun 22, 2017 D/A File 021-93752-9N | $0 (est.) | $0 (est.) | $0 | None listed on this filing |
| EDGAR ↗ | Jun 22, 2017 D/A File 021-196960 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | May 30, 2017 D File 021-287691 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | May 16, 2017 D/A File 021-257334 | $727,922 | $0 | $0 | JP MORGAN (FAR EAST) LIMITED, SEOUL BRANCH no CRD number reported CASTLING INVESTMENT GROUP no CRD number reported FAP USA, L.P. BrokerCheck CRD 145860 ↗ |
| EDGAR ↗ | Apr 24, 2017 D File 021-285373 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Apr 3, 2017 D File 021-283874 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Mar 27, 2017 D File 021-283345 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Feb 8, 2017 D File 021-280291 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Jan 18, 2017 D File 021-278656 | $60,443 | $0 | $0 | FAP USA, L.P. BrokerCheck CRD 145860 ↗ |
| EDGAR ↗ | Dec 19, 2016 D File 021-276605 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Jun 28, 2016 D/A File 021-219779 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Nov 25, 2015 D/A File 021-202631 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Sep 21, 2015 D/A File 021-199437 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | May 15, 2015 D/A File 021-178325 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Apr 30, 2015 D File 021-238955 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Apr 30, 2015 D File 021-238957 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Apr 24, 2015 D/A File 021-87710 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Nov 21, 2014 D File 021-228807 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Sep 19, 2014 D/A File 021-156804 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Jun 25, 2014 D File 021-219764 | $0 | $0 | $0 (est.) Certain affiliates of the General Partner named in Item 3 may receive payments deemed to be made from the proceeds of the offering including management fees and/or incentive allocations. The amount of such fees cannot be estimated at this time. | None listed on this filing |
| EDGAR ↗ | Jun 25, 2014 D File 021-219765 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Apr 22, 2014 D/A File 021-200953 | $9,987,100 (est.) | $0 | $0 | J.P. MORGAN SECURITIES LLC BrokerCheck CRD 79 ↗ MERCURY CAPITAL ADVISORS, LLC BrokerCheck CRD 152338 ↗ |
| EDGAR ↗ | Apr 22, 2014 D/A File 021-205822 | $8,550,400 (est.) | $0 | $0 | MERCURY CAPITAL ADVISORS, LLC BrokerCheck CRD 152338 ↗ J.P. MORGAN SECURITIES LLC BrokerCheck CRD 79 ↗ JP MORGAN (FAR EAST) LIMITED, SEOUL BRANCH no CRD number reported |
| EDGAR ↗ | Apr 8, 2014 D File 021-215154 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Apr 8, 2014 D File 021-215156 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Oct 16, 2013 D/A File 021-103201 | $0 (est.) | $0 (est.) | $0 | Highland Information Services Inc. BrokerCheck CRD 25873 ↗ |
| EDGAR ↗ | Jun 13, 2013 D/A File 021-131876 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Apr 19, 2013 D/A File 021-106146 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Apr 19, 2013 D/A File 021-109946 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Apr 19, 2013 D File 021-195254 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Apr 15, 2013 D/A File 021-79099 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Apr 12, 2013 D/A File 021-156799 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Oct 16, 2012 D/A File 021-115994 | $838,716 (est.) | $0 (est.) | $0 | Deutsche Bank Securities Inc. BrokerCheck CRD 2525 ↗ |
| EDGAR ↗ | Oct 16, 2012 D/A File 021-79347 | $2,631,616 | $0 (est.) | $0 | JPMorgan Securities Inc. BrokerCheck CRD 16999 ↗ WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC BrokerCheck CRD 11025 ↗ |
| EDGAR ↗ | Sep 28, 2012 D/A File 021-97002 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Sep 17, 2012 D File 021-184244 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Apr 27, 2012 D/A File 021-104865 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Apr 27, 2012 D/A File 021-74171 | $0 (est.) | $0 (est.) | $0 | None listed on this filing |
| EDGAR ↗ | Apr 19, 2012 D/A File 021-58617 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Apr 11, 2012 D/A File 021-67660 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Mar 28, 2012 D File 021-175779 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Mar 28, 2012 D File 021-175782 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Mar 26, 2012 D File 021-175566 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Nov 21, 2011 D/A File 021-75009 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Nov 15, 2011 D File 021-168720 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Sep 28, 2011 D/A File 021-73027 | $0 (est.) | $0 (est.) | $0 | None listed on this filing |
| EDGAR ↗ | Sep 28, 2011 D/A File 021-109950 | $0 (est.) | $0 (est.) | $0 | None listed on this filing |
| EDGAR ↗ | Sep 22, 2011 D/A File 021-93179 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Apr 19, 2011 D/A File 021-93178 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Mar 16, 2011 D File 021-156801 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Jan 24, 2011 D File 021-154250 | $10,000,000 (est.) | $0 (est.) | $0 (est.) | Not Applicable no CRD number reported via J.P. Morgan Securities LLC (CRD 79 ↗) |
| EDGAR ↗ | Jan 24, 2011 D File 021-154251 | $6,000,000 (est.) | $0 (est.) | $0 (est.) | Not Applicable no CRD number reported via J.P. Morgan Securities LLC (CRD 79 ↗) |
| EDGAR ↗ | Sep 23, 2010 D/A File 021-134674 | $0 (est.) | $0 (est.) | $0 (est.) | None listed on this filing |
| EDGAR ↗ | Sep 23, 2010 D/A File 021-134675 | $0 (est.) | $0 (est.) | $0 (est.) | None listed on this filing |
| EDGAR ↗ | Sep 23, 2010 D/A File 021-134676 | $0 (est.) | $0 (est.) | $0 (est.) | None listed on this filing |
| EDGAR ↗ | Sep 22, 2010 D/A File 021-74166 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Apr 19, 2010 D/A File 021-87711 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Apr 19, 2010 D/A File 021-103319 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Apr 19, 2010 D/A File 021-92390 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Apr 19, 2010 D/A File 021-74170 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Apr 19, 2010 D/A File 021-99373 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Apr 19, 2010 D File 021-140826 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Apr 16, 2010 D/A File 021-93180 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Jul 10, 2009 D File 021-132602 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Jul 10, 2009 D File 021-132605 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Jun 10, 2009 D/A File 021-69412 | $0 | $0 | $0 | None listed on this filing |
As reported by the issuer on Form D (Items 12–15), latest filing per offering (one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.
Counted across all 187 issuers in this group — every filing in our index, latest filing per offering (SEC file number).
0 recorded documents and 0 ownership records matched to Benefit Street in the sources searched.
Not found in sources searched (no on-demand check has run yet): NYC ACRIS via NYC Open Data (Real Property Parties 636b-3b5g, Master bnx9-e6tj, Legals 8h5j-fqxa, Document Control Codes 7isb-wh4c); NYC PLUTO ownership via NYC Open Data (64uk-42ks); Cook County IL Assessor via Cook County Open Data (Parcel Sales wvhk-k5uv; Parcel Addresses 3723-97qp); Hillsborough County FL Clerk of Court Official Records daily index (publicrec.hillsclerk.com D/P/M files). Records in other counties, and recorder indexes we do not yet cover, were not searched.
Property records coverage: New York City (ACRIS recorded documents and ownership, refreshed monthly); Hillsborough County FL (recorded documents from Oct 14, 2026 forward; ownership from FL DOR roll 2026); Cook County IL, Harris County TX, Dallas County TX (assessor ownership and deed/sale records only); Miami-Dade County FL (ownership from FL DOR roll only; Clerk recorded documents not yet searched). Recorder indexes for TX, AZ, IL and WA counties, mortgages and liens outside NYC and FL, lis pendens and foreclosure notices everywhere, Miami-Dade County FL recorded documents, Maricopa County AZ, King County WA, Salt Lake County UT, and all other counties are not yet searched. Last refresh: Oct 23, 2026, 10:59 PM ET. Sources searched: Hillsborough County FL Clerk of Court Official Records daily index (publicrec.hillsclerk.com D/P/M files), 2 daily files (Oct 14, 2026 to Oct 15, 2026) — loaded Oct 23, 2026, 8:59 PM ET · Florida DOR NAL roll (Hillsborough 39) roll year 2026 — loaded Oct 23, 2026, 8:54 PM ET · Florida DOR NAL roll (Dade 23) roll year 2026 — loaded Oct 23, 2026, 8:58 PM ET · Harris County Appraisal District real_acct.txt roll year 2026 — loaded Oct 23, 2026, 8:58 PM ET · Dallas Central Appraisal District ACCOUNT_INFO.CSV roll year 2026 — loaded Oct 23, 2026, 8:58 PM ET. Not yet searched for this group (queued): NYC ACRIS via NYC Open Data (Real Property Parties 636b-3b5g, Master bnx9-e6tj, Legals 8h5j-fqxa, Document Control Codes 7isb-wh4c) · NYC PLUTO ownership via NYC Open Data (64uk-42ks) · Cook County IL Assessor via Cook County Open Data (Parcel Sales wvhk-k5uv; Parcel Addresses 3723-97qp). Counterparties that are not business entities are shown as "an individual (name withheld)"; residential addresses are never shown. Items still in human review are not shown.
Why each issuer is here is stated in the "Linked by" column. Low-confidence links are never shown — they wait for human review.
| Issuer | Linked by | Location | Industry | Filings | Sold (max) | Investors | Min. investment (latest filing) | Active |
|---|---|---|---|---|---|---|---|---|
| K2 Institutional Investors II LLC | shared people, shared principal (person on 60+ issuers) at the same address or management entity, shared management entity | STAMFORD, CT | Pooled Investment Fund | 1 | $166,649,055 offering Indefinite · similar: $155,000–$5,250,000 | 2 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 | 2009–2009 |
| Stamford Phoenix, LLC | shared people, shared principal (person on 60+ issuers) at the same address or management entity, shared management entity, same business address | STAMFORD, CT | Pooled Investment Fund | 5 | $79,500,000 offering Indefinite · similar: $155,000–$5,250,000 | 1 similar: 4–27 | $40,000,000 similar: $1,000–$100,000 | 2009–2013 |
| Black River Commodity Trading Fund (Offshore) Ltd. | shared people, shared management entity, similar issuer names | Minnetonka, MN | Pooled Investment Fund | 1 | $212,597,857 offering Indefinite · similar: $155,000–$5,250,000 | 13 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 | 2009–2009 |
| Black River Commodity Trading Fund (Onshore) Ltd. | shared people, shared management entity, similar issuer names | Minnetonka, MN | Pooled Investment Fund | 1 | $176,213,973 offering Indefinite · similar: $155,000–$5,250,000 | 7 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 | 2009–2009 |
| K2 Summit Investors Ltd | shared people, shared principal (person on 60+ issuers) at the same address or management entity, shared management entity, same business address | ROAD TOWN, TORTOLA, D8 | Pooled Investment Fund | 3 | $349,139,338 offering Indefinite · similar: $155,000–$5,250,000 | 16 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 | 2009–2011 |
| K2 Summit Master Fund L P | shared people, shared principal (person on 60+ issuers) at the same address or management entity, shared management entity, same business address, similar issuer names | STAMFORD, CT | Pooled Investment Fund | 2 | $673,254,000 offering Indefinite · similar: $155,000–$5,250,000 | 4 similar: 4–27 | No minimum reported similar: $1,000–$100,000 | 2009–2010 |
| K2 Long Alpha Master Fund LP | shared people, shared principal (person on 60+ issuers) at the same address or management entity, shared management entity, same business address, similar issuer names | Stamford, CT | Pooled Investment Fund | 3 | $67,550,000 offering Indefinite · similar: $155,000–$5,250,000 | 2 similar: 4–27 | No minimum reported similar: $1,000–$100,000 | 2009–2011 |
| K2 Alternate Strategies (Offshore) Ltd | shared people, shared principal (person on 60+ issuers) at the same address or management entity, shared management entity, same business address, similar issuer names, director listed on many unrelated issuers (not used to group) | Stamford, CT | Pooled Investment Fund | 4 | $229,918,920 offering Indefinite · similar: $155,000–$5,250,000 | 7 similar: 4–27 | $250,000 similar: $1,000–$100,000 | 2009–2012 |
| K2 Credit Opportunities Fund LLC | shared people, shared principal (person on 60+ issuers) at the same address or management entity, shared management entity, same business address | Stamford, CT | Pooled Investment Fund | 3 | $51,350,000 offering Indefinite · similar: $155,000–$5,250,000 | 42 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 | 2009–2011 |
| Providence TMT Operating Partners II L.P. | shared people, shared principal (person on 60+ issuers) at the same address or management entity, shared management entity, same business address, similar issuer names | New York, NY | Pooled Investment Fund | 2 | $0 offering Indefinite · similar: $155,000–$5,250,000 | 0 similar: 4–27 | No minimum reported similar: $1,000–$100,000 | 2009–2010 |
| Providence TMT Debt Opportunity Fund II L.P. | shared people, shared principal (person on 60+ issuers) at the same address or management entity, same business address, similar issuer names | New York, NY | Pooled Investment Fund | 2 | $219,528,418 offering Indefinite · similar: $155,000–$5,250,000 | 6 similar: 4–27 | No minimum reported similar: $1,000–$100,000 | 2009–2010 |
| Providence TMT Debt Opportunity Feeder II L.P. | shared people, shared principal (person on 60+ issuers) at the same address or management entity, shared management entity, same business address, similar issuer names | New York, NY | Pooled Investment Fund | 2 | $50,652,842 offering Indefinite · similar: $155,000–$5,250,000 | 3 similar: 4–27 | No minimum reported similar: $1,000–$100,000 | 2009–2010 |
| K2 MASTER FUND LP | shared people, shared principal (person on 60+ issuers) at the same address or management entity, shared management entity, same business address | STAMFORD, CT | Pooled Investment Fund | 8 | $1,072,560,268 offering Indefinite · similar: $155,000–$5,250,000 | 5 similar: 4–27 | No minimum reported similar: $1,000–$100,000 | 2009–2017 |
| K2 Overseas Long Short Fund I Ltd | shared people, shared principal (person on 60+ issuers) at the same address or management entity, shared management entity, same business address, similar issuer names | Stamford, CT | Pooled Investment Fund | 4 | $184,756,820 offering Indefinite · similar: $155,000–$5,250,000 | 28 similar: 4–27 | $500,000 similar: $1,000–$100,000 | 2009–2012 |
| K2 DCC FUND LLC | shared people, shared principal (person on 60+ issuers) at the same address or management entity, shared management entity | Oklahoma City, OK | Pooled Investment Fund | 4 | $60,000,000 offering Indefinite · similar: $155,000–$5,250,000 | 1 similar: 4–27 | No minimum reported similar: $1,000–$100,000 | 2009–2012 |
| K2 Diversified Fund Ltd | shared people, shared principal (person on 60+ issuers) at the same address or management entity, same business address, similar issuer names, director listed on many unrelated issuers (not used to group) | Stamford, CT | Pooled Investment Fund | 5 | $411,200,660 offering Indefinite · similar: $155,000–$5,250,000 | 9 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 | 2009–2013 |
| K2 INSTITUTIONAL INVESTORS II LTD | shared people, shared principal (person on 60+ issuers) at the same address or management entity, shared management entity, same business address, director listed on many unrelated issuers (not used to group) | Road Town, Tortola, D8 | Pooled Investment Fund | 16 | $1,037,853,273 offering Indefinite · similar: $155,000–$5,250,000 | 54 similar: 4–27 | $100,000 similar: $1,000–$100,000 | 2010–2024 |
| K2 Overseas Long Short Fund Ltd | shared people, shared principal (person on 60+ issuers) at the same address or management entity, shared management entity, similar issuer names, director listed on many unrelated issuers (not used to group) | Road Town, Tortola, D8 | Pooled Investment Fund | 10 | $371,665,764 offering Indefinite · similar: $155,000–$5,250,000 | 30 similar: 4–27 | $100,000 similar: $1,000–$100,000 | 2010–2018 |
| K2 Overseas Investors I Ltd | shared people, shared principal (person on 60+ issuers) at the same address or management entity, shared management entity, director listed on many unrelated issuers (not used to group) | Road Town, Tortola, D8 | Pooled Investment Fund | 20 | $1,476,926,001 offering Indefinite · similar: $155,000–$5,250,000 | 143 similar: 4–27 | $250,000 similar: $1,000–$100,000 | 2010–2026 |
| K2 INVESTMENT PARTNERS II LLC | shared people, shared principal (person on 60+ issuers) at the same address or management entity, shared management entity, same business address | STAMFORD, CT | Pooled Investment Fund | 9 | $112,759,620 offering Indefinite · similar: $155,000–$5,250,000 | 72 similar: 4–27 | $250,000 similar: $1,000–$100,000 | 2010–2017 |
| K2 LONG SHORT FUND LLC | shared people, shared principal (person on 60+ issuers) at the same address or management entity, shared management entity, same business address | Stamford, CT | Pooled Investment Fund | 10 | $570,173,960 offering Indefinite · similar: $155,000–$5,250,000 | 123 similar: 4–27 | $250,000 similar: $1,000–$100,000 | 2010–2019 |
| K2 Long Short Master Fund LP | shared people, shared principal (person on 60+ issuers) at the same address or management entity, shared management entity, same business address | STAMFORD, CT | Pooled Investment Fund | 4 | $1,294,306,175 offering Indefinite · similar: $155,000–$5,250,000 | 2 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 | 2010–2013 |
| K2 Currency Alpha Master Fund LP | shared people, shared principal (person on 60+ issuers) at the same address or management entity, shared management entity, same business address, similar issuer names | STAMFORD, CT | Pooled Investment Fund | 1 | $0 offering Indefinite · similar: $155,000–$5,250,000 | 0 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 | 2010–2010 |
| LK2 FUND LLC | shared people, shared principal (person on 60+ issuers) at the same address or management entity, shared management entity, same business address | STAMFORD, CT | Pooled Investment Fund | 3 | $183,000,000 offering Indefinite · similar: $155,000–$5,250,000 | 1 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 | 2010–2012 |
| Stamford Patriot LLC | shared people, shared principal (person on 60+ issuers) at the same address or management entity, shared management entity, same business address | STAMFORD, CT | Pooled Investment Fund | 3 | $665,575,530 offering Indefinite · similar: $155,000–$5,250,000 | 1 similar: 4–27 | $215,000,000 similar: $1,000–$100,000 | 2010–2012 |
| K2 Alternate Strategies LLC | shared people, shared principal (person on 60+ issuers) at the same address or management entity, shared management entity, same business address, similar issuer names | STAMFORD, CT | Pooled Investment Fund | 1 | $143,518,975 offering Indefinite · similar: $155,000–$5,250,000 | 11 similar: 4–27 | $250,000 similar: $1,000–$100,000 | 2010–2010 |
| K2 CURRENCY ALPHA FUND LTD | shared people, shared principal (person on 60+ issuers) at the same address or management entity, similar issuer names | GEORGE TOWN, GRAND CAYMAN, E9 | Pooled Investment Fund | 1 | $0 offering Indefinite · similar: $155,000–$5,250,000 | 0 similar: 4–27 | $10,000,000 similar: $1,000–$100,000 | 2010–2010 |
| K2 LONG ALPHA FUND LLC | shared people, shared principal (person on 60+ issuers) at the same address or management entity, shared management entity, same business address, similar issuer names | STAMFORD, CT | Pooled Investment Fund | 6 | $17,971,581 offering Indefinite · similar: $155,000–$5,250,000 | 21 similar: 4–27 | $5,000,000 similar: $1,000–$100,000 | 2010–2015 |
| K2 CURRENCY ALPHA FUND LLC | shared people, shared principal (person on 60+ issuers) at the same address or management entity, shared management entity, same business address, similar issuer names | STAMFORD, CT | Pooled Investment Fund | 1 | $0 offering Indefinite · similar: $155,000–$5,250,000 | 0 similar: 4–27 | $10,000,000 similar: $1,000–$100,000 | 2010–2010 |
| K2 Equity Market Neutral Fund LLC | shared people, shared principal (person on 60+ issuers) at the same address or management entity, shared management entity, same business address | Stamford, CT | Pooled Investment Fund | 2 | $90,048,413 offering Indefinite · similar: $155,000–$5,250,000 | 2 similar: 4–27 | $5,000,000 similar: $1,000–$100,000 | 2010–2011 |
| K2 INSURANCE FUND LLC | shared people, shared principal (person on 60+ issuers) at the same address or management entity, shared management entity, same business address | STAMFORD, CT | Pooled Investment Fund | 1 | $23,006,020 offering Indefinite · similar: $155,000–$5,250,000 | 3 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 | 2010–2010 |
| K2 Summit Portable Alpha Fund I Ltd. | shared people, shared principal (person on 60+ issuers) at the same address or management entity, same business address | ROAD TOWN, TORTOLA, D8 | Pooled Investment Fund | 1 | $1,137,885 offering Indefinite · similar: $155,000–$5,250,000 | 6 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 | 2010–2010 |
| K2 Bluegill Fund LLC | shared people, shared principal (person on 60+ issuers) at the same address or management entity, shared management entity, same business address | Stamford, CT | Pooled Investment Fund | 4 | $765,000,000 offering Indefinite · similar: $155,000–$5,250,000 | 1 similar: 4–27 | No minimum reported similar: $1,000–$100,000 | 2010–2013 |
| K2 Balanced Conditional Risk Overlay Fund LLC | shared people, shared principal (person on 60+ issuers) at the same address or management entity, shared management entity, same business address | Stamford, CT | Pooled Investment Fund | 4 | $12,250,000 offering Indefinite · similar: $155,000–$5,250,000 | 4 similar: 4–27 | $100,000 similar: $1,000–$100,000 | 2010–2013 |
| K2 COMMODITIES FUND LLC | shared people, shared principal (person on 60+ issuers) at the same address or management entity, shared management entity, same business address | STAMFORD, CT | Pooled Investment Fund | 1 | $0 offering Indefinite · similar: $155,000–$5,250,000 | 0 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 | 2010–2010 |
| K2 INVESTMENT PARTNERS LP | shared people, shared principal (person on 60+ issuers) at the same address or management entity, shared management entity, same business address | STAMFORD, CT | Pooled Investment Fund | 8 | $60,163,645 offering Indefinite · similar: $155,000–$5,250,000 | 37 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 | 2010–2017 |
| K2 Summit Partners LLC | shared people, shared principal (person on 60+ issuers) at the same address or management entity, shared management entity, same business address, similar issuer names | STAMFORD, CT | Pooled Investment Fund | 3 | $288,292,561 offering Indefinite · similar: $155,000–$5,250,000 | 35 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 | 2010–2012 |
| K2 Diversified Fund LP | shared people, shared principal (person on 60+ issuers) at the same address or management entity, shared management entity, same business address, similar issuer names | Stamford, CT | Pooled Investment Fund | 3 | $6,000,000 offering Indefinite · similar: $155,000–$5,250,000 | 3 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 | 2010–2012 |
| Providence TMT Debt Opportunity Feeder II (Non-US) L.P. | shared people, shared principal (person on 60+ issuers) at the same address or management entity, shared management entity, same business address, similar issuer names | New York, NY | Pooled Investment Fund | 1 | $0 offering Indefinite · similar: $155,000–$5,250,000 | 0 similar: 4–27 | No minimum reported similar: $1,000–$100,000 | 2011–2011 |
| Providence TMT Debt Opportunity Feeder II (US) L.L.C. | shared people, shared principal (person on 60+ issuers) at the same address or management entity, shared management entity, same business address, similar issuer names | New York, NY | Pooled Investment Fund | 1 | $0 offering Indefinite · similar: $155,000–$5,250,000 | 0 similar: 4–27 | No minimum reported similar: $1,000–$100,000 | 2011–2011 |
| K2 Columbus Fund, L.P. | shared people, shared principal (person on 60+ issuers) at the same address or management entity, shared management entity, same business address | STAMFORD, CT | Pooled Investment Fund | 3 | $325,500,000 offering Indefinite · similar: $155,000–$5,250,000 | 3 similar: 4–27 | No minimum reported similar: $1,000–$100,000 | 2011–2013 |
| K2 Hedge Fund Tracker LLC | shared people, shared principal (person on 60+ issuers) at the same address or management entity, shared management entity, same business address | STAMFORD, CT | Pooled Investment Fund | 9 | $60,990,193 | 5 | No minimum reported | 2011–2017 |
| K2 Sierra Long Short Fund LLC | shared people, shared principal (person on 60+ issuers) at the same address or management entity, shared management entity, same business address | STAMFORD, CT | Pooled Investment Fund | 5 | $8,175,000 offering Indefinite · similar: $155,000–$5,250,000 | 6 similar: 4–27 | No minimum reported similar: $1,000–$100,000 | 2011–2014 |
| Prudence Crandall Fund IV, LLC | shared people, shared principal (person on 60+ issuers) at the same address or management entity, shared management entity | STAMFORD, CT | Pooled Investment Fund | 7 | $525,000,000 offering Indefinite · similar: $155,000–$5,250,000 | 1 similar: 4–27 | No minimum reported similar: $1,000–$100,000 | 2011–2017 |
| Black River Emerging Markets Fund (Offshore) Ltd. | shared people, shared principal (person on 60+ issuers) at the same address or management entity, shared management entity, similar issuer names, director listed on many unrelated issuers (not used to group) | GEORGE TOWN, GRAND CAYMAN, E9 | Pooled Investment Fund | 1 | $25,446,000 offering Indefinite · similar: $155,000–$5,250,000 | 5 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 | 2011–2011 |
| K2 Custom Solutions Hospital Sisters Fund, Ltd. | shared people, shared principal (person on 60+ issuers) at the same address or management entity, shared management entity, director listed on many unrelated issuers (not used to group) | George Town, Grand Cayman, E9 | Pooled Investment Fund | 15 | $630,355,632 offering Indefinite · similar: $155,000–$5,250,000 | 3 similar: 4–27 | $100,000 similar: $1,000–$100,000 | 2011–2026 |
| Black River Fixed Income Relative Value Opportunity Fund Ltd | shared people, shared principal (person on 60+ issuers) at the same address or management entity, shared management entity, similar issuer names, director listed on many unrelated issuers (not used to group) | GRAND CAYMAN, E9 | Pooled Investment Fund | 1 | $1,281,448,102 offering Indefinite · similar: $155,000–$5,250,000 | 8 similar: 4–27 | $5,000,000 similar: $1,000–$100,000 | 2011–2011 |
| Benefit Street Credit Alpha Partners LP | shared people, shared principal (person on 60+ issuers) at the same address or management entity, shared management entity, same business address, similar issuer names | NEW YORK, NY | Pooled Investment Fund | 8 | $636,436,345 offering Indefinite · similar: $155,000–$5,250,000 | 132 similar: 4–27 | No minimum reported similar: $1,000–$100,000 | 2012–2019 |
| Benefit Street Credit Alpha Fund Ltd. | shared people, shared management entity, similar issuer names | GRAND CAYMAN, E9 | Pooled Investment Fund | 8 | $613,440,000 offering Indefinite · similar: $155,000–$5,250,000 | 23 similar: 4–27 | $100,000 similar: $1,000–$100,000 | 2012–2019 |
| K2 Currency Fund LLC | shared people, shared principal (person on 60+ issuers) at the same address or management entity, shared management entity, same business address | STAMFORD, CT | Pooled Investment Fund | 1 | $23,951,250 offering Indefinite · similar: $155,000–$5,250,000 | 3 similar: 4–27 | $5,000,000 similar: $1,000–$100,000 | 2012–2012 |
| Black River Commodity Equity Long/Short Opportunity Fund (Offshore) Ltd. | shared people, shared management entity, similar issuer names | GRAND CAYMAN, E9 | Pooled Investment Fund | 1 | $2,449,000 offering Indefinite · similar: $155,000–$5,250,000 | 1 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 | 2012–2012 |
| Black River Commodity Equity Long/Short Opportunity Fund (Onshore) Ltd. | shared people, shared management entity, similar issuer names | GRAND CAYMAN, E9 | Pooled Investment Fund | 1 | $122,090,367 offering Indefinite · similar: $155,000–$5,250,000 | 7 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 | 2012–2012 |
| K2 Macro Opportunities Fund, LLC | shared people, shared principal (person on 60+ issuers) at the same address or management entity, shared management entity, same business address | STAMFORD, CT | Pooled Investment Fund | 4 | $15,784,525 offering Indefinite · similar: $155,000–$5,250,000 | 3 similar: 4–27 | $5,000,000 similar: $1,000–$100,000 | 2012–2015 |
| Black River Inflation Opportunity Fund Ltd. | shared people, shared management entity, similar issuer names, director listed on many unrelated issuers (not used to group) | GRAND CAYMAN, E9 | Pooled Investment Fund | 1 | $75,000,000 offering Indefinite · similar: $155,000–$5,250,000 | 1 similar: 4–27 | $5,000,000 similar: $1,000–$100,000 | 2012–2012 |
| K2 Bluegill Fund LLC (Bluegill Series B) | shared people, shared principal (person on 60+ issuers) at the same address or management entity, shared management entity, same business address | STAMFORD, CT | Pooled Investment Fund | 1 | $325,120,000 offering Indefinite · similar: $155,000–$5,250,000 | 1 similar: 4–27 | No minimum reported similar: $1,000–$100,000 | 2013–2013 |
| K2 Piton Fund, LLC | shared people, shared principal (person on 60+ issuers) at the same address or management entity, shared management entity, same business address | STAMFORD, CT | Pooled Investment Fund | 5 | $32,334,851 offering Indefinite · similar: $155,000–$5,250,000 | 2 similar: 4–27 | No minimum reported similar: $1,000–$100,000 | 2013–2017 |
| Black River Agriculture Fund 2 LP | shared people, shared management entity, similar issuer names, director listed on many unrelated issuers (not used to group) | Hopkins, MN | Pooled Investment Fund | 2 | $287,601,764 offering Indefinite · similar: $155,000–$5,250,000 | 17 similar: 4–27 | $5,000,000 similar: $1,000–$100,000 | 2013–2015 |
| Providence Debt Fund III L.P. | shared people, shared principal (person on 60+ issuers) at the same address or management entity, same business address | NEW YORK, NY | Pooled Investment Fund | 3 | $1,137,320,000 offering Indefinite · similar: $155,000–$5,250,000 | 47 similar: 4–27 | No minimum reported similar: $1,000–$100,000 | 2013–2014 |
| BENEFIT STREET PARTNERS RE FR K-31 L.P. | shared people, shared principal (person on 60+ issuers) at the same address or management entity, similar issuer names | NEW YORK, NY | Pooled Investment Fund | 3 | $83,327,000 offering Indefinite · similar: $155,000–$5,250,000 | 12 similar: 4–27 | No minimum reported similar: $1,000–$100,000 | 2013–2015 |
| Providence Debt Fund III (Non-US) L.P. | shared people, shared principal (person on 60+ issuers) at the same address or management entity, same business address | NEW YORK, NY | Pooled Investment Fund | 4 | $595,580,000 offering Indefinite · similar: $155,000–$5,250,000 | 37 similar: 4–27 | No minimum reported similar: $1,000–$100,000 | 2013–2014 |
| Benefit Street Partners Capital Opportunity Fund L.P. | shared people, shared principal (person on 60+ issuers) at the same address or management entity, same business address, similar issuer names | NEW YORK, NY | Pooled Investment Fund | 1 | $150,000,000 offering $150,000,000 · similar: $155,000–$5,250,000 | 1 similar: 4–27 | No minimum reported similar: $1,000–$100,000 | 2014–2014 |
| BENEFIT STREET PARTNERS SMA LM L.P. | shared people, shared principal (person on 60+ issuers) at the same address or management entity, same business address, similar issuer names | NEW YORK, NY | Pooled Investment Fund | 1 | $200,000,000 offering $200,000,000 · similar: $155,000–$5,250,000 | 2 similar: 4–27 | No minimum reported similar: $1,000–$100,000 | 2014–2014 |
| Benefit Street Partners CRE Conduit Co L.P. | shared people, shared principal (person on 60+ issuers) at the same address or management entity, same business address, similar issuer names | NEW YORK, NY | Pooled Investment Fund | 1 | $0 offering Indefinite · similar: $155,000–$5,250,000 | 0 similar: 4–27 | No minimum reported similar: $1,000–$100,000 | 2014–2014 |
| Pathfinder Strategic Credit LP | shared people, shared management entity, similar issuer names | GRAND CAYMAN, E9 | Pooled Investment Fund | 3 | $27,810,100 offering Indefinite · similar: $155,000–$5,250,000 | 4 similar: 4–27 | No minimum reported similar: $1,000–$100,000 | 2014–2016 |
| Pathfinder Strategic Credit Ltd. | shared people, shared principal (person on 60+ issuers) at the same address or management entity, shared management entity, similar issuer names | GRAND CAYMAN, E9 | Pooled Investment Fund | 7 | $947,473,116 offering Indefinite · similar: $155,000–$5,250,000 | 38 similar: 4–27 | No minimum reported similar: $1,000–$100,000 | 2014–2021 |
| BSP CRE CM NewCo L.L.C. | shared people, shared principal (person on 60+ issuers) at the same address or management entity, shared management entity, same business address, similar issuer names | NEW YORK, NY | Pooled Investment Fund | 1 | $0 offering Indefinite · similar: $155,000–$5,250,000 | 0 similar: 4–27 | No minimum reported similar: $1,000–$100,000 | 2014–2014 |
| K2 Firebox Investments Fund Ltd. | shared people, shared principal (person on 60+ issuers) at the same address or management entity, shared management entity, director listed on many unrelated issuers (not used to group) | George Town, Grand Cayman, E9 | Pooled Investment Fund | 4 | $275,000,000 offering Indefinite · similar: $155,000–$5,250,000 | 1 similar: 4–27 | $100,000 similar: $1,000–$100,000 | 2014–2019 |
| Black River Agriculture Fund 2.1 LP | shared people, shared management entity, similar issuer names, director listed on many unrelated issuers (not used to group) | Hopkins, MN | Pooled Investment Fund | 1 | $150,010,000 offering Indefinite · similar: $155,000–$5,250,000 | 4 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 | 2014–2014 |
| Benefit Street Partners CRE Feeder LLC | shared people, shared principal (person on 60+ issuers) at the same address or management entity, shared management entity, same business address, similar issuer names | NEW YORK, NY | Pooled Investment Fund | 1 | $0 offering Indefinite · similar: $155,000–$5,250,000 | 0 similar: 4–27 | No minimum reported similar: $1,000–$100,000 | 2015–2015 |
| BSP CRE CM NewCo II L.L.C. | shared people, shared principal (person on 60+ issuers) at the same address or management entity, shared management entity, same business address, similar issuer names | NEW YORK, NY | Pooled Investment Fund | 1 | $0 offering Indefinite · similar: $155,000–$5,250,000 | 0 similar: 4–27 | No minimum reported similar: $1,000–$100,000 | 2015–2015 |
| Benefit Street Partners Senior Secured Opportunities Fund (Non-US) L.P. | shared people, shared principal (person on 60+ issuers) at the same address or management entity, same business address, similar issuer names | NEW YORK, NY | Pooled Investment Fund | 2 | $87,000,000 offering Indefinite · similar: $155,000–$5,250,000 | 1 similar: 4–27 | No minimum reported similar: $1,000–$100,000 | 2016–2017 |
| K2 Custom Solutions NMSUF Fund, Ltd. | shared people, shared principal (person on 60+ issuers) at the same address or management entity, shared management entity, director listed on many unrelated issuers (not used to group) | George Town, Grand Cayman, E9 | Pooled Investment Fund | 5 | $25,000,000 offering Indefinite · similar: $155,000–$5,250,000 | 1 similar: 4–27 | $25,000,000 similar: $1,000–$100,000 | 2016–2021 |
| Benefit Street Partners Special Situations Fund (Cayman) L.P. | shared people, shared principal (person on 60+ issuers) at the same address or management entity, shared management entity, similar issuer names | GRAND CAYMAN, E9 | Pooled Investment Fund | 3 | $310,500,000 offering Indefinite · similar: $155,000–$5,250,000 | 22 similar: 4–27 | $100,000 similar: $1,000–$100,000 | 2016–2017 |
| Benefit Street Partners Senior Secured Opportunities Master Fund (Non-US) L.P. | shared people, shared principal (person on 60+ issuers) at the same address or management entity, same business address, similar issuer names | NEW YORK, NY | Pooled Investment Fund | 2 | $26,500,000 offering Indefinite · similar: $155,000–$5,250,000 | 3 similar: 4–27 | No minimum reported similar: $1,000–$100,000 | 2016–2017 |
| Benefit Street Partners Debt Fund IV L.P. | shared people, shared principal (person on 60+ issuers) at the same address or management entity, same business address, similar issuer names | NEW YORK, NY | Pooled Investment Fund | 2 | $1,257,825,000 offering $1,257,825,000 · similar: $155,000–$5,250,000 | 34 similar: 4–27 | No minimum reported similar: $1,000–$100,000 | 2016–2017 |
| Benefit Street Partners Capital Opportunity Fund II L.P. | shared people, shared principal (person on 60+ issuers) at the same address or management entity, same business address, similar issuer names | NEW YORK, NY | Pooled Investment Fund | 1 | $150,000,000 offering $150,000,000 · similar: $155,000–$5,250,000 | 1 similar: 4–27 | No minimum reported similar: $1,000–$100,000 | 2016–2016 |
| Benefit Street Partners Debt Fund IV (Non-US) L.P. | shared people, shared principal (person on 60+ issuers) at the same address or management entity, same business address, similar issuer names | NEW YORK, NY | Pooled Investment Fund | 2 | $1,242,175,000 offering $1,242,175,000 · similar: $155,000–$5,250,000 | 35 similar: 4–27 | No minimum reported similar: $1,000–$100,000 | 2017–2017 |
| Benefit Street Partners CML SMA 1 L.L.C. | shared people, shared principal (person on 60+ issuers) at the same address or management entity, same business address, similar issuer names | NEW YORK, NY | Pooled Investment Fund | 1 | $50,000,000 offering $50,000,000 · similar: $155,000–$5,250,000 | 1 similar: 4–27 | No minimum reported similar: $1,000–$100,000 | 2017–2017 |
| Benefit Street Partners Special Situations Fund L.P. | shared people, shared principal (person on 60+ issuers) at the same address or management entity, shared management entity, same business address, similar issuer names | NEW YORK, NY | Pooled Investment Fund | 2 | $356,700,000 offering Indefinite · similar: $155,000–$5,250,000 | 33 similar: 4–27 | No minimum reported similar: $1,000–$100,000 | 2017–2017 |
| K-Holding 9 LLC | shared people, shared principal (person on 60+ issuers) at the same address or management entity, same business address | NEW YORK, NY | Pooled Investment Fund | 1 | $30,370,824 offering $30,370,824 · similar: $155,000–$5,250,000 | 2 similar: 4–27 | No minimum reported similar: $1,000–$100,000 | 2017–2017 |
| K2 Bay Resource Partners Fund LLC | shared people, shared principal (person on 60+ issuers) at the same address or management entity, shared management entity, same business address | Stamford, CT | Pooled Investment Fund | 2 | $13,866,883 offering Indefinite · similar: $155,000–$5,250,000 | 7 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 | 2017–2019 |
| K2 Apollo Liquid Credit Fund LLC | shared principal (person on 60+ issuers) at the same address or management entity, shared management entity, same business address | Stamford, CT | Pooled Investment Fund | 2 | $39,000,000 offering Indefinite · similar: $155,000–$5,250,000 | 4 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 | 2017–2018 |
| K2 GCM Liquid Tactical Trend Fund LLC | shared principal (person on 60+ issuers) at the same address or management entity, shared management entity, same business address | STAMFORD, CT | Pooled Investment Fund | 1 | $5,000,000 offering Indefinite · similar: $155,000–$5,250,000 | 1 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 | 2017–2017 |
| Benefit Street Partners SMA-T L.P. | shared people, shared principal (person on 60+ issuers) at the same address or management entity, same business address, similar issuer names | NEW YORK, NY | Pooled Investment Fund | 1 | $450,000,000 offering $450,000,000 · similar: $155,000–$5,250,000 | 1 similar: 4–27 | No minimum reported similar: $1,000–$100,000 | 2017–2017 |
| Benefit Street Partners SMA-LK Feeder L.P. | shared people, shared principal (person on 60+ issuers) at the same address or management entity, same business address, similar issuer names | NEW YORK, NY | Pooled Investment Fund | 1 | $0 offering Indefinite · similar: $155,000–$5,250,000 | 0 similar: 4–27 | No minimum reported similar: $1,000–$100,000 | 2017–2017 |
| Pathfinder Strategic Credit II LP | shared people, shared management entity, similar issuer names | GRAND CAYMAN, E9 | Pooled Investment Fund | 5 | $599,804,378 offering Indefinite · similar: $155,000–$5,250,000 | 14 similar: 4–27 | No minimum reported similar: $1,000–$100,000 | 2017–2021 |
| ACP Fund I Offshore Feeder LP | shared people, shared management entity, similar issuer names | GRAND CAYMAN, E9 | Pooled Investment Fund | 2 | $150,521,179 offering Indefinite · similar: $155,000–$5,250,000 | 22 similar: 4–27 | No minimum reported similar: $1,000–$100,000 | 2017–2018 |
| ACP Fund I LP | shared people, shared management entity, similar issuer names | GRAND CAYMAN, E9 | Pooled Investment Fund | 2 | $200,158,179 offering Indefinite · similar: $155,000–$5,250,000 | 14 similar: 4–27 | No minimum reported similar: $1,000–$100,000 | 2017–2018 |
| HAMPSHIRE CREDIT ALPHA FEEDER FUND LTD. | shared people, shared principal (person on 60+ issuers) at the same address or management entity, shared management entity, similar issuer names | GRAND CAYMAN, E9 | Pooled Investment Fund | 2 | $103,250,050 offering Indefinite · similar: $155,000–$5,250,000 | 7 similar: 4–27 | $100,000 similar: $1,000–$100,000 | 2017–2018 |
| HAMPSHIRE CREDIT ALPHA MASTER FUND L.P. | shared management entity, similar issuer names | GRAND CAYMAN, E9 | Pooled Investment Fund | 2 | $42,824,000 offering Indefinite · similar: $155,000–$5,250,000 | 5 similar: 4–27 | $100,000 similar: $1,000–$100,000 | 2017–2018 |
| Benefit Street Partners Senior Secured Opportunities Fund L.P. | shared people, shared principal (person on 60+ issuers) at the same address or management entity, same business address, similar issuer names | NEW YORK, NY | Pooled Investment Fund | 1 | $223,800,000 offering Indefinite · similar: $155,000–$5,250,000 | 7 similar: 4–27 | No minimum reported similar: $1,000–$100,000 | 2017–2017 |
| Benefit Street Partners SMA-K L.P. | shared people, shared principal (person on 60+ issuers) at the same address or management entity, same business address, similar issuer names | NEW YORK, NY | Pooled Investment Fund | 1 | $150,000,000 offering $150,000,000 · similar: $155,000–$5,250,000 | 2 similar: 4–27 | No minimum reported similar: $1,000–$100,000 | 2017–2017 |
| Benefit Street Partners Realty Trust, Inc. | shared people, same business address, similar issuer names | NEW YORK, NY | REITS and Finance | 6 | $211,844,190 offering $90,000,000 · similar: $125,000–$125,000 | 342 similar: 124–125 | No minimum reported similar: $1,000–$1,000 | 2018–2021 |
| K2 Ascent LLC - K2 Jet Capital Concentrated Fund Series | shared people, shared principal (person on 60+ issuers) at the same address or management entity, shared management entity, same business address | Stamford, CT | Pooled Investment Fund | 9 | $49,888,811 offering Indefinite · similar: $155,000–$5,250,000 | 20 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 | 2018–2024 |
| K2 Mauna Kea LLC - K2 Kingdon Associates Series | shared principal (person on 60+ issuers) at the same address or management entity, shared management entity, same business address, similar issuer names | Stamford, CT | Pooled Investment Fund | 2 | $8,764,520 offering Indefinite · similar: $155,000–$5,250,000 | 10 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 | 2018–2018 |
| K2 Ascent LLC - K2 Southpoint Qualified Fund Series | shared people, shared principal (person on 60+ issuers) at the same address or management entity, shared management entity, same business address | Stamford, CT | Pooled Investment Fund | 10 | $64,740,825 offering Indefinite · similar: $155,000–$5,250,000 | 21 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 | 2018–2025 |
| K2 Ascent LLC - K2 Suvretta Partners Series | shared people, shared principal (person on 60+ issuers) at the same address or management entity, shared management entity, same business address | Stamford, CT | Pooled Investment Fund | 7 | $67,470,478 offering Indefinite · similar: $155,000–$5,250,000 | 21 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 | 2018–2022 |
| K2 Ascent LLC - K2 Tremblant Partners Series | shared people, shared principal (person on 60+ issuers) at the same address or management entity, shared management entity, same business address | Stamford, CT | Pooled Investment Fund | 10 | $64,359,078 offering Indefinite · similar: $155,000–$5,250,000 | 20 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 | 2018–2025 |
| K2 Mauna Kea LLC K2 White Elm Capital Partners Series | shared people, shared principal (person on 60+ issuers) at the same address or management entity, shared management entity, same business address, similar issuer names | Stamford, CT | Pooled Investment Fund | 2 | $26,120,300 offering Indefinite · similar: $155,000–$5,250,000 | 15 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 | 2018–2019 |
| K2 Ascent LLC - K2 Trian Partners Series | shared people, shared principal (person on 60+ issuers) at the same address or management entity, shared management entity, same business address | Stamford, CT | Pooled Investment Fund | 6 | $41,262,784 offering Indefinite · similar: $155,000–$5,250,000 | 19 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 | 2018–2022 |
| K2 Ascent LLC - K2 SQN Investors Fund Series | shared people, shared principal (person on 60+ issuers) at the same address or management entity, shared management entity, same business address | Stamford, CT | Pooled Investment Fund | 6 | $44,080,551 offering Indefinite · similar: $155,000–$5,250,000 | 19 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 | 2018–2022 |
| K2 Ascent LLC - K2 Redmile Capital Fund Series | shared people, shared principal (person on 60+ issuers) at the same address or management entity, shared management entity, same business address | Stamford, CT | Pooled Investment Fund | 8 | $55,986,261 offering Indefinite · similar: $155,000–$5,250,000 | 22 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 | 2018–2024 |
| K2 Ascent LLC - K2 AKO Partners Series | shared people, shared principal (person on 60+ issuers) at the same address or management entity, shared management entity, same business address | Stamford, CT | Pooled Investment Fund | 9 | $70,741,989 offering Indefinite · similar: $155,000–$5,250,000 | 19 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 | 2018–2025 |
| K2 Electron Liquid Global Fund Ltd. | shared people, shared principal (person on 60+ issuers) at the same address or management entity, shared management entity, director listed on many unrelated issuers (not used to group) | George Town, Grand Cayman, E9 | Pooled Investment Fund | 9 | $477,739,327 offering Indefinite · similar: $155,000–$5,250,000 | 12 similar: 4–27 | $100,000 similar: $1,000–$100,000 | 2018–2026 |
| K2 IBT Local 710 Pension Plan Defensive Equity Fund Ltd. | shared people, shared principal (person on 60+ issuers) at the same address or management entity, shared management entity, director listed on many unrelated issuers (not used to group) | George Town, Grand Cayman, E9 | Pooled Investment Fund | 6 | $100,000,000 offering Indefinite · similar: $155,000–$5,250,000 | 1 similar: 4–27 | $100,000 similar: $1,000–$100,000 | 2018–2023 |
| K2 Ascent LLC - K2 Starboard Value & Opportunity Fund Series | shared people, shared principal (person on 60+ issuers) at the same address or management entity, shared management entity, same business address | Stamford, CT | Pooled Investment Fund | 8 | $52,859,548 offering Indefinite · similar: $155,000–$5,250,000 | 13 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 | 2018–2025 |
| K2 Chatham Liquid High Yield Fund LLC | shared principal (person on 60+ issuers) at the same address or management entity, shared management entity, same business address | Stamford, CT | Pooled Investment Fund | 1 | $8,929,861 offering Indefinite · similar: $155,000–$5,250,000 | 7 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 | 2018–2018 |
| K2 Halcyon Liquid Opportunities Fund LLC | shared principal (person on 60+ issuers) at the same address or management entity, shared management entity, same business address | Stamford, CT | Pooled Investment Fund | 1 | $4,106,218 offering Indefinite · similar: $155,000–$5,250,000 | 7 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 | 2018–2018 |
| K2 Wellington Liquid Technology Fund LLC | shared principal (person on 60+ issuers) at the same address or management entity, shared management entity, same business address, similar issuer names | Stamford, CT | Pooled Investment Fund | 1 | $4,868,943 offering Indefinite · similar: $155,000–$5,250,000 | 7 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 | 2018–2018 |
| K2 Ascent LLC - K2 Engaged Capital Flagship Fund Series | shared people, shared principal (person on 60+ issuers) at the same address or management entity, shared management entity, same business address | Stamford, CT | Pooled Investment Fund | 8 | $43,644,896 offering Indefinite · similar: $155,000–$5,250,000 | 11 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 | 2019–2025 |
| K2 Ascent LLC - K2 Swiftcurrent Partners Series | shared people, shared principal (person on 60+ issuers) at the same address or management entity, shared management entity, same business address | Stamford, CT | Pooled Investment Fund | 4 | $57,704,500 offering Indefinite · similar: $155,000–$5,250,000 | 18 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 | 2019–2022 |
| K2 FS Custom Solutions Fund Ltd. | shared people, shared principal (person on 60+ issuers) at the same address or management entity, shared management entity, director listed on many unrelated issuers (not used to group) | George Town, Grand Cayman, E9 | Pooled Investment Fund | 9 | $53,785,520 offering Indefinite · similar: $155,000–$5,250,000 | 1 similar: 4–27 | $100,000 similar: $1,000–$100,000 | 2019–2026 |
| BSP Levered Non-US SOF II (Senior Secured Opportunities) Fund L.P. | shared people, shared principal (person on 60+ issuers) at the same address or management entity, same business address, similar issuer names | NEW YORK, NY | Pooled Investment Fund | 2 | $196,000,000 offering $196,000,000 · similar: $155,000–$5,250,000 | 8 similar: 4–27 | No minimum reported similar: $1,000–$100,000 | 2019–2021 |
| BSP Levered US SOF II (Senior Secured Opportunities) Fund L.P. | shared people, shared principal (person on 60+ issuers) at the same address or management entity, same business address, similar issuer names | NEW YORK, NY | Pooled Investment Fund | 2 | $277,845,000 offering $277,845,000 · similar: $155,000–$5,250,000 | 9 similar: 4–27 | No minimum reported similar: $1,000–$100,000 | 2019–2021 |
| BSP Unlevered US SOF II (Senior Secured Opportunities) Fund L.P. | shared people, shared principal (person on 60+ issuers) at the same address or management entity, same business address, similar issuer names | NEW YORK, NY | Pooled Investment Fund | 1 | $0 offering Indefinite · similar: $155,000–$5,250,000 | 0 similar: 4–27 | No minimum reported similar: $1,000–$100,000 | 2019–2019 |
| BSP Unlevered Non-US SOF II (Senior Secured Opportunities) Fund L.P. | shared people, shared principal (person on 60+ issuers) at the same address or management entity, same business address, similar issuer names | NEW YORK, NY | Pooled Investment Fund | 2 | $151,000,000 offering $151,000,000 · similar: $155,000–$5,250,000 | 3 similar: 4–27 | No minimum reported similar: $1,000–$100,000 | 2019–2021 |
| Benefit Street Partners SMA-O L.P. | shared people, shared principal (person on 60+ issuers) at the same address or management entity, same business address, similar issuer names | NEW YORK, NY | Pooled Investment Fund | 1 | $0 offering Indefinite · similar: $155,000–$5,250,000 | 0 similar: 4–27 | No minimum reported similar: $1,000–$100,000 | 2019–2019 |
| BSP SOF II Structured Note L.P. | shared people, shared principal (person on 60+ issuers) at the same address or management entity, same business address, similar issuer names | NEW YORK, NY | Pooled Investment Fund | 2 | $228,000,000 offering $228,000,000 · similar: $155,000–$5,250,000 | 8 similar: 4–27 | No minimum reported similar: $1,000–$100,000 | 2019–2021 |
| ACP Fund II Offshore Feeder LP | shared people, shared management entity | MINNETONKA, MN | Pooled Investment Fund | 4 | $127,500,000 offering Indefinite · similar: $155,000–$5,250,000 | 3 similar: 4–27 | No minimum reported similar: $1,000–$100,000 | 2020–2023 |
| Argentem Opportunities Fund LP | shared people, shared management entity | New York, NY | Pooled Investment Fund | 5 | $243,290,624 offering Indefinite · similar: $155,000–$5,250,000 | 9 similar: 4–27 | No minimum reported similar: $1,000–$100,000 | 2020–2026 |
| Benefit Street Partners Dislocation Fund L.P. | shared people, shared principal (person on 60+ issuers) at the same address or management entity, shared management entity, same business address, similar issuer names | NEW YORK, NY | Pooled Investment Fund | 1 | $0 offering Indefinite · similar: $155,000–$5,250,000 | 0 similar: 4–27 | No minimum reported similar: $1,000–$100,000 | 2020–2020 |
| Benefit Street Partners Dislocation Fund (Cayman) L.P. | shared people, shared principal (person on 60+ issuers) at the same address or management entity, shared management entity, same business address, similar issuer names | NEW YORK, NY | Pooled Investment Fund | 1 | $0 offering Indefinite · similar: $155,000–$5,250,000 | 0 similar: 4–27 | No minimum reported similar: $1,000–$100,000 | 2020–2020 |
| K2 RV Liquid Asia Fixed Income Fund Ltd. | shared people, shared principal (person on 60+ issuers) at the same address or management entity, shared management entity, director listed on many unrelated issuers (not used to group) | George Town, Grand Cayman, E9 | Pooled Investment Fund | 4 | $339,307,921 offering Indefinite · similar: $155,000–$5,250,000 | 3 similar: 4–27 | $100,000 similar: $1,000–$100,000 | 2020–2023 |
| Benefit Street Partners SMA-L L.P. | shared people, shared principal (person on 60+ issuers) at the same address or management entity, same business address, similar issuer names | NEW YORK, NY | Pooled Investment Fund | 1 | $0 offering Indefinite · similar: $155,000–$5,250,000 | 0 similar: 4–27 | No minimum reported similar: $1,000–$100,000 | 2020–2020 |
| K2 GCM Liquid Quant Macro Fund Ltd. | shared people, shared principal (person on 60+ issuers) at the same address or management entity, shared management entity, director listed on many unrelated issuers (not used to group) | George Town, Grand Cayman, E9 | Pooled Investment Fund | 7 | $876,592,006 offering Indefinite · similar: $155,000–$5,250,000 | 33 similar: 4–27 | $100,000 similar: $1,000–$100,000 | 2020–2026 |
| K2 Apollo Credit Fund Ltd. | shared people, shared principal (person on 60+ issuers) at the same address or management entity, shared management entity, director listed on many unrelated issuers (not used to group) | George Town, Grand Cayman, E9 | Pooled Investment Fund | 7 | $834,865,254 offering Indefinite · similar: $155,000–$5,250,000 | 51 similar: 4–27 | $100,000 similar: $1,000–$100,000 | 2020–2026 |
| K2 Athena Fund Ltd. | shared people, shared principal (person on 60+ issuers) at the same address or management entity, shared management entity, director listed on many unrelated issuers (not used to group) | George Town, Grand Cayman, E9 | Pooled Investment Fund | 1 | $70,000,000 offering Indefinite · similar: $155,000–$5,250,000 | 2 similar: 4–27 | $100,000 similar: $1,000–$100,000 | 2020–2020 |
| K2 Bardin Hill Liquid Opportunities Fund Ltd. | shared people, shared principal (person on 60+ issuers) at the same address or management entity, shared management entity, director listed on many unrelated issuers (not used to group) | George Town, Grand Cayman, E9 | Pooled Investment Fund | 1 | $267,054,296 offering Indefinite · similar: $155,000–$5,250,000 | 21 similar: 4–27 | $100,000 similar: $1,000–$100,000 | 2020–2020 |
| K2 Ellington Liquid Credit Fund Ltd. | shared people, shared principal (person on 60+ issuers) at the same address or management entity, shared management entity, director listed on many unrelated issuers (not used to group) | George Town, Grand Cayman, E9 | Pooled Investment Fund | 7 | $666,441,592 offering Indefinite · similar: $155,000–$5,250,000 | 14 similar: 4–27 | $100,000 similar: $1,000–$100,000 | 2020–2026 |
| K2 EMSO Liquid Emerging Market Opportunities Fund Ltd. | shared people, shared principal (person on 60+ issuers) at the same address or management entity, shared management entity, director listed on many unrelated issuers (not used to group) | George Town, Grand Cayman, E9 | Pooled Investment Fund | 2 | $705,284,005 offering Indefinite · similar: $155,000–$5,250,000 | 27 similar: 4–27 | $100,000 similar: $1,000–$100,000 | 2020–2021 |
| K2 ILS Fund, Ltd. | shared people, shared principal (person on 60+ issuers) at the same address or management entity, shared management entity, director listed on many unrelated issuers (not used to group) | George Town, Grand Cayman, E9 | Pooled Investment Fund | 1 | $93,334,000 offering Indefinite · similar: $155,000–$5,250,000 | 17 similar: 4–27 | $100,000 similar: $1,000–$100,000 | 2020–2020 |
| K2 PHCM Liquid Opportunities Fund Ltd. | shared people, shared principal (person on 60+ issuers) at the same address or management entity, shared management entity, director listed on many unrelated issuers (not used to group) | George Town, Grand Cayman, E9 | Pooled Investment Fund | 1 | $251,084,029 offering Indefinite · similar: $155,000–$5,250,000 | 25 similar: 4–27 | $100,000 similar: $1,000–$100,000 | 2020–2020 |
| K2 PSAM Event Fund Ltd. | shared people, shared principal (person on 60+ issuers) at the same address or management entity, shared management entity, director listed on many unrelated issuers (not used to group) | George Town, Grand Cayman, E9 | Pooled Investment Fund | 4 | $291,969,408 offering Indefinite · similar: $155,000–$5,250,000 | 5 similar: 4–27 | $100,000 similar: $1,000–$100,000 | 2020–2023 |
| K2 Pyxis Fund Ltd. | shared people, shared principal (person on 60+ issuers) at the same address or management entity, shared management entity, director listed on many unrelated issuers (not used to group) | George Town, Grand Cayman, E9 | Pooled Investment Fund | 5 | $194,901,328 offering Indefinite · similar: $155,000–$5,250,000 | 11 similar: 4–27 | $100,000 similar: $1,000–$100,000 | 2020–2024 |
| K2 Wellington Liquid Healthcare Fund Ltd. | shared people, shared principal (person on 60+ issuers) at the same address or management entity, shared management entity, similar issuer names, director listed on many unrelated issuers (not used to group) | George Town, Grand Cayman, E9 | Pooled Investment Fund | 1 | $227,062,029 offering Indefinite · similar: $155,000–$5,250,000 | 22 similar: 4–27 | $100,000 similar: $1,000–$100,000 | 2020–2020 |
| K2 Wellington Liquid Technology Fund Ltd. | shared people, shared principal (person on 60+ issuers) at the same address or management entity, shared management entity, similar issuer names, director listed on many unrelated issuers (not used to group) | George Town, Grand Cayman, E9 | Pooled Investment Fund | 1 | $163,919,696 offering Indefinite · similar: $155,000–$5,250,000 | 15 similar: 4–27 | $100,000 similar: $1,000–$100,000 | 2020–2020 |
| K2 Western Asset Liquid Macro Opportunities Fund Ltd. | shared people, shared principal (person on 60+ issuers) at the same address or management entity, shared management entity, director listed on many unrelated issuers (not used to group) | George Town, Grand Cayman, E9 | Pooled Investment Fund | 2 | $324,117,801 offering Indefinite · similar: $155,000–$5,250,000 | 9 similar: 4–27 | $100,000 similar: $1,000–$100,000 | 2020–2021 |
| Franklin BSP Capital Corp | shared people, same business address | NEW YORK, NY | Pooled Investment Fund | 2 | $156,100,000 offering Indefinite · similar: $155,000–$5,250,000 | 1519 similar: 4–27 | $50,000 similar: $1,000–$100,000 | 2020–2021 |
| BSP Plutus Funding LP | shared people, shared principal (person on 60+ issuers) at the same address or management entity, same business address | NEW YORK, NY | Pooled Investment Fund | 1 | $0 offering Indefinite · similar: $155,000–$5,250,000 | 0 similar: 4–27 | No minimum reported similar: $1,000–$100,000 | 2021–2021 |
| K2 Lazard Liquid Convertibles Plus Fund Ltd. | shared people, shared principal (person on 60+ issuers) at the same address or management entity, shared management entity, director listed on many unrelated issuers (not used to group) | George Town, Grand Cayman, E9 | Pooled Investment Fund | 6 | $499,000,000 offering Indefinite · similar: $155,000–$5,250,000 | 4 similar: 4–27 | $100,000 similar: $1,000–$100,000 | 2021–2025 |
| Benefit Street Partners Real Estate Opportunistic Debt Fund L.P. | shared people, shared principal (person on 60+ issuers) at the same address or management entity, similar issuer names | NEW YORK, NY | Pooled Investment Fund | 2 | $517,600,000 offering Indefinite · similar: $155,000–$5,250,000 | 9 similar: 4–27 | No minimum reported similar: $1,000–$100,000 | 2021–2022 |
| Centurion Opportunity Fund LP | shared people, shared management entity | MINNETONKA, MN | Pooled Investment Fund | 1 | $100,000,000 offering Indefinite · similar: $155,000–$5,250,000 | 1 similar: 4–27 | No minimum reported similar: $1,000–$100,000 | 2021–2021 |
| Benefit Street Partners Real Estate Opportunistic Structured Note L.P. | shared people, shared principal (person on 60+ issuers) at the same address or management entity, similar issuer names | NEW YORK, NY | Pooled Investment Fund | 2 | $50,000,000 offering Indefinite · similar: $155,000–$5,250,000 | 2 similar: 4–27 | No minimum reported similar: $1,000–$100,000 | 2021–2022 |
| K2 Ascent LLC - K2 Impactive Capital Fund Series | shared people, shared principal (person on 60+ issuers) at the same address or management entity, shared management entity, same business address | Stamford, CT | Pooled Investment Fund | 5 | $46,345,129 offering Indefinite · similar: $155,000–$5,250,000 | 9 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 | 2021–2025 |
| K2 Theia Fund SP, a segregated portfolio of K2 Chronos Fund SPC | shared people, shared principal (person on 60+ issuers) at the same address or management entity, shared management entity, director listed on many unrelated issuers (not used to group) | George Town, Grand Cayman, E9 | Pooled Investment Fund | 2 | $50,500,000 offering Indefinite · similar: $155,000–$5,250,000 | 2 similar: 4–27 | $100,000 similar: $1,000–$100,000 | 2021–2023 |
| BSP Debt Fund V (Non-US) L.P. | shared people, shared principal (person on 60+ issuers) at the same address or management entity, same business address, similar issuer names | NEW YORK, NY | Pooled Investment Fund | 2 | $1,277,500,000 offering $1,277,500,000 · similar: $155,000–$5,250,000 | 24 similar: 4–27 | No minimum reported similar: $1,000–$100,000 | 2021–2024 |
| BSP Debt Fund V Structured Note L.P. | shared people, shared principal (person on 60+ issuers) at the same address or management entity, same business address | NEW YORK, NY | Pooled Investment Fund | 2 | $215,000,000 offering $215,000,000 · similar: $155,000–$5,250,000 | 4 similar: 4–27 | No minimum reported similar: $1,000–$100,000 | 2021–2024 |
| BSP Debt Fund V L.P. | shared people, shared principal (person on 60+ issuers) at the same address or management entity, same business address, similar issuer names | NEW YORK, NY | Pooled Investment Fund | 2 | $181,400,000 offering $181,400,000 · similar: $155,000–$5,250,000 | 11 similar: 4–27 | No minimum reported similar: $1,000–$100,000 | 2021–2024 |
| Benefit Street Partners Special Situations Fund II L.P. | shared people, shared principal (person on 60+ issuers) at the same address or management entity, shared management entity, same business address, similar issuer names | NEW YORK, NY | Pooled Investment Fund | 2 | $233,274,000 offering $233,274,000 · similar: $155,000–$5,250,000 | 70 similar: 4–27 | No minimum reported similar: $1,000–$100,000 | 2022–2024 |
| Benefit Street Partners Special Situations Fund II (Cayman) L.P. | shared people, shared principal (person on 60+ issuers) at the same address or management entity, shared management entity, same business address, similar issuer names | NEW YORK, NY | Pooled Investment Fund | 2 | $180,171,000 offering $180,171,000 · similar: $155,000–$5,250,000 | 33 similar: 4–27 | No minimum reported similar: $1,000–$100,000 | 2022–2024 |
| Benefit Street Partners Special Situations Contingent Opportunities Fund L.P. | shared people, shared principal (person on 60+ issuers) at the same address or management entity, shared management entity, same business address, similar issuer names | NEW YORK, NY | Pooled Investment Fund | 1 | $0 offering Indefinite · similar: $155,000–$5,250,000 | 0 similar: 4–27 | No minimum reported similar: $1,000–$100,000 | 2022–2022 |
| Benefit Street Partners Special Situations Contingent Opportunities Fund (Cayman) L.P. | shared people, shared principal (person on 60+ issuers) at the same address or management entity, shared management entity, same business address, similar issuer names | NEW YORK, NY | Pooled Investment Fund | 1 | $0 offering Indefinite · similar: $155,000–$5,250,000 | 0 similar: 4–27 | No minimum reported similar: $1,000–$100,000 | 2022–2022 |
| BSP Real Estate Opportunistic Debt Holdings L.L.C. | shared people, shared principal (person on 60+ issuers) at the same address or management entity, similar issuer names | NEW YORK, NY | REITS and Finance | 1 | $125,000 offering $125,000 · similar: $125,000–$125,000 | 125 similar: 124–125 | $1,000 similar: $1,000–$1,000 | 2022–2022 |
| BSP Coinvest SMA-H LLC | shared people, shared principal (person on 60+ issuers) at the same address or management entity, same business address | NEW YORK, NY | Pooled Investment Fund | 1 | $25,000,000 offering $25,000,000 · similar: $155,000–$5,250,000 | 1 similar: 4–27 | No minimum reported similar: $1,000–$100,000 | 2022–2022 |
| K2 Theseus Fund SP, a segregated portfolio of K2 Chronos Fund SPC | shared people, shared principal (person on 60+ issuers) at the same address or management entity, shared management entity, director listed on many unrelated issuers (not used to group) | George Town, Grand Cayman, E9 | Pooled Investment Fund | 1 | $48,000,000 offering Indefinite · similar: $155,000–$5,250,000 | 1 similar: 4–27 | $100,000 similar: $1,000–$100,000 | 2022–2022 |
| BSP Debt Fund V Unlevered (Non-US) L.P. | shared people, shared principal (person on 60+ issuers) at the same address or management entity, same business address, similar issuer names | NEW YORK, NY | Pooled Investment Fund | 2 | $281,100,000 offering $281,100,000 · similar: $155,000–$5,250,000 | 6 similar: 4–27 | No minimum reported similar: $1,000–$100,000 | 2022–2024 |
| Franklin Talos II FT Co-Invest, L.P. | shared people, same business address, similar issuer names | NEW YORK, NY | Pooled Investment Fund | 2 | $1,975,000 offering Indefinite · similar: $155,000–$5,250,000 | 9 similar: 4–27 | No minimum reported similar: $1,000–$100,000 | 2023–2024 |
| BSP Debt Fund V FT Co-Invest, L.P. | shared people, shared principal (person on 60+ issuers) at the same address or management entity, same business address | NEW YORK, NY | Pooled Investment Fund | 1 | $0 offering Indefinite · similar: $155,000–$5,250,000 | 0 similar: 4–27 | No minimum reported similar: $1,000–$100,000 | 2023–2023 |
| BSP Special Situations II FT Co-Invest, L.P. | shared people, shared principal (person on 60+ issuers) at the same address or management entity, same business address | NEW YORK, NY | Pooled Investment Fund | 2 | $4,975,000 offering Indefinite · similar: $155,000–$5,250,000 | 12 similar: 4–27 | No minimum reported similar: $1,000–$100,000 | 2023–2024 |
| Lexington X FT Co-Invest, L.P. | shared people, same business address | NEW YORK, NY | Pooled Investment Fund | 1 | $0 offering Indefinite · similar: $155,000–$5,250,000 | 0 similar: 4–27 | No minimum reported similar: $1,000–$100,000 | 2023–2023 |
| Benefit Street Partners SMA-OS L.P. | shared people, shared principal (person on 60+ issuers) at the same address or management entity, same business address, similar issuer names | NEW YORK, NY | Pooled Investment Fund | 1 | $0 offering Indefinite · similar: $155,000–$5,250,000 | 0 similar: 4–27 | No minimum reported similar: $1,000–$100,000 | 2023–2023 |
| K2 Theseus Fund SP | shared people, shared principal (person on 60+ issuers) at the same address or management entity, shared management entity, director listed on many unrelated issuers (not used to group) | George Town, Grand Cayman, E9 | Pooled Investment Fund | 3 | $52,000,000 offering Indefinite · similar: $155,000–$5,250,000 | 2 similar: 4–27 | $100,000 similar: $1,000–$100,000 | 2023–2024 |
| K2 One River Liquid Risk Response Fund Ltd. | shared people, shared principal (person on 60+ issuers) at the same address or management entity, shared management entity, director listed on many unrelated issuers (not used to group) | George Town, Grand Cayman, E9 | Pooled Investment Fund | 4 | $597,931,250 offering Indefinite · similar: $155,000–$5,250,000 | 1 similar: 4–27 | $100,000 similar: $1,000–$100,000 | 2023–2025 |
| K2 Logica Asymmetric Alpha Fund, Ltd. | shared people, shared principal (person on 60+ issuers) at the same address or management entity, shared management entity, director listed on many unrelated issuers (not used to group) | George Town, Grand Cayman, E9 | Pooled Investment Fund | 5 | $547,906,250 offering Indefinite · similar: $155,000–$5,250,000 | 4 similar: 4–27 | $100,000 similar: $1,000–$100,000 | 2023–2026 |
| K2 PSC Liquid Fund Ltd. | shared people, shared principal (person on 60+ issuers) at the same address or management entity, shared management entity, director listed on many unrelated issuers (not used to group) | George Town, Grand Cayman, E9 | Pooled Investment Fund | 4 | $409,787,500 offering Indefinite · similar: $155,000–$5,250,000 | 4 similar: 4–27 | $100,000 similar: $1,000–$100,000 | 2023–2025 |
| K2 ActusRayPartners European Fund Ltd. | shared people, shared principal (person on 60+ issuers) at the same address or management entity, shared management entity, director listed on many unrelated issuers (not used to group) | George Town, Grand Cayman, E9 | Pooled Investment Fund | 5 | $719,276,000 offering Indefinite · similar: $155,000–$5,250,000 | 46 similar: 4–27 | $100,000 similar: $1,000–$100,000 | 2023–2026 |
| Benefit Street Partners Real Estate Opportunistic Debt Fund II L.P. | shared people, shared principal (person on 60+ issuers) at the same address or management entity, same business address, similar issuer names | NEW YORK, NY | Pooled Investment Fund | 2 | $1,755,000,000 offering $1,755,000,000 · similar: $155,000–$5,250,000 | 98 similar: 4–27 | No minimum reported similar: $1,000–$100,000 | 2023–2026 |
| Benefit Street Partners Credit Income Fund L.P. | shared people, shared principal (person on 60+ issuers) at the same address or management entity, same business address, similar issuer names | NEW YORK, NY | Pooled Investment Fund | 1 | $0 offering Indefinite · similar: $155,000–$5,250,000 | 0 similar: 4–27 | No minimum reported similar: $1,000–$100,000 | 2023–2023 |
| BSP Real Estate Opportunistic Debt Holdings II L.L.C. | shared people, shared principal (person on 60+ issuers) at the same address or management entity, similar issuer names | NEW YORK, NY | REITS and Finance | 1 | $125,000 offering $125,000 · similar: $125,000–$125,000 | 125 similar: 124–125 | $1,000 similar: $1,000–$1,000 | 2024–2024 |
| Benefit Street Partners Real Estate Opportunistic Structured Note II L.P. | shared people, shared principal (person on 60+ issuers) at the same address or management entity, same business address, similar issuer names | NEW YORK, NY | Pooled Investment Fund | 2 | $50,050,000 offering Indefinite · similar: $155,000–$5,250,000 | 4 similar: 4–27 | No minimum reported similar: $1,000–$100,000 | 2024–2025 |
| Franklin BSP Real Estate Debt BDC | shared people, same business address, similar issuer names | NEW YORK, NY | Pooled Investment Fund | 2 | $125,000 offering $125,000 · similar: $155,000–$5,250,000 | 125 similar: 4–27 | $1,000 similar: $1,000–$100,000 | 2024–2025 |
| BSP SOF III Structured Note L.P. | shared people, shared principal (person on 60+ issuers) at the same address or management entity, same business address, similar issuer names | NEW YORK, NY | Pooled Investment Fund | 1 | $0 offering Indefinite · similar: $155,000–$5,250,000 | 0 similar: 4–27 | No minimum reported similar: $1,000–$100,000 | 2024–2024 |
| BSP SOF III Unlevered Structured Note L.P. | shared people, shared principal (person on 60+ issuers) at the same address or management entity, same business address, similar issuer names | NEW YORK, NY | Pooled Investment Fund | 1 | $0 offering Indefinite · similar: $155,000–$5,250,000 | 0 similar: 4–27 | No minimum reported similar: $1,000–$100,000 | 2024–2024 |
| BSP Levered Non-US SOF III (Senior Secured Opportunities) Fund L.P. | shared people, shared principal (person on 60+ issuers) at the same address or management entity, same business address, similar issuer names | NEW YORK, NY | Pooled Investment Fund | 1 | $0 offering Indefinite · similar: $155,000–$5,250,000 | 0 similar: 4–27 | No minimum reported similar: $1,000–$100,000 | 2024–2024 |
| Franklin BSP Real Estate Debt, Inc. | shared people, same business address, similar issuer names | NEW YORK, NY | REITS and Finance | 2 | $207,902,267 offering Indefinite · similar: $125,000–$125,000 | 1133 similar: 124–125 | No minimum reported similar: $1,000–$1,000 | 2025–2026 |
| Lexington CIP VI FT Co-Invest, L.P. | shared people, same business address | NEW YORK, NY | Pooled Investment Fund | 1 | $0 offering Indefinite · similar: $155,000–$5,250,000 | 0 similar: 4–27 | No minimum reported similar: $1,000–$100,000 | 2025–2025 |
| BSP CLO Equity Fund III L.P. | shared people, same business address | NEW YORK, NY | Pooled Investment Fund | 1 | $500,000,000 offering $500,000,000 · similar: $155,000–$5,250,000 | 3 similar: 4–27 | No minimum reported similar: $1,000–$100,000 | 2025–2025 |
| K2 Ascent LLC - K2 Maple Rock US Fund Series | shared people, shared management entity, same business address | Stamford, CT | Pooled Investment Fund | 1 | $18,400,000 offering Indefinite · similar: $155,000–$5,250,000 | 1 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 | 2025–2025 |
| BSP Debt Fund IV CV (Non-US) L.P. | shared people, shared principal (person on 60+ issuers) at the same address or management entity, shared management entity, same business address, similar issuer names | NEW YORK, NY | Pooled Investment Fund | 1 | $0 offering Indefinite · similar: $155,000–$5,250,000 | 0 similar: 4–27 | No minimum reported similar: $1,000–$100,000 | 2025–2025 |
| BSP Debt Fund IV CV L.P. | shared people, shared principal (person on 60+ issuers) at the same address or management entity, shared management entity, same business address, similar issuer names | NEW YORK, NY | Pooled Investment Fund | 1 | $0 offering Indefinite · similar: $155,000–$5,250,000 | 0 similar: 4–27 | No minimum reported similar: $1,000–$100,000 | 2025–2025 |
| BSP Levered US SOF III (Senior Secured Opportunities) Fund L.P. | shared people, shared principal (person on 60+ issuers) at the same address or management entity, same business address, similar issuer names | NEW YORK, NY | Pooled Investment Fund | 1 | $0 offering Indefinite · similar: $155,000–$5,250,000 | 0 similar: 4–27 | No minimum reported similar: $1,000–$100,000 | 2025–2025 |
| BSP Unlevered Non-US SOF III (Senior Secured Opportunities) Fund L.P. | shared people, shared principal (person on 60+ issuers) at the same address or management entity, same business address, similar issuer names | NEW YORK, NY | Pooled Investment Fund | 1 | $0 offering Indefinite · similar: $155,000–$5,250,000 | 0 similar: 4–27 | No minimum reported similar: $1,000–$100,000 | 2025–2025 |
| SMA NCRED-A Trust | shared people, same business address, similar issuer names | NEW YORK, NY | REITS and Finance | 1 | $125,000 offering $125,000 · similar: $125,000–$125,000 | 125 similar: 124–125 | $1,000 similar: $1,000–$1,000 | 2026–2026 |
| SMA NCRED-B Trust | shared people, same business address, similar issuer names | NEW YORK, NY | REITS and Finance | 1 | $125,000 offering $125,000 · similar: $125,000–$125,000 | 125 similar: 124–125 | $1,000 similar: $1,000–$1,000 | 2026–2026 |
| K2 ActusRayPartners Asian Fund Ltd. | shared people, shared management entity, director listed on many unrelated issuers (not used to group) | George Town, Grand Cayman, E9 | Pooled Investment Fund | 1 | $55,953,128 offering Indefinite · similar: $155,000–$5,250,000 | 1 similar: 4–27 | $100,000 similar: $1,000–$100,000 | 2026–2026 |
| Lexington CVI FT Co-Invest, L.P. | shared people, same business address | NEW YORK, NY | Pooled Investment Fund | 1 | $0 offering Indefinite · similar: $155,000–$5,250,000 | 0 similar: 4–27 | No minimum reported similar: $1,000–$100,000 | 2026–2026 |
| Franklin Talos & Blackhorse III FT Co-Invest, L.P. | shared people, same business address, similar issuer names | NEW YORK, NY | Pooled Investment Fund | 1 | $0 offering Indefinite · similar: $155,000–$5,250,000 | 0 similar: 4–27 | No minimum reported similar: $1,000–$100,000 | 2026–2026 |
"Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); REITS and Finance / 506(b) (3,490 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.
| Source | Filed | Issuer | Form | Industry | Offered | Sold |
|---|---|---|---|---|---|---|
| EDGAR ↗ | Oct 22, 2026 | Argentem Opportunities Fund LP | D/A | Pooled Investment Fund | Indefinite | $243,290,624 |
| EDGAR ↗ | Sep 10, 2026 | Franklin Talos & Blackhorse III FT Co-Invest, L.P. | D | Pooled Investment Fund | Indefinite | $0 |
| EDGAR ↗ | Aug 20, 2026 | K2 FS Custom Solutions Fund Ltd. | D/A | Pooled Investment Fund | Indefinite | $50,767,562 |
| EDGAR ↗ | Aug 20, 2026 | K2 Overseas Investors I Ltd | D/A | Pooled Investment Fund | Indefinite | $745,164,300 |
| EDGAR ↗ | Aug 20, 2026 | K2 Apollo Credit Fund Ltd. | D/A | Pooled Investment Fund | Indefinite | $824,333,683 |
| EDGAR ↗ | Aug 20, 2026 | K2 Electron Liquid Global Fund Ltd. | D/A | Pooled Investment Fund | Indefinite | $477,739,327 |
| EDGAR ↗ | Aug 20, 2026 | K2 Ellington Liquid Credit Fund Ltd. | D/A | Pooled Investment Fund | Indefinite | $666,441,592 |
| EDGAR ↗ | Aug 20, 2026 | K2 GCM Liquid Quant Macro Fund Ltd. | D/A | Pooled Investment Fund | Indefinite | $851,607,646 |
| EDGAR ↗ | Jun 26, 2026 | K2 Logica Asymmetric Alpha Fund, Ltd. | D/A | Pooled Investment Fund | Indefinite | $547,906,250 |
| EDGAR ↗ | Jun 26, 2026 | K2 Custom Solutions Hospital Sisters Fund, Ltd. | D/A | Pooled Investment Fund | Indefinite | $630,355,632 |
| EDGAR ↗ | Jun 26, 2026 | K2 ActusRayPartners European Fund Ltd. | D/A | Pooled Investment Fund | Indefinite | $719,276,000 |
| EDGAR ↗ | Apr 8, 2026 | Lexington CVI FT Co-Invest, L.P. | D | Pooled Investment Fund | Indefinite | $0 |
| EDGAR ↗ | Mar 18, 2026 | Franklin BSP Real Estate Debt, Inc. | D/A | REITS and Finance | Indefinite | $207,902,267 |
| EDGAR ↗ | Feb 27, 2026 | K2 ActusRayPartners Asian Fund Ltd. | D | Pooled Investment Fund | Indefinite | $55,953,128 |
| EDGAR ↗ | Feb 24, 2026 | Benefit Street Partners Real Estate Opportunistic Debt Fund II L.P. | D/A | Pooled Investment Fund | $1,755,000,000 | $1,755,000,000 |
| EDGAR ↗ | Jan 29, 2026 | SMA NCRED-B Trust | D | REITS and Finance | $125,000 | $125,000 |
| EDGAR ↗ | Jan 29, 2026 | SMA NCRED-A Trust | D | REITS and Finance | $125,000 | $125,000 |
| EDGAR ↗ | Nov 6, 2025 | BSP Unlevered Non-US SOF III (Senior Secured Opportunities) Fund L.P. | D | Pooled Investment Fund | Indefinite | $0 |
| EDGAR ↗ | Sep 29, 2025 | BSP Levered US SOF III (Senior Secured Opportunities) Fund L.P. | D | Pooled Investment Fund | Indefinite | $0 |
| EDGAR ↗ | Aug 28, 2025 | K2 FS Custom Solutions Fund Ltd. | D/A | Pooled Investment Fund | Indefinite | $50,767,562 |
| EDGAR ↗ | Aug 28, 2025 | K2 GCM Liquid Quant Macro Fund Ltd. | D/A | Pooled Investment Fund | Indefinite | $851,607,646 |
| EDGAR ↗ | Aug 28, 2025 | K2 Overseas Investors I Ltd | D/A | Pooled Investment Fund | Indefinite | $745,164,300 |
| EDGAR ↗ | Aug 28, 2025 | K2 Electron Liquid Global Fund Ltd. | D/A | Pooled Investment Fund | Indefinite | $424,239,327 |
| EDGAR ↗ | Aug 28, 2025 | K2 Apollo Credit Fund Ltd. | D/A | Pooled Investment Fund | Indefinite | $816,913,683 |
| EDGAR ↗ | Aug 28, 2025 | K2 Ellington Liquid Credit Fund Ltd. | D/A | Pooled Investment Fund | Indefinite | $640,691,592 |
| EDGAR ↗ | Aug 13, 2025 | BSP Debt Fund IV CV L.P. | D | Pooled Investment Fund | Indefinite | $0 |
| EDGAR ↗ | Aug 13, 2025 | BSP Debt Fund IV CV (Non-US) L.P. | D | Pooled Investment Fund | Indefinite | $0 |
| EDGAR ↗ | Aug 1, 2025 | K2 Ascent LLC - K2 AKO Partners Series | D/A | Pooled Investment Fund | Indefinite | $70,741,989 |
| EDGAR ↗ | Aug 1, 2025 | K2 Ascent LLC - K2 Tremblant Partners Series | D/A | Pooled Investment Fund | Indefinite | $64,359,078 |
| EDGAR ↗ | Aug 1, 2025 | K2 Ascent LLC - K2 Southpoint Qualified Fund Series | D/A | Pooled Investment Fund | Indefinite | $64,740,825 |
| EDGAR ↗ | Aug 1, 2025 | K2 Ascent LLC - K2 Engaged Capital Flagship Fund Series | D/A | Pooled Investment Fund | Indefinite | $43,644,896 |
| EDGAR ↗ | Aug 1, 2025 | K2 Ascent LLC - K2 Starboard Value & Opportunity Fund Series | D/A | Pooled Investment Fund | Indefinite | $52,859,548 |
| EDGAR ↗ | Jul 22, 2025 | K2 Ascent LLC - K2 Impactive Capital Fund Series | D/A | Pooled Investment Fund | Indefinite | $46,345,129 |
| EDGAR ↗ | Jun 26, 2025 | K2 Logica Asymmetric Alpha Fund, Ltd. | D/A | Pooled Investment Fund | Indefinite | $506,406,250 |
| EDGAR ↗ | Jun 26, 2025 | K2 One River Liquid Risk Response Fund Ltd. | D/A | Pooled Investment Fund | Indefinite | $597,931,250 |
| EDGAR ↗ | Jun 26, 2025 | K2 ActusRayPartners European Fund Ltd. | D/A | Pooled Investment Fund | Indefinite | $395,145,000 |
| EDGAR ↗ | Jun 26, 2025 | K2 Lazard Liquid Convertibles Plus Fund Ltd. | D/A | Pooled Investment Fund | Indefinite | $499,000,000 |
| EDGAR ↗ | Jun 26, 2025 | K2 Custom Solutions Hospital Sisters Fund, Ltd. | D/A | Pooled Investment Fund | Indefinite | $625,355,632 |
| EDGAR ↗ | Jun 26, 2025 | K2 PSC Liquid Fund Ltd. | D/A | Pooled Investment Fund | Indefinite | $409,787,500 |
| EDGAR ↗ | Jun 18, 2025 | K2 Ascent LLC - K2 Maple Rock US Fund Series | D | Pooled Investment Fund | Indefinite | $18,400,000 |
| EDGAR ↗ | Jun 6, 2025 | BSP CLO Equity Fund III L.P. | D | Pooled Investment Fund | $500,000,000 | $500,000,000 |
| EDGAR ↗ | May 14, 2025 | Benefit Street Partners Real Estate Opportunistic Structured Note II L.P. | D/A | Pooled Investment Fund | Indefinite | $50,050,000 |
| EDGAR ↗ | Apr 2, 2025 | Lexington CIP VI FT Co-Invest, L.P. | D | Pooled Investment Fund | Indefinite | $0 |
| EDGAR ↗ | Mar 25, 2025 | Franklin BSP Real Estate Debt, Inc. | D | REITS and Finance | Indefinite | $0 |
| EDGAR ↗ | Jan 17, 2025 | Franklin BSP Real Estate Debt BDC | D | Pooled Investment Fund | $125,000 | $125,000 |
| EDGAR ↗ | Dec 20, 2024 | BSP Levered Non-US SOF III (Senior Secured Opportunities) Fund L.P. | D | Pooled Investment Fund | Indefinite | $0 |
| EDGAR ↗ | Dec 20, 2024 | BSP SOF III Unlevered Structured Note L.P. | D | Pooled Investment Fund | Indefinite | $0 |
| EDGAR ↗ | Dec 20, 2024 | BSP SOF III Structured Note L.P. | D | Pooled Investment Fund | Indefinite | $0 |
| EDGAR ↗ | Aug 29, 2024 | K2 Apollo Credit Fund Ltd. | D/A | Pooled Investment Fund | Indefinite | $812,013,683 |
| EDGAR ↗ | Aug 29, 2024 | K2 Pyxis Fund Ltd. | D/A | Pooled Investment Fund | Indefinite | $163,388,795 |
| EDGAR ↗ | Aug 29, 2024 | K2 Overseas Investors I Ltd | D/A | Pooled Investment Fund | Indefinite | $745,164,300 |
| EDGAR ↗ | Aug 29, 2024 | K2 GCM Liquid Quant Macro Fund Ltd. | D/A | Pooled Investment Fund | Indefinite | $876,592,006 |
| EDGAR ↗ | Aug 29, 2024 | K2 FS Custom Solutions Fund Ltd. | D/A | Pooled Investment Fund | Indefinite | $50,767,562 |
| EDGAR ↗ | Aug 29, 2024 | K2 Ellington Liquid Credit Fund Ltd. | D/A | Pooled Investment Fund | Indefinite | $628,191,592 |
| EDGAR ↗ | Aug 29, 2024 | K2 Electron Liquid Global Fund Ltd. | D/A | Pooled Investment Fund | Indefinite | $424,239,327 |
| EDGAR ↗ | Aug 1, 2024 | K2 Ascent LLC - K2 Tremblant Partners Series | D/A | Pooled Investment Fund | Indefinite | $64,359,078 |
| EDGAR ↗ | Aug 1, 2024 | K2 Ascent LLC - K2 Starboard Value & Opportunity Fund Series | D/A | Pooled Investment Fund | Indefinite | $52,859,548 |
| EDGAR ↗ | Aug 1, 2024 | K2 Ascent LLC - K2 Southpoint Qualified Fund Series | D/A | Pooled Investment Fund | Indefinite | $62,390,825 |
| EDGAR ↗ | Aug 1, 2024 | K2 Ascent LLC - K2 Jet Capital Concentrated Fund Series | D/A | Pooled Investment Fund | Indefinite | $49,888,811 |
| EDGAR ↗ | Aug 1, 2024 | K2 Ascent LLC - K2 Engaged Capital Flagship Fund Series | D/A | Pooled Investment Fund | Indefinite | $40,106,272 |
| EDGAR ↗ | Aug 1, 2024 | K2 Ascent LLC - K2 Redmile Capital Fund Series | D/A | Pooled Investment Fund | Indefinite | $55,986,261 |
| EDGAR ↗ | Aug 1, 2024 | K2 Ascent LLC - K2 AKO Partners Series | D/A | Pooled Investment Fund | Indefinite | $70,261,772 |
| EDGAR ↗ | Jul 22, 2024 | K2 Ascent LLC - K2 Impactive Capital Fund Series | D/A | Pooled Investment Fund | Indefinite | $42,255,897 |
| EDGAR ↗ | Jun 28, 2024 | K2 INSTITUTIONAL INVESTORS II LTD | D/A | Pooled Investment Fund | Indefinite | $1,037,853,273 |
| EDGAR ↗ | Jun 28, 2024 | K2 Logica Asymmetric Alpha Fund, Ltd. | D/A | Pooled Investment Fund | Indefinite | $283,406,250 |
| EDGAR ↗ | Jun 27, 2024 | K2 PSC Liquid Fund Ltd. | D/A | Pooled Investment Fund | Indefinite | $351,787,500 |
| EDGAR ↗ | Jun 27, 2024 | K2 Lazard Liquid Convertibles Plus Fund Ltd. | D/A | Pooled Investment Fund | Indefinite | $485,200,000 |
| EDGAR ↗ | Jun 27, 2024 | K2 Custom Solutions Hospital Sisters Fund, Ltd. | D/A | Pooled Investment Fund | Indefinite | $622,855,632 |
| EDGAR ↗ | Jun 27, 2024 | K2 ActusRayPartners European Fund Ltd. | D/A | Pooled Investment Fund | Indefinite | $298,700,000 |
| EDGAR ↗ | Jun 27, 2024 | K2 One River Liquid Risk Response Fund Ltd. | D/A | Pooled Investment Fund | Indefinite | $482,931,250 |
| EDGAR ↗ | Jun 27, 2024 | K2 Theseus Fund SP | D/A | Pooled Investment Fund | Indefinite | $52,000,000 |
| EDGAR ↗ | Jun 13, 2024 | Franklin BSP Real Estate Debt BDC | D | Pooled Investment Fund | Indefinite | $0 |
| EDGAR ↗ | May 16, 2024 | K2 INSTITUTIONAL INVESTORS II LTD | D/A | Pooled Investment Fund | Indefinite | $1,037,853,273 |
| EDGAR ↗ | May 14, 2024 | Benefit Street Partners Real Estate Opportunistic Structured Note II L.P. | D | Pooled Investment Fund | Indefinite | $0 |
| EDGAR ↗ | May 3, 2024 | Benefit Street Partners Special Situations Fund II (Cayman) L.P. | D/A | Pooled Investment Fund | $180,171,000 | $180,171,000 |
| EDGAR ↗ | May 3, 2024 | Benefit Street Partners Special Situations Fund II L.P. | D/A | Pooled Investment Fund | $233,274,000 | $233,274,000 |
| EDGAR ↗ | Apr 19, 2024 | K2 ActusRayPartners European Fund Ltd. | D/A | Pooled Investment Fund | Indefinite | $293,700,000 |
| EDGAR ↗ | Apr 19, 2024 | K2 Lazard Liquid Convertibles Plus Fund Ltd. | D/A | Pooled Investment Fund | Indefinite | $485,200,000 |
| EDGAR ↗ | Apr 19, 2024 | K2 Custom Solutions Hospital Sisters Fund, Ltd. | D/A | Pooled Investment Fund | Indefinite | $605,355,632 |
| EDGAR ↗ | Apr 3, 2024 | K2 Theseus Fund SP | D/A | Pooled Investment Fund | Indefinite | $52,000,000 |
| EDGAR ↗ | Apr 3, 2024 | K2 PSC Liquid Fund Ltd. | D/A | Pooled Investment Fund | Indefinite | $349,787,500 |
| EDGAR ↗ | Apr 3, 2024 | K2 One River Liquid Risk Response Fund Ltd. | D/A | Pooled Investment Fund | Indefinite | $482,931,250 |
| EDGAR ↗ | Apr 3, 2024 | K2 Logica Asymmetric Alpha Fund, Ltd. | D/A | Pooled Investment Fund | Indefinite | $283,406,250 |
| EDGAR ↗ | Feb 14, 2024 | BSP Debt Fund V Unlevered (Non-US) L.P. | D/A | Pooled Investment Fund | $281,100,000 | $281,100,000 |
| EDGAR ↗ | Feb 14, 2024 | BSP Debt Fund V L.P. | D/A | Pooled Investment Fund | $181,400,000 | $181,400,000 |
| EDGAR ↗ | Feb 14, 2024 | BSP Debt Fund V Structured Note L.P. | D/A | Pooled Investment Fund | $215,000,000 | $215,000,000 |
| EDGAR ↗ | Feb 14, 2024 | BSP Debt Fund V (Non-US) L.P. | D/A | Pooled Investment Fund | $1,277,500,000 | $1,277,500,000 |
| EDGAR ↗ | Jan 29, 2024 | BSP Special Situations II FT Co-Invest, L.P. | D/A | Pooled Investment Fund | Indefinite | $4,975,000 |
| EDGAR ↗ | Jan 29, 2024 | Franklin Talos II FT Co-Invest, L.P. | D/A | Pooled Investment Fund | Indefinite | $1,975,000 |
| EDGAR ↗ | Jan 2, 2024 | BSP Real Estate Opportunistic Debt Holdings II L.L.C. | D | REITS and Finance | $125,000 | $125,000 |
| EDGAR ↗ | Dec 15, 2023 | K2 Apollo Credit Fund Ltd. | D/A | Pooled Investment Fund | Indefinite | $834,865,254 |
| EDGAR ↗ | Dec 15, 2023 | K2 GCM Liquid Quant Macro Fund Ltd. | D/A | Pooled Investment Fund | Indefinite | $853,236,612 |
| EDGAR ↗ | Dec 13, 2023 | K2 Ellington Liquid Credit Fund Ltd. | D/A | Pooled Investment Fund | Indefinite | $623,191,592 |
| EDGAR ↗ | Dec 13, 2023 | K2 Pyxis Fund Ltd. | D/A | Pooled Investment Fund | Indefinite | $194,901,328 |
| EDGAR ↗ | Dec 13, 2023 | K2 PSAM Event Fund Ltd. | D/A | Pooled Investment Fund | Indefinite | $291,969,408 |
| EDGAR ↗ | Dec 11, 2023 | Benefit Street Partners Credit Income Fund L.P. | D | Pooled Investment Fund | Indefinite | $0 |
| EDGAR ↗ | Dec 5, 2023 | K2 IBT Local 710 Pension Plan Defensive Equity Fund Ltd. | D/A | Pooled Investment Fund | Indefinite | $100,000,000 |
| EDGAR ↗ | Dec 5, 2023 | K2 Overseas Investors I Ltd | D/A | Pooled Investment Fund | Indefinite | $745,164,300 |
| EDGAR ↗ | Oct 17, 2023 | K2 FS Custom Solutions Fund Ltd. | D/A | Pooled Investment Fund | Indefinite | $53,785,520 |
| EDGAR ↗ | Oct 17, 2023 | K2 Electron Liquid Global Fund Ltd. | D/A | Pooled Investment Fund | Indefinite | $417,496,727 |
| EDGAR ↗ | Sep 22, 2023 | K2 RV Liquid Asia Fixed Income Fund Ltd. | D/A | Pooled Investment Fund | Indefinite | $339,307,921 |
| EDGAR ↗ | Jul 24, 2023 | K2 Ascent LLC - K2 Engaged Capital Flagship Fund Series | D/A | Pooled Investment Fund | Indefinite | $33,356,272 |
| EDGAR ↗ | Jul 24, 2023 | K2 Ascent LLC - K2 Redmile Capital Fund Series | D/A | Pooled Investment Fund | Indefinite | $55,986,261 |
| EDGAR ↗ | Jul 24, 2023 | K2 Ascent LLC - K2 AKO Partners Series | D/A | Pooled Investment Fund | Indefinite | $69,561,772 |
| EDGAR ↗ | Jul 24, 2023 | K2 Ascent LLC - K2 Starboard Value & Opportunity Fund Series | D/A | Pooled Investment Fund | Indefinite | $52,859,548 |
| EDGAR ↗ | Jul 24, 2023 | K2 Ascent LLC - K2 Jet Capital Concentrated Fund Series | D/A | Pooled Investment Fund | Indefinite | $49,888,811 |
| EDGAR ↗ | Jul 24, 2023 | K2 Ascent LLC - K2 Southpoint Qualified Fund Series | D/A | Pooled Investment Fund | Indefinite | $62,390,825 |
| EDGAR ↗ | Jul 24, 2023 | K2 Ascent LLC - K2 Tremblant Partners Series | D/A | Pooled Investment Fund | Indefinite | $64,359,078 |
| EDGAR ↗ | Jul 19, 2023 | K2 Ascent LLC - K2 Impactive Capital Fund Series | D/A | Pooled Investment Fund | Indefinite | $27,305,897 |
| EDGAR ↗ | Jul 5, 2023 | Benefit Street Partners Real Estate Opportunistic Debt Fund II L.P. | D | Pooled Investment Fund | Indefinite | $0 |
| EDGAR ↗ | May 16, 2023 | K2 INSTITUTIONAL INVESTORS II LTD | D/A | Pooled Investment Fund | Indefinite | $1,037,853,273 |
| EDGAR ↗ | Apr 20, 2023 | K2 Theia Fund SP, a segregated portfolio of K2 Chronos Fund SPC | D/A | Pooled Investment Fund | Indefinite | $50,500,000 |
| EDGAR ↗ | Apr 20, 2023 | K2 Lazard Liquid Convertibles Plus Fund Ltd. | D/A | Pooled Investment Fund | Indefinite | $481,500,000 |
| EDGAR ↗ | Apr 20, 2023 | K2 ActusRayPartners European Fund Ltd. | D | Pooled Investment Fund | Indefinite | $155,000,000 |
| EDGAR ↗ | Apr 19, 2023 | K2 Custom Solutions Hospital Sisters Fund, Ltd. | D/A | Pooled Investment Fund | Indefinite | $605,355,632 |
| EDGAR ↗ | Apr 3, 2023 | K2 PSC Liquid Fund Ltd. | D | Pooled Investment Fund | Indefinite | $0 |
| EDGAR ↗ | Apr 3, 2023 | K2 One River Liquid Risk Response Fund Ltd. | D | Pooled Investment Fund | Indefinite | $0 |
| EDGAR ↗ | Apr 3, 2023 | K2 Logica Asymmetric Alpha Fund, Ltd. | D | Pooled Investment Fund | Indefinite | $0 |
| EDGAR ↗ | Apr 3, 2023 | K2 Theseus Fund SP | D | Pooled Investment Fund | Indefinite | $0 |
| EDGAR ↗ | Mar 27, 2023 | Benefit Street Partners SMA-OS L.P. | D | Pooled Investment Fund | Indefinite | $0 |
| EDGAR ↗ | Mar 7, 2023 | Lexington X FT Co-Invest, L.P. | D | Pooled Investment Fund | Indefinite | $0 |
| EDGAR ↗ | Jan 31, 2023 | Argentem Opportunities Fund LP | D/A | Pooled Investment Fund | Indefinite | $136,998,813 |
| EDGAR ↗ | Jan 31, 2023 | ACP Fund II Offshore Feeder LP | D/A | Pooled Investment Fund | Indefinite | $127,500,000 |
| EDGAR ↗ | Jan 26, 2023 | BSP Special Situations II FT Co-Invest, L.P. | D | Pooled Investment Fund | Indefinite | $0 |
| EDGAR ↗ | Jan 26, 2023 | BSP Debt Fund V FT Co-Invest, L.P. | D | Pooled Investment Fund | Indefinite | $0 |
| EDGAR ↗ | Jan 26, 2023 | Franklin Talos II FT Co-Invest, L.P. | D | Pooled Investment Fund | Indefinite | $0 |
| EDGAR ↗ | Dec 15, 2022 | K2 Apollo Credit Fund Ltd. | D/A | Pooled Investment Fund | Indefinite | $656,060,229 |
| EDGAR ↗ | Dec 15, 2022 | K2 GCM Liquid Quant Macro Fund Ltd. | D/A | Pooled Investment Fund | Indefinite | $834,309,114 |
| EDGAR ↗ | Dec 13, 2022 | K2 Pyxis Fund Ltd. | D/A | Pooled Investment Fund | Indefinite | $139,702,000 |
| EDGAR ↗ | Dec 13, 2022 | K2 PSAM Event Fund Ltd. | D/A | Pooled Investment Fund | Indefinite | $291,969,408 |
| EDGAR ↗ | Dec 13, 2022 | K2 Ellington Liquid Credit Fund Ltd. | D/A | Pooled Investment Fund | Indefinite | $623,191,592 |
| EDGAR ↗ | Dec 5, 2022 | K2 IBT Local 710 Pension Plan Defensive Equity Fund Ltd. | D/A | Pooled Investment Fund | Indefinite | $100,000,000 |
| EDGAR ↗ | Dec 5, 2022 | K2 Overseas Investors I Ltd | D/A | Pooled Investment Fund | Indefinite | $745,164,300 |
| EDGAR ↗ | Oct 17, 2022 | K2 FS Custom Solutions Fund Ltd. | D/A | Pooled Investment Fund | Indefinite | $53,785,520 |
| EDGAR ↗ | Oct 17, 2022 | K2 Electron Liquid Global Fund Ltd. | D/A | Pooled Investment Fund | Indefinite | $402,698,879 |
| EDGAR ↗ | Sep 30, 2022 | BSP Debt Fund V Unlevered (Non-US) L.P. | D | Pooled Investment Fund | Indefinite | $0 |
| EDGAR ↗ | Sep 22, 2022 | K2 RV Liquid Asia Fixed Income Fund Ltd. | D/A | Pooled Investment Fund | Indefinite | $339,307,921 |
| EDGAR ↗ | Jul 22, 2022 | K2 Ascent LLC - K2 Jet Capital Concentrated Fund Series | D/A | Pooled Investment Fund | Indefinite | $44,188,811 |
| EDGAR ↗ | Jul 22, 2022 | K2 Ascent LLC - K2 Starboard Value & Opportunity Fund Series | D/A | Pooled Investment Fund | Indefinite | $45,713,957 |
| EDGAR ↗ | Jul 22, 2022 | K2 Ascent LLC - K2 Swiftcurrent Partners Series | D/A | Pooled Investment Fund | Indefinite | $57,704,500 |
| EDGAR ↗ | Jul 22, 2022 | K2 Ascent LLC - K2 Engaged Capital Flagship Fund Series | D/A | Pooled Investment Fund | Indefinite | $31,926,272 |
| EDGAR ↗ | Jul 22, 2022 | K2 Ascent LLC - K2 Suvretta Partners Series | D/A | Pooled Investment Fund | Indefinite | $67,470,478 |
| EDGAR ↗ | Jul 22, 2022 | K2 Ascent LLC - K2 AKO Partners Series | D/A | Pooled Investment Fund | Indefinite | $61,761,772 |
| EDGAR ↗ | Jul 22, 2022 | K2 Ascent LLC - K2 Redmile Capital Fund Series | D/A | Pooled Investment Fund | Indefinite | $49,786,261 |
| EDGAR ↗ | Jul 22, 2022 | K2 Ascent LLC - K2 SQN Investors Fund Series | D/A | Pooled Investment Fund | Indefinite | $44,080,551 |
| EDGAR ↗ | Jul 22, 2022 | K2 Ascent LLC - K2 Southpoint Qualified Fund Series | D/A | Pooled Investment Fund | Indefinite | $62,390,825 |
| EDGAR ↗ | Jul 22, 2022 | K2 Ascent LLC - K2 Trian Partners Series | D/A | Pooled Investment Fund | Indefinite | $41,262,784 |
| EDGAR ↗ | Jul 22, 2022 | K2 Ascent LLC - K2 Tremblant Partners Series | D/A | Pooled Investment Fund | Indefinite | $58,759,078 |
| EDGAR ↗ | Jul 18, 2022 | K2 Ascent LLC - K2 Impactive Capital Fund Series | D/A | Pooled Investment Fund | Indefinite | $21,805,897 |
| EDGAR ↗ | Jul 6, 2022 | K2 Theseus Fund SP, a segregated portfolio of K2 Chronos Fund SPC | D | Pooled Investment Fund | Indefinite | $48,000,000 |
| EDGAR ↗ | May 19, 2022 | Benefit Street Partners Real Estate Opportunistic Structured Note L.P. | D/A | Pooled Investment Fund | Indefinite | $50,000,000 |
| EDGAR ↗ | May 16, 2022 | K2 INSTITUTIONAL INVESTORS II LTD | D/A | Pooled Investment Fund | Indefinite | $1,037,853,273 |
| EDGAR ↗ | Apr 29, 2022 | Benefit Street Partners Real Estate Opportunistic Debt Fund L.P. | D/A | Pooled Investment Fund | Indefinite | $517,600,000 |
| EDGAR ↗ | Apr 19, 2022 | K2 Custom Solutions Hospital Sisters Fund, Ltd. | D/A | Pooled Investment Fund | Indefinite | $611,775,888 |
| EDGAR ↗ | Apr 7, 2022 | K2 Lazard Liquid Convertibles Plus Fund Ltd. | D | Pooled Investment Fund | Indefinite | $465,500,000 |
| EDGAR ↗ | Feb 16, 2022 | BSP Coinvest SMA-H LLC | D | Pooled Investment Fund | $25,000,000 | $25,000,000 |
| EDGAR ↗ | Feb 3, 2022 | Argentem Opportunities Fund LP | D/A | Pooled Investment Fund | Indefinite | $133,050,000 |
| EDGAR ↗ | Feb 3, 2022 | ACP Fund II Offshore Feeder LP | D/A | Pooled Investment Fund | Indefinite | $127,000,000 |
| EDGAR ↗ | Jan 20, 2022 | BSP Real Estate Opportunistic Debt Holdings L.L.C. | D | REITS and Finance | $125,000 | $125,000 |
| EDGAR ↗ | Jan 14, 2022 | Benefit Street Partners Special Situations Contingent Opportunities Fund (Cayman) L.P. | D | Pooled Investment Fund | Indefinite | $0 |
| EDGAR ↗ | Jan 14, 2022 | Benefit Street Partners Special Situations Contingent Opportunities Fund L.P. | D | Pooled Investment Fund | Indefinite | $0 |
| EDGAR ↗ | Jan 14, 2022 | Benefit Street Partners Special Situations Fund II (Cayman) L.P. | D | Pooled Investment Fund | Indefinite | $0 |
| EDGAR ↗ | Jan 14, 2022 | Benefit Street Partners Special Situations Fund II L.P. | D | Pooled Investment Fund | Indefinite | $0 |
| EDGAR ↗ | Dec 17, 2021 | BSP Debt Fund V L.P. | D | Pooled Investment Fund | Indefinite | $0 |
| EDGAR ↗ | Dec 17, 2021 | BSP Debt Fund V Structured Note L.P. | D | Pooled Investment Fund | Indefinite | $0 |
| EDGAR ↗ | Dec 17, 2021 | BSP Debt Fund V (Non-US) L.P. | D | Pooled Investment Fund | Indefinite | $0 |
| EDGAR ↗ | Dec 16, 2021 | Franklin BSP Capital Corp | D/A | Pooled Investment Fund | Indefinite | $156,100,000 |
| EDGAR ↗ | Dec 13, 2021 | K2 Western Asset Liquid Macro Opportunities Fund Ltd. | D/A | Pooled Investment Fund | Indefinite | $324,117,801 |
| EDGAR ↗ | Dec 13, 2021 | K2 PSAM Event Fund Ltd. | D/A | Pooled Investment Fund | Indefinite | $291,969,408 |
| EDGAR ↗ | Dec 13, 2021 | K2 Ellington Liquid Credit Fund Ltd. | D/A | Pooled Investment Fund | Indefinite | $623,191,592 |
| EDGAR ↗ | Dec 13, 2021 | K2 Pyxis Fund Ltd. | D/A | Pooled Investment Fund | Indefinite | $128,202,000 |
| EDGAR ↗ | Dec 13, 2021 | K2 EMSO Liquid Emerging Market Opportunities Fund Ltd. | D/A | Pooled Investment Fund | Indefinite | $705,284,005 |
| EDGAR ↗ | Dec 13, 2021 | K2 Apollo Credit Fund Ltd. | D/A | Pooled Investment Fund | Indefinite | $594,660,229 |
| EDGAR ↗ | Dec 13, 2021 | K2 GCM Liquid Quant Macro Fund Ltd. | D/A | Pooled Investment Fund | Indefinite | $712,492,286 |
| EDGAR ↗ | Nov 29, 2021 | K2 IBT Local 710 Pension Plan Defensive Equity Fund Ltd. | D/A | Pooled Investment Fund | Indefinite | $100,000,000 |
| EDGAR ↗ | Nov 29, 2021 | K2 Overseas Investors I Ltd | D/A | Pooled Investment Fund | Indefinite | $745,164,300 |
| EDGAR ↗ | Nov 16, 2021 | K2 Theia Fund SP, a segregated portfolio of K2 Chronos Fund SPC | D | Pooled Investment Fund | Indefinite | $40,000,000 |
| EDGAR ↗ | Oct 19, 2021 | BSP SOF II Structured Note L.P. | D/A | Pooled Investment Fund | $228,000,000 | $228,000,000 |
| EDGAR ↗ | Oct 19, 2021 | BSP Unlevered Non-US SOF II (Senior Secured Opportunities) Fund L.P. | D/A | Pooled Investment Fund | $151,000,000 | $151,000,000 |
| EDGAR ↗ | Oct 19, 2021 | BSP Levered US SOF II (Senior Secured Opportunities) Fund L.P. | D/A | Pooled Investment Fund | $277,845,000 | $277,845,000 |
| EDGAR ↗ | Oct 19, 2021 | BSP Levered Non-US SOF II (Senior Secured Opportunities) Fund L.P. | D/A | Pooled Investment Fund | $196,000,000 | $196,000,000 |
| EDGAR ↗ | Oct 12, 2021 | K2 FS Custom Solutions Fund Ltd. | D/A | Pooled Investment Fund | Indefinite | $53,785,520 |
| EDGAR ↗ | Oct 12, 2021 | K2 Electron Liquid Global Fund Ltd. | D/A | Pooled Investment Fund | Indefinite | $365,459,930 |
| EDGAR ↗ | Sep 22, 2021 | K2 RV Liquid Asia Fixed Income Fund Ltd. | D/A | Pooled Investment Fund | Indefinite | $294,307,921 |
| EDGAR ↗ | Jul 26, 2021 | K2 Ascent LLC - K2 Trian Partners Series | D/A | Pooled Investment Fund | Indefinite | $41,262,784 |
| EDGAR ↗ | Jul 26, 2021 | K2 Ascent LLC - K2 Southpoint Qualified Fund Series | D/A | Pooled Investment Fund | Indefinite | $61,330,825 |
| EDGAR ↗ | Jul 23, 2021 | K2 Ascent LLC - K2 AKO Partners Series | D/A | Pooled Investment Fund | Indefinite | $60,691,772 |
| EDGAR ↗ | Jul 23, 2021 | K2 Ascent LLC - K2 Tremblant Partners Series | D/A | Pooled Investment Fund | Indefinite | $57,699,078 |
| EDGAR ↗ | Jul 23, 2021 | K2 Ascent LLC - K2 Engaged Capital Flagship Fund Series | D/A | Pooled Investment Fund | Indefinite | $31,926,272 |
| EDGAR ↗ | Jul 23, 2021 | K2 Ascent LLC - K2 Swiftcurrent Partners Series | D/A | Pooled Investment Fund | Indefinite | $57,704,500 |
| EDGAR ↗ | Jul 23, 2021 | K2 Ascent LLC - K2 Starboard Value & Opportunity Fund Series | D/A | Pooled Investment Fund | Indefinite | $44,023,477 |
| EDGAR ↗ | Jul 23, 2021 | K2 Ascent LLC - K2 SQN Investors Fund Series | D/A | Pooled Investment Fund | Indefinite | $43,680,551 |
| EDGAR ↗ | Jul 23, 2021 | K2 Ascent LLC - K2 Redmile Capital Fund Series | D/A | Pooled Investment Fund | Indefinite | $48,636,261 |
| EDGAR ↗ | Jul 23, 2021 | K2 Ascent LLC - K2 Suvretta Partners Series | D/A | Pooled Investment Fund | Indefinite | $66,410,478 |
| EDGAR ↗ | Jul 23, 2021 | K2 Ascent LLC - K2 Jet Capital Concentrated Fund Series | D/A | Pooled Investment Fund | Indefinite | $43,438,811 |
| EDGAR ↗ | Jul 15, 2021 | K2 Ascent LLC - K2 Impactive Capital Fund Series | D | Pooled Investment Fund | Indefinite | $15,000,000 |
| EDGAR ↗ | Jun 16, 2021 | Benefit Street Partners Real Estate Opportunistic Structured Note L.P. | D | Pooled Investment Fund | Indefinite | $0 |
| EDGAR ↗ | Jun 15, 2021 | K2 Ascent LLC - K2 Tremblant Partners Series | D/A | Pooled Investment Fund | Indefinite | $57,699,078 |
| EDGAR ↗ | Jun 15, 2021 | K2 Ascent LLC - K2 Suvretta Partners Series | D/A | Pooled Investment Fund | Indefinite | $65,910,478 |
| EDGAR ↗ | Jun 15, 2021 | K2 Ascent LLC - K2 SQN Investors Fund Series | D/A | Pooled Investment Fund | Indefinite | $43,680,551 |
| EDGAR ↗ | Jun 15, 2021 | K2 Ascent LLC - K2 AKO Partners Series | D/A | Pooled Investment Fund | Indefinite | $60,691,772 |
| EDGAR ↗ | Jun 15, 2021 | K2 Ascent LLC - K2 Redmile Capital Fund Series | D/A | Pooled Investment Fund | Indefinite | $47,936,261 |
| EDGAR ↗ | Jun 15, 2021 | K2 Ascent LLC - K2 Trian Partners Series | D/A | Pooled Investment Fund | Indefinite | $41,262,784 |
| EDGAR ↗ | Jun 10, 2021 | K2 Ascent LLC - K2 Jet Capital Concentrated Fund Series | D/A | Pooled Investment Fund | Indefinite | $43,438,811 |
| EDGAR ↗ | Jun 10, 2021 | K2 Ascent LLC - K2 Southpoint Qualified Fund Series | D/A | Pooled Investment Fund | Indefinite | $60,830,825 |
| EDGAR ↗ | Jun 9, 2021 | Pathfinder Strategic Credit II LP | D/A | Pooled Investment Fund | Indefinite | $599,804,378 |
| EDGAR ↗ | Jun 9, 2021 | Pathfinder Strategic Credit Ltd. | D/A | Pooled Investment Fund | Indefinite | $947,473,116 |
| EDGAR ↗ | May 18, 2021 | Centurion Opportunity Fund LP | D | Pooled Investment Fund | Indefinite | $100,000,000 |
| EDGAR ↗ | May 14, 2021 | K2 INSTITUTIONAL INVESTORS II LTD | D/A | Pooled Investment Fund | Indefinite | $1,037,853,273 |
| EDGAR ↗ | Apr 29, 2021 | Benefit Street Partners Real Estate Opportunistic Debt Fund L.P. | D | Pooled Investment Fund | Indefinite | $0 |
| EDGAR ↗ | Apr 28, 2021 | K2 Custom Solutions NMSUF Fund, Ltd. | D/A | Pooled Investment Fund | Indefinite | $25,000,000 |
| EDGAR ↗ | Apr 16, 2021 | K2 Custom Solutions Hospital Sisters Fund, Ltd. | D/A | Pooled Investment Fund | Indefinite | $607,775,888 |
| EDGAR ↗ | Apr 2, 2021 | K2 Lazard Liquid Convertibles Plus Fund Ltd. | D | Pooled Investment Fund | Indefinite | $150,000,000 |
| EDGAR ↗ | Mar 31, 2021 | BSP Plutus Funding LP | D | Pooled Investment Fund | Indefinite | $0 |
| EDGAR ↗ | Mar 26, 2021 | Benefit Street Partners Realty Trust, Inc. | D | REITS and Finance | $90,000,000 | $90,000,000 |
| EDGAR ↗ | Feb 3, 2021 | Argentem Opportunities Fund LP | D/A | Pooled Investment Fund | Indefinite | $128,050,000 |
| EDGAR ↗ | Feb 3, 2021 | ACP Fund II Offshore Feeder LP | D/A | Pooled Investment Fund | Indefinite | $125,000,000 |
| EDGAR ↗ | Dec 16, 2020 | Franklin BSP Capital Corp | D | Pooled Investment Fund | Indefinite | $0 |
| EDGAR ↗ | Dec 14, 2020 | K2 Western Asset Liquid Macro Opportunities Fund Ltd. | D | Pooled Investment Fund | Indefinite | $291,617,801 |
| EDGAR ↗ | Dec 14, 2020 | K2 Wellington Liquid Technology Fund Ltd. | D | Pooled Investment Fund | Indefinite | $163,919,696 |
| EDGAR ↗ | Dec 14, 2020 | K2 Wellington Liquid Healthcare Fund Ltd. | D | Pooled Investment Fund | Indefinite | $227,062,029 |
| EDGAR ↗ | Dec 11, 2020 | K2 PSAM Event Fund Ltd. | D | Pooled Investment Fund | Indefinite | $194,769,408 |
| EDGAR ↗ | Dec 11, 2020 | K2 GCM Liquid Quant Macro Fund Ltd. | D | Pooled Investment Fund | Indefinite | $615,705,051 |
| EDGAR ↗ | Dec 11, 2020 | K2 Ellington Liquid Credit Fund Ltd. | D | Pooled Investment Fund | Indefinite | $424,191,592 |
| EDGAR ↗ | Dec 11, 2020 | K2 Apollo Credit Fund Ltd. | D | Pooled Investment Fund | Indefinite | $488,349,329 |
| EDGAR ↗ | Dec 11, 2020 | K2 ILS Fund, Ltd. | D | Pooled Investment Fund | Indefinite | $93,334,000 |
| EDGAR ↗ | Dec 11, 2020 | K2 PHCM Liquid Opportunities Fund Ltd. | D | Pooled Investment Fund | Indefinite | $251,084,029 |
| EDGAR ↗ | Dec 11, 2020 | K2 EMSO Liquid Emerging Market Opportunities Fund Ltd. | D | Pooled Investment Fund | Indefinite | $522,695,830 |
| EDGAR ↗ | Dec 11, 2020 | K2 Bardin Hill Liquid Opportunities Fund Ltd. | D | Pooled Investment Fund | Indefinite | $267,054,296 |
| EDGAR ↗ | Dec 11, 2020 | K2 Pyxis Fund Ltd. | D | Pooled Investment Fund | Indefinite | $79,522,000 |
| EDGAR ↗ | Dec 11, 2020 | K2 Athena Fund Ltd. | D | Pooled Investment Fund | Indefinite | $70,000,000 |
| EDGAR ↗ | Nov 25, 2020 | K2 Ascent LLC - K2 Starboard Value & Opportunity Fund Series | D/A | Pooled Investment Fund | Indefinite | $39,646,485 |
| EDGAR ↗ | Nov 25, 2020 | K2 Ascent LLC - K2 Engaged Capital Flagship Fund Series | D/A | Pooled Investment Fund | Indefinite | $30,026,272 |
| EDGAR ↗ | Nov 25, 2020 | K2 Overseas Investors I Ltd | D/A | Pooled Investment Fund | Indefinite | $745,164,300 |
| EDGAR ↗ | Nov 25, 2020 | K2 IBT Local 710 Pension Plan Defensive Equity Fund Ltd. | D/A | Pooled Investment Fund | Indefinite | $80,000,000 |
| EDGAR ↗ | Oct 9, 2020 | K2 Electron Liquid Global Fund Ltd. | D/A | Pooled Investment Fund | Indefinite | $54,656,980 |
| EDGAR ↗ | Oct 9, 2020 | K2 FS Custom Solutions Fund Ltd. | D/A | Pooled Investment Fund | Indefinite | $53,785,520 |
| EDGAR ↗ | Sep 24, 2020 | Benefit Street Partners SMA-L L.P. | D | Pooled Investment Fund | Indefinite | $0 |
| EDGAR ↗ | Sep 22, 2020 | K2 RV Liquid Asia Fixed Income Fund Ltd. | D | Pooled Investment Fund | Indefinite | $115,221,729 |
| EDGAR ↗ | Sep 10, 2020 | K2 Ascent LLC - K2 Swiftcurrent Partners Series | D/A | Pooled Investment Fund | Indefinite | $48,854,500 |
| EDGAR ↗ | Jul 15, 2020 | Benefit Street Partners Dislocation Fund (Cayman) L.P. | D | Pooled Investment Fund | Indefinite | $0 |
| EDGAR ↗ | Jul 14, 2020 | Benefit Street Partners Dislocation Fund L.P. | D | Pooled Investment Fund | Indefinite | $0 |
| EDGAR ↗ | Jun 15, 2020 | K2 Ascent LLC - K2 AKO Partners Series | D/A | Pooled Investment Fund | Indefinite | $52,501,773 |
| EDGAR ↗ | Jun 15, 2020 | K2 Ascent LLC - K2 Suvretta Partners Series | D/A | Pooled Investment Fund | Indefinite | $57,320,478 |
| EDGAR ↗ | Jun 15, 2020 | K2 Ascent LLC - K2 Tremblant Partners Series | D/A | Pooled Investment Fund | Indefinite | $51,609,078 |
| EDGAR ↗ | Jun 15, 2020 | K2 Ascent LLC - K2 SQN Investors Fund Series | D/A | Pooled Investment Fund | Indefinite | $23,305,551 |
| EDGAR ↗ | Jun 15, 2020 | K2 Ascent LLC - K2 Redmile Capital Fund Series | D/A | Pooled Investment Fund | Indefinite | $26,149,784 |
| EDGAR ↗ | Jun 15, 2020 | K2 Ascent LLC - K2 Trian Partners Series | D/A | Pooled Investment Fund | Indefinite | $36,887,784 |
| EDGAR ↗ | Jun 10, 2020 | K2 Ascent LLC - K2 Southpoint Qualified Fund Series | D/A | Pooled Investment Fund | Indefinite | $54,490,825 |
| EDGAR ↗ | Jun 10, 2020 | K2 Ascent LLC - K2 Jet Capital Concentrated Fund Series | D/A | Pooled Investment Fund | Indefinite | $36,563,811 |
| EDGAR ↗ | Jun 9, 2020 | Pathfinder Strategic Credit II LP | D/A | Pooled Investment Fund | Indefinite | $599,804,378 |
| EDGAR ↗ | Jun 9, 2020 | Pathfinder Strategic Credit Ltd. | D/A | Pooled Investment Fund | Indefinite | $947,473,116 |
| EDGAR ↗ | May 4, 2020 | K2 INSTITUTIONAL INVESTORS II LTD | D/A | Pooled Investment Fund | Indefinite | $1,037,853,273 |
| EDGAR ↗ | Apr 24, 2020 | K2 Custom Solutions NMSUF Fund, Ltd. | D/A | Pooled Investment Fund | Indefinite | $25,000,000 |
| EDGAR ↗ | Apr 16, 2020 | K2 Custom Solutions Hospital Sisters Fund, Ltd. | D/A | Pooled Investment Fund | Indefinite | $542,775,888 |
| EDGAR ↗ | Feb 21, 2020 | Benefit Street Partners Realty Trust, Inc. | D/A | REITS and Finance | $400,000,000 | $211,844,190 |
| EDGAR ↗ | Feb 4, 2020 | Argentem Opportunities Fund LP | D | Pooled Investment Fund | Indefinite | $125,000,000 |
| EDGAR ↗ | Feb 4, 2020 | ACP Fund II Offshore Feeder LP | D | Pooled Investment Fund | Indefinite | $125,000,000 |
| EDGAR ↗ | Dec 23, 2019 | BSP SOF II Structured Note L.P. | D | Pooled Investment Fund | Indefinite | $0 |
| EDGAR ↗ | Dec 20, 2019 | Benefit Street Partners SMA-O L.P. | D | Pooled Investment Fund | Indefinite | $0 |
| EDGAR ↗ | Nov 27, 2019 | K2 Ascent LLC - K2 Starboard Value & Opportunity Fund Series | D/A | Pooled Investment Fund | Indefinite | $18,004,991 |
| EDGAR ↗ | Nov 27, 2019 | K2 Ascent LLC - K2 Engaged Capital Flagship Fund Series | D/A | Pooled Investment Fund | Indefinite | $5,855,000 |
| EDGAR ↗ | Nov 27, 2019 | K2 IBT Local 710 Pension Plan Defensive Equity Fund Ltd. | D/A | Pooled Investment Fund | Indefinite | $80,000,000 |
| EDGAR ↗ | Nov 25, 2019 | K2 Overseas Investors I Ltd | D/A | Pooled Investment Fund | Indefinite | $745,164,300 |
| EDGAR ↗ | Oct 30, 2019 | BSP Unlevered Non-US SOF II (Senior Secured Opportunities) Fund L.P. | D | Pooled Investment Fund | Indefinite | $0 |
| EDGAR ↗ | Oct 30, 2019 | BSP Unlevered US SOF II (Senior Secured Opportunities) Fund L.P. | D | Pooled Investment Fund | Indefinite | $0 |
| EDGAR ↗ | Oct 30, 2019 | BSP Levered US SOF II (Senior Secured Opportunities) Fund L.P. | D | Pooled Investment Fund | Indefinite | $0 |
| EDGAR ↗ | Oct 30, 2019 | BSP Levered Non-US SOF II (Senior Secured Opportunities) Fund L.P. | D | Pooled Investment Fund | Indefinite | $0 |
| EDGAR ↗ | Oct 11, 2019 | K2 Electron Liquid Global Fund Ltd. | D/A | Pooled Investment Fund | Indefinite | $54,156,980 |
| EDGAR ↗ | Oct 9, 2019 | K2 FS Custom Solutions Fund Ltd. | D/A | Pooled Investment Fund | Indefinite | $48,370,869 |
| EDGAR ↗ | Sep 9, 2019 | K2 FS Custom Solutions Fund Ltd. | D | Pooled Investment Fund | Indefinite | $0 |
| EDGAR ↗ | Sep 9, 2019 | K2 Ascent LLC - K2 Swiftcurrent Partners Series | D | Pooled Investment Fund | Indefinite | $6,500,000 |
| EDGAR ↗ | Jun 13, 2019 | K2 Ascent LLC - K2 AKO Partners Series | D/A | Pooled Investment Fund | Indefinite | $27,375,340 |
| EDGAR ↗ | Jun 13, 2019 | K2 Ascent LLC - K2 Redmile Capital Fund Series | D/A | Pooled Investment Fund | Indefinite | $15,715,560 |
| EDGAR ↗ | Jun 13, 2019 | K2 Ascent LLC - K2 SQN Investors Fund Series | D/A | Pooled Investment Fund | Indefinite | $16,365,560 |
| EDGAR ↗ | Jun 13, 2019 | K2 Ascent LLC - K2 Trian Partners Series | D/A | Pooled Investment Fund | Indefinite | $20,660,560 |
| EDGAR ↗ | Jun 13, 2019 | K2 Mauna Kea LLC K2 White Elm Capital Partners Series | D/A | Pooled Investment Fund | Indefinite | $26,120,300 |
| EDGAR ↗ | Jun 13, 2019 | K2 Ascent LLC - K2 Tremblant Partners Series | D/A | Pooled Investment Fund | Indefinite | $29,024,020 |
| EDGAR ↗ | Jun 13, 2019 | K2 Ascent LLC - K2 Suvretta Partners Series | D/A | Pooled Investment Fund | Indefinite | $18,164,020 |
| EDGAR ↗ | Jun 10, 2019 | K2 Ascent LLC - K2 Southpoint Qualified Fund Series | D/A | Pooled Investment Fund | Indefinite | $28,675,340 |
| EDGAR ↗ | Jun 10, 2019 | K2 Ascent LLC - K2 Jet Capital Concentrated Fund Series | D/A | Pooled Investment Fund | Indefinite | $18,660,560 |
| EDGAR ↗ | Jun 7, 2019 | Pathfinder Strategic Credit II LP | D/A | Pooled Investment Fund | Indefinite | $599,804,378 |
| EDGAR ↗ | Jun 7, 2019 | Pathfinder Strategic Credit Ltd. | D/A | Pooled Investment Fund | Indefinite | $947,473,116 |
| EDGAR ↗ | Jun 7, 2019 | Benefit Street Partners Realty Trust, Inc. | D/A | REITS and Finance | $400,000,000 | $193,075,000 |
| EDGAR ↗ | May 2, 2019 | K2 INSTITUTIONAL INVESTORS II LTD | D/A | Pooled Investment Fund | Indefinite | $51,778,778 |
| EDGAR ↗ | May 2, 2019 | K2 LONG SHORT FUND LLC | D/A | Pooled Investment Fund | Indefinite | $226,283,742 |
| EDGAR ↗ | Apr 24, 2019 | K2 Custom Solutions NMSUF Fund, Ltd. | D/A | Pooled Investment Fund | Indefinite | $25,000,000 |
| EDGAR ↗ | Apr 24, 2019 | K2 Firebox Investments Fund Ltd. | D/A | Pooled Investment Fund | Indefinite | $275,000,000 |
| EDGAR ↗ | Apr 16, 2019 | K2 Bay Resource Partners Fund LLC | D | Pooled Investment Fund | Indefinite | $3,444,240 |
| EDGAR ↗ | Apr 16, 2019 | K2 Custom Solutions Hospital Sisters Fund, Ltd. | D/A | Pooled Investment Fund | Indefinite | $378,704,254 |
| EDGAR ↗ | Mar 15, 2019 | K2 Ascent LLC - K2 Engaged Capital Flagship Fund Series | D | Pooled Investment Fund | Indefinite | $4,995,000 |
| EDGAR ↗ | Feb 28, 2019 | Benefit Street Credit Alpha Fund Ltd. | D/A | Pooled Investment Fund | Indefinite | $613,440,000 |
| EDGAR ↗ | Feb 28, 2019 | Benefit Street Credit Alpha Partners LP | D/A | Pooled Investment Fund | Indefinite | $636,436,345 |
| EDGAR ↗ | Feb 22, 2019 | Benefit Street Partners Realty Trust, Inc. | D/A | REITS and Finance | $400,000,000 | $141,845,000 |
| EDGAR ↗ | Dec 11, 2018 | K2 Wellington Liquid Technology Fund LLC | D | Pooled Investment Fund | Indefinite | $4,868,943 |
| EDGAR ↗ | Dec 11, 2018 | K2 Halcyon Liquid Opportunities Fund LLC | D | Pooled Investment Fund | Indefinite | $4,106,218 |
| EDGAR ↗ | Dec 11, 2018 | K2 Chatham Liquid High Yield Fund LLC | D | Pooled Investment Fund | Indefinite | $8,929,861 |
| EDGAR ↗ | Nov 28, 2018 | K2 Ascent LLC - K2 Starboard Value & Opportunity Fund Series | D | Pooled Investment Fund | Indefinite | $13,570,000 |
| EDGAR ↗ | Nov 28, 2018 | K2 IBT Local 710 Pension Plan Defensive Equity Fund Ltd. | D | Pooled Investment Fund | Indefinite | $80,000,000 |
| EDGAR ↗ | Nov 21, 2018 | K2 Overseas Long Short Fund Ltd | D/A | Pooled Investment Fund | Indefinite | $202,057,715 |
| EDGAR ↗ | Nov 21, 2018 | K2 Overseas Investors I Ltd | D/A | Pooled Investment Fund | Indefinite | $442,216,945 |
| EDGAR ↗ | Nov 21, 2018 | K2 Apollo Liquid Credit Fund LLC | D/A | Pooled Investment Fund | Indefinite | $39,000,000 |
| EDGAR ↗ | Nov 21, 2018 | HAMPSHIRE CREDIT ALPHA FEEDER FUND LTD. | D/A | Pooled Investment Fund | Indefinite | $4,900,200 |
| EDGAR ↗ | Nov 21, 2018 | HAMPSHIRE CREDIT ALPHA MASTER FUND L.P. | D/A | Pooled Investment Fund | Indefinite | $42,824,000 |
| EDGAR ↗ | Oct 12, 2018 | K2 Electron Liquid Global Fund Ltd. | D | Pooled Investment Fund | Indefinite | $41,456,980 |
| EDGAR ↗ | Jun 8, 2018 | K2 Ascent LLC - K2 AKO Partners Series | D | Pooled Investment Fund | Indefinite | $3,015,840 |
| EDGAR ↗ | Jun 8, 2018 | K2 Mauna Kea LLC K2 White Elm Capital Partners Series | D | Pooled Investment Fund | Indefinite | $2,764,520 |
| EDGAR ↗ | Jun 8, 2018 | K2 Ascent LLC - K2 Trian Partners Series | D | Pooled Investment Fund | Indefinite | $2,010,560 |
| EDGAR ↗ | Jun 8, 2018 | K2 Ascent LLC - K2 SQN Investors Fund Series | D | Pooled Investment Fund | Indefinite | $2,010,560 |
| EDGAR ↗ | Jun 8, 2018 | K2 Ascent LLC - K2 Redmile Capital Fund Series | D | Pooled Investment Fund | Indefinite | $2,010,560 |
| EDGAR ↗ | Jun 8, 2018 | K2 Ascent LLC - K2 Tremblant Partners Series | D/A | Pooled Investment Fund | Indefinite | $8,764,520 |
| EDGAR ↗ | Jun 8, 2018 | K2 Ascent LLC - K2 Suvretta Partners Series | D/A | Pooled Investment Fund | Indefinite | $7,764,520 |
| EDGAR ↗ | Jun 8, 2018 | K2 Ascent LLC - K2 Southpoint Qualified Fund Series | D/A | Pooled Investment Fund | Indefinite | $9,015,840 |
| EDGAR ↗ | Jun 8, 2018 | K2 Mauna Kea LLC - K2 Kingdon Associates Series | D/A | Pooled Investment Fund | Indefinite | $8,764,520 |
| EDGAR ↗ | Jun 8, 2018 | K2 Ascent LLC - K2 Jet Capital Concentrated Fund Series | D/A | Pooled Investment Fund | Indefinite | $6,010,560 |
| EDGAR ↗ | Jun 8, 2018 | ACP Fund I LP | D/A | Pooled Investment Fund | Indefinite | $200,158,179 |
| EDGAR ↗ | Jun 8, 2018 | ACP Fund I Offshore Feeder LP | D/A | Pooled Investment Fund | Indefinite | $150,521,179 |
| EDGAR ↗ | Jun 8, 2018 | Pathfinder Strategic Credit II LP | D/A | Pooled Investment Fund | Indefinite | $515,429,378 |
| EDGAR ↗ | Jun 8, 2018 | Pathfinder Strategic Credit Ltd. | D/A | Pooled Investment Fund | Indefinite | $883,263,116 |
| EDGAR ↗ | Jun 8, 2018 | Benefit Street Partners Realty Trust, Inc. | D | Commercial | $300,000,000 | $76,375,000 |
| EDGAR ↗ | May 25, 2018 | K2 Ascent LLC - K2 Tremblant Partners Series | D | Pooled Investment Fund | Indefinite | $6,000,000 |
| EDGAR ↗ | May 25, 2018 | K2 Ascent LLC - K2 Suvretta Partners Series | D | Pooled Investment Fund | Indefinite | $5,000,000 |
| EDGAR ↗ | May 25, 2018 | K2 Ascent LLC - K2 Southpoint Qualified Fund Series | D | Pooled Investment Fund | Indefinite | $6,000,000 |
| EDGAR ↗ | May 25, 2018 | K2 Mauna Kea LLC - K2 Kingdon Associates Series | D | Pooled Investment Fund | Indefinite | $6,000,000 |
| EDGAR ↗ | May 25, 2018 | K2 Ascent LLC - K2 Jet Capital Concentrated Fund Series | D | Pooled Investment Fund | Indefinite | $4,000,000 |
| EDGAR ↗ | Apr 30, 2018 | K2 LONG SHORT FUND LLC | D/A | Pooled Investment Fund | Indefinite | $225,019,287 |
| EDGAR ↗ | Apr 30, 2018 | K2 INSTITUTIONAL INVESTORS II LTD | D/A | Pooled Investment Fund | Indefinite | $227,358,504 |
| EDGAR ↗ | Feb 28, 2018 | Benefit Street Credit Alpha Fund Ltd. | D/A | Pooled Investment Fund | Indefinite | $533,440,000 |
| EDGAR ↗ | Feb 28, 2018 | Benefit Street Credit Alpha Partners LP | D/A | Pooled Investment Fund | Indefinite | $634,218,845 |
| EDGAR ↗ | Feb 23, 2018 | Benefit Street Partners Realty Trust, Inc. | D | Commercial | $400,000,000 | $97,000,000 |
| EDGAR ↗ | Dec 27, 2017 | Benefit Street Partners SMA-K L.P. | D | Pooled Investment Fund | $150,000,000 | $150,000,000 |
| EDGAR ↗ | Dec 21, 2017 | Benefit Street Partners Senior Secured Opportunities Fund L.P. | D | Pooled Investment Fund | Indefinite | $223,800,000 |
| EDGAR ↗ | Dec 6, 2017 | Benefit Street Partners Debt Fund IV (Non-US) L.P. | D/A | Pooled Investment Fund | $1,242,175,000 | $1,242,175,000 |
| EDGAR ↗ | Dec 6, 2017 | Benefit Street Partners Debt Fund IV L.P. | D/A | Pooled Investment Fund | $1,257,825,000 | $1,257,825,000 |
| EDGAR ↗ | Nov 21, 2017 | HAMPSHIRE CREDIT ALPHA FEEDER FUND LTD. | D | Pooled Investment Fund | Indefinite | $103,250,050 |
| EDGAR ↗ | Nov 21, 2017 | HAMPSHIRE CREDIT ALPHA MASTER FUND L.P. | D | Pooled Investment Fund | Indefinite | $16,200,000 |
| EDGAR ↗ | Sep 12, 2017 | K2 INVESTMENT PARTNERS II LLC | D/A | Pooled Investment Fund | Indefinite | $60,236,755 |
| EDGAR ↗ | Sep 12, 2017 | K2 Hedge Fund Tracker LLC | D/A | Pooled Investment Fund | Indefinite | $4,528,297 |
| EDGAR ↗ | Aug 29, 2017 | Benefit Street Partners Senior Secured Opportunities Master Fund (Non-US) L.P. | D/A | Pooled Investment Fund | Indefinite | $26,500,000 |
| EDGAR ↗ | Aug 29, 2017 | K2 Firebox Investments Fund Ltd. | D/A | Pooled Investment Fund | Indefinite | $275,000,000 |
| EDGAR ↗ | Aug 28, 2017 | K2 MASTER FUND LP | D/A | Pooled Investment Fund | Indefinite | $573,209,335 |
| EDGAR ↗ | Aug 28, 2017 | Prudence Crandall Fund IV, LLC | D/A | Pooled Investment Fund | Indefinite | $525,000,000 |
| EDGAR ↗ | Aug 25, 2017 | K2 Custom Solutions Hospital Sisters Fund, Ltd. | D/A | Pooled Investment Fund | Indefinite | $299,265,000 |
| EDGAR ↗ | Aug 25, 2017 | K2 Overseas Investors I Ltd | D/A | Pooled Investment Fund | Indefinite | $510,330,920 |
| EDGAR ↗ | Aug 25, 2017 | K2 Overseas Long Short Fund Ltd | D/A | Pooled Investment Fund | Indefinite | $157,974,476 |
| EDGAR ↗ | Aug 9, 2017 | Benefit Street Partners Special Situations Fund L.P. | D/A | Pooled Investment Fund | Indefinite | $356,700,000 |
| EDGAR ↗ | Aug 9, 2017 | Benefit Street Partners Special Situations Fund (Cayman) L.P. | D/A | Pooled Investment Fund | Indefinite | $310,500,000 |
| EDGAR ↗ | Jun 22, 2017 | K2 INVESTMENT PARTNERS LP | D/A | Pooled Investment Fund | Indefinite | $50,192,770 |
| EDGAR ↗ | Jun 22, 2017 | K2 Piton Fund, LLC | D/A | Pooled Investment Fund | Indefinite | $32,246,162 |
| EDGAR ↗ | Jun 12, 2017 | ACP Fund I Offshore Feeder LP | D | Pooled Investment Fund | Indefinite | $27,950,276 |
| EDGAR ↗ | Jun 12, 2017 | ACP Fund I LP | D | Pooled Investment Fund | Indefinite | $35,322,275 |
| EDGAR ↗ | Jun 12, 2017 | Pathfinder Strategic Credit II LP | D | Pooled Investment Fund | Indefinite | $268,174,339 |
| EDGAR ↗ | May 30, 2017 | Benefit Street Partners SMA-LK Feeder L.P. | D | Pooled Investment Fund | Indefinite | $0 |
| EDGAR ↗ | May 16, 2017 | Benefit Street Partners Senior Secured Opportunities Fund (Non-US) L.P. | D/A | Pooled Investment Fund | Indefinite | $87,000,000 |
| EDGAR ↗ | Apr 24, 2017 | Benefit Street Partners SMA-T L.P. | D | Pooled Investment Fund | $450,000,000 | $450,000,000 |
| EDGAR ↗ | Apr 3, 2017 | K2 GCM Liquid Tactical Trend Fund LLC | D | Pooled Investment Fund | Indefinite | $5,000,000 |
| EDGAR ↗ | Mar 27, 2017 | K2 Bay Resource Partners Fund LLC | D | Pooled Investment Fund | Indefinite | $13,866,883 |
| EDGAR ↗ | Mar 27, 2017 | K2 Apollo Liquid Credit Fund LLC | D | Pooled Investment Fund | Indefinite | $37,784,469 |
| EDGAR ↗ | Mar 9, 2017 | K2 Custom Solutions NMSUF Fund, Ltd. | D/A | Pooled Investment Fund | Indefinite | $25,000,000 |
| EDGAR ↗ | Mar 9, 2017 | K2 INSTITUTIONAL INVESTORS II LTD | D/A | Pooled Investment Fund | Indefinite | $299,792,467 |
| EDGAR ↗ | Mar 9, 2017 | K2 LONG SHORT FUND LLC | D/A | Pooled Investment Fund | Indefinite | $236,497,430 |
| EDGAR ↗ | Feb 28, 2017 | Benefit Street Credit Alpha Fund Ltd. | D/A | Pooled Investment Fund | Indefinite | $388,255,000 |
| EDGAR ↗ | Feb 28, 2017 | Benefit Street Credit Alpha Partners LP | D/A | Pooled Investment Fund | Indefinite | $601,559,529 |
| EDGAR ↗ | Feb 8, 2017 | K-Holding 9 LLC | D | Pooled Investment Fund | $30,370,824 | $30,370,824 |
| EDGAR ↗ | Jan 26, 2017 | Benefit Street Partners Special Situations Fund (Cayman) L.P. | D/A | Pooled Investment Fund | Indefinite | $206,000,000 |
| EDGAR ↗ | Jan 25, 2017 | Benefit Street Partners Special Situations Fund L.P. | D | Pooled Investment Fund | Indefinite | $286,500,000 |
| EDGAR ↗ | Jan 18, 2017 | Benefit Street Partners CML SMA 1 L.L.C. | D | Pooled Investment Fund | $50,000,000 | $50,000,000 |
| EDGAR ↗ | Jan 6, 2017 | Benefit Street Partners Debt Fund IV (Non-US) L.P. | D | Pooled Investment Fund | Indefinite | $0 |
| EDGAR ↗ | Dec 19, 2016 | Benefit Street Partners Capital Opportunity Fund II L.P. | D | Pooled Investment Fund | $150,000,000 | $150,000,000 |
| EDGAR ↗ | Nov 28, 2016 | Benefit Street Partners Debt Fund IV L.P. | D | Pooled Investment Fund | Indefinite | $0 |
| EDGAR ↗ | Sep 22, 2016 | K2 INVESTMENT PARTNERS II LLC | D/A | Pooled Investment Fund | Indefinite | $65,287,970 |
| EDGAR ↗ | Sep 22, 2016 | K2 Hedge Fund Tracker LLC | D/A | Pooled Investment Fund | Indefinite | $4,705,000 |
| EDGAR ↗ | Aug 22, 2016 | K2 Overseas Long Short Fund Ltd | D/A | Pooled Investment Fund | Indefinite | $175,731,316 |
| EDGAR ↗ | Aug 22, 2016 | K2 Overseas Investors I Ltd | D/A | Pooled Investment Fund | Indefinite | $601,315,920 |
| EDGAR ↗ | Aug 4, 2016 | Prudence Crandall Fund IV, LLC | D/A | Pooled Investment Fund | Indefinite | $525,000,000 |
| EDGAR ↗ | Aug 4, 2016 | K2 MASTER FUND LP | D/A | Pooled Investment Fund | Indefinite | $593,209,335 |
| EDGAR ↗ | Aug 4, 2016 | K2 Firebox Investments Fund Ltd. | D/A | Pooled Investment Fund | Indefinite | $275,000,000 |
| EDGAR ↗ | Aug 4, 2016 | K2 Custom Solutions Hospital Sisters Fund, Ltd. | D/A | Pooled Investment Fund | Indefinite | $268,265,000 |
| EDGAR ↗ | Jul 27, 2016 | Benefit Street Partners Senior Secured Opportunities Master Fund (Non-US) L.P. | D | Pooled Investment Fund | Indefinite | $5,000,000 |
| EDGAR ↗ | Jun 28, 2016 | Pathfinder Strategic Credit Ltd. | D/A | Pooled Investment Fund | Indefinite | $335,300,000 |
| EDGAR ↗ | Jun 28, 2016 | Pathfinder Strategic Credit LP | D/A | Pooled Investment Fund | Indefinite | $27,810,100 |
| EDGAR ↗ | May 23, 2016 | K2 Piton Fund, LLC | D/A | Pooled Investment Fund | Indefinite | $32,334,851 |
| EDGAR ↗ | May 23, 2016 | K2 INVESTMENT PARTNERS LP | D/A | Pooled Investment Fund | Indefinite | $58,711,883 |
| EDGAR ↗ | May 10, 2016 | Benefit Street Partners Special Situations Fund (Cayman) L.P. | D | Pooled Investment Fund | Indefinite | $55,000,000 |
| EDGAR ↗ | Mar 4, 2016 | K2 INSTITUTIONAL INVESTORS II LTD | D/A | Pooled Investment Fund | Indefinite | $323,618,560 |
| EDGAR ↗ | Feb 29, 2016 | Benefit Street Credit Alpha Fund Ltd. | D/A | Pooled Investment Fund | Indefinite | $317,570,000 |
| EDGAR ↗ | Feb 29, 2016 | Benefit Street Credit Alpha Partners LP | D/A | Pooled Investment Fund | Indefinite | $486,349,601 |
| EDGAR ↗ | Feb 22, 2016 | K2 LONG SHORT FUND LLC | D/A | Pooled Investment Fund | Indefinite | $240,206,235 |
| EDGAR ↗ | Feb 16, 2016 | K2 Custom Solutions NMSUF Fund, Ltd. | D | Pooled Investment Fund | Indefinite | $25,000,000 |
| EDGAR ↗ | Feb 11, 2016 | Benefit Street Partners Senior Secured Opportunities Fund (Non-US) L.P. | D | Pooled Investment Fund | Indefinite | $87,000,000 |
| EDGAR ↗ | Nov 25, 2015 | BENEFIT STREET PARTNERS RE FR K-31 L.P. | D/A | Pooled Investment Fund | Indefinite | $83,327,000 |
| EDGAR ↗ | Sep 21, 2015 | Black River Agriculture Fund 2 LP | D/A | Pooled Investment Fund | Indefinite | $287,601,764 |
| EDGAR ↗ | Sep 21, 2015 | K2 Hedge Fund Tracker LLC | D/A | Pooled Investment Fund | Indefinite | $21,755,000 |
| EDGAR ↗ | Sep 21, 2015 | K2 INVESTMENT PARTNERS II LLC | D/A | Pooled Investment Fund | Indefinite | $69,082,154 |
| EDGAR ↗ | Aug 25, 2015 | K2 Overseas Investors I Ltd | D/A | Pooled Investment Fund | Indefinite | $641,802,158 |
| EDGAR ↗ | Aug 20, 2015 | K2 Overseas Long Short Fund Ltd | D/A | Pooled Investment Fund | Indefinite | $171,097,962 |
| EDGAR ↗ | Jun 25, 2015 | Pathfinder Strategic Credit Ltd. | D/A | Pooled Investment Fund | Indefinite | $134,300,000 |
| EDGAR ↗ | Jun 25, 2015 | Pathfinder Strategic Credit LP | D/A | Pooled Investment Fund | Indefinite | $5,200,000 |
| EDGAR ↗ | May 26, 2015 | K2 Piton Fund, LLC | D/A | Pooled Investment Fund | Indefinite | $29,554,851 |
| EDGAR ↗ | May 15, 2015 | K2 Macro Opportunities Fund, LLC | D/A | Pooled Investment Fund | Indefinite | $14,914,525 |
| EDGAR ↗ | Apr 30, 2015 | Benefit Street Partners CRE Feeder LLC | D | Pooled Investment Fund | Indefinite | $0 |
| EDGAR ↗ | Apr 30, 2015 | BSP CRE CM NewCo II L.L.C. | D | Pooled Investment Fund | Indefinite | $0 |
| EDGAR ↗ | Apr 24, 2015 | K2 LONG ALPHA FUND LLC | D/A | Pooled Investment Fund | Indefinite | $15,604,622 |
| EDGAR ↗ | Apr 24, 2015 | K2 INVESTMENT PARTNERS LP | D/A | Pooled Investment Fund | Indefinite | $59,304,852 |
| EDGAR ↗ | Mar 10, 2015 | K2 Overseas Long Short Fund Ltd | D/A | Pooled Investment Fund | Indefinite | $170,795,905 |
| EDGAR ↗ | Mar 10, 2015 | K2 Overseas Investors I Ltd | D/A | Pooled Investment Fund | Indefinite | $647,202,413 |
| EDGAR ↗ | Mar 6, 2015 | K2 Custom Solutions Hospital Sisters Fund, Ltd. | D/A | Pooled Investment Fund | Indefinite | $268,265,000 |
| EDGAR ↗ | Mar 6, 2015 | Prudence Crandall Fund IV, LLC | D/A | Pooled Investment Fund | Indefinite | $275,000,000 |
| EDGAR ↗ | Mar 6, 2015 | K2 INSTITUTIONAL INVESTORS II LTD | D/A | Pooled Investment Fund | Indefinite | $302,771,808 |
| EDGAR ↗ | Feb 27, 2015 | Benefit Street Credit Alpha Fund Ltd. | D/A | Pooled Investment Fund | Indefinite | $222,500,000 |
| EDGAR ↗ | Feb 27, 2015 | Benefit Street Credit Alpha Partners LP | D/A | Pooled Investment Fund | Indefinite | $272,582,582 |
| EDGAR ↗ | Feb 12, 2015 | K2 Overseas Investors I Ltd | D/A | Pooled Investment Fund | Indefinite | $647,202,413 |
| EDGAR ↗ | Feb 12, 2015 | K2 LONG SHORT FUND LLC | D/A | Pooled Investment Fund | Indefinite | $360,481,786 |
| EDGAR ↗ | Nov 26, 2014 | BENEFIT STREET PARTNERS RE FR K-31 L.P. | D/A | Pooled Investment Fund | Indefinite | $83,327,000 |
| EDGAR ↗ | Nov 21, 2014 | Black River Agriculture Fund 2.1 LP | D | Pooled Investment Fund | Indefinite | $150,010,000 |
| EDGAR ↗ | Oct 2, 2014 | K2 MASTER FUND LP | D/A | Pooled Investment Fund | Indefinite | $608,170,883 |
| EDGAR ↗ | Sep 19, 2014 | K2 Hedge Fund Tracker LLC | D/A | Pooled Investment Fund | Indefinite | $60,990,193 |
| EDGAR ↗ | Sep 19, 2014 | K2 Sierra Long Short Fund LLC | D/A | Pooled Investment Fund | Indefinite | $8,075,000 |
| EDGAR ↗ | Sep 19, 2014 | K2 INVESTMENT PARTNERS II LLC | D/A | Pooled Investment Fund | Indefinite | $67,320,215 |
| EDGAR ↗ | Sep 8, 2014 | K2 Firebox Investments Fund Ltd. | D | Pooled Investment Fund | Indefinite | $200,000,000 |
| EDGAR ↗ | Jun 25, 2014 | Pathfinder Strategic Credit Ltd. | D | Pooled Investment Fund | Indefinite | $71,000,000 |
| EDGAR ↗ | Jun 25, 2014 | Pathfinder Strategic Credit LP | D | Pooled Investment Fund | Indefinite | $5,200,000 |
| EDGAR ↗ | Jun 25, 2014 | BSP CRE CM NewCo L.L.C. | D | Pooled Investment Fund | Indefinite | $0 |
| EDGAR ↗ | Jun 25, 2014 | Benefit Street Partners CRE Conduit Co L.P. | D | Pooled Investment Fund | Indefinite | $0 |
| EDGAR ↗ | May 27, 2014 | K2 Piton Fund, LLC | D/A | Pooled Investment Fund | Indefinite | $2,604,853 |
| EDGAR ↗ | May 16, 2014 | K2 Macro Opportunities Fund, LLC | D/A | Pooled Investment Fund | Indefinite | $15,784,525 |
| EDGAR ↗ | Apr 29, 2014 | K2 INVESTMENT PARTNERS LP | D/A | Pooled Investment Fund | Indefinite | $55,536,077 |
| EDGAR ↗ | Apr 25, 2014 | K2 LONG ALPHA FUND LLC | D/A | Pooled Investment Fund | Indefinite | $15,482,482 |
| EDGAR ↗ | Apr 22, 2014 | Providence Debt Fund III L.P. | D/A | Pooled Investment Fund | Indefinite | $1,137,320,000 |
| EDGAR ↗ | Apr 22, 2014 | Providence Debt Fund III (Non-US) L.P. | D/A | Pooled Investment Fund | Indefinite | $595,580,000 |
| EDGAR ↗ | Apr 22, 2014 | Providence Debt Fund III (Non-US) L.P. | D/A | Pooled Investment Fund | Indefinite | $595,580,000 |
| EDGAR ↗ | Apr 8, 2014 | Benefit Street Partners Capital Opportunity Fund L.P. | D | Pooled Investment Fund | $150,000,000 | $150,000,000 |
| EDGAR ↗ | Apr 8, 2014 | BENEFIT STREET PARTNERS SMA LM L.P. | D | Pooled Investment Fund | $200,000,000 | $200,000,000 |
| EDGAR ↗ | Mar 21, 2014 | K2 Overseas Long Short Fund Ltd | D/A | Pooled Investment Fund | Indefinite | $169,595,985 |
| EDGAR ↗ | Mar 14, 2014 | K2 INSTITUTIONAL INVESTORS II LTD | D/A | Pooled Investment Fund | Indefinite | $280,905,850 |
| EDGAR ↗ | Mar 7, 2014 | K2 Custom Solutions Hospital Sisters Fund, Ltd. | D/A | Pooled Investment Fund | Indefinite | $268,265,000 |
| EDGAR ↗ | Mar 7, 2014 | Prudence Crandall Fund IV, LLC | D/A | Pooled Investment Fund | Indefinite | $275,000,000 |
| EDGAR ↗ | Feb 28, 2014 | Benefit Street Credit Alpha Partners LP | D/A | Pooled Investment Fund | Indefinite | $240,992,505 |
| EDGAR ↗ | Feb 28, 2014 | Benefit Street Credit Alpha Fund Ltd. | D/A | Pooled Investment Fund | Indefinite | $70,000,000 |
| EDGAR ↗ | Feb 10, 2014 | K2 LONG SHORT FUND LLC | D/A | Pooled Investment Fund | Indefinite | $356,543,524 |
| EDGAR ↗ | Feb 10, 2014 | K2 Overseas Investors I Ltd | D/A | Pooled Investment Fund | Indefinite | $835,497,413 |
| EDGAR ↗ | Dec 20, 2013 | Providence Debt Fund III L.P. | D/A | Pooled Investment Fund | Indefinite | $991,820,000 |
| EDGAR ↗ | Dec 20, 2013 | Providence Debt Fund III (Non-US) L.P. | D/A | Pooled Investment Fund | Indefinite | $513,180,000 |
| EDGAR ↗ | Nov 5, 2013 | Providence Debt Fund III (Non-US) L.P. | D | Pooled Investment Fund | Indefinite | $235,000,000 |
| EDGAR ↗ | Oct 16, 2013 | K2 MASTER FUND LP | D/A | Pooled Investment Fund | Indefinite | $604,285,883 |
| EDGAR ↗ | Oct 16, 2013 | K2 Diversified Fund Ltd | D/A | Pooled Investment Fund | Indefinite | $411,182,781 |
| EDGAR ↗ | Sep 20, 2013 | K2 INVESTMENT PARTNERS II LLC | D/A | Pooled Investment Fund | Indefinite | $61,288,475 |
| EDGAR ↗ | Sep 20, 2013 | K2 Hedge Fund Tracker LLC | D/A | Pooled Investment Fund | Indefinite | $60,490,193 |
| EDGAR ↗ | Sep 20, 2013 | K2 Sierra Long Short Fund LLC | D/A | Pooled Investment Fund | Indefinite | $8,075,000 |
| EDGAR ↗ | Sep 10, 2013 | BENEFIT STREET PARTNERS RE FR K-31 L.P. | D | Pooled Investment Fund | Indefinite | $36,807,000 |
| EDGAR ↗ | Aug 7, 2013 | Providence Debt Fund III L.P. | D | Pooled Investment Fund | Indefinite | $360,000,000 |
| EDGAR ↗ | Jul 11, 2013 | Black River Agriculture Fund 2 LP | D | Pooled Investment Fund | Indefinite | $90,050,000 |
| EDGAR ↗ | Jun 13, 2013 | Stamford Phoenix, LLC | D/A | Pooled Investment Fund | Indefinite | $79,500,000 |
| EDGAR ↗ | May 23, 2013 | K2 Piton Fund, LLC | D | Pooled Investment Fund | Indefinite | $800,000 |
| EDGAR ↗ | May 15, 2013 | K2 Macro Opportunities Fund, LLC | D/A | Pooled Investment Fund | Indefinite | $13,784,525 |
| EDGAR ↗ | Apr 29, 2013 | K2 INVESTMENT PARTNERS LP | D/A | Pooled Investment Fund | Indefinite | $55,536,077 |
| EDGAR ↗ | Apr 19, 2013 | K2 Bluegill Fund LLC (Bluegill Series B) | D | Pooled Investment Fund | Indefinite | $325,120,000 |
| EDGAR ↗ | Apr 19, 2013 | K2 Bluegill Fund LLC | D/A | Pooled Investment Fund | Indefinite | $565,000,000 |
| EDGAR ↗ | Apr 19, 2013 | K2 LONG ALPHA FUND LLC | D/A | Pooled Investment Fund | Indefinite | $15,367,482 |
| EDGAR ↗ | Apr 19, 2013 | K2 Balanced Conditional Risk Overlay Fund LLC | D/A | Pooled Investment Fund | Indefinite | $12,250,000 |
| EDGAR ↗ | Apr 15, 2013 | Prudence Crandall Fund IV, LLC | D/A | Pooled Investment Fund | Indefinite | $150,000,000 |
| EDGAR ↗ | Apr 15, 2013 | K2 Overseas Investors I Ltd | D/A | Pooled Investment Fund | Indefinite | $1,120,522,737 |
| EDGAR ↗ | Apr 15, 2013 | K2 Long Short Master Fund LP | D/A | Pooled Investment Fund | Indefinite | $1,214,738,835 |
| EDGAR ↗ | Apr 15, 2013 | K2 LONG SHORT FUND LLC | D/A | Pooled Investment Fund | Indefinite | $371,600,644 |
| EDGAR ↗ | Apr 15, 2013 | K2 INVESTMENT PARTNERS II LLC | D/A | Pooled Investment Fund | Indefinite | $62,055,646 |
| EDGAR ↗ | Apr 12, 2013 | K2 Columbus Fund, L.P. | D/A | Pooled Investment Fund | Indefinite | $325,500,000 |
| EDGAR ↗ | Apr 12, 2013 | K2 Sierra Long Short Fund LLC | D/A | Pooled Investment Fund | Indefinite | $8,075,000 |
| EDGAR ↗ | Apr 12, 2013 | K2 Hedge Fund Tracker LLC | D/A | Pooled Investment Fund | Indefinite | $51,755,000 |
| EDGAR ↗ | Mar 19, 2013 | K2 Overseas Long Short Fund Ltd | D/A | Pooled Investment Fund | Indefinite | $228,702,842 |
| EDGAR ↗ | Mar 19, 2013 | K2 INSTITUTIONAL INVESTORS II LTD | D/A | Pooled Investment Fund | Indefinite | $282,655,850 |
| EDGAR ↗ | Mar 12, 2013 | K2 Custom Solutions Hospital Sisters Fund, Ltd. | D/A | Pooled Investment Fund | Indefinite | $205,265,000 |
| EDGAR ↗ | Mar 1, 2013 | Benefit Street Credit Alpha Fund Ltd. | D/A | Pooled Investment Fund | Indefinite | $0 |
| EDGAR ↗ | Mar 1, 2013 | Benefit Street Credit Alpha Partners LP | D/A | Pooled Investment Fund | Indefinite | $67,535,130 |
| EDGAR ↗ | Oct 16, 2012 | K2 Overseas Long Short Fund I Ltd | D/A | Pooled Investment Fund | Indefinite | $69,124,836 |
| EDGAR ↗ | Oct 16, 2012 | K2 MASTER FUND LP | D/A | Pooled Investment Fund | Indefinite | $870,165,268 |
| EDGAR ↗ | Oct 16, 2012 | K2 Diversified Fund Ltd | D/A | Pooled Investment Fund | Indefinite | $411,200,660 |
| EDGAR ↗ | Oct 16, 2012 | K2 DCC FUND LLC | D/A | Pooled Investment Fund | Indefinite | $60,000,000 |
| EDGAR ↗ | Sep 28, 2012 | K2 Alternate Strategies (Offshore) Ltd | D/A | Pooled Investment Fund | Indefinite | $63,500,000 |
| EDGAR ↗ | Sep 17, 2012 | Black River Inflation Opportunity Fund Ltd. | D | Pooled Investment Fund | Indefinite | $75,000,000 |
| EDGAR ↗ | Jun 14, 2012 | Stamford Phoenix, LLC | D/A | Pooled Investment Fund | Indefinite | $79,500,000 |
| EDGAR ↗ | May 15, 2012 | K2 Macro Opportunities Fund, LLC | D | Pooled Investment Fund | Indefinite | $8,655,828 |
| EDGAR ↗ | Apr 27, 2012 | K2 Summit Partners LLC | D/A | Pooled Investment Fund | Indefinite | $79,177,493 |
| EDGAR ↗ | Apr 27, 2012 | K2 Diversified Fund LP | D/A | Pooled Investment Fund | Indefinite | $6,000,000 |
| EDGAR ↗ | Apr 27, 2012 | K2 INVESTMENT PARTNERS LP | D/A | Pooled Investment Fund | Indefinite | $50,509,231 |
| EDGAR ↗ | Apr 19, 2012 | K2 LONG ALPHA FUND LLC | D/A | Pooled Investment Fund | Indefinite | $13,391,276 |
| EDGAR ↗ | Apr 19, 2012 | K2 Balanced Conditional Risk Overlay Fund LLC | D/A | Pooled Investment Fund | Indefinite | $12,250,000 |
| EDGAR ↗ | Apr 19, 2012 | LK2 FUND LLC | D/A | Pooled Investment Fund | Indefinite | $0 |
| EDGAR ↗ | Apr 19, 2012 | K2 Bluegill Fund LLC | D/A | Pooled Investment Fund | Indefinite | $765,000,000 |
| EDGAR ↗ | Apr 13, 2012 | K2 Overseas Investors I Ltd | D/A | Pooled Investment Fund | Indefinite | $1,226,187,637 |
| EDGAR ↗ | Apr 13, 2012 | K2 INVESTMENT PARTNERS II LLC | D/A | Pooled Investment Fund | Indefinite | $64,005,646 |
| EDGAR ↗ | Apr 13, 2012 | K2 LONG SHORT FUND LLC | D/A | Pooled Investment Fund | Indefinite | $436,301,087 |
| EDGAR ↗ | Apr 13, 2012 | K2 Long Short Master Fund LP | D/A | Pooled Investment Fund | Indefinite | $1,214,738,835 |
| EDGAR ↗ | Apr 13, 2012 | Prudence Crandall Fund IV, LLC | D/A | Pooled Investment Fund | Indefinite | $100,000,000 |
| EDGAR ↗ | Apr 12, 2012 | K2 Columbus Fund, L.P. | D/A | Pooled Investment Fund | Indefinite | $250,500,000 |
| EDGAR ↗ | Apr 12, 2012 | K2 Sierra Long Short Fund LLC | D/A | Pooled Investment Fund | Indefinite | $8,175,000 |
| EDGAR ↗ | Apr 12, 2012 | K2 Hedge Fund Tracker LLC | D/A | Pooled Investment Fund | Indefinite | $13,005,000 |
| EDGAR ↗ | Apr 11, 2012 | Stamford Patriot LLC | D/A | Pooled Investment Fund | Indefinite | $665,575,530 |
| EDGAR ↗ | Apr 3, 2012 | K2 Overseas Investors I Ltd | D/A | Pooled Investment Fund | Indefinite | $1,226,187,637 |
| EDGAR ↗ | Mar 28, 2012 | Black River Commodity Equity Long/Short Opportunity Fund (Offshore) Ltd. | D | Pooled Investment Fund | Indefinite | $2,449,000 |
| EDGAR ↗ | Mar 28, 2012 | Black River Commodity Equity Long/Short Opportunity Fund (Onshore) Ltd. | D | Pooled Investment Fund | Indefinite | $122,090,367 |
| EDGAR ↗ | Mar 26, 2012 | K2 Currency Fund LLC | D | Pooled Investment Fund | Indefinite | $23,951,250 |
| EDGAR ↗ | Mar 21, 2012 | K2 INSTITUTIONAL INVESTORS II LTD | D/A | Pooled Investment Fund | Indefinite | $340,655,850 |
| EDGAR ↗ | Mar 20, 2012 | K2 Overseas Long Short Fund Ltd | D/A | Pooled Investment Fund | Indefinite | $371,665,764 |
| EDGAR ↗ | Mar 1, 2012 | Benefit Street Credit Alpha Fund Ltd. | D | Pooled Investment Fund | Indefinite | $0 |
| EDGAR ↗ | Mar 1, 2012 | Benefit Street Credit Alpha Partners LP | D | Pooled Investment Fund | Indefinite | $0 |
| EDGAR ↗ | Nov 21, 2011 | Black River Fixed Income Relative Value Opportunity Fund Ltd | D/A | Pooled Investment Fund | Indefinite | $1,281,448,102 |
| EDGAR ↗ | Nov 18, 2011 | K2 Custom Solutions Hospital Sisters Fund, Ltd. | D | Pooled Investment Fund | Indefinite | $187,000,000 |
| EDGAR ↗ | Nov 15, 2011 | Black River Emerging Markets Fund (Offshore) Ltd. | D | Pooled Investment Fund | Indefinite | $25,446,000 |
| EDGAR ↗ | Oct 7, 2011 | K2 MASTER FUND LP | D/A | Pooled Investment Fund | Indefinite | $1,068,291,268 |
| EDGAR ↗ | Oct 7, 2011 | K2 Overseas Long Short Fund I Ltd | D/A | Pooled Investment Fund | Indefinite | $92,915,743 |
| EDGAR ↗ | Oct 7, 2011 | K2 DCC FUND LLC | D/A | Pooled Investment Fund | Indefinite | $60,000,000 |
| EDGAR ↗ | Oct 7, 2011 | K2 Diversified Fund Ltd | D/A | Pooled Investment Fund | Indefinite | $78,016,474 |
| EDGAR ↗ | Sep 28, 2011 | K2 Summit Investors Ltd | D/A | Pooled Investment Fund | Indefinite | $90,500,000 |
| EDGAR ↗ | Sep 28, 2011 | K2 Credit Opportunities Fund LLC | D/A | Pooled Investment Fund | Indefinite | $50,850,000 |
| EDGAR ↗ | Sep 28, 2011 | K2 Alternate Strategies (Offshore) Ltd | D/A | Pooled Investment Fund | Indefinite | $63,500,000 |
| EDGAR ↗ | Sep 22, 2011 | K2 Long Alpha Master Fund LP | D/A | Pooled Investment Fund | Indefinite | $67,550,000 |
| EDGAR ↗ | Jun 13, 2011 | Stamford Phoenix, LLC | D/A | Pooled Investment Fund | Indefinite | $79,500,000 |
| EDGAR ↗ | Apr 27, 2011 | K2 Diversified Fund LP | D/A | Pooled Investment Fund | Indefinite | $6,000,000 |
| EDGAR ↗ | Apr 27, 2011 | K2 INVESTMENT PARTNERS LP | D/A | Pooled Investment Fund | Indefinite | $56,186,467 |
| EDGAR ↗ | Apr 27, 2011 | K2 Summit Partners LLC | D/A | Pooled Investment Fund | Indefinite | $234,283,821 |
| EDGAR ↗ | Apr 20, 2011 | K2 LONG ALPHA FUND LLC | D/A | Pooled Investment Fund | Indefinite | $12,021,581 |
| EDGAR ↗ | Apr 19, 2011 | LK2 FUND LLC | D/A | Pooled Investment Fund | Indefinite | $183,000,000 |
| EDGAR ↗ | Apr 19, 2011 | K2 Equity Market Neutral Fund LLC | D/A | Pooled Investment Fund | Indefinite | $90,048,413 |
| EDGAR ↗ | Apr 19, 2011 | K2 Balanced Conditional Risk Overlay Fund LLC | D/A | Pooled Investment Fund | Indefinite | $12,250,000 |
| EDGAR ↗ | Apr 19, 2011 | K2 Bluegill Fund LLC | D/A | Pooled Investment Fund | Indefinite | $615,000,000 |
| EDGAR ↗ | Apr 15, 2011 | Prudence Crandall Fund IV, LLC | D | Pooled Investment Fund | Indefinite | $100,000,000 |
| EDGAR ↗ | Apr 15, 2011 | K2 LONG SHORT FUND LLC | D/A | Pooled Investment Fund | Indefinite | $522,879,971 |
| EDGAR ↗ | Apr 15, 2011 | K2 Long Short Master Fund LP | D/A | Pooled Investment Fund | Indefinite | $1,294,306,175 |
| EDGAR ↗ | Apr 13, 2011 | K2 INVESTMENT PARTNERS II LLC | D/A | Pooled Investment Fund | Indefinite | $108,001,646 |
| EDGAR ↗ | Apr 11, 2011 | Stamford Patriot LLC | D/A | Pooled Investment Fund | Indefinite | $665,575,530 |
| EDGAR ↗ | Apr 1, 2011 | K2 Overseas Investors I Ltd | D/A | Pooled Investment Fund | Indefinite | $1,476,926,001 |
| EDGAR ↗ | Mar 16, 2011 | K2 INSTITUTIONAL INVESTORS II LTD | D/A | Pooled Investment Fund | Indefinite | $703,511,093 |
| EDGAR ↗ | Mar 16, 2011 | K2 Overseas Long Short Fund Ltd | D/A | Pooled Investment Fund | Indefinite | $273,413,462 |
| EDGAR ↗ | Mar 16, 2011 | K2 Hedge Fund Tracker LLC | D | Pooled Investment Fund | Indefinite | $1,000,000 |
| EDGAR ↗ | Mar 16, 2011 | K2 Sierra Long Short Fund LLC | D | Pooled Investment Fund | Indefinite | $8,175,000 |
| EDGAR ↗ | Mar 16, 2011 | K2 Hedge Fund Tracker LLC | D | Pooled Investment Fund | Indefinite | $1,000,000 |
| EDGAR ↗ | Mar 16, 2011 | K2 Columbus Fund, L.P. | D | Pooled Investment Fund | Indefinite | $250,500,000 |
| EDGAR ↗ | Jan 24, 2011 | Providence TMT Debt Opportunity Feeder II (Non-US) L.P. | D | Pooled Investment Fund | Indefinite | $0 |
| EDGAR ↗ | Jan 24, 2011 | Providence TMT Debt Opportunity Feeder II (US) L.L.C. | D | Pooled Investment Fund | Indefinite | $0 |
| EDGAR ↗ | Oct 14, 2010 | K2 MASTER FUND LP | D/A | Pooled Investment Fund | Indefinite | $1,072,560,268 |
| EDGAR ↗ | Oct 13, 2010 | K2 Diversified Fund Ltd | D/A | Pooled Investment Fund | Indefinite | $53,822,797 |
| EDGAR ↗ | Oct 12, 2010 | K2 Overseas Long Short Fund I Ltd | D/A | Pooled Investment Fund | Indefinite | $102,361,921 |
| EDGAR ↗ | Oct 12, 2010 | K2 DCC FUND LLC | D/A | Pooled Investment Fund | Indefinite | $60,000,000 |
| EDGAR ↗ | Sep 23, 2010 | Providence TMT Operating Partners II L.P. | D/A | Pooled Investment Fund | Indefinite | $0 |
| EDGAR ↗ | Sep 23, 2010 | Providence TMT Debt Opportunity Feeder II L.P. | D/A | Pooled Investment Fund | Indefinite | $50,652,842 |
| EDGAR ↗ | Sep 23, 2010 | Providence TMT Debt Opportunity Fund II L.P. | D/A | Pooled Investment Fund | Indefinite | $219,528,418 |
| EDGAR ↗ | Sep 22, 2010 | K2 Credit Opportunities Fund LLC | D/A | Pooled Investment Fund | Indefinite | $50,850,000 |
| EDGAR ↗ | Sep 22, 2010 | K2 Summit Master Fund L P | D/A | Pooled Investment Fund | Indefinite | $2,063,282 |
| EDGAR ↗ | Sep 22, 2010 | K2 Alternate Strategies (Offshore) Ltd | D/A | Pooled Investment Fund | Indefinite | $57,500,000 |
| EDGAR ↗ | Sep 22, 2010 | K2 Summit Investors Ltd | D/A | Pooled Investment Fund | Indefinite | $132,500,000 |
| EDGAR ↗ | Sep 22, 2010 | K2 Long Alpha Master Fund LP | D/A | Pooled Investment Fund | Indefinite | $67,550,000 |
| EDGAR ↗ | Jun 15, 2010 | Stamford Phoenix, LLC | D/A | Pooled Investment Fund | Indefinite | $70,000,000 |
| EDGAR ↗ | Apr 27, 2010 | K2 Summit Partners LLC | D/A | Pooled Investment Fund | Indefinite | $288,292,561 |
| EDGAR ↗ | Apr 27, 2010 | K2 INVESTMENT PARTNERS LP | D/A | Pooled Investment Fund | Indefinite | $60,163,645 |
| EDGAR ↗ | Apr 27, 2010 | K2 Diversified Fund LP | D/A | Pooled Investment Fund | Indefinite | $6,000,000 |
| EDGAR ↗ | Apr 19, 2010 | K2 COMMODITIES FUND LLC | D | Pooled Investment Fund | Indefinite | $0 |
| EDGAR ↗ | Apr 19, 2010 | K2 INSURANCE FUND LLC | D/A | Pooled Investment Fund | Indefinite | $23,006,020 |
| EDGAR ↗ | Apr 19, 2010 | K2 LONG ALPHA FUND LLC | D/A | Pooled Investment Fund | Indefinite | $17,971,581 |
| EDGAR ↗ | Apr 19, 2010 | LK2 FUND LLC | D/A | Pooled Investment Fund | Indefinite | $183,000,000 |
| EDGAR ↗ | Apr 19, 2010 | K2 Balanced Conditional Risk Overlay Fund LLC | D/A | Pooled Investment Fund | Indefinite | $12,250,000 |
| EDGAR ↗ | Apr 19, 2010 | K2 Alternate Strategies LLC | D/A | Pooled Investment Fund | Indefinite | $143,518,975 |
| EDGAR ↗ | Apr 19, 2010 | K2 CURRENCY ALPHA FUND LLC | D/A | Pooled Investment Fund | Indefinite | $0 |
| EDGAR ↗ | Apr 19, 2010 | K2 Bluegill Fund LLC | D/A | Pooled Investment Fund | Indefinite | $528,000,000 |
| EDGAR ↗ | Apr 19, 2010 | K2 Equity Market Neutral Fund LLC | D/A | Pooled Investment Fund | Indefinite | $83,715,000 |
| EDGAR ↗ | Apr 19, 2010 | Stamford Patriot LLC | D/A | Pooled Investment Fund | Indefinite | $440,575,530 |
| EDGAR ↗ | Apr 19, 2010 | K2 Summit Portable Alpha Fund I Ltd. | D/A | Pooled Investment Fund | Indefinite | $1,137,885 |
| EDGAR ↗ | Apr 19, 2010 | K2 CURRENCY ALPHA FUND LTD | D/A | Pooled Investment Fund | Indefinite | $0 |
| EDGAR ↗ | Apr 16, 2010 | K2 Currency Alpha Master Fund LP | D/A | Pooled Investment Fund | Indefinite | $0 |
| EDGAR ↗ | Apr 15, 2010 | K2 LONG SHORT FUND LLC | D/A | Pooled Investment Fund | Indefinite | $570,173,960 |
| EDGAR ↗ | Apr 15, 2010 | K2 Long Short Master Fund LP | D/A | Pooled Investment Fund | Indefinite | $1,218,362,455 |
| EDGAR ↗ | Apr 12, 2010 | K2 INVESTMENT PARTNERS II LLC | D/A | Pooled Investment Fund | Indefinite | $112,759,620 |
| EDGAR ↗ | Apr 1, 2010 | K2 Overseas Investors I Ltd | D/A | Pooled Investment Fund | Indefinite | $356,900,738 |
| EDGAR ↗ | Mar 16, 2010 | K2 INSTITUTIONAL INVESTORS II LTD | D/A | Pooled Investment Fund | Indefinite | $683,475,949 |
| EDGAR ↗ | Mar 16, 2010 | K2 Overseas Long Short Fund Ltd | D/A | Pooled Investment Fund | Indefinite | $244,507,185 |
| EDGAR ↗ | Oct 13, 2009 | K2 Diversified Fund Ltd | D/A | Pooled Investment Fund | Indefinite | $319,311,625 |
| EDGAR ↗ | Oct 9, 2009 | K2 MASTER FUND LP | D/A | Pooled Investment Fund | Indefinite | $706,574,254 |
| EDGAR ↗ | Oct 9, 2009 | K2 Overseas Long Short Fund I Ltd | D/A | Pooled Investment Fund | Indefinite | $184,756,820 |
| EDGAR ↗ | Oct 9, 2009 | K2 DCC FUND LLC | D/A | Pooled Investment Fund | Indefinite | $60,000,000 |
| EDGAR ↗ | Sep 23, 2009 | Providence TMT Debt Opportunity Fund II L.P. | D | Pooled Investment Fund | Indefinite | $0 |
| EDGAR ↗ | Sep 23, 2009 | Providence TMT Debt Opportunity Feeder II L.P. | D | Pooled Investment Fund | Indefinite | $0 |
| EDGAR ↗ | Sep 23, 2009 | Providence TMT Operating Partners II L.P. | D | Pooled Investment Fund | Indefinite | $0 |
| EDGAR ↗ | Sep 22, 2009 | K2 Credit Opportunities Fund LLC | D/A | Pooled Investment Fund | Indefinite | $51,350,000 |
| EDGAR ↗ | Sep 22, 2009 | K2 Summit Investors Ltd | D/A | Pooled Investment Fund | Indefinite | $349,139,338 |
| EDGAR ↗ | Sep 22, 2009 | K2 Long Alpha Master Fund LP | D/A | Pooled Investment Fund | Indefinite | $65,500,000 |
| EDGAR ↗ | Sep 22, 2009 | K2 Summit Master Fund L P | D/A | Pooled Investment Fund | Indefinite | $673,254,000 |
| EDGAR ↗ | Sep 22, 2009 | K2 Alternate Strategies (Offshore) Ltd | D/A | Pooled Investment Fund | Indefinite | $229,918,920 |
| EDGAR ↗ | Jul 10, 2009 | Black River Commodity Trading Fund (Offshore) Ltd. | D | Pooled Investment Fund | Indefinite | $212,597,857 |
| EDGAR ↗ | Jul 10, 2009 | Black River Commodity Trading Fund (Onshore) Ltd. | D | Pooled Investment Fund | Indefinite | $176,213,973 |
| EDGAR ↗ | Jun 10, 2009 | K2 Institutional Investors II LLC | D/A | Pooled Investment Fund | Indefinite | $166,649,055 |
| EDGAR ↗ | Jun 10, 2009 | Stamford Phoenix, LLC | D | Pooled Investment Fund | Indefinite | $44,000,000 |
Activity: 6 new offerings in the last 12 months across all issuers in this group (new offering = a Form D that is not an amendment, D/A) · most recent filing Oct 22, 2026. Industry history, as reported on each offering's latest filing: Previous offerings: Pooled Investment Fund (2009–2017), REITS and Finance (2018), Pooled Investment Fund (2018), Commercial (2018), Pooled Investment Fund (2018–2020), REITS and Finance (2021), Pooled Investment Fund (2021–2022), REITS and Finance (2022), Pooled Investment Fund (2022–2023), REITS and Finance (2024), Pooled Investment Fund (2024–2025), REITS and Finance (2025), Pooled Investment Fund (2025), REITS and Finance (2026). Latest offering: Pooled Investment Fund (2026; most recent Sep 10, 2026).
| Name | Roles | Issuers here | First → last listed |
|---|---|---|---|
| Bjorn A. Davis | Executive Officer, Director | 72 | Mar 26, 2012 → Apr 19, 2024 |
| THOMAS J. GAHAN | Executive Officer, Director | 64 | Sep 23, 2009 → Feb 24, 2026 |
| K2/D&S Management Co., L.L.C. entity | Director, Executive Officer, Promoter | 60 | Jun 10, 2009 → Aug 20, 2026 |
| David C. Saunders | Executive Officer, Director | 59 | Jun 10, 2009 → Mar 15, 2019 |
| John T. Ferguson | Executive Officer, Director | 50 | Jun 10, 2009 → Aug 20, 2026 |
| RICHARD J. BYRNE | Executive Officer, Director | 48 | Aug 7, 2013 → Feb 24, 2026 |
| K2 Advisors, L.L.C. entity | Executive Officer, Director, Promoter | 47 | Sep 22, 2009 → Aug 1, 2025 |
| DAVID J. MANLOWE | Executive Officer, Director | 46 | Aug 7, 2013 → Feb 24, 2026 |
| William A. Douglass | Executive Officer, Director | 42 | Jun 10, 2009 → Apr 24, 2015 |
| Madison S. Gulley | Executive Officer | 35 | Apr 16, 2019 → Dec 14, 2020 |
| MICHAEL E. PAASCHE | Executive Officer, Director | 34 | Aug 7, 2013 → Feb 14, 2024 |
| BLAIR D. FAULSTICH | Executive Officer | 29 | Feb 11, 2016 → Nov 6, 2025 |
| Andrew A. Kandiew | Executive Officer, Director | 28 | Nov 25, 2020 → Aug 28, 2025 |
| John P. Hornbostel | Executive Officer, Director | 28 | Nov 18, 2011 → May 27, 2014 |
| Nolan T. Altman | Director | 26 | Mar 20, 2012 → Aug 20, 2026 |
| Robin M. Ostlund | Executive Officer | 25 | May 16, 2024 → Aug 20, 2026 |
| David Manlowe | Executive Officer, Director | 21 | Mar 1, 2012 → Sep 10, 2026 |
| Benjamin C. Browning | Executive Officer | 17 | Apr 16, 2019 → Sep 9, 2019 |
| Bryan Martoken | Director, Executive Officer | 16 | Sep 10, 2013 → Jun 6, 2025 |
| David S. Sargison | Director | 15 | Mar 6, 2015 → Dec 15, 2022 |
| Christina T. Greifzu | Director, Executive Officer | 13 | Sep 22, 2021 → Aug 20, 2026 |
| K2 Ascent LLC entity | Executive Officer | 13 | Jul 15, 2021 → Aug 1, 2025 |
| K2 Mauna Kea LLC entity | Executive Officer | 13 | Jun 8, 2018 → Jun 15, 2021 |
| Benefit Street Partners L.L.C. entity | Executive Officer, Promoter | 12 | Feb 27, 2015 → May 3, 2024 |
| Bryan A. Martoken | Executive Officer | 11 | Apr 3, 2023 → Dec 15, 2023 |
| Edward Steven McGraw | Executive Officer, Director | 10 | Feb 27, 2026 → Aug 20, 2026 |
| David A. Manlowe | Executive Officer | 10 | Apr 16, 2021 → Dec 13, 2022 |
| Reeve Kelsey Biggers, Jr. | Director, Executive Officer | 9 | Aug 20, 2015 → Nov 27, 2019 |
| DANIEL CHAPMAN | Executive Officer | 8 | Jun 28, 2016 → Oct 22, 2026 |
| Nolan T. Altman | Director | 8 | Sep 22, 2020 → Aug 20, 2026 |
| BSP Ultimate GP Ltd. entity | Promoter, Executive Officer | 8 | Jul 14, 2020 → Aug 13, 2025 |
| ANGELA GORDER | Executive Officer | 8 | Jun 28, 2016 → Feb 3, 2022 |
| Ray E. Costa | Executive Officer | 8 | Aug 9, 2017 → Jan 14, 2022 |
| Brent E. Buckley | Executive Officer | 8 | Aug 9, 2017 → Jan 14, 2022 |
| Black River Asset Management LLC entity | Promoter, Executive Officer | 8 | Nov 15, 2011 → Sep 21, 2015 |
| Bryan T. Martoken | Executive Officer | 7 | Apr 3, 2023 → Dec 13, 2023 |
| Andrew T. Kandiew | Director | 7 | Apr 16, 2020 → Oct 17, 2023 |
| ARGENTEM CREEK HOLDINGS LLC entity | Promoter | 7 | Jun 28, 2016 → Jan 31, 2023 |
| C. K2 Mauna Kea LLC entity | Executive Officer, Director | 7 | May 25, 2018 → Jun 8, 2018 |
| Paul J. Salem | Director, Executive Officer | 7 | Sep 23, 2009 → Apr 22, 2014 |
| Gary Jarrett | Director | 7 | Jul 10, 2009 → Sep 17, 2012 |
| MATTHEW J. JACOBS | Executive Officer | 6 | Apr 29, 2021 → Feb 24, 2026 |
| TANYA J. MOLLOVA | Executive Officer | 6 | Apr 29, 2021 → Feb 24, 2026 |
| MICHAEL J. COMPARATO | Executive Officer | 6 | Apr 29, 2021 → Feb 24, 2026 |
| JEROME J. BAGLIEN | Executive Officer | 6 | Apr 29, 2021 → Feb 24, 2026 |
| ARGENTEM CREEK GP HOLDINGS LP entity | Promoter | 6 | Jun 28, 2016 → Jan 31, 2023 |
| Raphael T. Blunschi | Director | 6 | Sep 22, 2020 → Dec 14, 2020 |
| Jeffrey Drobny | Director | 6 | Jul 10, 2009 → Sep 17, 2012 |
| Jerome S. Baglien | Executive Officer, Director | 5 | Jan 18, 2017 → Mar 18, 2026 |
| KING D. JANG | Executive Officer | 5 | Dec 20, 2024 → Nov 6, 2025 |
| FRANKLIN D. LEONG | Executive Officer | 5 | Dec 20, 2024 → Nov 6, 2025 |
| SAAHIL D. MAHAJAN | Executive Officer | 5 | Dec 20, 2024 → Nov 6, 2025 |
| LARRY D. ZIMMERMAN | Executive Officer | 5 | Dec 20, 2024 → Nov 6, 2025 |
| Ethan Mark | Executive Officer | 5 | Feb 4, 2020 → Jan 31, 2023 |
| David S. Manlowe | Executive Officer | 5 | Apr 2, 2021 → Dec 15, 2022 |
| CHARLES FRIEDBERG | Executive Officer | 5 | Jun 28, 2016 → Jun 7, 2019 |
| BEN HAWN | Executive Officer | 5 | Jun 28, 2016 → Jun 7, 2019 |
| Guilherme Schmidt | Director, Executive Officer | 5 | Jul 10, 2009 → Jun 25, 2015 |
| Gary P. Watson | Director | 5 | Sep 8, 2014 → Mar 10, 2015 |
| Jonathan M. Nelson | Director | 5 | Sep 23, 2009 → Jan 24, 2011 |
ARGENTEM CREEK PARTNERS — SEC-registered investment adviser · SEC registration status as reported: “Approved” since Dec 4, 2015 · SEC file 801-106903 · Main office: NEW YORK, NY · IAPD record ↗ · Form ADV filing (PDF) ↗
Regulatory assets under management: $628,382,517 as reported on Form ADV filed Mar 31, 2026 (Item 5.F(2)(c)) · 5 accounts (Item 5.F(2)(f))
Websites listed on Form ADV (Item 1.I): WWW.ARGENTEMCREEK.COM ↗
Answers as filed by the adviser on Form ADV Part 1A, Item 11; question text quoted from the form. Details of each “Yes” are in the Disclosure Reporting Pages of the Form ADV (PDF) ↗.
Matched on management entity listed on Form D = adviser name, state · match confidence 90% · Form ADV data: SEC Investment Adviser Information Report (SEC-registered advisers), file dated 2026-10-02, loaded Oct 23, 2026, 8:39 PM ET · IAPD record last checked Oct 23, 2026, 10:45 PM ET
None found in sources searched.
Sources searched: SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 · Last checked Oct 23, 2026, 8:41 PM ET.
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