Sponsor Check › Person
Related person on Form D filings · address states as listed: NY, CT, FL · listed Feb 14, 2022 → Sep 30, 2026
Data last updated: Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 23, 2026, 11:56 PM ET · SEC enforcement last checked: not yet
Privacy: business-related public information only. Residential addresses are never shown; only the state from the filing.
The five facts investors ask about first. Each section states what was searched and when. Items still in human review are not shown.
None found in sources searched.
Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30) — federal district + bankruptcy courts; live RECAP re-check pending. State courts: not yet searched. PACER: not searched. · Last checked Oct 23, 2026, 11:56 PM ET.
State courts: not yet searched. No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.
SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — not yet searched; State securities regulators searched: AZ (Corporation Commission Securities Division), CA (DFPI — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), DE (DOJ Investor Protection Unit), TX (State Securities Board), WA (DFI) — last crawled Oct 23, 2026, 9:57 PM ET. Other states: not yet searched.
Not yet searched.
No SEC search has run yet for this person.
None found in sources searched.
Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not yet searched. PACER: not searched (RECAP only). · Last checked Oct 23, 2026, 11:56 PM ET.
State courts: not yet searched. No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.
Comparisons are made for sponsors and sponsor groups, not individual people.
12 of 64 offerings report sales commissions totalling $6,192,617; 0 report finder's fees; 0 report proceeds to related persons. (includes amounts the issuer reported as estimates)
| Source | Offering (latest filing) | Sales commissions | Finder's fees | To insiders | Paid to sell it |
|---|---|---|---|---|---|
| EDGAR ↗ | Sep 30, 2026 D File 021-599445 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Sep 30, 2026 D File 021-599447 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | May 27, 2026 D/A File 021-360604 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | May 27, 2026 D/A File 021-42685 | $68,759 (est.) | $0 | $0 | Raymond James and Associates, Inc. BrokerCheck CRD 705 ↗ Raymond James Financial Services, Inc. BrokerCheck CRD 6694 ↗ Stifel, Nicolaus and Company, Incorporated BrokerCheck CRD 793 ↗ Truist Investment Services, Inc. BrokerCheck CRD 17499 ↗ Morgan Stanley Smith Barney LLC BrokerCheck CRD 149777 ↗ |
| EDGAR ↗ | May 27, 2026 D/A File 021-133835 | $8,550 (est.) | $0 | $0 | Stifel, Nicolaus and Company, Incorporated BrokerCheck CRD 793 ↗ Raymond James and Associates, Inc. BrokerCheck CRD 705 ↗ Raymond James Financial Services, Inc. BrokerCheck CRD 6694 ↗ AAN Advisor HK Limited no CRD number reported Bank Julius Baer and Co Ltd no CRD number reported |
| EDGAR ↗ | May 27, 2026 D/A File 021-133837 | $15,374 (est.) | $0 | $0 | Stifel, Nicolaus and Company, Incorporated BrokerCheck CRD 793 ↗ Morgan Stanley Smith Barney LLC BrokerCheck CRD 149777 ↗ Raymond James and Associates, Inc. BrokerCheck CRD 705 ↗ Raymond James Financial Services, Inc. BrokerCheck CRD 6694 ↗ AAN Advisor HK Limited no CRD number reported Ashton Thomas Securities, LLC BrokerCheck CRD 16629 ↗ |
| EDGAR ↗ | May 27, 2026 D/A File 021-146237 | $0 (est.) | $0 | $0 | AAN Advisor HK Limited no CRD number reported |
| EDGAR ↗ | May 27, 2026 D/A File 021-173601 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | May 27, 2026 D/A File 021-53797 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | May 27, 2026 D/A File 021-182737 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | May 27, 2026 D/A File 021-75759 | $676,317 (est.) | $0 | $0 | Stifel, Nicolaus and Company, Incorporated BrokerCheck CRD 793 ↗ Morgan Stanley Smith Barney LLC BrokerCheck CRD 149777 ↗ Raymond James and Associates, Inc. BrokerCheck CRD 705 ↗ Raymond James Financial Services, Inc. BrokerCheck CRD 6694 ↗ Ashton Thomas Securities, LLC BrokerCheck CRD 16629 ↗ |
| EDGAR ↗ | May 27, 2026 D/A File 021-126831 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | May 27, 2026 D/A File 021-128762 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | May 27, 2026 D/A File 021-133836 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | May 27, 2026 D/A File 021-173839 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | May 27, 2026 D/A File 021-117026 | $28,604 (est.) | $0 | $0 | RBC Capital Markets, LLC BrokerCheck CRD 31194 ↗ |
| EDGAR ↗ | May 27, 2026 D/A File 021-433592 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | May 27, 2026 D/A File 021-386522 | $7,380 (est.) | $0 | $0 | RBC Capital Markets, LLC BrokerCheck CRD 31194 ↗ AAN Advisor HK Limited no CRD number reported |
| EDGAR ↗ | May 27, 2026 D/A File 021-395660 | $136,376 (est.) | $0 | $0 | Merrill Lynch, Pierce, Fenner and Smith Incorporated BrokerCheck CRD 7691 ↗ |
| EDGAR ↗ | May 27, 2026 D/A File 021-395663 | $43,155 (est.) | $0 | $0 | Saudi Fransi Capital no CRD number reported Merrill Lynch, Pierce, Fenner and Smith Incorporated BrokerCheck CRD 7691 ↗ |
| EDGAR ↗ | May 27, 2026 D/A File 021-523039 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | May 27, 2026 D/A File 021-540602 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | May 27, 2026 D/A File 021-551544 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | May 27, 2026 D/A File 021-551545 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | May 27, 2026 D/A File 021-444907 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | May 27, 2026 D/A File 021-444906 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | May 27, 2026 D/A File 021-533978 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | May 27, 2026 D/A File 021-232569 | $866,137 (est.) | $0 | $0 | CAIS Capital LLC BrokerCheck CRD 154512 ↗ Wells Fargo Clearing Services, LLC BrokerCheck CRD 11025 ↗ Bradesco Investments Inc. BrokerCheck CRD 19453 ↗ JP Morgan Securities LLC BrokerCheck CRD 79 ↗ Raymond James and Associates, Inc. BrokerCheck CRD 705 ↗ Raymond James Financial Services, Inc. BrokerCheck CRD 6694 ↗ Bank Julius Baer and Co Ltd no CRD number reported Saudi Fransi Capital no CRD number reported AAN Advisor HK Limited no CRD number reported Ashton Thomas Securities, LLC BrokerCheck CRD 16629 ↗ |
| EDGAR ↗ | May 27, 2026 D/A File 021-523031 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | May 27, 2026 D/A File 021-232391 | $1,217,902 (est.) | $0 | $0 | JP Morgan Securities LLC BrokerCheck CRD 79 ↗ Raymond James and Associates, Inc. BrokerCheck CRD 705 ↗ CAIS Capital LLC BrokerCheck CRD 154512 ↗ Bradesco Investments Inc. BrokerCheck CRD 19453 ↗ Wells Fargo Clearing Service, LLC BrokerCheck CRD 19616 ↗ Raymond James Financial Services, Inc. BrokerCheck CRD 6694 ↗ Ashton Thomas Securities, LLC BrokerCheck CRD 16629 ↗ |
| EDGAR ↗ | May 27, 2026 D/A File 021-523035 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | May 27, 2026 D/A File 021-452337 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | May 27, 2026 D/A File 021-530443 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | May 27, 2026 D/A File 021-523037 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | May 27, 2026 D/A File 021-523028 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Nov 10, 2025 D/A File 021-441828 | $0 (est.) | $0 (est.) | $0 (est.) The General Partner is entitled to receive certain fees in accordance with the applicable offering documents. | None listed on this filing |
| EDGAR ↗ | Nov 10, 2025 D/A File 021-530450 | $0 (est.) | $0 (est.) | $0 (est.) The Manager is entitled to receive management fees and performance fees in accordance with the applicable offering documents and sub-advisory agreements. | None listed on this filing |
| EDGAR ↗ | Jun 4, 2025 D/A File 021-172789 | $0 (est.) | $0 (est.) | $0 (est.) The Manager is entitled to receive management fees and performance fees in accordance with the applicable offering documents and sub-advisory agreements. | None listed on this filing |
| EDGAR ↗ | Jun 4, 2025 D/A File 021-250648 | $0 (est.) | $0 (est.) | $0 (est.) The Manager is entitled to receive management fees and performance fees in accordance with the applicable offering documents and sub-advisory agreements. | None listed on this filing |
| EDGAR ↗ | Jun 4, 2025 D/A File 021-244231 | $0 (est.) | $0 (est.) | $0 (est.) The Manager is entitled to receive management fees and performance fees in accordance with the applicable offering documents and sub-advisory agreements. | None listed on this filing |
| EDGAR ↗ | Jun 4, 2025 D/A File 021-267473 | $0 (est.) | $0 (est.) | $0 (est.) The Manager is entitled to receive management fees and performance fees in accordance with the applicable offering documents and sub-advisory agreements. | None listed on this filing |
| EDGAR ↗ | Jun 4, 2025 D/A File 021-286612 | $0 (est.) | $0 (est.) | $0 (est.) The Manager is entitled to receive management fees and performance fees in accordance with the applicable offering documents and sub-advisory agreements. | None listed on this filing |
| EDGAR ↗ | Feb 14, 2024 D/A File 021-316807 | $0 (est.) | $0 (est.) | $0 (est.) The Investment Manager is entitled to receive management fees and performance fees in accordance with the applicable offering documents. | None listed on this filing |
| EDGAR ↗ | Feb 14, 2023 D/A File 021-270492 | $0 (est.) | $0 (est.) | $0 (est.) The Investment Manager is entitled to receive management fees and performance fees in accordance with the applicable offering documents. | None listed on this filing |
| EDGAR ↗ | Feb 14, 2023 D/A File 021-270491 | $0 (est.) | $0 (est.) | $0 (est.) The Manager is entitled to receive management fees and performance fees in accordance with the applicable offering documents. | None listed on this filing |
| EDGAR ↗ | Feb 15, 2022 D/A File 021-128795 | $0 (est.) | $0 (est.) | $0 (est.) The Investment Manager is entitled to receive management fees and performance fees in accordance with the applicable offering documents. | Mitsui & Co. Alternative Investments Ltd. no CRD number reported |
| EDGAR ↗ | May 7, 2021 D File 021-398654 | $0 (est.) | $0 (est.) | $0 (est.) The Manager and Sub-Adviser are entitled to receive management fees and performance fees in accordance with the applicable offering documents and sub-advisory agreements. | None listed on this filing |
| EDGAR ↗ | Sep 9, 2019 D File 021-348304 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Sep 9, 2019 D File 021-348308 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Jun 13, 2019 D/A File 021-313284 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Jun 13, 2019 D/A File 021-313337 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Jun 13, 2019 D/A File 021-314181 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Jun 13, 2019 D/A File 021-314178 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Jun 13, 2019 D/A File 021-314175 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Jun 13, 2019 D/A File 021-314167 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Jun 13, 2019 D/A File 021-314155 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Jun 10, 2019 D/A File 021-313280 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Jun 10, 2019 D/A File 021-313283 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | May 2, 2019 D/A File 021-54965 | $0 | $0 | $0 | Wachovia Alternative Strategies Group, Inc BrokerCheck CRD 133204 ↗ JP Morgan Securities Inc BrokerCheck CRD 18718 ↗ Citigroup Global Markets Inc. BrokerCheck CRD 7059 ↗ Merrill Lynch Pierce Fenner & Smith Incorporated BrokerCheck CRD 7691 ↗ |
| EDGAR ↗ | May 2, 2019 D/A File 021-58614 | $3,037,057 (est.) | $0 | $0 | Morgan Stanley BrokerCheck CRD 149777 ↗ Deutsche Bank Securities Inc. BrokerCheck CRD 2525 ↗ Merrill Lynch Pierce Fenner & Smith, Inc. BrokerCheck CRD 7691 ↗ Highland Information Services, Inc. BrokerCheck CRD 25873 ↗ |
| EDGAR ↗ | Apr 24, 2019 D/A File 021-224228 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Apr 24, 2019 D/A File 021-257483 | $87,006 (est.) | $0 | $0 | Merrill Lynch, Pierce, Fenner & Smith, Inc. BrokerCheck CRD 7691 ↗ |
| EDGAR ↗ | Apr 16, 2019 D/A File 021-168983 | $0 (est.) | $0 | $0 | Merrill Lynch, Pierce, Fenner & Smith, Inc. BrokerCheck CRD 7691 ↗ |
| EDGAR ↗ | Apr 16, 2019 D File 021-337456 | $0 | $0 | $0 | None listed on this filing |
As reported by the issuer on Form D (Items 12–15), latest filing per offering (one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.
Counted across every filing this person is listed on (latest filing per offering, per issuer).
| Source | Issuer | Role | Filed | Form | Offering | Sold | Investors | Min. investment |
|---|---|---|---|---|---|---|---|---|
| EDGAR ↗ | Lighthouse Omphalos Fund LP group: Lighthouse | Executive Officer | Sep 30, 2026 | D | Indefinite similar: $155,000–$5,250,000 | $0 | 0 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Lighthouse Omphalos Fund Ltd group: Lighthouse | Executive Officer, Director | Sep 30, 2026 | D | Indefinite similar: $155,000–$5,250,000 | $10,000,000 | 4 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | LH PAMLI Global Credit Convexity Fund, LP group: Lighthouse | Executive Officer | May 27, 2026 | D/A | Indefinite similar: $155,000–$5,250,000 | $109,197,423 | 15 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | LH PAMLI Global Credit Convexity Fund (Cayman), LP group: Lighthouse | Executive Officer, Director | May 27, 2026 | D/A | Indefinite similar: $155,000–$5,250,000 | $85,206,805 | 10 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Lighthouse Aggressive Growth Fund, L.P. group: Lighthouse | Executive Officer | May 27, 2026 | D/A | Indefinite similar: $155,000–$5,250,000 | $134,698,642 | 67 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Lighthouse V Fund Ltd group: Lighthouse | Executive Officer, Director | May 27, 2026 | D/A | Indefinite similar: $155,000–$5,250,000 | $710,783,657 | 49 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Lighthouse Multi-Strategy Fund, L.P. group: Lighthouse | Executive Officer | May 27, 2026 | D/A | Indefinite similar: $155,000–$5,250,000 | $303,166,592 | 142 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Lighthouse Multi-Strategy Fund Ltd group: Lighthouse | Executive Officer, Director | May 27, 2026 | D/A | Indefinite similar: $155,000–$5,250,000 | $719,943,312 | 65 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Lighthouse Healthcare Segregated Portfolio, a segregated portfolio of Lighthouse Strategies Fund SPC group: Lighthouse | Executive Officer | May 27, 2026 | D/A | Indefinite similar: $155,000–$5,250,000 | $408,696,372 | 53 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Lighthouse Asian Compass Segregated Portfolio, a segregated portfolio of Lighthouse Strategies Fund, SPC group: Lighthouse | Executive Officer | May 27, 2026 | D/A | Indefinite similar: $155,000–$5,250,000 | $1,136,983,458 | 28 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Lighthouse Strategies Fund LLC - Lighthouse Healthcare Series group: Lighthouse | Executive Officer, Director | May 27, 2026 | D/A | Indefinite similar: $155,000–$5,250,000 | $164,040,586 | 80 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Mission Crest Macro Dynamic Fund, Ltd. group: Lighthouse | Executive Officer, Director | May 27, 2026 | D/A | Indefinite similar: $155,000–$5,250,000 | $146,882,698 | 9 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Mission Crest Macro Dynamic Fund, LP group: Lighthouse | Executive Officer | May 27, 2026 | D/A | Indefinite similar: $155,000–$5,250,000 | $194,105,663 | 12 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Penglai Peak Offshore Fund, Ltd. group: Lighthouse | Executive Officer, Director | May 27, 2026 | D/A | Indefinite similar: $155,000–$5,250,000 | $258,144,874 | 1 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Penglai Peak Fund, LP group: Lighthouse | Executive Officer | May 27, 2026 | D/A | Indefinite similar: $155,000–$5,250,000 | $118,292,814 | 7 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Fortress Beacon Ltd group: Lighthouse | Executive Officer Co-Investment Manager | May 27, 2026 | D/A | Indefinite similar: $155,000–$5,250,000 | $592,776,991 | 6 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Fortress Beacon LP group: Lighthouse | Executive Officer | May 27, 2026 | D/A | Indefinite similar: $155,000–$5,250,000 | $562,713,879 | 6 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Pier61 Fund, Ltd group: Lighthouse | Executive Officer, Director | May 27, 2026 | D/A | Indefinite similar: $155,000–$5,250,000 | $62,144,023 | 8 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | North Rock Fund, L.P. group: Lighthouse | Executive Officer | May 27, 2026 | D/A | Indefinite similar: $155,000–$5,250,000 | $1,277,630,411 | 1127 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Pier61 Fund, LP group: Lighthouse | Executive Officer | May 27, 2026 | D/A | Indefinite similar: $155,000–$5,250,000 | $92,307,653 | 3 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | North Rock Fund, Ltd group: Lighthouse | Executive Officer | May 27, 2026 | D/A | Indefinite similar: $155,000–$5,250,000 | $3,504,264,121 | 765 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Lighthouse Opportunities Fund Ltd group: Lighthouse | Executive Officer, Director | May 27, 2026 | D/A | Indefinite similar: $155,000–$5,250,000 | $1,153,892,812 | 58 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Lighthouse Opportunities Fund LP group: Lighthouse | Executive Officer | May 27, 2026 | D/A | Indefinite similar: $155,000–$5,250,000 | $427,583,312 | 101 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Mesirow Institutional Multi-Strategy Fund, L.P. group: Lighthouse | Executive Officer | May 27, 2026 | D/A | Indefinite similar: $155,000–$5,250,000 | $535,953,433 | 36 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Lighthouse Diversified Fund QP II, L.P. group: Lighthouse | Executive Officer | May 27, 2026 | D/A | Indefinite similar: $155,000–$5,250,000 | $986,113,769 | 596 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Lighthouse Diversified Fund Ltd group: Lighthouse | Executive Officer | May 27, 2026 | D/A | Indefinite similar: $155,000–$5,250,000 | $6,991,873,626 | 583 similar: 4–27 | $50,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Lighthouse Asian Compass Series, A Series of Lighthouse Strategies Fund, LLC group: Lighthouse | Executive Officer | May 27, 2026 | D/A | Indefinite similar: $155,000–$5,250,000 | $372,823,103 | 16 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Mission Crest Macro Fund, Ltd. group: Lighthouse | Executive Officer, Director | May 27, 2026 | D/A | Indefinite similar: $155,000–$5,250,000 | $911,403,720 | 155 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | LH Private Consumer Credit Ltd group: Lighthouse | Executive Officer, Director | May 27, 2026 | D/A | Indefinite similar: $155,000–$5,250,000 | $10,800,000 | 2 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | LH Private Consumer Credit LP group: Lighthouse | Executive Officer | May 27, 2026 | D/A | Indefinite similar: $155,000–$5,250,000 | $15,470,000 | 6 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Delegate Lighthouse Select Fund, LLC group: Lighthouse | Executive Officer | May 27, 2026 | D/A | Indefinite similar: $155,000–$5,250,000 | $51,460,000 | 21 similar: 4–27 | $250,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Lighthouse SRI Global Long/Short Fund Ltd group: Lighthouse | Executive Officer, Director | May 27, 2026 | D/A | Indefinite similar: $155,000–$5,250,000 | $154,112,071 | 28 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Mission Crest Macro Fund, LP group: Lighthouse | Executive Officer | May 27, 2026 | D/A | Indefinite similar: $155,000–$5,250,000 | $679,067,189 | 237 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Lighthouse Global Long/Short Fund Ltd group: Lighthouse | Executive Officer | May 27, 2026 | D/A | Indefinite similar: $155,000–$5,250,000 | $2,724,609,107 | 316 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Lighthouse Global Long/Short Fund, L.P. group: Lighthouse | Executive Officer | May 27, 2026 | D/A | Indefinite similar: $155,000–$5,250,000 | $827,939,870 | 737 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | LH PAMLI Global Credit Convexity Fund, LP group: Lighthouse | Executive Officer | Mar 27, 2026 | D/A | Indefinite similar: $155,000–$5,250,000 | $110,558,229 | 16 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | LH PAMLI Global Credit Convexity Fund (Cayman), LP group: Lighthouse | Executive Officer | Mar 27, 2026 | D/A | Indefinite similar: $155,000–$5,250,000 | $84,976,267 | 10 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | LH Private Consumer Credit Ltd group: Lighthouse | Executive Officer, Director | Mar 12, 2026 | D/A | Indefinite similar: $155,000–$5,250,000 | $5,700,000 | 2 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | PW Map Ltd group: Lighthouse | Executive Officer, Director Executive Officer of Lighthouse Investment Partners, LLC and Director of PW Map Ltd. | Nov 10, 2025 | D/A | Indefinite similar: $155,000–$5,250,000 | $399,653,171 | 4 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | PW MAP FUND LP group: Lighthouse | Executive Officer Of the Platform Service Provider | Nov 10, 2025 | D/A | Indefinite similar: $155,000–$5,250,000 | $85,811,886 | 10 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | LH PAMLI Global Credit Convexity Fund, LP group: Lighthouse | Executive Officer of the General Partner | Aug 11, 2025 | D/A | Indefinite similar: $155,000–$5,250,000 | $115,026,992 | 20 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | LH PAMLI Global Credit Convexity Fund (Cayman), LP group: Lighthouse | Director of the General Partner of the Issuer | Aug 11, 2025 | D/A | Indefinite similar: $155,000–$5,250,000 | $87,187,576 | 10 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Mission Crest Macro Dynamic Fund, LP group: Lighthouse | Executive Officer Vice President of Mission Crest Capital Management, LLC | Jul 14, 2025 | D | Indefinite similar: $155,000–$5,250,000 | $174,871,009 | 9 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Mission Crest Macro Dynamic Fund, Ltd. group: Lighthouse | Executive Officer, Director Vice President of Mission Crest Capital Management and Director of the Fund | Jul 14, 2025 | D | Indefinite similar: $155,000–$5,250,000 | $102,337,698 | 2 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Phoenix LHF Ltd. group: Lighthouse | Executive Officer, Director of the Investment Manager | Jun 4, 2025 | D/A | Indefinite similar: $155,000–$5,250,000 | $286,850,251 | 1 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | PHC Fund Ltd. | Executive Officer, Director of the Investment Manager | Jun 4, 2025 | D/A | Indefinite similar: $155,000–$5,250,000 | $153,195,435 | 1 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Penglai Peak Offshore Fund, Ltd. group: Lighthouse | Executive Officer, Director of the Investment Manager | Jun 4, 2025 | D/A | Indefinite similar: $155,000–$5,250,000 | $0 | 0 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Mission Crest Macro Fund, Ltd. group: Lighthouse | Executive Officer, Director Vice President of Mission Crest Capital Management, LLC and Director of the Master Fund | Jun 4, 2025 | D/A | Indefinite similar: $155,000–$5,250,000 | $648,184,733 | 112 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Mission Crest Macro Fund, LP group: Lighthouse | Executive Officer, Director Vice President of Mission Crest Capital Management, LLC and Director of the Master Fund | Jun 4, 2025 | D/A | Indefinite similar: $155,000–$5,250,000 | $180,700,820 | 190 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Mesirow Institutional Multi-Strategy Fund, L.P. group: Lighthouse | Executive Officer of the General Partner | Jun 4, 2025 | D/A | Indefinite similar: $155,000–$5,250,000 | $107,380,291 | 10 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Lighthouse V Fund Ltd group: Lighthouse | Executive Officer, Director of the Investment Manager | Jun 4, 2025 | D/A | Indefinite similar: $155,000–$5,250,000 | $12,370,014 | 2 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Lighthouse Strategies Fund LLC - Lighthouse Healthcare Series group: Lighthouse | Executive Officer, Director Of the Manager | Jun 4, 2025 | D/A | Indefinite similar: $155,000–$5,250,000 | $37,855,518 | 33 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Lighthouse SRI Global Long/Short Fund Ltd group: Lighthouse | Executive Officer, Director Of the Investment Manager | Jun 4, 2025 | D/A | Indefinite similar: $155,000–$5,250,000 | $52,729,524 | 5 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Lighthouse Palmetto Strategic Partnership, L.P. group: Lighthouse | Executive Officer Of the General Partner | Jun 4, 2025 | D/A | Indefinite similar: $155,000–$5,250,000 | $3,171,460,116 | 2 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Lighthouse Opportunities Fund Ltd group: Lighthouse | Executive Officer of the Manager | Jun 4, 2025 | D/A | Indefinite similar: $155,000–$5,250,000 | $261,694,924 | 7 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Lighthouse Opportunities Fund LP group: Lighthouse | Executive Officer of the Manager | Jun 4, 2025 | D/A | Indefinite similar: $155,000–$5,250,000 | $127,642,079 | 9 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | LIGHTHOUSE NM FUND LTD | Executive Officer of the Investment Manager | Jun 4, 2025 | D/A | Indefinite similar: $155,000–$5,250,000 | $160,986,038 | 1 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Lighthouse Multi-Strategy Fund, L.P. group: Lighthouse | Executive Officer Of the General Partner | Jun 4, 2025 | D/A | Indefinite similar: $155,000–$5,250,000 | $38,346,396 | 6 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Lighthouse Multi-Strategy Fund Ltd group: Lighthouse | Executive Officer, Director of the Investment Manager | Jun 4, 2025 | D/A | Indefinite similar: $155,000–$5,250,000 | $59,986,489 | 8 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Lighthouse Healthcare Segregated Portfolio, a segregated portfolio of Lighthouse Strategies Fund SPC group: Lighthouse | Executive Officer of the Investment Manager | Jun 4, 2025 | D/A | Indefinite similar: $155,000–$5,250,000 | $66,378,749 | 20 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Lighthouse Global Long/Short Fund Ltd group: Lighthouse | Executive Officer, Director of the Investment Manager | Jun 4, 2025 | D/A | Indefinite similar: $155,000–$5,250,000 | $559,140,280 | 69 similar: 4–27 | $500,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Lighthouse Global Long/Short Fund, L.P. group: Lighthouse | Executive Officer of the General Partner | Jun 4, 2025 | D/A | Indefinite similar: $155,000–$5,250,000 | $365,827,843 | 197 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Lighthouse Diversified Fund QP II, L.P. group: Lighthouse | Executive Officer of the General Partner | Jun 4, 2025 | D/A | Indefinite similar: $155,000–$5,250,000 | $351,802,605 | 75 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Lighthouse Diversified Fund Ltd group: Lighthouse | Executive Officer, Director of the Investment Manager | Jun 4, 2025 | D/A | Indefinite similar: $155,000–$5,250,000 | $359,838,416 | 79 similar: 4–27 | $500,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Lighthouse Asian Compass Series, A Series of Lighthouse Strategies Fund, LLC group: Lighthouse | Executive Officer of the Manager | Jun 4, 2025 | D/A | Indefinite similar: $155,000–$5,250,000 | $58,723,579 | 4 similar: 4–27 | $50,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Lighthouse Aggressive Growth Fund, L.P. group: Lighthouse | Executive Officer of the Manager | Jun 4, 2025 | D/A | Indefinite similar: $155,000–$5,250,000 | $166,150,972 | 25 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | LHP Strategic Alpha Fund, LLC group: Lighthouse | Executive Officer of the Manager | Jun 4, 2025 | D/A | Indefinite similar: $155,000–$5,250,000 | $393,394,606 | 2 similar: 4–27 | $100,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Delegate Lighthouse Select Fund, LLC group: Lighthouse | Executive Officer of the Manager | Jun 4, 2025 | D/A | Indefinite similar: $155,000–$5,250,000 | $23,813,826 | 12 similar: 4–27 | $2,500,000 similar: $1,000–$100,000 |
| EDGAR ↗ | LH Private Consumer Credit Ltd group: Lighthouse | Executive Officer, Director of the Investment Manager | Mar 12, 2025 | D | Indefinite similar: $155,000–$5,250,000 | $4,700,000 | 1 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Lighthouse Strategies Fund LLC - Lighthouse Healthcare Series group: Lighthouse | Executive Officer, Director Of the Manager | Feb 14, 2025 | D/A | Indefinite similar: $155,000–$5,250,000 | $37,855,518 | 33 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Lighthouse V Fund Ltd group: Lighthouse | Executive Officer, Director of the Investment Manager | Feb 14, 2025 | D/A | Indefinite similar: $155,000–$5,250,000 | $12,370,014 | 2 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Lighthouse SRI Global Long/Short Fund Ltd group: Lighthouse | Executive Officer, Director Of the Investment Manager | Feb 14, 2025 | D/A | Indefinite similar: $155,000–$5,250,000 | $52,729,524 | 5 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Lighthouse Palmetto Strategic Partnership, L.P. group: Lighthouse | Executive Officer Of the General Partner | Feb 14, 2025 | D/A | Indefinite similar: $155,000–$5,250,000 | $3,171,460,116 | 2 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Mesirow Institutional Multi-Strategy Fund, L.P. group: Lighthouse | Executive Officer of the General Partner | Feb 14, 2025 | D/A | Indefinite similar: $155,000–$5,250,000 | $107,380,291 | 10 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Mission Crest Macro Fund, Ltd. group: Lighthouse | Executive Officer, Director Vice President of Mission Crest Capital Management, LLC and Director of the Master Fund | Feb 14, 2025 | D/A | Indefinite similar: $155,000–$5,250,000 | $648,184,733 | 112 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Lighthouse Opportunities Fund Ltd group: Lighthouse | Executive Officer of the Manager | Feb 14, 2025 | D/A | Indefinite similar: $155,000–$5,250,000 | $261,694,924 | 7 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Mission Crest Macro Fund, LP group: Lighthouse | Executive Officer, Director Vice President of Mission Crest Capital Management, LLC and Director of the Master Fund | Feb 14, 2025 | D/A | Indefinite similar: $155,000–$5,250,000 | $180,700,820 | 190 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Lighthouse Opportunities Fund LP group: Lighthouse | Executive Officer of the Manager | Feb 14, 2025 | D/A | Indefinite similar: $155,000–$5,250,000 | $127,642,079 | 9 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | LIGHTHOUSE NM FUND LTD | Executive Officer of the Investment Manager | Feb 14, 2025 | D/A | Indefinite similar: $155,000–$5,250,000 | $160,986,038 | 1 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Lighthouse Multi-Strategy Fund, L.P. group: Lighthouse | Executive Officer Of the General Partner | Feb 14, 2025 | D/A | Indefinite similar: $155,000–$5,250,000 | $38,346,396 | 6 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Lighthouse Multi-Strategy Fund Ltd group: Lighthouse | Executive Officer, Director of the Investment Manager | Feb 14, 2025 | D/A | Indefinite similar: $155,000–$5,250,000 | $59,986,489 | 8 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Penglai Peak Offshore Fund, Ltd. group: Lighthouse | Executive Officer, Director of the Investment Manager | Feb 14, 2025 | D/A | Indefinite similar: $155,000–$5,250,000 | $0 | 0 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Lighthouse Healthcare Segregated Portfolio, a segregated portfolio of Lighthouse Strategies Fund SPC group: Lighthouse | Executive Officer of the Investment Manager | Feb 14, 2025 | D/A | Indefinite similar: $155,000–$5,250,000 | $66,378,749 | 20 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | PHC Fund Ltd. | Executive Officer, Director of the Investment Manager | Feb 14, 2025 | D/A | Indefinite similar: $155,000–$5,250,000 | $153,195,435 | 1 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Lighthouse Global Long/Short Fund Ltd group: Lighthouse | Executive Officer, Director of the Investment Manager | Feb 14, 2025 | D/A | Indefinite similar: $155,000–$5,250,000 | $559,140,280 | 69 similar: 4–27 | $500,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Phoenix LHF Ltd. group: Lighthouse | Executive Officer, Director of the Investment Manager | Feb 14, 2025 | D/A | Indefinite similar: $155,000–$5,250,000 | $286,850,251 | 1 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Lighthouse Global Long/Short Fund, L.P. group: Lighthouse | Executive Officer of the General Partner | Feb 14, 2025 | D/A | Indefinite similar: $155,000–$5,250,000 | $365,827,843 | 197 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Lighthouse Diversified Fund QP II, L.P. group: Lighthouse | Executive Officer of the General Partner | Feb 14, 2025 | D/A | Indefinite similar: $155,000–$5,250,000 | $351,802,605 | 75 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Lighthouse Diversified Fund Ltd group: Lighthouse | Executive Officer, Director of the Investment Manager | Feb 14, 2025 | D/A | Indefinite similar: $155,000–$5,250,000 | $359,838,416 | 79 similar: 4–27 | $500,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Lighthouse Asian Compass Series, A Series of Lighthouse Strategies Fund, LLC group: Lighthouse | Executive Officer of the Manager | Feb 14, 2025 | D/A | Indefinite similar: $155,000–$5,250,000 | $58,723,579 | 4 similar: 4–27 | $50,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Lighthouse Aggressive Growth Fund, L.P. group: Lighthouse | Executive Officer of the Manager | Feb 14, 2025 | D/A | Indefinite similar: $155,000–$5,250,000 | $166,150,972 | 25 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | LHP Strategic Alpha Fund, LLC group: Lighthouse | Executive Officer of the Manager | Feb 14, 2025 | D/A | Indefinite similar: $155,000–$5,250,000 | $393,394,606 | 2 similar: 4–27 | $100,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Delegate Lighthouse Select Fund, LLC group: Lighthouse | Executive Officer of the Manager | Feb 14, 2025 | D/A | Indefinite similar: $155,000–$5,250,000 | $23,813,826 | 12 similar: 4–27 | $2,500,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Lighthouse Opportunities Fund Ltd group: Lighthouse | Executive Officer of the Manager | Nov 26, 2024 | D/A | Indefinite similar: $155,000–$5,250,000 | $15,263,783 | 5 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Lighthouse Opportunities Fund LP group: Lighthouse | Executive Officer of the Manager | Nov 26, 2024 | D/A | Indefinite similar: $155,000–$5,250,000 | $8,717,290 | 7 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Mesirow Institutional Multi-Strategy Fund, L.P. group: Lighthouse | Executive Officer of the General Partner | Feb 14, 2024 | D/A | Indefinite similar: $155,000–$5,250,000 | $94,985,553 | 3 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Lighthouse Healthcare Segregated Portfolio, a segregated portfolio of Lighthouse Strategies Fund SPC group: Lighthouse | Executive Officer of the Investment Manager | Feb 14, 2024 | D/A | Indefinite similar: $155,000–$5,250,000 | $2,426,927 | 11 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Lighthouse Global Long/Short Fund Ltd group: Lighthouse | Executive Officer, Director of the Investment Manager | Feb 14, 2024 | D/A | Indefinite similar: $155,000–$5,250,000 | $401,472,387 | 67 similar: 4–27 | $500,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Lighthouse Global Long/Short Fund, L.P. group: Lighthouse | Executive Officer of the General Partner | Feb 14, 2024 | D/A | Indefinite similar: $155,000–$5,250,000 | $387,711,913 | 219 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Lighthouse Diversified Fund QP II, L.P. group: Lighthouse | Executive Officer of the General Partner | Feb 14, 2024 | D/A | Indefinite similar: $155,000–$5,250,000 | $259,068,850 | 77 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Lighthouse V Fund Ltd group: Lighthouse | Executive Officer, Director of the Investment Manager | Feb 14, 2024 | D/A | Indefinite similar: $155,000–$5,250,000 | $13,111,433 | 3 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Lighthouse Strategies Fund LLC - Lighthouse Healthcare Series group: Lighthouse | Executive Officer, Director Of the Manager | Feb 14, 2024 | D/A | Indefinite similar: $155,000–$5,250,000 | $23,684,420 | 40 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Lighthouse SRI Global Long/Short Fund Ltd group: Lighthouse | Executive Officer, Director Of the Investment Manager | Feb 14, 2024 | D/A | Indefinite similar: $155,000–$5,250,000 | $51,792,365 | 5 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Lighthouse Palmetto Strategic Partnership, L.P. group: Lighthouse | Executive Officer Of the General Partner | Feb 14, 2024 | D/A | Indefinite similar: $155,000–$5,250,000 | $3,386,799,516 | 1 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Lighthouse Diversified Fund Ltd group: Lighthouse | Executive Officer, Director of the Investment Manager | Feb 14, 2024 | D/A | Indefinite similar: $155,000–$5,250,000 | $349,203,939 | 80 similar: 4–27 | $500,000 similar: $1,000–$100,000 |
| EDGAR ↗ | LIGHTHOUSE NM FUND LTD | Executive Officer, Director of the Investment Manager | Feb 14, 2024 | D/A | Indefinite similar: $155,000–$5,250,000 | $143,386,960 | 1 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Lighthouse Opportunities Fund Ltd group: Lighthouse | Executive Officer of the Manager | Feb 14, 2024 | D/A | Indefinite similar: $155,000–$5,250,000 | $15,263,783 | 5 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Lighthouse Multi-Strategy Fund, L.P. group: Lighthouse | Executive Officer Of the General Partner | Feb 14, 2024 | D/A | Indefinite similar: $155,000–$5,250,000 | $13,643,021 | 4 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Phoenix LHF Ltd. group: Lighthouse | Executive Officer, Director of the Investment Manager | Feb 14, 2024 | D/A | Indefinite similar: $155,000–$5,250,000 | $255,554,726 | 1 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | PHC Fund Ltd. | Executive Officer, Director of the Investment Manager | Feb 14, 2024 | D/A | Indefinite similar: $155,000–$5,250,000 | $137,317,359 | 1 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Lighthouse Opportunities Fund LP group: Lighthouse | Executive Officer of the Manager | Feb 14, 2024 | D/A | Indefinite similar: $155,000–$5,250,000 | $8,717,290 | 7 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Mission Crest Macro Fund, Ltd. group: Lighthouse | Executive Officer, Director Vice President of Mission Crest Capital Management, LLC and Director of the Master Fund | Feb 14, 2024 | D/A | Indefinite similar: $155,000–$5,250,000 | $52,253,160 | 81 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Mission Crest Macro Fund, LP group: Lighthouse | Executive Officer, Director Vice President of Mission Crest Capital Management, LLC and Director of the Master Fund | Feb 14, 2024 | D/A | Indefinite similar: $155,000–$5,250,000 | $136,927,079 | 163 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Lighthouse Asian Compass Series, A Series of Lighthouse Strategies Fund, LLC group: Lighthouse | Executive Officer of the Manager | Feb 14, 2024 | D/A | Indefinite similar: $155,000–$5,250,000 | $1,166,496 | 4 similar: 4–27 | $50,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Mesirow TSRHC Fund, Ltd. | Executive Officer, Director of the Investment Manager | Feb 14, 2024 | D/A | Indefinite similar: $155,000–$5,250,000 | $154,895,944 | 1 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Lighthouse Aggressive Growth Fund, L.P. group: Lighthouse | Executive Officer of the Manager | Feb 14, 2024 | D/A | Indefinite similar: $155,000–$5,250,000 | $136,813,933 | 24 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Lighthouse Multi-Strategy Fund Ltd group: Lighthouse | Executive Officer, Director of the Investment Manager | Feb 14, 2024 | D/A | Indefinite similar: $155,000–$5,250,000 | $23,543,150 | 4 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | LHP Strategic Alpha Fund, LLC group: Lighthouse | Executive Officer of the Manager | Feb 14, 2024 | D/A | Indefinite similar: $155,000–$5,250,000 | $349,334,764 | 1 similar: 4–27 | $100,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Delegate Lighthouse Select Fund, LLC group: Lighthouse | Executive Officer of the Manager | Feb 14, 2024 | D/A | Indefinite similar: $155,000–$5,250,000 | $21,857,224 | 13 similar: 4–27 | $2,500,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Lighthouse Healthcare Segregated Portfolio, a segregated portfolio of Lighthouse Strategies Fund SPC group: Lighthouse | Executive Officer of the Investment Manager | Feb 14, 2023 | D/A | Indefinite similar: $155,000–$5,250,000 | $3,112,824 | 13 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Lighthouse Global Long/Short Fund Ltd group: Lighthouse | Executive Officer, Director of the Investment Manager | Feb 14, 2023 | D/A | Indefinite similar: $155,000–$5,250,000 | $407,206,832 | 70 similar: 4–27 | $500,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Lighthouse Global Long/Short Fund, L.P. group: Lighthouse | Executive Officer of the General Partner | Feb 14, 2023 | D/A | Indefinite similar: $155,000–$5,250,000 | $396,270,358 | 230 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Lighthouse Diversified Fund QP II, L.P. group: Lighthouse | Executive Officer of the General Partner | Feb 14, 2023 | D/A | Indefinite similar: $155,000–$5,250,000 | $398,940,595 | 84 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Lighthouse Diversified Fund Ltd group: Lighthouse | Executive Officer, Director of the Investment Manager | Feb 14, 2023 | D/A | Indefinite similar: $155,000–$5,250,000 | $263,042,006 | 84 similar: 4–27 | $500,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Lighthouse Opportunities Fund Ltd group: Lighthouse | Executive Officer of the Manager | Feb 14, 2023 | D/A | Indefinite similar: $155,000–$5,250,000 | $14,275,371 | 5 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Lighthouse Opportunities Fund LP group: Lighthouse | Executive Officer of the Manager | Feb 14, 2023 | D/A | Indefinite similar: $155,000–$5,250,000 | $8,109,059 | 7 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Three Bridges Series, a Series of LHP Atlas Fund, LLC group: Lighthouse | Executive Officer of the Manager | Feb 14, 2023 | D/A | Indefinite similar: $155,000–$5,250,000 | $10,187,684 | 17 similar: 4–27 | $5,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Lighthouse Asian Compass Series, A Series of Lighthouse Strategies Fund, LLC group: Lighthouse | Executive Officer of the Manager | Feb 14, 2023 | D/A | Indefinite similar: $155,000–$5,250,000 | $1,190,566 | 4 similar: 4–27 | $50,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Three Bridges Segregated Portfolio, a Segregated Portfolio of LHP Atlas Fund SPC group: Lighthouse | Executive Officer of the Investment Manager | Feb 14, 2023 | D/A | Indefinite similar: $155,000–$5,250,000 | $4,727,945 | 4 similar: 4–27 | $5,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | LHP Strategic Alpha Fund, LLC group: Lighthouse | Executive Officer of the Manager | Feb 14, 2023 | D/A | Indefinite similar: $155,000–$5,250,000 | $340,872,603 | 1 similar: 4–27 | $100,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Phoenix LHF Ltd. group: Lighthouse | Executive Officer, Director of the Investment Manager | Feb 14, 2023 | D/A | Indefinite similar: $155,000–$5,250,000 | $277,374,629 | 1 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Lighthouse Aggressive Growth Fund, L.P. group: Lighthouse | Executive Officer of the Manager | Feb 14, 2023 | D/A | Indefinite similar: $155,000–$5,250,000 | $133,070,271 | 24 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | PHC Fund Ltd. | Executive Officer, Director of the Investment Manager | Feb 14, 2023 | D/A | Indefinite similar: $155,000–$5,250,000 | $102,279,115 | 1 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Lighthouse V Fund Ltd group: Lighthouse | Executive Officer, Director of the Investment Manager | Feb 14, 2023 | D/A | Indefinite similar: $155,000–$5,250,000 | $12,797,418 | 3 similar: 4–27 | $50,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Lighthouse Strategies Fund LLC - Lighthouse Healthcare Series group: Lighthouse | Executive Officer, Director Of the Manager | Feb 14, 2023 | D/A | Indefinite similar: $155,000–$5,250,000 | $25,212,283 | 47 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Mission Crest Macro Fund, Ltd. group: Lighthouse | Executive Officer, Director Vice President of Mission Crest Capital Management, LLC and Director of the Master Fund | Feb 14, 2023 | D/A | Indefinite similar: $155,000–$5,250,000 | $3,182,739 | 24 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Lighthouse SRI Global Long/Short Fund Ltd group: Lighthouse | Executive Officer, Director Of the Investment Manager | Feb 14, 2023 | D/A | Indefinite similar: $155,000–$5,250,000 | $57,212,992 | 5 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Lighthouse Palmetto Strategic Partnership, L.P. group: Lighthouse | Executive Officer Of the General Partner | Feb 14, 2023 | D/A | Indefinite similar: $155,000–$5,250,000 | $3,401,008,677 | 2 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Mission Crest Macro Fund, LP group: Lighthouse | Executive Officer, Director Vice President of Mission Crest Capital Management, LLC and Director of the Master Fund | Feb 14, 2023 | D/A | Indefinite similar: $155,000–$5,250,000 | $110,855,799 | 66 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | LIGHTHOUSE NM FUND LTD | Executive Officer, Director of the Investment Manager | Feb 14, 2023 | D/A | Indefinite similar: $155,000–$5,250,000 | $134,886,735 | 1 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Mesirow TSRHC Fund, Ltd. | Executive Officer, Director of the Investment Manager | Feb 14, 2023 | D/A | Indefinite similar: $155,000–$5,250,000 | $144,999,721 | 1 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Lighthouse Multi-Strategy Fund, L.P. group: Lighthouse | Executive Officer Of the General Partner | Feb 14, 2023 | D/A | Indefinite similar: $155,000–$5,250,000 | $24,832,536 | 5 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Lighthouse Multi-Strategy Fund Ltd group: Lighthouse | Executive Officer, Director of the Investment Manager | Feb 14, 2023 | D/A | Indefinite similar: $155,000–$5,250,000 | $13,194,399 | 4 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Mesirow Institutional Multi-Strategy Fund, L.P. group: Lighthouse | Executive Officer of the General Partner | Feb 14, 2023 | D/A | Indefinite similar: $155,000–$5,250,000 | $92,331,475 | 4 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Delegate Lighthouse Select Fund, LLC group: Lighthouse | Executive Officer of the Manager | Feb 14, 2023 | D/A | Indefinite similar: $155,000–$5,250,000 | $24,336,828 | 14 similar: 4–27 | $2,500,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Three Bridges Segregated Portfolio, a Segregated Portfolio of LHP Atlas Fund SPC group: Lighthouse | Executive Officer of the Investment Manager | Feb 15, 2022 | D/A | Indefinite similar: $155,000–$5,250,000 | $6,991,805 | 6 similar: 4–27 | $5,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Lighthouse V Fund Ltd group: Lighthouse | Executive Officer, Director of the Investment Manager | Feb 15, 2022 | D/A | Indefinite similar: $155,000–$5,250,000 | $12,837,174 | 3 similar: 4–27 | $50,000 similar: $1,000–$100,000 |
| EDGAR ↗ | PHC Fund Ltd. | Executive Officer, Director of the Investment Manager | Feb 15, 2022 | D/A | Indefinite similar: $155,000–$5,250,000 | $87,470,302 | 1 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Three Bridges Series, a Series of LHP Atlas Fund, LLC group: Lighthouse | Executive Officer of the Manager | Feb 15, 2022 | D/A | Indefinite similar: $155,000–$5,250,000 | $13,258,981 | 20 similar: 4–27 | $5,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Mesirow TSRHC Fund, Ltd. | Executive Officer, Director of the Investment Manager | Feb 15, 2022 | D/A | Indefinite similar: $155,000–$5,250,000 | $143,103,429 | 1 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Three Bridges Series, a Series of LHP Atlas Fund, LLC group: Lighthouse | Executive Officer of the Manager | Feb 15, 2022 | D/A | Indefinite similar: $155,000–$5,250,000 | $13,258,981 | 20 similar: 4–27 | $5,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Lighthouse SRI Global Long/Short Fund Ltd group: Lighthouse | Executive Officer, Director of the Investment Manager | Feb 15, 2022 | D | Indefinite similar: $155,000–$5,250,000 | $56,596,779 | 5 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Lighthouse Healthcare Segregated Portfolio, a segregated portfolio of Lighthouse Strategies Fund SPC group: Lighthouse | Executive Officer of the Investment Manager | Feb 15, 2022 | D/A | Indefinite similar: $155,000–$5,250,000 | $3,208,723 | 13 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | LIGHTHOUSE NM FUND LTD | Executive Officer, Director of Investment Manager | Feb 15, 2022 | D/A | Indefinite similar: $155,000–$5,250,000 | $133,318,309 | 1 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Lighthouse Multi-Strategy Fund, L.P. group: Lighthouse | Executive Officer Of the General Partner | Feb 15, 2022 | D/A | Indefinite similar: $155,000–$5,250,000 | $15,407,011 | 5 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Lighthouse Strategies Fund LLC - Lighthouse Healthcare Series group: Lighthouse | Executive Officer Of the Manager | Feb 15, 2022 | D/A | Indefinite similar: $155,000–$5,250,000 | $27,611,042 | 48 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Lighthouse Global Long/Short Fund, L.P. group: Lighthouse | Executive Officer Of the General Partner | Feb 15, 2022 | D/A | Indefinite similar: $155,000–$5,250,000 | $418,486,763 | 253 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Lighthouse Opportunities Fund Ltd group: Lighthouse | Executive Officer of the Manager | Feb 15, 2022 | D/A | Indefinite similar: $155,000–$5,250,000 | $14,210,485 | 5 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | MESIROW ABSOLUTE RETURN FUND (INSTITUTIONAL), LTD. group: Lighthouse | Executive Officer, Director Of the Investment Manager | Feb 15, 2022 | D/A | Indefinite similar: $155,000–$5,250,000 | $824,584 | 10 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Mesirow Institutional Multi-Strategy Fund, L.P. group: Lighthouse | Executive Officer of the General Partner | Feb 15, 2022 | D/A | Indefinite similar: $155,000–$5,250,000 | $93,100,073 | 15 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Phoenix LHF Ltd. group: Lighthouse | Executive Officer, Director of the Investment Manager | Feb 15, 2022 | D/A | Indefinite similar: $155,000–$5,250,000 | $270,810,352 | 1 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Lighthouse Opportunities Fund LP group: Lighthouse | Executive Officer Of the Manager | Feb 14, 2022 | D/A | Indefinite similar: $155,000–$5,250,000 | $12,847,646 | 9 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Lighthouse Diversified Fund QP II, L.P. group: Lighthouse | Executive Officer Of the General Partner | Feb 14, 2022 | D/A | Indefinite similar: $155,000–$5,250,000 | $262,571,941 | 89 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Lighthouse Asian Compass Series, A Series of Lighthouse Strategies Fund, LLC group: Lighthouse | Executive Officer of the Manager | Feb 14, 2022 | D/A | Indefinite similar: $155,000–$5,250,000 | $1,763,429 | 5 similar: 4–27 | $50,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Lighthouse Palmetto Strategic Partnership, L.P. group: Lighthouse | Executive Officer of the General Partner | Feb 14, 2022 | D/A | Indefinite similar: $155,000–$5,250,000 | $3,140,489,295 | 1 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Lighthouse Aggressive Growth Fund, L.P. group: Lighthouse | Executive Officer of the Manager | Feb 14, 2022 | D/A | Indefinite similar: $155,000–$5,250,000 | $130,479,130 | 24 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Lighthouse Multi-Strategy Fund Ltd group: Lighthouse | Executive Officer, Director of the Investment Manager | Feb 14, 2022 | D/A | Indefinite similar: $155,000–$5,250,000 | $23,196,821 | 4 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | LHP Strategic Alpha Fund, LLC group: Lighthouse | Executive Officer of the Manager | Feb 14, 2022 | D/A | Indefinite similar: $155,000–$5,250,000 | $385,112,490 | 1 similar: 4–27 | $100,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Delegate Lighthouse Select Fund, LLC group: Lighthouse | Executive Officer of the Manager | Feb 14, 2022 | D/A | Indefinite similar: $155,000–$5,250,000 | $23,482,112 | 15 similar: 4–27 | $2,500,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Lighthouse Global Long/Short Fund Ltd group: Lighthouse | Executive Officer, Director of the Investment Manager | Feb 14, 2022 | D/A | Indefinite similar: $155,000–$5,250,000 | $451,954,253 | 77 similar: 4–27 | $50,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Lighthouse Diversified Fund Ltd group: Lighthouse | Executive Officer, Director of the Investment Manager | Feb 14, 2022 | D/A | Indefinite similar: $155,000–$5,250,000 | $396,653,689 | 88 similar: 4–27 | $50,000 similar: $1,000–$100,000 |
| EDGAR ↗ | MAP Institutional LLC 801 Series, a Series of MAP Institutional LLC group: Lighthouse | Executive Officer Vice President of the Manager | May 7, 2021 | D | Indefinite similar: $155,000–$5,250,000 | $50,000,000 | 2 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | K2 FS Custom Solutions Fund Ltd. group: K2 Ascent | Executive Officer Chief Operating Officer | Sep 9, 2019 | D | Indefinite similar: $155,000–$5,250,000 | $0 | 0 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | K2 Ascent LLC - K2 Swiftcurrent Partners Series group: K2 Ascent | Executive Officer Chief Operating Officer of the Investment Manager | Sep 9, 2019 | D | Indefinite similar: $155,000–$5,250,000 | $6,500,000 | 1 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | K2 Ascent LLC - K2 Trian Partners Series group: K2 Ascent | Executive Officer Chief Operating Officer | Jun 13, 2019 | D/A | Indefinite similar: $155,000–$5,250,000 | $20,660,560 | 15 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | K2 Mauna Kea LLC K2 White Elm Capital Partners Series group: K2 Ascent | Executive Officer Chief Operating Officer | Jun 13, 2019 | D/A | Indefinite similar: $155,000–$5,250,000 | $26,120,300 | 15 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | K2 Ascent LLC - K2 SQN Investors Fund Series group: K2 Ascent | Executive Officer Chief Operating Officer | Jun 13, 2019 | D/A | Indefinite similar: $155,000–$5,250,000 | $16,365,560 | 15 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | K2 Ascent LLC - K2 Redmile Capital Fund Series group: K2 Ascent | Executive Officer Chief Operating Officer | Jun 13, 2019 | D/A | Indefinite similar: $155,000–$5,250,000 | $15,715,560 | 15 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | K2 Ascent LLC - K2 AKO Partners Series group: K2 Ascent | Executive Officer Chief Operating Officer | Jun 13, 2019 | D/A | Indefinite similar: $155,000–$5,250,000 | $27,375,340 | 15 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | K2 Ascent LLC - K2 Tremblant Partners Series group: K2 Ascent | Executive Officer Chief Operating Officer | Jun 13, 2019 | D/A | Indefinite similar: $155,000–$5,250,000 | $29,024,020 | 15 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | K2 Ascent LLC - K2 Suvretta Partners Series group: K2 Ascent | Executive Officer Chief Operating Officer | Jun 13, 2019 | D/A | Indefinite similar: $155,000–$5,250,000 | $18,164,020 | 13 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | K2 Ascent LLC - K2 Southpoint Qualified Fund Series group: K2 Ascent | Executive Officer Chief Operating Officer | Jun 10, 2019 | D/A | Indefinite similar: $155,000–$5,250,000 | $28,675,340 | 15 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | K2 Ascent LLC - K2 Jet Capital Concentrated Fund Series group: K2 Ascent | Executive Officer Chief Operating Officer | Jun 10, 2019 | D/A | Indefinite similar: $155,000–$5,250,000 | $18,660,560 | 15 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | K2 INSTITUTIONAL INVESTORS II LTD group: K2 Ascent | Executive Officer Chief Operating Officer of the Investment Manager | May 2, 2019 | D/A | Indefinite similar: $155,000–$5,250,000 | $51,778,778 | 6 similar: 4–27 | $500,000 similar: $1,000–$100,000 |
| EDGAR ↗ | K2 LONG SHORT FUND LLC group: K2 Ascent | Executive Officer Chief Operating Officer of the Management Company | May 2, 2019 | D/A | Indefinite similar: $155,000–$5,250,000 | $226,283,742 | 2 similar: 4–27 | $250,000 similar: $1,000–$100,000 |
| EDGAR ↗ | K2 Custom Solutions NMSUF Fund, Ltd. group: K2 Ascent | Executive Officer Chief Operating Officer of the Investment Manager | Apr 24, 2019 | D/A | Indefinite similar: $155,000–$5,250,000 | $25,000,000 | 1 similar: 4–27 | $25,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | K2 Firebox Investments Fund Ltd. group: K2 Ascent | Executive Officer Chief Operating Officer of the Investment Manager | Apr 24, 2019 | D/A | Indefinite similar: $155,000–$5,250,000 | $275,000,000 | 1 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | K2 Custom Solutions Hospital Sisters Fund, Ltd. group: K2 Ascent | Executive Officer Chief Operating Officer of the Investment Manager | Apr 16, 2019 | D/A | Indefinite similar: $155,000–$5,250,000 | $378,704,254 | 2 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | K2 Bay Resource Partners Fund LLC group: K2 Ascent | Executive Officer Chief Operating Officer of the Management Company | Apr 16, 2019 | D | Indefinite similar: $155,000–$5,250,000 | $3,444,240 | 7 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
Every row is a Form D or D/A on which the issuer listed this name as a related person. Related-person names are matched on first + last name and the address state on the filing; records that share a name but could not be tied together by a second identifier are listed separately below.
"Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.
People and management entities the issuers listed as related persons on the same Form D filings as Benjamin C. Browning. Source: the EDGAR rows in the table above. Showing the 40 with the most shared filings.
None found in sources searched.
Sources searched: SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 · Last checked Oct 23, 2026, 8:41 PM ET.
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