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Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 9:48 AM ET

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Peter Heaps

Named as an officer, director or promoter on SEC Form D filings · Cayman Islands (as filed: E9), United Kingdom (as filed: X0), Singapore (as filed: U0), Malta (as filed: O1), DE · Jan 26, 2010 → Sep 28, 2026

86deals (issuers)
$13.96Breported sold
1,487investors
474Form D filings
2010–2026years on file

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:15 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Peter Heaps is listed as a director on 474 SEC Form D filings by 86 issuers between Jan 2010 and Sep 2026. Largest by amount reported sold: Aspect Core Trend HV Fund (George Town, Grand Cayman, Cayman Islands (as filed: E9) — pooled investment fund — 2017–2026; $1.44B reported sold to 12 investors), Silverback Fund Ltd (Grand Cayman, Cayman Islands (as filed: E9) — pooled investment fund — 2014–2026; $1.33B reported sold to 77 investors), Kontiki Offshore Fund (Hong Kong, Hong Kong (as filed: K3) — pooled investment fund — 2014–2025; $1B reported sold to 48 investors), Frere Hall Fund LP (Valletta, Malta (as filed: O1) — pooled investment fund — 2012–2018; $750M reported sold to 3 investors), Prosiris Global Opportunities Fund Ltd (Grand Cayman, Cayman Islands (as filed: E9) — pooled investment fund — 2013–2021; $573M reported sold to 56 investors) and 81 more (all listed below).

What this means That is a lot of deals — 86 separate companies raised money with this person listed as director, over about 16 years. Across those companies the filings report $13.96B sold in total.

Listed alongside Julian Fletcher (135 shared filings), Anthony Todd (118 shared filings), Kenneth Hope (118 shared filings), Kevin James Carter (118 shared filings), Martin Lueck (118 shared filings) and 164 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Peter. Each name links to their own page.

The issuers belong to 4 sponsor groups: Warwick Royalty (25 issuers, $1.48B reported sold, 2014–2026), John Aspect (17 issuers, $3.37B reported sold, 2009–2026), Omni Secured (8 issuers, $384.7M reported sold, 2014–2024) and Kontiki (6 issuers, $2.26B reported sold, 2014–2025).

What this means This person is listed across more than one sponsor team; each group page shows that team's full track record.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY) — 1 bankruptcy case matching the name listed in Key records below.

What this means 1 record came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared the newest 50 of 474 public filings for Peter Heaps and found 12 differences, 5 worth asking the sponsor about: Bankruptcy case: Peter Heaps; Amount sold went down between filings; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Peter Heaps has not run yet — it is #27,281 of 41,226 in line; searches run around the clock at the hosts' allowed rate. Searched so far: 641 names.

Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

None found in sources searched — federal courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:15 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: 48 regulators (FINRA, NASAA, 37 states) — crawled Oct 24, 2026, 8:48 AM ET

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Peter Heaps..

State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).

3. Bankruptcies

1 case: 1 closed (disposition not in docket feed)

Peter Heaps closed
United States Bankruptcy Court, N.D. Georgia · No. 94-73504 · Filed Sep 30, 1994 · Closed Jan 30, 1998
Role of Peter Heaps: Debtor · Outcome: Case closed 1998-01-30 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (rare in federal dockets); court in GA (not a filing state)
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:15 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

12 differences found between the filings for Peter Heaps — 5 worth asking about (compared the newest 50 of 474 filings on Oct 24, 2026; older filings not covered)

Worth asking · Sep 30, 1994 – Jan 30, 1998

Bankruptcy case: Peter Heaps — filed Sep 30, 1994

United States Bankruptcy Court, N.D. Georgia docket "Peter Heaps" filed Sep 30, 1994, closed Jan 30, 1998. Peter Heaps is listed as Debtor. Our match estimate: 40%.

What this means A bankruptcy filing was found. Many are old or personal and have nothing to do with the deal — but ask what it was and when it closed.

Sources
Worth asking · Oct 17, 2024 – Sep 23, 2025

Amount sold went down between filings — EDL Global Opportunities Fund Ltd

The Oct 17, 2024 filing says $236,030,000 sold; the Sep 23, 2025 Form D/A says $27,420,072 sold — $208,609,928 less.

What this means Amounts sold normally only go up as a raise continues. A drop can mean investors were refunded, a figure was corrected, or an earlier number was wrong. Ask the sponsor which it was.

Sources
Worth asking · Nov 18, 2024 – Nov 13, 2025

Investor count went down between filings — Kontiki Offshore Fund

The Nov 18, 2024 filing reports 48 investors; the Nov 13, 2025 Form D/A reports 45 investors.

What this means Investor counts normally only grow. A smaller number can mean investors left or were refunded, or a count was corrected. Ask the sponsor what happened.

Sources
Worth asking · Apr 30, 2021 – Jan 21, 2026

Paid seller listed without a CRD number: Deutsche Bank Trust Company Americas — Aspect US Institutional Fund Ltd

Deutsche Bank Trust Company Americas is listed as receiving sales compensation on 6 filings (Apr 30, 2021 to Jan 21, 2026) with no FINRA CRD number given.

What this means People paid to sell securities normally hold a FINRA registration with a CRD number. Without one we cannot look them up on BrokerCheck. Ask who they are and whether they are registered.

Sources
Note · Feb 13, 2015 – Jan 21, 2026

CRD number for Deutsche Bank Securities, Inc. appears on one filing and not another — Aspect US Institutional Fund Ltd

The Feb 13, 2015 filing lists Deutsche Bank Securities, Inc. with CRD 2525; the Jan 21, 2026 Form D/A lists the same name with no CRD number.

What this means A CRD number is how you look a seller up on FINRA BrokerCheck. Missing it on a later form is usually a paperwork slip — use the number from the earlier form to check them.

Sources
Worth asking · Feb 14, 2025 – May 11, 2026

4 Form Ds were filed more than 15 days after the first sale

Form D filed 152 days after the first sale — Warwick TRGP Law Firm Solutions Onshore Fund LP · Form D filed 18 days after the first sale — Warwick Royalty & Mineral Master Funds Series LP - Solo Portfolio · Form D filed 47 days after the first sale — Warwick Royalty & Mineral Master Funds Series LP - Leia Portfolio · Form D filed 25 days after the first sale — Aspect Alternative Markets (Cayman) Fund

What this means Late notices are common and carry no penalty by themselves. A pattern of late paperwork is worth asking the sponsor about.

Sources
Note · Sep 1, 2020 – Oct 10, 2025

No amendment in the last 12 months on an offering that may still be open — Silverback Convertible Fund Ltd (latest filing Oct 10, 2025)

The latest filing for this offering is dated Oct 10, 2025 (first sale Sep 1, 2020). It reports $63,270,000 sold of an indefinite amount offered. No later amendment is in our index as of Oct 24, 2026.

What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.

Sources
Note · Jun 29, 2018 – Feb 19, 2025

No amendment in the last 12 months on an offering that may still be open — IFM USIDF (US) A, L.P. (latest filing Feb 19, 2025)

The latest filing for this offering is dated Feb 19, 2025 (first sale Jun 29, 2018). It reports $460,000,000 sold of an indefinite amount offered. No later amendment is in our index as of Oct 24, 2026.

What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.

Sources
Note · Sep 30, 2021 – Feb 14, 2025

No amendment in the last 12 months on an offering that may still be open — IFM USIDF (Offshore) A, L.P. (latest filing Feb 14, 2025)

The latest filing for this offering is dated Feb 14, 2025 (first sale Sep 30, 2021). It reports $30,000,000 sold of an indefinite amount offered. No later amendment is in our index as of Oct 24, 2026.

What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.

Sources
Note · Oct 14, 2014 – Feb 7, 2024

Peter Heaps is written 3 different ways on the filings

listed as "Peter Anthony Heaps" on 45 filings (from Oct 14, 2014), and "Peter Heaps" on 193 filings (from Jan 16, 2015), and "Peter A. Heaps" on 4 filings (from Feb 7, 2024).

What this means Same person, written differently — a middle name or suffix left off, or spelled another way. It is normal, but check that the full legal name matches your subscription documents.

Sources
Note · Jul 17, 2020 – Jul 15, 2026

11 address changes between filings

Address moved from Grand Cayman, Cayman Islands (as filed: E9) to Camana Bay, Grand Cayman, Cayman Islands (as filed: E9) — Samson Rock Event Driven Fund Ltd · Address moved from Grand Cayman, Cayman Islands (as filed: E9) to London, United Kingdom (as filed: X0) — General Industrial Onshore Fund L.P. · Address moved from Grand Cayman, Cayman Islands (as filed: E9) to London, United Kingdom (as filed: X0) — General Industrial Offshore Fund Ltd · Address moved from Camana Bay, Grand Cayman, Cayman Islands (as filed: E9) to Grand Cayman, Cayman Islands (as filed: E9) — Samson Rock Event Driven Fund Ltd · Address moved from Grand Cayman, Cayman Islands (as filed: E9) to Hong Kong, Hong Kong (as filed: K3) — Kontiki Concentration Offshore Feeder Fund · and 6 more

What this means Businesses move. If you were told one city and the forms say another, ask which is current.

Sources
Note · Oct 14, 2014 – Sep 28, 2026

Peter Heaps is listed with 2 different address states: E9, X0

Cayman Islands (as filed: E9) on 221 filings (Oct 14, 2014 to Sep 28, 2026); United Kingdom (as filed: X0) on 21 filings (Jan 16, 2015 to Apr 1, 2026).

What this means The address on a Form D is usually the company's, not the person's home, so this often just reflects different companies. It can also mean a move. Nothing wrong by itself.

Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. We compared the newest 50 of 474 filings (work cap); older filings are not covered here. As of Oct 24, 2026.

5. Money to insiders

7 of 90 offerings report sales commissions totalling $9,763,899; 1 reports finder's fees totalling $2,475,727; 0 report proceeds to related persons. (includes amounts the issuer reported as estimates)

Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Sep 28, 2026 D/A
Warwick Enhanced Loan Fund Series LP - WELF II Portfolio
File 021-526034
$0$0$0None listed on this filingEDGAR ↗
Sep 23, 2026 D/A
EDL Global Opportunities Fund Ltd
File 021-324056
$0$0$0
The fund charges a management fee that is described in the fund's offering documents.
None listed on this filingEDGAR ↗
Sep 16, 2026 D/A
EDL Global Opportunities Fund LP
File 021-247673
$0$0$0
The fund charges a management fee that is described in the fund's offering documents.
None listed on this filingEDGAR ↗
Jul 24, 2026 D/A
Salt Rock Fund LP
File 021-200295
$0$0$0
The fund charges a management fee that is described in the fund's governing documents.
None listed on this filingEDGAR ↗
Jul 20, 2026 D/A
Salt Rock Fund Ltd
File 021-221193
$0$0$0
The fund charges a management fee that is described in the fund's governing documents.
None listed on this filingEDGAR ↗
Jul 15, 2026 D/A
Samson Rock Event Driven Fund Ltd
File 021-344288
$0$0$0
The fund charges a management fee that is described in the fund's governing documents.
None listed on this filingEDGAR ↗
Jul 1, 2026 D/A
General Industrial Onshore Fund L.P.
File 021-482289
$0$0$0
The Investment Manager or its affiliate is entitled to receive a performance allocation, as outlined in the fund's offering documents.
None listed on this filingEDGAR ↗
Jul 1, 2026 D/A
General Industrial Offshore Fund Ltd
File 021-482291
$0$0$0
The Investment Manager or its affiliate is entitled to receive a performance fee, as outlined in the fund's offering documents.
None listed on this filingEDGAR ↗
Jun 9, 2026 D/A
Silverback Fund Ltd
File 021-134774
$0 (est.)$0 (est.)$0 (est.)
The Investment Manager is paid customary management fees and non-affiliated Directors are paid customary directors' fees.
N.A. Investcorp LLC BrokerCheck CRD 000134162 ↗EDGAR ↗
May 11, 2026 D
Warwick Royalty & Mineral Master Funds Series LP - Solo Portfolio
File 021-583591
$0$0$0
The General Partner will receive a quarterly management fee as outlined in the Issuer's offering material. The Managers of the General Partner receive fees at customary rates and are entitled to be reimbursed for certain incurred expenses.
None listed on this filingEDGAR ↗
May 6, 2026 D
Aspect Absolute Return Fund
File 021-583037
$0$0$0None listed on this filingEDGAR ↗
Apr 1, 2026 D
Warwick Royalty & Mineral Feeder Funds Series LLC - Leia Portfolio
File 021-578677
$0$0$0None listed on this filingEDGAR ↗
Mar 26, 2026 D/A
Warwick TRGP Law Firm Solutions Onshore Fund LP
File 021-552036
$0$0$0None listed on this filingEDGAR ↗
Mar 24, 2026 D
Warwick Royalty & Mineral Master Funds Series LP - Leia Portfolio
File 021-577504
$0$0$0None listed on this filingEDGAR ↗
Mar 3, 2026 D/A
Warwick Royalty & Mineral Feeder Funds Series LLC - Warwick Royalty & Mineral Feeder Fund IV Portfolio
File 021-468049
$0$0$0None listed on this filingEDGAR ↗
Mar 3, 2026 D/A
Warwick Royalty & Mineral Master Funds Series L.P. - Warwick Royalty & Mineral Master Fund IV Portfolio
File 021-511004
$0$0$0
The General Partner will receive a quarterly management fee as outlined in the Issuer's offering material. The Managers of the General Partner receive fees at customary rates and are entitled to be reimbursed for certain incurred expenses.
None listed on this filingEDGAR ↗
Jan 27, 2026 D
Aspect Alternative Markets (Cayman) Fund
File 021-571284
$0$0$0None listed on this filingEDGAR ↗
Jan 21, 2026 D/A
Aspect US Fund LLC
File 021-79037
$4,735,628 (est.)$0$0Agecroft Partners LLC BrokerCheck CRD 139227 ↗
Barclays Capital Inc, BrokerCheck CRD 19714 ↗
iCapital Securities, LLC BrokerCheck CRD 171061 ↗
Raymond James & Associates, Inc. BrokerCheck CRD 705 ↗
Raymond James Financial Services, Inc. BrokerCheck CRD 6694 ↗
Stifel, Nicolaus & Company, Incorporated BrokerCheck CRD 793 ↗
EDGAR ↗
Jan 21, 2026 D/A
Aspect US Institutional Fund Ltd
File 021-78076
$3,080,762 (est.)$0 (est.)$0Agecroft Partners LLC BrokerCheck CRD 139227 ↗
Credit Suisse Securities (USA) LLC BrokerCheck CRD 816 ↗
Barclays Capital Inc. BrokerCheck CRD 19714 ↗
Raymond James & Associates, Inc. BrokerCheck CRD 705 ↗
Raymond James Financial Services, Inc. BrokerCheck CRD 6694 ↗
Deutsche Bank Trust Company Americas no CRD number reported
Deutsche Bank Securities Inc. no CRD number reported
Stifel, Nicolaus & Company, Incorporated BrokerCheck CRD 793 ↗
EDGAR ↗
Jan 21, 2026 D/A
Aspect Core Trend HV Fund
File 021-291884
$721,356 (est.)$0$0Agecroft Partners LLC BrokerCheck CRD 139227 ↗EDGAR ↗
Jan 21, 2026 D/A
Aspect Horizon Ltd
File 021-305715
$0$0$0None listed on this filingEDGAR ↗
Jan 16, 2026 D/A
Chenavari Multi-Strategy Credit Fund SPC
File 021-153918
$0$0$0Butler Capital Investments, LLC BrokerCheck CRD 114242 ↗EDGAR ↗
Dec 31, 2025 D/A
SIP Warwick Partners I QP - R&M, L.P.
File 021-533777
$0$0$0None listed on this filingEDGAR ↗
Dec 31, 2025 D/A
SIP Warwick Partners I AI - R&M, L.P.
File 021-533778
$0$0$0None listed on this filingEDGAR ↗
Dec 3, 2025 D/A
Aspect Blue Ridge Fund
File 021-499619
$0$0$0None listed on this filingEDGAR ↗
Nov 13, 2025 D/A
Kontiki Offshore Fund
File 021-226313
$0$0$0None listed on this filingEDGAR ↗
Nov 13, 2025 D/A
Kontiki Onshore Fund
File 021-226315
$0$0$0None listed on this filingEDGAR ↗
Nov 13, 2025 D/A
Kontiki Long Only Onshore Fund
File 021-365844
$0$0$0None listed on this filingEDGAR ↗
Nov 13, 2025 D/A
Kontiki Long Only Offshore Fund
File 021-365845
$0$0$0None listed on this filingEDGAR ↗
Nov 13, 2025 D/A
Kontiki Concentration Offshore Feeder Fund
File 021-486577
$0$0$0None listed on this filingEDGAR ↗
Oct 10, 2025 D/A
Silverback Convertible Fund Ltd
File 021-375072
$0 (est.)$0 (est.)$0 (est.)
The Manager receives customary management fees.
None listed on this filingEDGAR ↗
Feb 19, 2025 D/A
IFM USIDF (US) A, L.P.
File 021-505377
$0$0$0IFM (US) Securities LLC BrokerCheck CRD 166325 ↗EDGAR ↗
Feb 14, 2025 D/A
IFM USIDF (Offshore) A, L.P.
File 021-504584
$0$0$0IFM (US) Securities, LLC BrokerCheck CRD 166325 ↗EDGAR ↗
Jan 28, 2025 D/A
Aspect Alternative Markets Fund
File 021-446535
$0$0$0None listed on this filingEDGAR ↗
Dec 5, 2024 D/A
IFM USIDF (Offshore) B, L.P.
File 021-424035
$0$0$0IFM (US) Securities, LLC BrokerCheck CRD 166325 ↗
via IFM (US) Securities, LLC (CRD 166325 ↗)
EDGAR ↗
Sep 30, 2024 D/A
Napier Park Eton Fund Global Feeder Ltd
File 021-203443
$0$0$0None listed on this filingEDGAR ↗
Jul 26, 2024 D/A
Petrus Advisers Investments Feeder Fund (U.S.) L.P.
File 021-291682
$558,619$0$0Perkins Fund Marketing L.L.C. BrokerCheck CRD 45642 ↗EDGAR ↗
Jul 26, 2024 D/A
Petrus Advisers Investments Inc.
File 021-291683
$0$0$0None listed on this filingEDGAR ↗
May 31, 2024 D/A
Zeal China Fund Ltd
File 021-162739
$30,000 (est.)$0$0PJT PARTNERS LP BrokerCheck CRD 171058 ↗EDGAR ↗
Feb 23, 2024 D/A
Chenavari European Opportunistic Credit Master Fund II LP
File 021-259863
$0$0$0None listed on this filingEDGAR ↗
Feb 21, 2024 D/A
Kryger Event Fund LP
File 021-272919
$0$0$0
Customary advisory fees are paid by the Issuer to the General Partner as provided for in the Issuer's offering materials.
None listed on this filingEDGAR ↗
Jan 29, 2024 D/A
Aspect Diversified Trend HV LP
File 021-350992
$453,806$0$0Agecroft Partners LLC BrokerCheck CRD 139227 ↗EDGAR ↗
Jan 29, 2024 D/A
Aspect Systematic Global Macro Offshore Fund
File 021-335778
$0$0$0None listed on this filingEDGAR ↗
Nov 27, 2023 D/A
Kryger Event Fund Ltd
File 021-221674
$0$0$0
Customary advisory fees are paid by the Issuer to the Investment Manager as provided for in the Issuer's offering materials.
None listed on this filingEDGAR ↗
Oct 12, 2023 D/A
CAA-WCP Enhanced Loan Fund I L.P.
File 021-461517
$0$0$0
The General Partner is entitled to receive compensation in the form of a CLO Management Fee as disclosed in the Issuer's Private Placement Memorandum
None listed on this filingEDGAR ↗
Apr 20, 2023 D/A
IFM USIDF (US) A, L.P.
File 021-315714
$0 (est.)$0$0 (est.)IFM (US) Securities LLC BrokerCheck CRD 166325 ↗
via IFM (US) Securities LLC (CRD 166325 ↗)
EDGAR ↗
Feb 28, 2023 D/A
Praxis Absolute Return Fund Ltd
File 021-405075
$0$0$0
The Investment Manager will receive a management fee, and is also entitled to a performance fee as outlined in the Issuer's offering material.
None listed on this filingEDGAR ↗
Feb 1, 2023 D/A
Aspect Systematic Global Macro US Fund LLC
File 021-335775
$0$0$0None listed on this filingEDGAR ↗
Jan 9, 2023 D
IFM USIDF (Offshore) A, L.P.
File 021-470048
$0 (est.)$0$0IFM (US) Securities, LLC BrokerCheck CRD 166325 ↗EDGAR ↗
Dec 20, 2022 D
Warwick Carbon Solutions LP
File 021-468046
$0$0$0None listed on this filingEDGAR ↗
Mar 16, 2022 D/A
Portsea Master Fund, a sub-fund of Portsea Master Fund SICAV Ltd
File 021-260994
$0$0$0None listed on this filingEDGAR ↗
Mar 16, 2022 D/A
Portsea Fund, a sub-fund of Portsea Fund SICAV PLC
File 021-259436
$0$0$0None listed on this filingEDGAR ↗
Feb 11, 2022 D/A
Federated Hermes Global Investment Funds (Cayman) Master, SPC - Federated Hermes Emerging Asia Equity Fund S.P.
File 021-204762
$0$0$0
The Investment Manager is entitled to charge both an annual investment management fee, and an annual performance fee. Both fees are fully disclosed in the Issuer's confidential offering materials.
None listed on this filingEDGAR ↗
Oct 22, 2021 D/A
Prosiris Global Opportunities Fund Ltd
File 021-184435
$0$0$0
The fund charges a management fee that is described in the fund's governing documents.
None listed on this filingEDGAR ↗
Oct 22, 2021 D/A
Prosiris Global Opportunities Institutional Fund Ltd
File 021-206754
$0$0$0
The fund charges a management fee that is described in the fund's governing documents.
None listed on this filingEDGAR ↗
Jun 16, 2021 D/A
Warwick Royalty & Mineral Master Fund III LP
File 021-392186
$0$0$0
The Investment Adviser receives from the Issuer a quarterly management fee as outlined in the Issuer's offering material.
None listed on this filingEDGAR ↗
Mar 12, 2021 D
Warwick Royalty & Mineral Feeder Fund III LP
File 021-392188
$0$0$0None listed on this filingEDGAR ↗
Dec 23, 2020 D/A
STABLE SEED FUND OFFSHORE, LTD.
File 021-302192
$0 (est.)$0 (est.)$0 (est.)
The Investment Manager is paid customary management fees and non-affiliated Directors are paid customary directors's fees.
None listed on this filingEDGAR ↗
Dec 4, 2020 D/A
IFM USIDF (Offshore) B, L.P.
File 021-352555
$0 (est.)$0$0 (est.)
An affiliate of the Issuer's General Partner will receive a quarterly management fee in arrears based on the Issuer's assets.
IFM (US) Securities, LLC BrokerCheck CRD 166325 ↗
via IFM (US) Securities, LLC (CRD 166325 ↗)
EDGAR ↗
Jun 27, 2019 D/A
Warwick Royalty & Mineral Master Fund II LP
File 021-342692
$0$0$0None listed on this filingEDGAR ↗
Jun 25, 2019 D
Warwick Royalty & Mineral Feeder Fund II LP
File 021-342694
$0$0$0None listed on this filingEDGAR ↗
May 3, 2019 D/A
Aspect Institutional Diversified Fund
File 021-215424
$183,728$0$0Agecroft Partners LLC BrokerCheck CRD 139227 ↗
Raymond James & Associates, Inc. BrokerCheck CRD 705 ↗
Raymond James Financial Services, Inc. BrokerCheck CRD 6694 ↗
EDGAR ↗
Sep 14, 2018 D/A
MVN Event Driven Fund Ltd
File 021-270772
$0$0$0
The Issuer will pay a monthly management fee to the Investment Manager as outlined in the Issuer's offering material.
None listed on this filingEDGAR ↗
Sep 14, 2018 D/A
MVN Event Driven Fund LLC
File 021-270773
$0$0$0
The Issuer will pay a monthly management fee to the Investment Manager as outlined in the Issuer's offering material.
None listed on this filingEDGAR ↗
May 8, 2018 D/A
Warwick Royalty & Mineral Master Fund LP
File 021-286194
$0$0$0None listed on this filingEDGAR ↗
Mar 16, 2018 D/A
Spruce Hedge Fund Program SPC Ltd.
File 021-282695
$0$0$0
The fund charges a management fee that is described in the fund's offering documents.
None listed on this filingEDGAR ↗
Jan 5, 2018 D/A
Frere Hall Fund LP
File 021-181014
$0$0$0
The fund charges a management fee that is described in the fund's offering documents.
None listed on this filingEDGAR ↗
Feb 3, 2017 D/A
CITRINE CAPITAL OFFSHORE FEEDER, LTD.
File 021-212227
$0 (est.)$0 (est.)$0 (est.)
The Investment Manager is paid customary management fees and non-affiliated Directors are paid customary directors' fees, as provided in the Issuer's offering documents.
None listed on this filingEDGAR ↗
May 4, 2016 D
Omni Secured Lending Fund III LP
File 021-262529
$0$0$0
Customary advisory fees are paid by the Issuer to the Investment Manager as provided for in the Issuer's offering materials.
None listed on this filingEDGAR ↗
May 4, 2016 D
Omni Secured Lending USD Feeder Fund III LP
File 021-262538
$0$0$0None listed on this filingEDGAR ↗
Mar 16, 2016 D/A
Spruce Absolute Return Fund (Offshore) Ltd.
File 021-127393
$0$0$0
The fund charges a management fee that is described in the fund's offering documents.
None listed on this filingEDGAR ↗
Mar 16, 2016 D/A
Spruce Equity Hedge Fund (Offshore) Ltd
File 021-127395
$0$0$0
The fund charges a management fee that is described in the fund's offering documents.
None listed on this filingEDGAR ↗
Feb 24, 2016 D/A
Saka Capital Liquid Credit Master Fund
File 021-137528
$0$0$0 (est.)
The Investment Manager receives annual fees calculated as a percentage of net assets and annual net profits.
None listed on this filingEDGAR ↗
Feb 24, 2016 D/A
Saka Capital Liquid Credit Fund
File 021-192635
$0$0$0
The Investment Manager receives annual fees calculated as a percentage of net assets and annual net profits.
None listed on this filingEDGAR ↗
Aug 6, 2015 D/A
Omni Macro Fund I Ltd
File 021-221668
$0$0$0
Customary advisory fees are paid by the Issuer to the Investment Manager as provided for in the Issuer's offering materials.
None listed on this filingEDGAR ↗
Apr 21, 2015 D
Omni Secured Lending Fund II LP
File 021-238367
$0$0$0
Customary advisory fees are paid by the Issuer to the Investment Manager as provided for in the Issuer's offering materials.
None listed on this filingEDGAR ↗
Apr 2, 2015 D/A
Warwick European Credit Opportunities Fund Inc.
File 021-214749
$0$0$0None listed on this filingEDGAR ↗
Apr 2, 2015 D/A
Warwick European Credit Opportunitites Fund L.P.
File 021-214752
$0$0$0
The General Partner will receive a monthly management fee and is entitled to a performance allocation fee as provided for in the Issuer's offering materials.
None listed on this filingEDGAR ↗
Apr 2, 2015 D/A
Warwick European Distressed & Special Situations Credit Fund Inc.
File 021-214753
$0$0$0None listed on this filingEDGAR ↗
Apr 2, 2015 D/A
Warwick European Distressed & Special Situations Credit Fund L.P.
File 021-214756
$0$0$0
The General Partner is entitled to a management fee and performance related allocation fee as provided for in the Issuer's offering materials.
None listed on this filingEDGAR ↗
Apr 2, 2015 D/A
Warwick Cash Management Fund L.P.
File 021-214757
$0$0$0
The General Partner will receive a monthly management fee as provided for in the Issuer's offering materials.
None listed on this filingEDGAR ↗
Nov 14, 2014 D
MST Global Offshore Fund
File 021-228396
$0$0$0
Pooled investment fund pays a management fee of 1.75% per annum plus performance fees of 20% to the Investment Manager.
None listed on this filingEDGAR ↗
Nov 14, 2014 D
MST Global Master Fund
File 021-228393
$0$0$0
Pooled investment fund pays a management fee of 1.75% per annum plus performance fees of 20% to the Investment Manager.
None listed on this filingEDGAR ↗
Sep 3, 2014 D/A
Kontiki Master Fund
File 021-221344
$0$0$0None listed on this filingEDGAR ↗
Jul 23, 2014 D
Omni Secured Lending Fund I LP
File 021-221659
$0$0$0
Customary advisory fees are paid by the Issuer to the Investment Manager as provided for in the Issuer's offering materials.
None listed on this filingEDGAR ↗
Oct 17, 2013 D
Federated Hermes Global Investment Funds (Cayman) Master, SPC - Federated Hermes Emerging Asia Equity Fund S.P.
File 021-204756
$0$0$0
The Investment Manager is entitled to charge both an annual investment management fee, and an annual performance fee. Both fees are fully disclosed in the Issuer's confidential offering materials.
None listed on this filingEDGAR ↗
Oct 7, 2013 D
HERMES INVESTMENT MANAGEMENT LTD
File 021-204084
$0$0$0 (est.)
The Investment Manager is entitled to charge both an annual investment management fee, and an annual performance fee. Both fees are fully disclosed in the Issuer's confidential offering materials.
None no CRD number reportedEDGAR ↗
Jul 13, 2012 D/A
LOEB OFFSHORE FUND, LTD.
File 021-50461
$0$2,475,727 (est.)$0 (est.)
The Investment Manager receives an annual management fee of 1-3% of the Issuer's net asset value.
Frederick Fruitman BrokerCheck CRD 1526646 ↗
via Loeb Partners Corporation (CRD 10929 ↗)

Carl Cascio, Jr. BrokerCheck CRD 2791121 ↗
via Loeb Partners Corporation (CRD 10929 ↗)

Jeffrey S. Cohen BrokerCheck CRD 2846669 ↗
via Stifel, Nicolaus & Company, Incorporated (CRD 793 ↗)

J. Patrick Kearns BrokerCheck CRD 836964 ↗
via Fulcrum Securities, Inc. (CRD 140084 ↗)

Said M. Armutcuoglu BrokerCheck CRD 2281132 ↗
via Loeb Partners Corporation (CRD 10929 ↗)
EDGAR ↗
Nov 3, 2010 D
Sorrell Capital Global Opportunities Fund
File 021-149986
$0$0$0 (est.)
Sorrell Capital LLP and its affiliates receive customary management fees (based on net asset value) and performance fees and / or allocations based on limited partners' investments in the Issuer.
None listed on this filingEDGAR ↗
Jul 8, 2010 D/A
TS World Development Fund, Ltd.
File 021-138184
$0$0$0None listed on this filingEDGAR ↗
How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 86

Every issuer that named Peter Heaps on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

Pooled Investment Fund · group: Warwick Royalty

Warwick Enhanced Loan Fund Series LP - WELF II Portfolio

Wilmington, DE · Oct 7, 2024 → Sep 28, 2026 · 3 filings
  • Sep 28, 2026 · D/A · $33,761,000 sold of Indefinite · 1 investors · min. $5,000,000 · role: Director (Manager of the General Partner) EDGAR ↗
  • Oct 7, 2025 · D/A · $29,841,000 sold of Indefinite · 1 investors · min. $5,000,000 · role: Director (Manager of the General Partner) EDGAR ↗
  • Oct 7, 2024 · D · $0 sold of Indefinite · 0 investors · min. $5,000,000 · role: Director (Manager of the General Partner) EDGAR ↗

Raised $33.8M from 1 investor as of the latest filing. Peter is listed as director on 3 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Edl

EDL Global Opportunities Fund Ltd

Grand Cayman, Cayman Islands (as filed: E9) · Oct 22, 2018 → Sep 23, 2026 · 9 filings
  • Sep 23, 2026 · D/A · $54,466,270 sold of Indefinite · 4 investors · min. $100,000 · role: Director EDGAR ↗
  • Sep 23, 2025 · D/A · $27,420,072 sold of Indefinite · 4 investors · min. $100,000 · role: Director EDGAR ↗
  • Oct 17, 2024 · D/A · $236,030,000 sold of Indefinite · 2 investors · min. $100,000 · role: Director EDGAR ↗
  • Oct 19, 2023 · D/A · $236,030,000 sold of Indefinite · 2 investors · min. $100,000 · role: Director EDGAR ↗
  • Oct 19, 2022 · D/A · $5,000,000 sold of Indefinite · 2 investors · min. $100,000 · role: Director (Director of the General Partner) EDGAR ↗
  • Oct 19, 2021 · D/A · $5,000,000 sold of Indefinite · 2 investors · min. $100,000 · role: Director (Director of the General Partner) EDGAR ↗
  • Oct 19, 2020 · D/A · $1,500,000 sold of Indefinite · 1 investors · min. $100,000 · role: Director (Director of the General Partner) EDGAR ↗
  • Oct 18, 2019 · D/A · $1,500,000 sold of Indefinite · 1 investors · min. $100,000 · role: Director (Director of the General Partner) EDGAR ↗
  • Oct 22, 2018 · D · $1,500,000 sold of Indefinite · 1 investors · min. $100,000 · role: Director (Director of the General Partner) EDGAR ↗

Raised $236M from 4 investors as of the latest filing. Peter is listed as director on 9 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Edl

EDL Global Opportunities Fund LP

Grand Cayman, Cayman Islands (as filed: E9) · Sep 15, 2015 → Sep 16, 2026 · 13 filings
  • Sep 16, 2026 · D/A · $425,146,890 sold of Indefinite · 18 investors · min. $100,000 · role: Director (Director of the General Partner) EDGAR ↗
  • Sep 16, 2025 · D/A · $285,590,471 sold of Indefinite · 17 investors · min. $100,000 · role: Director (Director of the General Partner) EDGAR ↗
  • Sep 16, 2024 · D/A · $197,059,946 sold of Indefinite · 7 investors · min. $100,000 · role: Director (Director of the General Partner) EDGAR ↗
  • Sep 15, 2023 · D/A · $197,059,946 sold of Indefinite · 7 investors · min. $100,000 · role: Director (Director of the General Partner) EDGAR ↗
  • Sep 15, 2022 · D/A · $30,500,000 sold of Indefinite · 2 investors · min. $100,000 · role: Director (Director of the General Partner) EDGAR ↗
  • Sep 14, 2021 · D/A · $30,500,000 sold of Indefinite · 2 investors · min. $100,000 · role: Director (Director of the General Partner) EDGAR ↗
  • Sep 14, 2020 · D/A · $500,000 sold of Indefinite · 1 investors · min. $100,000 · role: Director (Director of the General Partner) EDGAR ↗
  • Sep 13, 2019 · D/A · $500,000 sold of Indefinite · 1 investors · min. $100,000 · role: Director (Director of the General Partner) EDGAR ↗
  • Sep 14, 2018 · D/A · $500,000 sold of Indefinite · 1 investors · min. $100,000 · role: Director (Director of the General Partner) EDGAR ↗
  • Mar 23, 2018 · D/A · $64,329,435 sold of Indefinite · 1 investors · min. $100,000 · role: Director (Director of the General Partner) EDGAR ↗
  • Sep 15, 2017 · D/A · $500,000 sold of Indefinite · 1 investors · min. No minimum reported · role: Director (Director of the General Partner) EDGAR ↗
  • Sep 15, 2016 · D/A · $500,000 sold of Indefinite · 1 investors · min. No minimum reported · role: Director (Director of the General Partner) EDGAR ↗
  • Sep 15, 2015 · D · $500,000 sold of Indefinite · 1 investors · min. No minimum reported · role: Director (Director of the General Partner) EDGAR ↗

Raised $425.1M from 18 investors as of the latest filing. Peter is listed as director on 13 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Salt Rock

Salt Rock Fund LP

George Town, Grand Cayman, Cayman Islands (as filed: E9) · Jul 26, 2013 → Jul 24, 2026 · 14 filings
  • Jul 24, 2026 · D/A · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Director (Director of the General Partner) EDGAR ↗
  • Jul 25, 2025 · D/A · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Director (Director of the General Partner) EDGAR ↗
  • Jul 26, 2024 · D/A · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Director (Director of the General Partner) EDGAR ↗
  • Jul 27, 2023 · D/A · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Director (Director of the General Partner) EDGAR ↗
  • Jul 27, 2022 · D/A · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Director (Director of the General Partner) EDGAR ↗
  • Jul 27, 2021 · D/A · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Director (Director of the General Partner) EDGAR ↗
  • Jul 27, 2020 · D/A · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Director (Director of the General Partner) EDGAR ↗
  • Jul 26, 2019 · D/A · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Director (Director of the General Partner) EDGAR ↗
  • Jul 27, 2018 · D/A · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Director (Director of the General Partner) EDGAR ↗
  • Jul 27, 2017 · D/A · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Director (Director of the General Partner) EDGAR ↗
  • Jul 27, 2016 · D/A · $39,500,000 sold of Indefinite · 2 investors · min. No minimum reported · role: Director (Director of the General Partner) EDGAR ↗
  • Jul 27, 2015 · D/A · $19,098,452 sold of Indefinite · 2 investors · min. No minimum reported · role: Director (Director of the General Partner) EDGAR ↗
  • Jul 25, 2014 · D/A · $39,729,517 sold of Indefinite · 4 investors · min. No minimum reported · role: Director (Director of the General Partner) EDGAR ↗
  • Jul 26, 2013 · D · $5,500,000 sold of Indefinite · 1 investors · min. No minimum reported · role: Director (Director of the General Partner) EDGAR ↗

Raised $39.7M from 4 investors as of the latest filing. Peter is listed as director on 14 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Salt Rock

Salt Rock Fund Ltd

George Town, Cayman Islands (as filed: E9) · Jul 16, 2014 → Jul 20, 2026 · 13 filings
  • Jul 20, 2026 · D/A · $0 sold of Indefinite · 0 investors · min. $100,000 · role: Director EDGAR ↗
  • Jul 18, 2025 · D/A · $0 sold of Indefinite · 0 investors · min. $100,000 · role: Director EDGAR ↗
  • Jul 19, 2024 · D/A · $0 sold of Indefinite · 0 investors · min. $100,000 · role: Director EDGAR ↗
  • Jul 20, 2023 · D/A · $0 sold of Indefinite · 0 investors · min. $100,000 · role: Director EDGAR ↗
  • Jul 20, 2022 · D/A · $0 sold of Indefinite · 0 investors · min. $100,000 · role: Director EDGAR ↗
  • Jul 20, 2021 · D/A · $0 sold of Indefinite · 0 investors · min. $100,000 · role: Director EDGAR ↗
  • Jul 17, 2020 · D/A · $0 sold of Indefinite · 0 investors · min. $100,000 · role: Director EDGAR ↗
  • Jul 17, 2019 · D/A · $0 sold of Indefinite · 0 investors · min. $100,000 · role: Director EDGAR ↗
  • Jul 17, 2018 · D/A · $0 sold of Indefinite · 0 investors · min. $100,000 · role: Director EDGAR ↗
  • Jul 14, 2017 · D/A · $0 sold of Indefinite · 0 investors · min. $100,000 · role: Director EDGAR ↗
  • Jul 15, 2016 · D/A · $12,617,678 sold of Indefinite · 0 investors · min. $100,000 · role: Director EDGAR ↗
  • Jul 16, 2015 · D/A · $0 sold of Indefinite · 0 investors · min. $100,000 · role: Director EDGAR ↗
  • Jul 16, 2014 · D · $12,735,737 sold of Indefinite · 2 investors · min. $100,000 · role: Director EDGAR ↗

Raised $12.7M from 2 investors as of the latest filing. Peter is listed as director on 13 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund

Samson Rock Event Driven Fund Ltd

Grand Cayman, Cayman Islands (as filed: E9) · Jul 15, 2019 → Jul 15, 2026 · 8 filings
  • Jul 15, 2026 · D/A · $33,200,000 sold of Indefinite · 12 investors · min. $100,000 · role: Director EDGAR ↗
  • Jul 15, 2025 · D/A · $33,200,000 sold of Indefinite · 12 investors · min. $100,000 · role: Director EDGAR ↗
  • Jul 15, 2024 · D/A · $33,200,000 sold of Indefinite · 12 investors · min. $100,000 · role: Director EDGAR ↗
  • Jul 14, 2023 · D/A · $16,700,000 sold of Indefinite · 15 investors · min. $100,000 · role: Director EDGAR ↗
  • Jul 15, 2022 · D/A · $15,200,000 sold of Indefinite · 12 investors · min. $100,000 · role: Director EDGAR ↗
  • Jul 15, 2021 · D/A · $13,980,240 sold of Indefinite · 12 investors · min. $100,000 · role: Director EDGAR ↗
  • Jul 15, 2020 · D/A · $7,750,000 sold of Indefinite · 6 investors · min. $100,000 · role: Director EDGAR ↗
  • Jul 15, 2019 · D · $1,000,000 sold of Indefinite · 1 investors · min. $100,000 · role: Director EDGAR ↗

Raised $33.2M from 15 investors as of the latest filing. Peter is listed as director on 8 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Gip

General Industrial Onshore Fund L.P.

London, United Kingdom (as filed: X0) · May 22, 2023 → Jul 1, 2026 · 5 filings
  • Jul 1, 2026 · D/A · $24,580,000 sold of Indefinite · 43 investors · min. $1,000,000 · role: Director (Director of the General Partner) EDGAR ↗
  • May 15, 2026 · D/A · $24,580,000 sold of Indefinite · 23 investors · min. $1,000,000 · role: Director (Director of the General Partner) EDGAR ↗
  • May 19, 2025 · D/A · $24,580,000 sold of Indefinite · 23 investors · min. $1,000,000 · role: Director (Director of the General Partner) EDGAR ↗
  • May 17, 2024 · D/A · $24,580,000 sold of Indefinite · 20 investors · min. $1,000,000 · role: Director (Director of the General Partner) EDGAR ↗
  • May 22, 2023 · D · $0 sold of Indefinite · 0 investors · min. $1,000,000 · role: Director (Director of the General Partner) EDGAR ↗

Raised $24.6M from 43 investors as of the latest filing. Peter is listed as director on 5 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Gip

General Industrial Offshore Fund Ltd

London, United Kingdom (as filed: X0) · May 22, 2023 → Jul 1, 2026 · 5 filings
  • Jul 1, 2026 · D/A · $977,698 sold of Indefinite · 51 investors · min. $1,000,000 · role: Director EDGAR ↗
  • May 18, 2026 · D/A · $977,698 sold of Indefinite · 3 investors · min. $1,000,000 · role: Director EDGAR ↗
  • May 19, 2025 · D/A · $977,698 sold of Indefinite · 3 investors · min. $1,000,000 · role: Director EDGAR ↗
  • May 17, 2024 · D/A · $0 sold of Indefinite · 0 investors · min. $1,000,000 · role: Director EDGAR ↗
  • May 22, 2023 · D · $0 sold of Indefinite · 0 investors · min. $1,000,000 · role: Director EDGAR ↗

Raised $978K from 51 investors as of the latest filing. Peter is listed as director on 5 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Silverback

Silverback Fund Ltd

Grand Cayman, Cayman Islands (as filed: E9) · Feb 7, 2014 → Jun 9, 2026 · 15 filings
  • Jun 9, 2026 · D/A · $515,869,828 sold of Indefinite · 11 investors · min. $100,000 · role: Director EDGAR ↗
  • Mar 13, 2026 · D/A · $515,869,828 sold of Indefinite · 11 investors · min. $100,000 · role: Director EDGAR ↗
  • Mar 13, 2025 · D/A · $515,869,828 sold of Indefinite · 11 investors · min. $100,000 · role: Director EDGAR ↗
  • Mar 13, 2024 · D/A · $515,869,828 sold of Indefinite · 11 investors · min. $100,000 · role: Director EDGAR ↗
  • Mar 24, 2023 · D/A · $515,869,828 sold of Indefinite · 11 investors · min. $100,000 · role: Director EDGAR ↗
  • Mar 25, 2022 · D/A · $515,869,828 sold of Indefinite · 11 investors · min. $100,000 · role: Director EDGAR ↗
  • Mar 26, 2021 · D/A · $515,869,828 sold of Indefinite · 11 investors · min. $100,000 · role: Director EDGAR ↗
  • Mar 27, 2020 · D/A · $515,869,828 sold of Indefinite · 12 investors · min. $100,000 · role: Director EDGAR ↗
  • Apr 12, 2019 · D/A · $515,869,828 sold of Indefinite · 12 investors · min. $100,000 · role: Director EDGAR ↗
  • Apr 17, 2018 · D/A · $515,869,828 sold of Indefinite · 12 investors · min. $100,000 · role: Director EDGAR ↗
  • Apr 18, 2017 · D/A · $515,869,828 sold of Indefinite · 12 investors · min. $100,000 · role: Director EDGAR ↗
  • Jan 31, 2017 · D/A · $515,869,828 sold of Indefinite · 12 investors · min. No minimum reported · role: Director EDGAR ↗
  • Feb 5, 2016 · D/A · $515,869,828 sold of Indefinite · 12 investors · min. No minimum reported · role: Director EDGAR ↗
  • Feb 6, 2015 · D/A · $515,869,828 sold of Indefinite · 12 investors · min. $2,000,000 · role: Director EDGAR ↗
  • Feb 7, 2014 · D/A · $515,869,828 sold of Indefinite · 12 investors · min. $2,000,000 · role: Director EDGAR ↗

Raised $1.33B from 77 investors as of the latest filing. Peter is listed as director on 15 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Warwick Royalty

Warwick Royalty & Mineral Master Funds Series LP - Solo Portfolio

London, United Kingdom (as filed: X0) · May 11, 2026
  • May 11, 2026 · D · $56,650,000 sold of Indefinite · 1 investors · min. $10,000,000 · role: Director (Manager of the General Partner) EDGAR ↗

Raised $56.6M from 1 investor as of the latest filing. Peter is listed as director.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: John Aspect

Aspect Absolute Return Fund

Grand Cayman, Cayman Islands (as filed: E9) · May 6, 2026
  • May 6, 2026 · D · $125,000,000 sold of Indefinite · 1 investors · min. $100,000 · role: Director EDGAR ↗

Raised $125M from 1 investor as of the latest filing. Peter is listed as director.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Warwick Royalty

Warwick Royalty & Mineral Feeder Funds Series LLC - Leia Portfolio

London, United Kingdom (as filed: X0) · Apr 1, 2026
  • Apr 1, 2026 · D · $0 sold of Indefinite · 0 investors · min. $10,000,000 · role: Director (Manager of the Issuer) EDGAR ↗

No sales reported yet as of the latest filing. Peter is listed as director.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Warwick Royalty

Warwick TRGP Law Firm Solutions Onshore Fund LP

Wilmington, DE · Jul 16, 2025 → Mar 26, 2026 · 2 filings
  • Mar 26, 2026 · D/A · $50,000,000 sold of Indefinite · 2 investors · min. $10,000,000 · role: Director (Director of the General Partner) EDGAR ↗
  • Jul 16, 2025 · D · $30,000,000 sold of Indefinite · 1 investors · min. $10,000,000 · role: Director (Director of the General Partner) EDGAR ↗

Raised $50M from 2 investors as of the latest filing. Peter is listed as director on 2 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Warwick Royalty

Warwick Royalty & Mineral Master Funds Series LP - Leia Portfolio

London, United Kingdom (as filed: X0) · Mar 24, 2026
  • Mar 24, 2026 · D · $10,000,000 sold of Indefinite · 10 investors · min. $10,000,000 · role: Director (Manager of the Issuer's General Partner) EDGAR ↗

Raised $10M from 10 investors as of the latest filing. Peter is listed as director.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Warwick Royalty

Warwick Royalty & Mineral Feeder Funds Series LLC - Warwick Royalty & Mineral Feeder Fund IV Portfolio

Wilmington, DE · Dec 20, 2022 → Mar 3, 2026 · 5 filings
  • Mar 3, 2026 · D/A · $51,500,000 sold of Indefinite · 4 investors · min. $10,000,000 · role: Director (Manager of the Issuer's Managing Member) EDGAR ↗
  • Dec 19, 2025 · D/A · $36,500,000 sold of Indefinite · 3 investors · min. $10,000,000 · role: Director (Manager of the Issuer's Managing Member) EDGAR ↗
  • Dec 20, 2024 · D/A · $25,000,000 sold of Indefinite · 1 investors · min. $10,000,000 · role: Director (Manager of the Issuer's Managing Member) EDGAR ↗
  • Dec 20, 2023 · D/A · $15,000,000 sold of Indefinite · 1 investors · min. $10,000,000 · role: Director (Manager of the Issuer's Managing Member) EDGAR ↗
  • Dec 20, 2022 · D · $15,000,000 sold of Indefinite · 1 investors · min. $10,000,000 · role: Director (Manager of the Issuer's Managing Member) EDGAR ↗

Raised $51.5M from 4 investors as of the latest filing. Peter is listed as director on 5 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Warwick Royalty

Warwick Royalty & Mineral Master Funds Series L.P. - Warwick Royalty & Mineral Master Fund IV Portfolio

Wilmington, DE · Apr 18, 2024 → Mar 3, 2026 · 4 filings
  • Mar 3, 2026 · D/A · $163,620,500 sold of Indefinite · 14 investors · min. $10,000,000 · role: Director (Manager of the General Partner) EDGAR ↗
  • Nov 21, 2025 · D/A · $118,425,500 sold of Indefinite · 11 investors · min. $10,000,000 · role: Director (Manager of the General Partner) EDGAR ↗
  • Nov 22, 2024 · D/A · $101,373,500 sold of Indefinite · 11 investors · min. $10,000,000 · role: Director (Manager of the General Partner) EDGAR ↗
  • Apr 18, 2024 · D · $94,425,000 sold of Indefinite · 1 investors · min. $10,000,000 · role: Director (Manager of the General Partner) EDGAR ↗

Raised $163.6M from 14 investors as of the latest filing. Peter is listed as director on 4 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: John Aspect

Aspect Alternative Markets (Cayman) Fund

Grand Cayman, Cayman Islands (as filed: E9) · Jan 27, 2026
  • Jan 27, 2026 · D · $97,324 sold of Indefinite · 1 investors · min. $100,000 · role: Director EDGAR ↗

Raised $97K from 1 investor as of the latest filing. Peter is listed as director.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: John Aspect

Aspect US Institutional Fund Ltd

George Town, Grand Cayman, Cayman Islands (as filed: E9) · Feb 27, 2017 → Jan 21, 2026 · 14 filings
  • Jan 21, 2026 · D/A · $266,352,420 sold of Indefinite · 71 investors · min. $100,000 · role: Director (Director of the Issuer.) EDGAR ↗
  • Jan 28, 2025 · D/A · $265,202,420 sold of Indefinite · 66 investors · min. $100,000 · role: Director (Director of the Issuer.) EDGAR ↗
  • Jan 29, 2024 · D/A · $263,592,419 sold of Indefinite · 55 investors · min. $100,000 · role: Director (Director of the Issuer.) EDGAR ↗
  • Feb 1, 2023 · D/A · $263,392,420 sold of Indefinite · 54 investors · min. $100,000 · role: Director (Director of the Issuer.) EDGAR ↗
  • Apr 29, 2022 · D/A · $248,582,420 sold of Indefinite · 49 investors · min. $100,000 · role: Director (Director of the managing member of the Issuer.) EDGAR ↗
  • Apr 30, 2021 · D/A · $270,739,924 sold of Indefinite · 48 investors · min. $100,000 · role: Director (Director of the managing member of the Issuer.) EDGAR ↗
  • Apr 29, 2020 · D/A · $168,482,093 sold of Indefinite · 33 investors · min. $100,000 · role: Director EDGAR ↗
  • May 3, 2019 · D/A · $269,603,924 sold of Indefinite · 43 investors · min. $100,000 · role: Director EDGAR ↗
  • Feb 19, 2019 · D/A · $268,703,924 sold of Indefinite · 43 investors · min. $100,000 · role: Director EDGAR ↗
  • Oct 24, 2018 · D/A · $268,703,924 sold of Indefinite · 43 investors · min. $100,000 · role: Director EDGAR ↗
  • Apr 18, 2018 · D/A · $268,703,924 sold of Indefinite · 43 investors · min. $100,000 · role: Director EDGAR ↗
  • Feb 20, 2018 · D/A · $268,163,924 sold of Indefinite · 43 investors · min. $100,000 · role: Director EDGAR ↗
  • Nov 28, 2017 · D/A · $268,161,066 sold of Indefinite · 43 investors · min. $100,000 · role: Director EDGAR ↗
  • Feb 27, 2017 · D/A · $259,411,066 sold of Indefinite · 42 investors · min. $100,000 · role: Director EDGAR ↗

Raised $270.7M from 71 investors as of the latest filing. Peter is listed as director on 14 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: John Aspect

Aspect US Fund LLC

London, United Kingdom (as filed: X0) · Feb 27, 2017 → Jan 21, 2026 · 13 filings
  • Jan 21, 2026 · D/A · $292,029,713 sold of Indefinite · 254 investors · min. $100,000 · role: Director (Director of the managing member of the Issuer.) EDGAR ↗
  • Jan 28, 2025 · D/A · $288,526,742 sold of Indefinite · 242 investors · min. $100,000 · role: Director (Director of the managing member of the Issuer.) EDGAR ↗
  • Jan 29, 2024 · D/A · $277,958,335 sold of Indefinite · 209 investors · min. $100,000 · role: Director (Director of the managing member of the Issuer.) EDGAR ↗
  • Feb 1, 2023 · D/A · $276,539,938 sold of Indefinite · 202 investors · min. $100,000 · role: Director (Director of the managing member of the Issuer.) EDGAR ↗
  • Apr 5, 2022 · D/A · $270,438,744 sold of Indefinite · 187 investors · min. $100,000 · role: Director (Director of the managing member of the Issuer.) EDGAR ↗
  • Apr 7, 2021 · D/A · $265,665,744 sold of Indefinite · 176 investors · min. $100,000 · role: Director (Director of the managing member of the Issuer.) EDGAR ↗
  • Mar 30, 2020 · D/A · $396,847,316 sold of Indefinite · 176 investors · min. $100,000 · role: Director EDGAR ↗
  • May 3, 2019 · D/A · $267,157,232 sold of Indefinite · 176 investors · min. $100,000 · role: Director EDGAR ↗
  • Feb 19, 2019 · D/A · $266,257,232 sold of Indefinite · 175 investors · min. $100,000 · role: Director EDGAR ↗
  • Oct 24, 2018 · D/A · $260,257,232 sold of Indefinite · 170 investors · min. $100,000 · role: Director EDGAR ↗
  • Apr 18, 2018 · D/A · $258,562,232 sold of Indefinite · 170 investors · min. $100,000 · role: Director EDGAR ↗
  • Feb 20, 2018 · D/A · $257,562,232 sold of Indefinite · 168 investors · min. $100,000 · role: Director EDGAR ↗
  • Feb 27, 2017 · D/A · $242,264,232 sold of Indefinite · 153 investors · min. $100,000 · role: Director EDGAR ↗

Raised $396.8M from 254 investors as of the latest filing. Peter is listed as director on 13 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: John Aspect

Aspect Horizon Ltd

George Town, Grand Cayman, Cayman Islands (as filed: E9) · Feb 15, 2018 → Jan 21, 2026 · 12 filings
  • Jan 21, 2026 · D/A · $74,210,863 sold of Indefinite · 5 investors · min. $100,000 · role: Director (Director of the Issuer.) EDGAR ↗
  • Jan 28, 2025 · D/A · $71,141,336 sold of Indefinite · 5 investors · min. $100,000 · role: Director (Director of the Issuer.) EDGAR ↗
  • Jan 29, 2024 · D/A · $70,260,019 sold of Indefinite · 4 investors · min. $100,000 · role: Director (Director of the Issuer.) EDGAR ↗
  • Feb 1, 2023 · D/A · $70,260,019 sold of Indefinite · 4 investors · min. $100,000 · role: Director (Director of the Issuer.) EDGAR ↗
  • Apr 28, 2022 · D/A · $70,260,019 sold of Indefinite · 4 investors · min. $100,000 · role: Director (Director of the managing member of the Issuer.) EDGAR ↗
  • Apr 28, 2021 · D/A · $70,260,019 sold of Indefinite · 4 investors · min. $100,000 · role: Director (Director of the managing member of the Issuer.) EDGAR ↗
  • Apr 29, 2020 · D/A · $70,260,019 sold of Indefinite · 4 investors · min. $100,000 · role: Director EDGAR ↗
  • May 3, 2019 · D/A · $69,705,436 sold of Indefinite · 4 investors · min. $100,000 · role: Director EDGAR ↗
  • Feb 19, 2019 · D/A · $65,482,684 sold of Indefinite · 4 investors · min. $100,000 · role: Director EDGAR ↗
  • Oct 24, 2018 · D/A · $58,665,065 sold of Indefinite · 3 investors · min. $100,000 · role: Director EDGAR ↗
  • Apr 18, 2018 · D/A · $18,025,936 sold of Indefinite · 3 investors · min. $100,000 · role: Director EDGAR ↗
  • Feb 15, 2018 · D · $18,025,936 sold of Indefinite · 3 investors · min. $100,000 · role: Director EDGAR ↗

Raised $74.2M from 5 investors as of the latest filing. Peter is listed as director on 12 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: John Aspect

Aspect Core Trend HV Fund

George Town, Grand Cayman, Cayman Islands (as filed: E9) · Aug 1, 2017 → Jan 21, 2026 · 30 filings
  • Jan 21, 2026 · D/A · $1,378,146,350 sold of Indefinite · 12 investors · min. $100,000 · role: Director EDGAR ↗
  • Jan 28, 2025 · D/A · $1,368,114,308 sold of Indefinite · 12 investors · min. $100,000 · role: Director EDGAR ↗
  • Jan 29, 2024 · D/A · $1,211,291,411 sold of Indefinite · 10 investors · min. $100,000 · role: Director EDGAR ↗
  • Feb 1, 2023 · D/A · $1,205,099,342 sold of Indefinite · 10 investors · min. $100,000 · role: Director EDGAR ↗
  • Mar 10, 2022 · D/A · $1,182,565,101 sold of Indefinite · 8 investors · min. $100,000 · role: Director EDGAR ↗
  • Sep 24, 2021 · D/A · $1,080,663,129 sold of Indefinite · 8 investors · min. $100,000 · role: Director EDGAR ↗
  • May 25, 2021 · D/A · $825,791,053 sold of Indefinite · 8 investors · min. $100,000 · role: Director EDGAR ↗
  • Jan 29, 2021 · D/A · $1,440,935,645 sold of Indefinite · 2 investors · min. $100,000 · role: Director EDGAR ↗
  • Sep 18, 2020 · D/A · $1,379,193,615 sold of Indefinite · 2 investors · min. $100,000 · role: Director EDGAR ↗
  • Jul 2, 2020 · D/A · $1,209,847,790 sold of Indefinite · 2 investors · min. $100,000 · role: Director EDGAR ↗
  • Apr 9, 2020 · D/A · $1,208,859,447 sold of Indefinite · 2 investors · min. $100,000 · role: Director EDGAR ↗
  • Jan 17, 2020 · D/A · $1,205,642,964 sold of Indefinite · 2 investors · min. $100,000 · role: Director EDGAR ↗
  • Sep 23, 2019 · D/A · $955,621,379 sold of Indefinite · 2 investors · min. $100,000 · role: Director EDGAR ↗
  • Jul 25, 2019 · D/A · $886,217,711 sold of Indefinite · 2 investors · min. $100,000 · role: Director EDGAR ↗
  • Jun 3, 2019 · D/A · $535,880,095 sold of Indefinite · 2 investors · min. $100,000 · role: Director EDGAR ↗
  • May 3, 2019 · D/A · $535,863,608 sold of Indefinite · 2 investors · min. $100,000 · role: Director EDGAR ↗
  • Feb 19, 2019 · D/A · $535,816,297 sold of Indefinite · 2 investors · min. $100,000 · role: Director EDGAR ↗
  • Dec 19, 2018 · D/A · $535,787,941 sold of Indefinite · 2 investors · min. $100,000 · role: Director EDGAR ↗
  • Nov 26, 2018 · D/A · $432,275,502 sold of Indefinite · 2 investors · min. $100,000 · role: Director EDGAR ↗
  • Oct 24, 2018 · D/A · $432,248,522 sold of Indefinite · 2 investors · min. $100,000 · role: Director EDGAR ↗
  • Sep 19, 2018 · D/A · $357,232,650 sold of Indefinite · 2 investors · min. $100,000 · role: Director EDGAR ↗
  • Aug 8, 2018 · D/A · $357,216,149 sold of Indefinite · 2 investors · min. $100,000 · role: Director EDGAR ↗
  • Jul 23, 2018 · D/A · $357,198,606 sold of Indefinite · 2 investors · min. $100,000 · role: Director EDGAR ↗
  • Jun 19, 2018 · D/A · $357,189,319 sold of Indefinite · 2 investors · min. $100,000 · role: Director EDGAR ↗
  • Apr 18, 2018 · D/A · $32,146,576 sold of Indefinite · 1 investors · min. $100,000 · role: Director EDGAR ↗
  • Mar 12, 2018 · D/A · $32,131,154 sold of Indefinite · 1 investors · min. $100,000 · role: Director EDGAR ↗
  • Feb 20, 2018 · D/A · $32,119,034 sold of Indefinite · 1 investors · min. $100,000 · role: Director EDGAR ↗
  • Nov 28, 2017 · D/A · $32,067,011 sold of Indefinite · 1 investors · min. $100,000 · role: Director EDGAR ↗
  • Sep 5, 2017 · D/A · $32,020,262 sold of Indefinite · 1 investors · min. $100,000 · role: Director EDGAR ↗
  • Aug 1, 2017 · D · $32,004,736 sold of Indefinite · 1 investors · min. $100,000 · role: Director EDGAR ↗

Raised $1.44B from 12 investors as of the latest filing. Peter is listed as director on 30 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Chenavari

Chenavari Multi-Strategy Credit Fund SPC

London, United Kingdom (as filed: X0) · Dec 5, 2011 → Jan 16, 2026 · 21 filings
  • Jan 16, 2026 · D/A · $123,619,139 sold of Indefinite · 34 investors · min. $100,000 · role: Director EDGAR ↗
  • Jan 17, 2025 · D/A · $123,619,139 sold of Indefinite · 34 investors · min. $100,000 · role: Director EDGAR ↗
  • Jan 22, 2024 · D/A · $123,619,139 sold of Indefinite · 34 investors · min. $100,000 · role: Director EDGAR ↗
  • Feb 22, 2023 · D/A · $123,619,139 sold of Indefinite · 34 investors · min. $100,000 · role: Director EDGAR ↗
  • Feb 22, 2022 · D/A · $123,619,139 sold of Indefinite · 34 investors · min. $100,000 · role: Director EDGAR ↗
  • Feb 22, 2021 · D/A · $123,619,139 sold of Indefinite · 34 investors · min. $100,000 · role: Director EDGAR ↗
  • Feb 21, 2020 · D/A · $123,619,139 sold of Indefinite · 34 investors · min. $100,000 · role: Director EDGAR ↗
  • Feb 20, 2019 · D/A · $123,619,139 sold of Indefinite · 34 investors · min. $100,000 · role: Director EDGAR ↗
  • Feb 8, 2019 · D/A · $119,638,559 sold of Indefinite · 33 investors · min. $100,000 · role: Director EDGAR ↗
  • Feb 9, 2018 · D/A · $119,638,559 sold of Indefinite · 33 investors · min. $100,000 · role: Director EDGAR ↗
  • Jan 19, 2018 · D/A · $119,388,559 sold of Indefinite · 32 investors · min. $100,000 · role: Director EDGAR ↗
  • Jan 17, 2017 · D/A · $60,207,831 sold of Indefinite · 24 investors · min. $100,000 · role: Director EDGAR ↗
  • Jan 15, 2016 · D/A · $60,207,831 sold of Indefinite · 24 investors · min. $100,000 · role: Director EDGAR ↗
  • Jan 16, 2015 · D/A · $56,007,831 sold of Indefinite · 20 investors · min. $100,000 · role: Director EDGAR ↗
  • Jan 21, 2014 · D/A · $37,949,188 sold of Indefinite · 18 investors · min. $100,000 · role: Director EDGAR ↗
  • Jul 15, 2013 · D/A · $34,805,791 sold of Indefinite · 14 investors · min. $100,000 · role: Director EDGAR ↗
  • Aug 10, 2012 · D/A · $14,501,465 sold of Indefinite · 8 investors · min. $100,000 · role: Director EDGAR ↗
  • Jul 10, 2012 · D/A · $13,201,500 sold of Indefinite · 6 investors · min. $100,000 · role: Director EDGAR ↗
  • May 3, 2012 · D/A · $11,201,500 sold of Indefinite · 5 investors · min. $100,000 · role: Director EDGAR ↗
  • Jan 9, 2012 · D/A · $6,201,500 sold of Indefinite · 4 investors · min. $100,000 · role: Director EDGAR ↗
  • Dec 5, 2011 · D/A · $1,201,500 sold of Indefinite · 2 investors · min. $100,000 · role: Director EDGAR ↗

Raised $123.6M from 34 investors as of the latest filing. Peter is listed as director on 21 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Warwick Royalty

SIP Warwick Partners I QP - R&M, L.P.

Wilmington, DE · Dec 31, 2024 → Dec 31, 2025 · 2 filings
  • Dec 31, 2025 · D/A · $51,480,000 sold of Indefinite · 102 investors · min. $100,000 · role: Director (Manager of the General Partner) EDGAR ↗
  • Dec 31, 2024 · D · $26,100,000 sold of Indefinite · 46 investors · min. $100,000 · role: Director (Manager of the General Partner) EDGAR ↗

Raised $51.5M from 102 investors as of the latest filing. Peter is listed as director on 2 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Warwick Royalty

SIP Warwick Partners I AI - R&M, L.P.

Wilmington, DE · Dec 31, 2024 → Dec 31, 2025 · 2 filings
  • Dec 31, 2025 · D/A · $2,222,000 sold of Indefinite · 16 investors · min. $100,000 · role: Director (Manager of the General Partner) EDGAR ↗
  • Dec 31, 2024 · D · $0 sold of Indefinite · 0 investors · min. $100,000 · role: Director (Manager of the General Partner) EDGAR ↗

Raised $2.22M from 16 investors as of the latest filing. Peter is listed as director on 2 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: John Aspect

Aspect Blue Ridge Fund

London, United Kingdom (as filed: X0) · Dec 14, 2023 → Dec 3, 2025 · 3 filings
  • Dec 3, 2025 · D/A · $66,948,625 sold of Indefinite · 2 investors · min. $100,000 · role: Director EDGAR ↗
  • Dec 12, 2024 · D/A · $53,962,013 sold of Indefinite · 2 investors · min. $100,000 · role: Director EDGAR ↗
  • Dec 14, 2023 · D · $53,315,414 sold of Indefinite · 2 investors · min. $100,000 · role: Director EDGAR ↗

Raised $66.9M from 2 investors as of the latest filing. Peter is listed as director on 3 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Kontiki

Kontiki Long Only Onshore Fund

Hong Kong, Hong Kong (as filed: K3) · Apr 27, 2020 → Nov 13, 2025 · 8 filings
  • Nov 13, 2025 · D/A · $222,169,470 sold of Indefinite · 13 investors · min. $100,000 · role: Director EDGAR ↗
  • Nov 18, 2024 · D/A · $174,669,470 sold of Indefinite · 13 investors · min. $100,000 · role: Director EDGAR ↗
  • Nov 16, 2023 · D/A · $154,669,470 sold of Indefinite · 10 investors · min. $100,000 · role: Director EDGAR ↗
  • Nov 18, 2022 · D/A · $147,919,470 sold of Indefinite · 9 investors · min. $100,000 · role: Director EDGAR ↗
  • May 2, 2022 · D/A · $142,569,470 sold of Indefinite · 9 investors · min. $100,000 · role: Director EDGAR ↗
  • May 3, 2021 · D/A · $135,069,470 sold of Indefinite · 8 investors · min. $100,000 · role: Director EDGAR ↗
  • Oct 6, 2020 · D/A · $95,069,470 sold of Indefinite · 3 investors · min. $100,000 · role: Director EDGAR ↗
  • Apr 27, 2020 · D · $0 sold of Indefinite · 0 investors · min. $100,000 · role: Director EDGAR ↗

Raised $222.2M from 13 investors as of the latest filing. Peter is listed as director on 8 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Kontiki

Kontiki Offshore Fund

Hong Kong, Hong Kong (as filed: K3) · Oct 14, 2014 → Nov 13, 2025 · 13 filings
  • Nov 13, 2025 · D/A · $1,001,477,884 sold of Indefinite · 45 investors · min. $100,000 · role: Director EDGAR ↗
  • Nov 18, 2024 · D/A · $950,150,000 sold of Indefinite · 48 investors · min. $100,000 · role: Director EDGAR ↗
  • Nov 16, 2023 · D/A · $942,150,000 sold of Indefinite · 48 investors · min. $100,000 · role: Director EDGAR ↗
  • Nov 18, 2022 · D/A · $940,150,000 sold of Indefinite · 48 investors · min. $100,000 · role: Director EDGAR ↗
  • May 2, 2022 · D/A · $934,150,000 sold of Indefinite · 48 investors · min. $100,000 · role: Director EDGAR ↗
  • May 3, 2021 · D/A · $861,650,000 sold of Indefinite · 44 investors · min. $100,000 · role: Director EDGAR ↗
  • Oct 6, 2020 · D/A · $849,650,000 sold of Indefinite · 40 investors · min. $100,000 · role: Director EDGAR ↗
  • Oct 15, 2019 · D/A · $818,350,000 sold of Indefinite · 33 investors · min. $100,000 · role: Director EDGAR ↗
  • Oct 15, 2018 · D/A · $608,300,000 sold of Indefinite · 13 investors · min. $100,000 · role: Director EDGAR ↗
  • Oct 16, 2017 · D/A · $338,300,000 sold of Indefinite · 12 investors · min. $100,000 · role: Director EDGAR ↗
  • Oct 14, 2016 · D/A · $298,300,000 sold of Indefinite · 12 investors · min. $100,000 · role: Director EDGAR ↗
  • Oct 14, 2015 · D/A · $229,300,000 sold of Indefinite · 11 investors · min. $100,000 · role: Director EDGAR ↗
  • Oct 14, 2014 · D · $81,300,000 sold of Indefinite · 4 investors · min. $100,000 · role: Director EDGAR ↗

Raised $1B from 48 investors as of the latest filing. Peter is listed as director on 13 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Kontiki

Kontiki Concentration Offshore Feeder Fund

Hong Kong, Hong Kong (as filed: K3) · Jul 12, 2023 → Nov 13, 2025 · 4 filings
  • Nov 13, 2025 · D/A · $41,000,000 sold of Indefinite · 4 investors · min. $100,000 · role: Director EDGAR ↗
  • Nov 18, 2024 · D/A · $41,000,000 sold of Indefinite · 4 investors · min. $100,000 · role: Director EDGAR ↗
  • Nov 16, 2023 · D/A · $38,000,000 sold of Indefinite · 4 investors · min. $100,000 · role: Director EDGAR ↗
  • Jul 12, 2023 · D · $0 sold of Indefinite · 0 investors · min. $100,000 · role: Director EDGAR ↗

Raised $41M from 4 investors as of the latest filing. Peter is listed as director on 4 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Kontiki

Kontiki Long Only Offshore Fund

Hong Kong, Hong Kong (as filed: K3) · Apr 27, 2020 → Nov 13, 2025 · 8 filings
  • Nov 13, 2025 · D/A · $502,382,253 sold of Indefinite · 24 investors · min. $100,000 · role: Director EDGAR ↗
  • Nov 18, 2024 · D/A · $462,382,253 sold of Indefinite · 23 investors · min. $100,000 · role: Director EDGAR ↗
  • Nov 16, 2023 · D/A · $462,682,253 sold of Indefinite · 22 investors · min. $100,000 · role: Director EDGAR ↗
  • Nov 18, 2022 · D/A · $400,732,253 sold of Indefinite · 22 investors · min. $100,000 · role: Director EDGAR ↗
  • May 2, 2022 · D/A · $338,312,253 sold of Indefinite · 21 investors · min. $100,000 · role: Director EDGAR ↗
  • May 3, 2021 · D/A · $149,432,253 sold of Indefinite · 13 investors · min. $100,000 · role: Director EDGAR ↗
  • Oct 6, 2020 · D/A · $109,562,253 sold of Indefinite · 6 investors · min. $100,000 · role: Director EDGAR ↗
  • Apr 27, 2020 · D · $0 sold of Indefinite · 0 investors · min. $100,000 · role: Director EDGAR ↗

Raised $502.4M from 24 investors as of the latest filing. Peter is listed as director on 8 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Kontiki

Kontiki Onshore Fund

Hong Kong, Hong Kong (as filed: K3) · Oct 14, 2014 → Nov 13, 2025 · 13 filings
  • Nov 13, 2025 · D/A · $423,887,268 sold of Indefinite · 23 investors · min. $100,000 · role: Director EDGAR ↗
  • Nov 18, 2024 · D/A · $423,887,268 sold of Indefinite · 23 investors · min. $100,000 · role: Director EDGAR ↗
  • Nov 16, 2023 · D/A · $365,287,268 sold of Indefinite · 23 investors · min. $100,000 · role: Director EDGAR ↗
  • Nov 18, 2022 · D/A · $365,287,268 sold of Indefinite · 23 investors · min. $100,000 · role: Director EDGAR ↗
  • May 2, 2022 · D/A · $165,287,268 sold of Indefinite · 21 investors · min. $100,000 · role: Director EDGAR ↗
  • May 3, 2021 · D/A · $163,787,268 sold of Indefinite · 20 investors · min. $100,000 · role: Director EDGAR ↗
  • Oct 6, 2020 · D/A · $163,787,268 sold of Indefinite · 20 investors · min. $100,000 · role: Director EDGAR ↗
  • Oct 15, 2019 · D/A · $163,787,268 sold of Indefinite · 20 investors · min. $100,000 · role: Director EDGAR ↗
  • Oct 15, 2018 · D/A · $155,287,268 sold of Indefinite · 17 investors · min. $100,000 · role: Director EDGAR ↗
  • Oct 16, 2017 · D/A · $130,287,268 sold of Indefinite · 16 investors · min. $100,000 · role: Director EDGAR ↗
  • Oct 14, 2016 · D/A · $130,287,268 sold of Indefinite · 16 investors · min. $100,000 · role: Director EDGAR ↗
  • Oct 14, 2015 · D/A · $124,010,000 sold of Indefinite · 16 investors · min. $100,000 · role: Director EDGAR ↗
  • Oct 14, 2014 · D · $81,760,000 sold of Indefinite · 8 investors · min. $100,000 · role: Director EDGAR ↗

Raised $423.9M from 23 investors as of the latest filing. Peter is listed as director on 13 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Silverback

Silverback Convertible Fund Ltd

Grand Cayman, Cayman Islands (as filed: E9) · Sep 9, 2020 → Oct 10, 2025 · 6 filings
  • Oct 10, 2025 · D/A · $63,270,000 sold of Indefinite · 6 investors · min. $100,000 · role: Director (Director) EDGAR ↗
  • Oct 11, 2024 · D/A · $63,270,000 sold of Indefinite · 6 investors · min. $100,000 · role: Director (Director) EDGAR ↗
  • Oct 12, 2023 · D/A · $63,270,000 sold of Indefinite · 6 investors · min. $100,000 · role: Director (Director) EDGAR ↗
  • Oct 12, 2022 · D/A · $63,270,000 sold of Indefinite · 6 investors · min. $100,000 · role: Director (Director) EDGAR ↗
  • Oct 12, 2021 · D/A · $15,000,000 sold of Indefinite · 1 investors · min. $100,000 · role: Director (Director) EDGAR ↗
  • Sep 9, 2020 · D · $8,500,000 sold of Indefinite · 1 investors · min. $100,000 · role: Director (Director) EDGAR ↗

Raised $63.3M from 6 investors as of the latest filing. Peter is listed as director on 6 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Ifm Usidf

IFM USIDF (US) A, L.P.

New York, NY · Apr 25, 2019 → Feb 19, 2025 · 7 filings
  • Feb 19, 2025 · D/A · $460,000,000 sold of Indefinite · 23 investors · min. No minimum reported · role: Director (Director of the General Partner of the Issuer) EDGAR ↗
  • Feb 15, 2024 · D · $429,123,033 sold of Indefinite · 20 investors · min. No minimum reported · role: Director (Director of the General Partner of the Issuer) EDGAR ↗
  • Apr 20, 2023 · D/A · $428,000,000 sold of Indefinite · 20 investors · min. No minimum reported · role: Director (Director of the General Partner of the Issuer) EDGAR ↗
  • Apr 22, 2022 · D/A · $328,000,000 sold of Indefinite · 19 investors · min. No minimum reported · role: Director (Director of the General Partner of the Issuer) EDGAR ↗
  • Apr 23, 2021 · D/A · $328,000,000 sold of Indefinite · 19 investors · min. No minimum reported · role: Director (Director of the General Partner of the Issuer) EDGAR ↗
  • Apr 24, 2020 · D/A · $328,000,000 sold of Indefinite · 20 investors · min. No minimum reported · role: Director (Director of the General Partner of the Issuer) EDGAR ↗
  • Apr 25, 2019 · D/A · $368,107,694 sold of Indefinite · 19 investors · min. No minimum reported · role: Director (Director of the General Partner of the Issuer) EDGAR ↗

Raised $460M from 23 investors as of the latest filing. Peter is listed as director on 7 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Ifm Usidf

IFM USIDF (Offshore) A, L.P.

Grand Cayman, Cayman Islands (as filed: E9) · Jan 9, 2023 → Feb 14, 2025 · 3 filings
  • Feb 14, 2025 · D/A · $30,000,000 sold of Indefinite · 2 investors · min. $10,000,000 · role: Director (Director of the General Partner of the Issuer) EDGAR ↗
  • Feb 7, 2024 · D · $30,000,000 sold of Indefinite · 2 investors · min. $10,000,000 · role: Director (Director of the General Partner of the Issuer) EDGAR ↗
  • Jan 9, 2023 · D · $20,000,000 sold of Indefinite · 2 investors · min. $10,000,000 · role: Director (Director of the General Partner of the Issuer) EDGAR ↗

Raised $30M from 2 investors as of the latest filing. Peter is listed as director on 3 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: John Aspect

Aspect Alternative Markets Fund

George Town, Grand Cayman, Cayman Islands (as filed: E9) · May 23, 2022 → Jan 28, 2025 · 4 filings
  • Jan 28, 2025 · D/A · $5,255,542 sold of Indefinite · 2 investors · min. $100,000 · role: Director (Director of the managing member of the Issuer.) EDGAR ↗
  • Jan 29, 2024 · D/A · $5,155,542 sold of Indefinite · 1 investors · min. $100,000 · role: Director (Director of the managing member of the Issuer.) EDGAR ↗
  • Feb 1, 2023 · D/A · $5,000,000 sold of Indefinite · 1 investors · min. $100,000 · role: Director (Director of the managing member of the Issuer.) EDGAR ↗
  • May 23, 2022 · D · $4,842,230 sold of Indefinite · 1 investors · min. $100,000 · role: Director (Director of the managing member of the Issuer.) EDGAR ↗

Raised $5.26M from 2 investors as of the latest filing. Peter is listed as director on 4 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Ifm Usidf

IFM USIDF (Offshore) B, L.P.

Grand Cayman, Cayman Islands (as filed: E9) · Nov 5, 2019 → Dec 5, 2024 · 6 filings
  • Dec 5, 2024 · D/A · $275,000,000 sold of Indefinite · 12 investors · min. $10,000,000 · role: Director (Director of the General Partner of the Issuer) EDGAR ↗
  • Dec 5, 2023 · D/A · $180,000,000 sold of Indefinite · 11 investors · min. $10,000,000 · role: Director (Director of the General Partner of the Issuer) EDGAR ↗
  • Dec 6, 2022 · D/A · $145,000,000 sold of Indefinite · 6 investors · min. $10,000,000 · role: Director (Director of the General Partner of the Issuer) EDGAR ↗
  • Dec 7, 2021 · D · $145,000,000 sold of Indefinite · 6 investors · min. $10,000,000 · role: Director (Director of the General Partner of the Issuer) EDGAR ↗
  • Dec 4, 2020 · D/A · $55,000,000 sold of Indefinite · 2 investors · min. $10,000,000 · role: Director (Director of the General Partner of the Issuer) EDGAR ↗
  • Nov 5, 2019 · D · $55,000,000 sold of Indefinite · 2 investors · min. $10,000,000 · role: Director (Director of the General Partner of the Issuer) EDGAR ↗

Raised $305M from 15 investors as of the latest filing. Peter is listed as director on 6 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Napier Park

Napier Park Eton Fund Global Feeder Ltd

Grand Cayman, Cayman Islands (as filed: E9) · Sep 24, 2014 → Sep 30, 2024 · 11 filings
  • Sep 30, 2024 · D/A · $144,479,733 sold of Indefinite · 17 investors · min. $100,000 · role: Director EDGAR ↗
  • Sep 28, 2023 · D/A · $118,242,493 sold of Indefinite · 16 investors · min. $100,000 · role: Director EDGAR ↗
  • Sep 28, 2022 · D/A · $95,922,110 sold of Indefinite · 12 investors · min. $200,000 · role: Director EDGAR ↗
  • Sep 28, 2021 · D/A · $94,411,618 sold of Indefinite · 11 investors · min. $200,000 · role: Director EDGAR ↗
  • Sep 28, 2020 · D/A · $83,620,611 sold of Indefinite · 6 investors · min. $200,000 · role: Director EDGAR ↗
  • Sep 27, 2019 · D/A · $34,620,611 sold of Indefinite · 6 investors · min. $200,000 · role: Director EDGAR ↗
  • Sep 28, 2018 · D/A · $34,620,611 sold of Indefinite · 6 investors · min. $200,000 · role: Director EDGAR ↗
  • Sep 28, 2017 · D/A · $24,450,000 sold of Indefinite · 1 investors · min. $200,000 · role: Director EDGAR ↗
  • Sep 26, 2016 · D/A · $23,950,000 sold of Indefinite · 1 investors · min. $200,000 · role: Director EDGAR ↗
  • Sep 24, 2015 · D/A · $22,800,000 sold of Indefinite · 3 investors · min. $200,000 · role: Director EDGAR ↗
  • Sep 24, 2014 · D/A · $22,800,000 sold of Indefinite · 1 investors · min. $200,000 · role: Director EDGAR ↗

Raised $226.6M from 25 investors as of the latest filing. Peter is listed as director on 11 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Petrus

Petrus Advisers Investments Feeder Fund (U.S.) L.P.

London, United Kingdom (as filed: X0) · Jul 28, 2017 → Jul 26, 2024 · 8 filings
  • Jul 26, 2024 · D/A · $35,481,595 sold of Indefinite · 6 investors · min. $100,000 · role: Director (Director of the General Partner) EDGAR ↗
  • Jul 27, 2023 · D/A · $16,500,000 sold of Indefinite · 3 investors · min. $100,000 · role: Director (Director of the General Partner) EDGAR ↗
  • Jul 27, 2022 · D/A · $16,500,000 sold of Indefinite · 3 investors · min. $100,000 · role: Director (Director of the General Partner) EDGAR ↗
  • Jul 27, 2021 · D/A · $16,300,000 sold of Indefinite · 2 investors · min. $100,000 · role: Director (Director of the General Partner) EDGAR ↗
  • Jul 27, 2020 · D/A · $15,000,000 sold of Indefinite · 1 investors · min. $100,000 · role: Director (Director of the General Partner) EDGAR ↗
  • Jul 26, 2019 · D/A · $10,000,000 sold of Indefinite · 1 investors · min. $100,000 · role: Director (Director of the General Partner) EDGAR ↗
  • Jul 27, 2018 · D/A · $10,000,000 sold of Indefinite · 1 investors · min. $100,000 · role: Director (Director of the General Partner) EDGAR ↗
  • Jul 28, 2017 · D · $0 sold of Indefinite · 0 investors · min. $100,000 · role: Director (Director of the General Partner) EDGAR ↗

Raised $35.9M from 8 investors as of the latest filing. Peter is listed as director on 8 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(c) (8,096 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Petrus

Petrus Advisers Investments Inc.

London, United Kingdom (as filed: X0) · Jul 28, 2017 → Jul 26, 2024 · 8 filings
  • Jul 26, 2024 · D/A · $0 sold of Indefinite · 0 investors · min. $100,000 · role: Director EDGAR ↗
  • Jul 27, 2023 · D/A · $0 sold of Indefinite · 0 investors · min. $100,000 · role: Director EDGAR ↗
  • Jul 27, 2022 · D/A · $0 sold of Indefinite · 0 investors · min. $100,000 · role: Director EDGAR ↗
  • Jul 27, 2021 · D/A · $0 sold of Indefinite · 0 investors · min. $100,000 · role: Director EDGAR ↗
  • Jul 27, 2020 · D/A · $0 sold of Indefinite · 0 investors · min. $100,000 · role: Director EDGAR ↗
  • Jul 26, 2019 · D/A · $0 sold of Indefinite · 0 investors · min. $100,000 · role: Director EDGAR ↗
  • Jul 27, 2018 · D/A · $0 sold of Indefinite · 0 investors · min. $100,000 · role: Director EDGAR ↗
  • Jul 28, 2017 · D · $0 sold of Indefinite · 0 investors · min. $100,000 · role: Director EDGAR ↗

No sales reported yet as of the latest filing. Peter is listed as director on 8 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(c) (8,096 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund

Zeal China Fund Ltd

No.12 Harcourt Road, Central, Hong Kong (as filed: K3) · Oct 4, 2013 → May 31, 2024 · 12 filings
  • May 31, 2024 · D/A · $2,840,000 sold of Indefinite · 4 investors · min. $100,000 · role: Director EDGAR ↗
  • Jun 2, 2023 · D/A · $2,840,000 sold of Indefinite · 4 investors · min. $100,000 · role: Director EDGAR ↗
  • Jun 2, 2022 · D/A · $2,840,000 sold of Indefinite · 4 investors · min. $100,000 · role: Director EDGAR ↗
  • Jun 3, 2021 · D/A · $650,000 sold of Indefinite · 2 investors · min. $100,000 · role: Director EDGAR ↗
  • Jun 2, 2020 · D/A · $650,000 sold of Indefinite · 2 investors · min. $100,000 · role: Director EDGAR ↗
  • Jun 5, 2019 · D/A · $650,000 sold of Indefinite · 2 investors · min. $100,000 · role: Director EDGAR ↗
  • Jun 5, 2018 · D/A · $650,000 sold of Indefinite · 2 investors · min. $100,000 · role: Director EDGAR ↗
  • Jun 9, 2017 · D/A · $650,000 sold of Indefinite · 2 investors · min. $100,000 · role: Director EDGAR ↗
  • Jun 10, 2016 · D/A · $650,000 sold of Indefinite · 2 investors · min. $100,000 · role: Director EDGAR ↗
  • Jun 16, 2015 · D/A · $5,377,306 sold of Indefinite · 3 investors · min. $100,000 · role: Director EDGAR ↗
  • Nov 29, 2013 · D/A · $66,150,000 sold of Indefinite · 17 investors · min. $100,000 · role: Director EDGAR ↗
  • Oct 4, 2013 · D/A · $66,150,000 sold of Indefinite · 17 investors · min. $100,000 · role: Director EDGAR ↗

Raised $66.2M from 17 investors as of the latest filing. Peter is listed as director on 12 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Chenavari

Chenavari European Opportunistic Credit Master Fund II LP

London, United Kingdom (as filed: X0) · Mar 23, 2016 → Feb 23, 2024 · 9 filings
  • Feb 23, 2024 · D/A · $26,820,000 sold of Indefinite · 1 investors · min. $100,000 · role: Director (Mr. Heaps is a director of the General Partner of the Issuer.) EDGAR ↗
  • Feb 23, 2023 · D/A · $26,820,000 sold of Indefinite · 1 investors · min. $100,000 · role: Director (Mr. Heaps is a director of the General Partner of the Issuer.) EDGAR ↗
  • Feb 28, 2022 · D/A · $26,820,000 sold of Indefinite · 1 investors · min. $100,000 · role: Director (Mr. Heaps is a director of the General Partner of the Issuer.) EDGAR ↗
  • Mar 5, 2021 · D/A · $26,820,000 sold of Indefinite · 1 investors · min. $100,000 · role: Director (Mr. Heaps is a director of the General Partner of the Issuer.) EDGAR ↗
  • Mar 13, 2020 · D/A · $26,820,000 sold of Indefinite · 1 investors · min. $100,000 · role: Director (Mr. Heaps is a director of the General Partner of the Issuer.) EDGAR ↗
  • Mar 25, 2019 · D/A · $26,820,000 sold of Indefinite · 1 investors · min. $100,000 · role: Director (Mr. Heaps is a director of the General Partner of the Issuer.) EDGAR ↗
  • Mar 23, 2018 · D/A · $26,820,000 sold of Indefinite · 1 investors · min. $100,000 · role: Director (Mr. Heaps is a director of the General Partner of the Issuer.) EDGAR ↗
  • Mar 24, 2017 · D/A · $14,700,000 sold of Indefinite · 1 investors · min. $100,000 · role: Director (Mr. Heaps is a director of the General Partner of the Issuer.) EDGAR ↗
  • Mar 23, 2016 · D · $9,400,000 sold of Indefinite · 1 investors · min. $100,000 · role: Director (Mr. Heaps is a director of the General Partner of the Issuer.) EDGAR ↗

Raised $26.8M from 1 investor as of the latest filing. Peter is listed as director on 9 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Omni Secured

Kryger Event Fund LP

George Town, Grand Cayman, Cayman Islands (as filed: E9) · Jan 7, 2022 → Feb 21, 2024 · 3 filings
  • Feb 21, 2024 · D/A · $26,611,860 sold of Indefinite · 12 investors · min. $500,000 · role: Director (Director of Kryger Event General Partner Limited, the Issuer's General Partner.) EDGAR ↗
  • Feb 15, 2023 · D/A · $26,611,860 sold of Indefinite · 12 investors · min. $500,000 · role: Director (Director of Kryger Event General Partner Limited, the Issuer's General Partner.) EDGAR ↗
  • Jan 7, 2022 · D/A · $26,611,860 sold of Indefinite · 12 investors · min. $500,000 · role: Director (Director of Omni Event General Partner Limited, the Issuer's General Partner.) EDGAR ↗

Raised $26.6M from 12 investors as of the latest filing. Peter is listed as director on 3 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: John Aspect

Aspect Systematic Global Macro Offshore Fund

George Town, Grand Cayman, Cayman Islands (as filed: E9) · Apr 22, 2021 → Jan 29, 2024 · 4 filings
  • Jan 29, 2024 · D/A · $45,713,322 sold of Indefinite · 4 investors · min. $100,000 · role: Director (Director of managing member of the Issuer.) EDGAR ↗
  • Feb 1, 2023 · D/A · $35,570,857 sold of Indefinite · 3 investors · min. $100,000 · role: Director (Director of managing member of the Issuer.) EDGAR ↗
  • Apr 22, 2022 · D/A · $35,570,857 sold of Indefinite · 3 investors · min. $100,000 · role: Director (Director of managing member of the Issuer.) EDGAR ↗
  • Apr 22, 2021 · D/A · $11,514,628 sold of Indefinite · 1 investors · min. $100,000 · role: Director (Director of managing member of the Issuer.) EDGAR ↗

Raised $45.7M from 4 investors as of the latest filing. Peter is listed as director on 4 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: John Aspect

Aspect Diversified Trend HV LP

George Town, Grand Cayman, Cayman Islands (as filed: E9) · Oct 15, 2019 → Jan 29, 2024 · 18 filings
  • Jan 29, 2024 · D/A · $326,308,753 sold of Indefinite · 3 investors · min. $100,000 · role: Director (Director of the general partner of the Issuer.) EDGAR ↗
  • Feb 1, 2023 · D/A · $300,723,802 sold of Indefinite · 3 investors · min. $100,000 · role: Director (Director of the general partner of the Issuer.) EDGAR ↗
  • Apr 22, 2022 · D/A · $267,182,902 sold of Indefinite · 3 investors · min. $100,000 · role: Director (Director of the general partner of the Issuer.) EDGAR ↗
  • Mar 10, 2022 · D/A · $264,552,290 sold of Indefinite · 3 investors · min. $100,000 · role: Director (Director of the general partner of the Issuer.) EDGAR ↗
  • Nov 4, 2021 · D/A · $195,867,044 sold of Indefinite · 3 investors · min. $100,000 · role: Director (Director of the general partner of the Issuer.) EDGAR ↗
  • Jun 29, 2021 · D/A · $180,863,361 sold of Indefinite · 3 investors · min. $100,000 · role: Director (Director of the general partner of the Issuer.) EDGAR ↗
  • Apr 7, 2021 · D/A · $180,447,083 sold of Indefinite · 2 investors · min. $100,000 · role: Director (Director of the general partner of the Issuer.) EDGAR ↗
  • Dec 23, 2020 · D/A · $177,509,928 sold of Indefinite · 2 investors · min. $100,000 · role: Director (Director of the general partner of the Issuer.) EDGAR ↗
  • Oct 27, 2020 · D/A · $175,170,052 sold of Indefinite · 2 investors · min. $100,000 · role: Director (Director of the general partner of the Issuer.) EDGAR ↗
  • Sep 18, 2020 · D/A · $174,715,181 sold of Indefinite · 2 investors · min. $100,000 · role: Director (Director of the general partner of the Issuer.) EDGAR ↗
  • Jul 22, 2020 · D/A · $167,191,187 sold of Indefinite · 2 investors · min. $100,000 · role: Director (Director of the general partner of the Issuer.) EDGAR ↗
  • Jul 2, 2020 · D/A · $165,698,049 sold of Indefinite · 2 investors · min. $100,000 · role: Director (Director of the general partner of the Issuer.) EDGAR ↗
  • May 21, 2020 · D/A · $163,397,682 sold of Indefinite · 2 investors · min. $100,000 · role: Director (Director of the general partner of the Issuer.) EDGAR ↗
  • Apr 30, 2020 · D/A · $161,575,323 sold of Indefinite · 2 investors · min. $100,000 · role: Director (Director of the general partner of the Issuer.) EDGAR ↗
  • Apr 9, 2020 · D/A · $161,575,323 sold of Indefinite · 2 investors · min. $100,000 · role: Director (Director of the general partner of the Issuer.) EDGAR ↗
  • Feb 18, 2020 · D/A · $160,858,512 sold of Indefinite · 2 investors · min. $100,000 · role: Director (Director of the general partner of the Issuer.) EDGAR ↗
  • Jan 17, 2020 · D/A · $110,758,512 sold of Indefinite · 2 investors · min. $100,000 · role: Director (Director of the general partner of the Issuer.) EDGAR ↗
  • Oct 15, 2019 · D · $100,000,000 sold of Indefinite · 2 investors · min. $100,000 · role: Director (Director of the general partner of the Issuer.) EDGAR ↗

Raised $326.3M from 3 investors as of the latest filing. Peter is listed as director on 18 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Omni Secured

Kryger Event Fund Ltd

George Town, Grand Cayman, Cayman Islands (as filed: E9) · Sep 15, 2021 → Nov 27, 2023 · 3 filings
  • Nov 27, 2023 · D/A · $136,027,246 sold of Indefinite · 9 investors · min. $500,000 · role: Director EDGAR ↗
  • Oct 4, 2022 · D/A · $133,527,246 sold of Indefinite · 9 investors · min. $500,000 · role: Director EDGAR ↗
  • Sep 15, 2021 · D/A · $126,088,700 sold of Indefinite · 8 investors · min. $500,000 · role: Director EDGAR ↗

Raised $136M from 9 investors as of the latest filing. Peter is listed as director on 3 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Warwick Royalty

CAA-WCP Enhanced Loan Fund I L.P.

Wilmington, DE · Oct 12, 2022 → Oct 12, 2023 · 2 filings
  • Oct 12, 2023 · D/A · $123,400,000 sold of Indefinite · 79 investors · min. $250,000 · role: Director (Manager of the General Partner) EDGAR ↗
  • Oct 12, 2022 · D · $72,750,000 sold of Indefinite · 39 investors · min. $250,000 · role: Director (Manager of the General Partner) EDGAR ↗

Raised $123.4M from 79 investors as of the latest filing. Peter is listed as director on 2 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund

Praxis Absolute Return Fund Ltd

Grand Cayman, Cayman Islands (as filed: E9) · Jul 2, 2021 → Feb 28, 2023 · 3 filings
  • Feb 28, 2023 · D/A · $8,000,000 sold of Indefinite · 2 investors · min. $100,000 · role: Director EDGAR ↗
  • Mar 21, 2022 · D/A · $5,000,000 sold of Indefinite · 2 investors · min. $1,000,000 · role: Director EDGAR ↗
  • Jul 2, 2021 · D · $4,000,000 sold of Indefinite · 2 investors · min. $1,000,000 · role: Director EDGAR ↗

Raised $8M from 2 investors as of the latest filing. Peter is listed as director on 3 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: John Aspect

Aspect Systematic Global Macro US Fund LLC

London, United Kingdom (as filed: X0) · Mar 27, 2019 → Feb 1, 2023 · 6 filings
  • Feb 1, 2023 · D/A · $434,804,646 sold of Indefinite · 3 investors · min. $100,000 · role: Director (Director of the managing member of the Issuer.) EDGAR ↗
  • Apr 22, 2022 · D/A · $434,502,507 sold of Indefinite · 3 investors · min. $100,000 · role: Director (Director of the managing member of the Issuer.) EDGAR ↗
  • Apr 22, 2021 · D/A · $434,091,352 sold of Indefinite · 3 investors · min. $100,000 · role: Director (Director of the managing member of the Issuer.) EDGAR ↗
  • Apr 29, 2020 · D/A · $333,422,209 sold of Indefinite · 3 investors · min. $100,000 · role: Director EDGAR ↗
  • May 3, 2019 · D/A · $58,030,455 sold of Indefinite · 2 investors · min. $100,000 · role: Director EDGAR ↗
  • Mar 27, 2019 · D · $28,000,000 sold of Indefinite · 1 investors · min. $100,000 · role: Director EDGAR ↗

Raised $434.8M from 3 investors as of the latest filing. Peter is listed as director on 6 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Warwick Royalty

Warwick Carbon Solutions LP

Wilmington, DE · Dec 20, 2022
  • Dec 20, 2022 · D · $30,000,000 sold of Indefinite · 2 investors · min. $1,000,000 · role: Director (Director of the General Partner) EDGAR ↗

Raised $30M from 2 investors as of the latest filing. Peter is listed as director.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Portsea

Portsea Master Fund, a sub-fund of Portsea Master Fund SICAV Ltd

Valletta, Malta (as filed: O1) · Mar 16, 2021 → Mar 16, 2022 · 2 filings
  • Mar 16, 2022 · D/A · $1,000 sold of Indefinite · 1 investors · min. $1,000,000 · role: Director EDGAR ↗
  • Mar 16, 2021 · D/A · $1,000 sold of Indefinite · 1 investors · min. $1,000,000 · role: Director EDGAR ↗

Raised $1,000 from 1 investor as of the latest filing. Peter is listed as director on 2 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Portsea

Portsea Fund, a sub-fund of Portsea Fund SICAV PLC

Valletta, Malta (as filed: O1) · Mar 16, 2021 → Mar 16, 2022 · 2 filings
  • Mar 16, 2022 · D/A · $406,818,301 sold of Indefinite · 9 investors · min. $1,000,000 · role: Director EDGAR ↗
  • Mar 16, 2021 · D/A · $406,818,301 sold of Indefinite · 9 investors · min. $1,000,000 · role: Director EDGAR ↗

Raised $406.8M from 9 investors as of the latest filing. Peter is listed as director on 2 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Federated Hermes

Federated Hermes Global Investment Funds (Cayman) Master, SPC - Federated Hermes Emerging Asia Equity Fund S.P.

London, United Kingdom (as filed: X0) · Oct 17, 2013 → Feb 11, 2022 · 11 filings
  • Feb 11, 2022 · D/A · $112,893,260 sold of Indefinite · 7 investors · min. $1,000,000 · role: Director EDGAR ↗
  • Feb 12, 2021 · D/A · $112,893,260 sold of Indefinite · 7 investors · min. $1,000,000 · role: Director EDGAR ↗
  • Feb 12, 2020 · D/A · $103,893,260 sold of Indefinite · 7 investors · min. $1,000,000 · role: Director EDGAR ↗
  • Feb 12, 2019 · D/A · $98,893,257 sold of Indefinite · 7 investors · min. $1,000,000 · role: Director EDGAR ↗
  • Feb 12, 2018 · D/A · $75,500,000 sold of Indefinite · 6 investors · min. $1,000,000 · role: Director EDGAR ↗
  • Oct 11, 2017 · D/A · $75,500,000 sold of Indefinite · 6 investors · min. $1,000,000 · role: Director EDGAR ↗
  • Oct 14, 2016 · D/A · $75,499,999 sold of Indefinite · 6 investors · min. $1,000,000 · role: Director EDGAR ↗
  • Oct 16, 2015 · D/A · $79,790,274 sold of Indefinite · 8 investors · min. $1,000,000 · role: Director EDGAR ↗
  • Oct 16, 2014 · D/A · $51,045,828 sold of Indefinite · 3 investors · min. $1,000,000 · role: Director EDGAR ↗
  • Oct 17, 2013 · D · $35,000,000 sold of Indefinite · 3 investors · min. $1,000,000 · role: Director EDGAR ↗
  • Oct 17, 2013 · D · $35,000,000 sold of Indefinite · 3 investors · min. $1,000,000 · role: Director EDGAR ↗

Raised $187.7M from 10 investors as of the latest filing. Peter is listed as director on 11 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Prosiris

Prosiris Global Opportunities Fund Ltd

Grand Cayman, Cayman Islands (as filed: E9) · Sep 20, 2013 → Oct 22, 2021 · 9 filings
  • Oct 22, 2021 · D/A · $229,050,000 sold of Indefinite · 11 investors · min. $100,000 · role: Director EDGAR ↗
  • Oct 23, 2020 · D/A · $229,050,000 sold of Indefinite · 11 investors · min. $100,000 · role: Director EDGAR ↗
  • Oct 24, 2019 · D/A · $229,050,000 sold of Indefinite · 11 investors · min. $100,000 · role: Director EDGAR ↗
  • Oct 24, 2018 · D/A · $229,050,000 sold of Indefinite · 11 investors · min. $100,000 · role: Director EDGAR ↗
  • Oct 24, 2017 · D/A · $229,050,000 sold of Indefinite · 11 investors · min. $100,000 · role: Director EDGAR ↗
  • Oct 24, 2016 · D/A · $190,700,000 sold of Indefinite · 12 investors · min. $100,000 · role: Director EDGAR ↗
  • Oct 22, 2015 · D/A · $190,700,000 sold of Indefinite · 12 investors · min. $100,000 · role: Director EDGAR ↗
  • Oct 22, 2014 · D/A · $190,700,000 sold of Indefinite · 12 investors · min. $100,000 · role: Director EDGAR ↗
  • Sep 20, 2013 · D/A · $572,975,000 sold of Indefinite · 56 investors · min. $5,000,000 · role: Director EDGAR ↗

Raised $573M from 56 investors as of the latest filing. Peter is listed as director on 9 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Prosiris

Prosiris Global Opportunities Institutional Fund Ltd

Grand Cayman, Cayman Islands (as filed: E9) · Nov 21, 2013 → Oct 22, 2021 · 9 filings
  • Oct 22, 2021 · D/A · $160,600,000 sold of Indefinite · 3 investors · min. $100,000 · role: Director EDGAR ↗
  • Oct 23, 2020 · D/A · $160,600,000 sold of Indefinite · 3 investors · min. $100,000 · role: Director EDGAR ↗
  • Oct 24, 2019 · D/A · $160,600,000 sold of Indefinite · 3 investors · min. $100,000 · role: Director EDGAR ↗
  • Oct 24, 2018 · D/A · $160,600,000 sold of Indefinite · 3 investors · min. $100,000 · role: Director EDGAR ↗
  • Oct 24, 2017 · D/A · $160,600,000 sold of Indefinite · 3 investors · min. $100,000 · role: Director EDGAR ↗
  • Oct 24, 2016 · D/A · $155,500,000 sold of Indefinite · 2 investors · min. $100,000 · role: Director EDGAR ↗
  • Oct 22, 2015 · D/A · $155,500,000 sold of Indefinite · 2 investors · min. $100,000 · role: Director EDGAR ↗
  • Oct 28, 2014 · D/A · $155,500,000 sold of Indefinite · 2 investors · min. $100,000 · role: Director EDGAR ↗
  • Nov 21, 2013 · D · $155,500,000 sold of Indefinite · 2 investors · min. $100,000 · role: Director EDGAR ↗

Raised $160.6M from 3 investors as of the latest filing. Peter is listed as director on 9 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Warwick Royalty

Warwick Royalty & Mineral Master Fund III LP

London, United Kingdom (as filed: X0) · Mar 12, 2021 → Jun 16, 2021 · 2 filings
  • Jun 16, 2021 · D/A · $155,825,000 sold of Indefinite · 17 investors · min. $10,000,000 · role: Director (Director of the General Partner) EDGAR ↗
  • Mar 12, 2021 · D · $11,650,000 sold of Indefinite · 4 investors · min. $10,000,000 · role: Director (Director of the General Partner) EDGAR ↗

Raised $155.8M from 17 investors as of the latest filing. Peter is listed as director on 2 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Warwick Royalty

Warwick Royalty & Mineral Feeder Fund III LP

London, United Kingdom (as filed: X0) · Mar 12, 2021
  • Mar 12, 2021 · D · $113,650,000 sold of Indefinite · 1 investors · min. $10,000,000 · role: Director (Director of the General Partner) EDGAR ↗

Raised $113.7M from 1 investor as of the latest filing. Peter is listed as director.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Stable Seed

STABLE SEED FUND OFFSHORE, LTD.

Grand Cayman, Cayman Islands (as filed: E9) · Jan 3, 2018 → Dec 23, 2020 · 4 filings
  • Dec 23, 2020 · D/A · $51,000,000 sold of $100,000,000 · 4 investors · min. $100,000 · role: Director EDGAR ↗
  • Dec 23, 2019 · D/A · $40,800,000 sold of $100,000,000 · 4 investors · min. $100,000 · role: Director EDGAR ↗
  • Dec 27, 2018 · D/A · $36,000,000 sold of $100,000,000 · 2 investors · min. $100,000 · role: Director EDGAR ↗
  • Jan 3, 2018 · D · $0 sold of Indefinite · 0 investors · min. $100,000 · role: Director EDGAR ↗

Raised $51M from 4 investors (51% of the $100M target) as of the latest filing. Peter is listed as director on 4 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Warwick Royalty

Warwick Royalty & Mineral Master Fund II LP

London, United Kingdom (as filed: X0) · Jun 25, 2019 → Jun 27, 2019 · 2 filings
  • Jun 27, 2019 · D/A · $100,000,000 sold of Indefinite · 1 investors · min. $10,000,000 · role: Director (Director of the General Partner) EDGAR ↗
  • Jun 25, 2019 · D · $0 sold of Indefinite · 0 investors · min. $10,000,000 · role: Director (Director of the General Partner) EDGAR ↗

Raised $100M from 1 investor as of the latest filing. Peter is listed as director on 2 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Warwick Royalty

Warwick Royalty & Mineral Feeder Fund II LP

London, United Kingdom (as filed: X0) · Jun 25, 2019
  • Jun 25, 2019 · D · $0 sold of Indefinite · 0 investors · min. $10,000,000 · role: Director (Director of the General Partner) EDGAR ↗

No sales reported yet as of the latest filing. Peter is listed as director.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: John Aspect

Aspect Institutional Diversified Fund

George Town, Grand Cayman, Cayman Islands (as filed: E9) · Feb 27, 2017 → May 3, 2019 · 12 filings
  • May 3, 2019 · D/A · $34,445,606 sold of Indefinite · 8 investors · min. $100,000 · role: Director EDGAR ↗
  • Feb 19, 2019 · D/A · $34,427,073 sold of Indefinite · 8 investors · min. $100,000 · role: Director EDGAR ↗
  • Oct 24, 2018 · D/A · $34,400,060 sold of Indefinite · 8 investors · min. $100,000 · role: Director EDGAR ↗
  • Jul 23, 2018 · D/A · $34,374,501 sold of Indefinite · 8 investors · min. $100,000 · role: Director EDGAR ↗
  • Apr 18, 2018 · D/A · $33,943,344 sold of Indefinite · 8 investors · min. $100,000 · role: Director EDGAR ↗
  • Feb 20, 2018 · D/A · $33,943,344 sold of Indefinite · 8 investors · min. $100,000 · role: Director EDGAR ↗
  • Nov 28, 2017 · D/A · $32,022,554 sold of Indefinite · 8 investors · min. $100,000 · role: Director EDGAR ↗
  • Sep 5, 2017 · D/A · $31,349,907 sold of Indefinite · 8 investors · min. $100,000 · role: Director EDGAR ↗
  • Aug 1, 2017 · D/A · $30,978,245 sold of Indefinite · 8 investors · min. $100,000 · role: Director EDGAR ↗
  • Jun 7, 2017 · D/A · $27,499,757 sold of Indefinite · 8 investors · min. $100,000 · role: Director EDGAR ↗
  • Mar 28, 2017 · D/A · $27,107,086 sold of Indefinite · 7 investors · min. $100,000 · role: Director EDGAR ↗
  • Feb 27, 2017 · D/A · $27,091,274 sold of Indefinite · 7 investors · min. $100,000 · role: Director EDGAR ↗

Raised $199.2M from 19 investors as of the latest filing. Peter is listed as director on 12 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Mvn Event Driven

MVN Event Driven Fund Ltd

Grand Cayman, Cayman Islands (as filed: E9) · Sep 15, 2016 → Sep 14, 2018 · 3 filings
  • Sep 14, 2018 · D/A · $16,451,493 sold of Indefinite · 9 investors · min. $1,000,000 · role: Director EDGAR ↗
  • Sep 14, 2017 · D/A · $16,451,493 sold of Indefinite · 9 investors · min. $1,000,000 · role: Director EDGAR ↗
  • Sep 15, 2016 · D · $2,000,000 sold of Indefinite · 1 investors · min. $1,000,000 · role: Director EDGAR ↗

Raised $16.5M from 9 investors as of the latest filing. Peter is listed as director on 3 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Mvn Event Driven

MVN Event Driven Fund LLC

London, United Kingdom (as filed: X0) · Sep 15, 2016 → Sep 14, 2018 · 3 filings
  • Sep 14, 2018 · D/A · $44,031,823 sold of Indefinite · 12 investors · min. $1,000,000 · role: Director (Director of Managing Member) EDGAR ↗
  • Sep 14, 2017 · D/A · $31,750,365 sold of Indefinite · 10 investors · min. $1,000,000 · role: Director (Director of Managing Member) EDGAR ↗
  • Sep 15, 2016 · D · $18,600,000 sold of Indefinite · 2 investors · min. $1,000,000 · role: Director (Director of Managing Member) EDGAR ↗

Raised $44M from 12 investors as of the latest filing. Peter is listed as director on 3 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Warwick Royalty

Warwick Royalty & Mineral Master Fund LP

Wilmington, DE · May 8, 2017 → May 8, 2018 · 2 filings
  • May 8, 2018 · D/A · $5,800,000 sold of Indefinite · 11 investors · min. $10,000,000 · role: Director (Director of the General Partner) EDGAR ↗
  • May 8, 2017 · D · $3,200,000 sold of Indefinite · 7 investors · min. $10,000,000 · role: Director (Director of the General Partner) EDGAR ↗

Raised $5.8M from 11 investors as of the latest filing. Peter is listed as director on 2 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Spruce

Spruce Hedge Fund Program SPC Ltd.

Grand Cayman, Cayman Islands (as filed: E9) · Mar 16, 2017 → Mar 16, 2018 · 2 filings
  • Mar 16, 2018 · D/A · $33,410,646 sold of Indefinite · 12 investors · min. $100,000 · role: Director EDGAR ↗
  • Mar 16, 2017 · D · $70,704,410 sold of Indefinite · 12 investors · min. $100,000 · role: Director EDGAR ↗

Raised $70.7M from 12 investors as of the latest filing. Peter is listed as director on 2 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund

Frere Hall Fund LP

Valletta, Malta (as filed: O1) · Jul 11, 2012 → Jan 5, 2018 · 5 filings
  • Jan 5, 2018 · D/A · $7,000,000 sold of Indefinite · 1 investors · min. No minimum reported · role: Director (Director of the General Partner) EDGAR ↗
  • Jan 5, 2017 · D/A · $5,000,000 sold of Indefinite · 1 investors · min. No minimum reported · role: Director (Director of the General Partner) EDGAR ↗
  • Jul 11, 2014 · D/A · $750,000,000 sold of Indefinite · 3 investors · min. No minimum reported · role: Director (Director of the General Partner) EDGAR ↗
  • Jul 11, 2013 · D/A · $7,500,000 sold of Indefinite · 3 investors · min. No minimum reported · role: Director (Director of the General Partner) EDGAR ↗
  • Jul 11, 2012 · D · $7,500,000 sold of Indefinite · 3 investors · min. No minimum reported · role: Director (Director of the General Partner) EDGAR ↗

Raised $750M from 3 investors as of the latest filing. Peter is listed as director on 5 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Citrine

CITRINE CAPITAL OFFSHORE FEEDER, LTD.

George Town, Grand Cayman, Cayman Islands (as filed: E9) · Feb 20, 2014 → Feb 3, 2017 · 4 filings
  • Feb 3, 2017 · D/A · $1,500,000 sold of Indefinite · 2 investors · min. $100,000 · role: Director EDGAR ↗
  • Feb 5, 2016 · D/A · $1,500,000 sold of Indefinite · 2 investors · min. $100,000 · role: Director EDGAR ↗
  • Feb 12, 2015 · D/A · $1,500,000 sold of Indefinite · 1 investors · min. $100,000 · role: Director EDGAR ↗
  • Feb 20, 2014 · D · $1,300,000 sold of Indefinite · 1 investors · min. $100,000 · role: Director EDGAR ↗

Raised $1.5M from 2 investors as of the latest filing. Peter is listed as director on 4 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Omni Secured

Omni Secured Lending USD Feeder Fund III LP

George Town, Grand Cayman, Cayman Islands (as filed: E9) · May 4, 2016
  • May 4, 2016 · D · $0 sold of Indefinite · 0 investors · min. $100,000 · role: Director (Director of Omni Secured Lending General Partner III Limited, the Issuer's General Partner.) EDGAR ↗

No sales reported yet as of the latest filing. Peter is listed as director.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Omni Secured

Omni Secured Lending Fund III LP

George Town, Grand Cayman, Cayman Islands (as filed: E9) · May 4, 2016
  • May 4, 2016 · D · $250,000 sold of Indefinite · 2 investors · min. $100,000 · role: Director (Director of Omni Secured Lending General Partner III Limited, the Issuer's General Partner.) EDGAR ↗

Raised $250K from 2 investors as of the latest filing. Peter is listed as director.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Spruce

Spruce Equity Hedge Fund (Offshore) Ltd

Grand Cayman, Cayman Islands (as filed: E9) · Mar 16, 2016
  • Mar 16, 2016 · D/A · $52,985,703 sold of Indefinite · 7 investors · min. $100,000 · role: Director EDGAR ↗

Raised $60.2M from 14 investors as of the latest filing. Peter is listed as director.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Spruce

Spruce Absolute Return Fund (Offshore) Ltd.

Grand Cayman, Cayman Islands (as filed: E9) · Mar 16, 2016
  • Mar 16, 2016 · D/A · $37,183,488 sold of Indefinite · 7 investors · min. $100,000 · role: Director EDGAR ↗

Raised $44.6M from 16 investors as of the latest filing. Peter is listed as director.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Saka

Saka Capital Liquid Credit Fund

George Town, Grand Cayman, Cayman Islands (as filed: E9) · Mar 1, 2013 → Feb 24, 2016 · 4 filings
  • Feb 24, 2016 · D/A · $2,400,000 sold of Indefinite · 1 investors · min. $100,000 · role: Director EDGAR ↗
  • Feb 27, 2015 · D/A · $2,400,000 sold of Indefinite · 1 investors · min. $100,000 · role: Director EDGAR ↗
  • Feb 27, 2014 · D/A · $2,400,000 sold of Indefinite · 1 investors · min. $100,000 · role: Director EDGAR ↗
  • Mar 1, 2013 · D · $2,400,000 sold of Indefinite · 1 investors · min. $100,000 · role: Director EDGAR ↗

Raised $2.4M from 1 investor as of the latest filing. Peter is listed as director on 4 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Saka

Saka Capital Liquid Credit Master Fund

George Town, Grand Cayman, Cayman Islands (as filed: E9) · Jan 7, 2010 → Feb 24, 2016 · 7 filings
  • Feb 24, 2016 · D/A · $1,400,000 sold of Indefinite · 3 investors · min. $100,000 · role: Director EDGAR ↗
  • Feb 27, 2015 · D/A · $900,000 sold of Indefinite · 2 investors · min. $100,000 · role: Director EDGAR ↗
  • Feb 27, 2014 · D/A · $700,000 sold of Indefinite · 2 investors · min. $100,000 · role: Director EDGAR ↗
  • Mar 1, 2013 · D/A · $500,000 sold of Indefinite · 1 investors · min. $100,000 · role: Director EDGAR ↗
  • Mar 1, 2012 · D/A · $1,185,080 sold of Indefinite · 2 investors · min. $100,000 · role: Director EDGAR ↗
  • Jan 7, 2011 · D/A · $500,000 sold of Indefinite · 1 investors · min. $100,000 · role: Director EDGAR ↗
  • Jan 7, 2010 · D · $500,000 sold of Indefinite · 1 investors · min. $100,000 · role: Director EDGAR ↗

Raised $1.4M from 3 investors as of the latest filing. Peter is listed as director on 7 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Omni Secured

Omni Macro Fund I Ltd

George Town, Grand Cayman, Cayman Islands (as filed: E9) · Jul 23, 2014 → Aug 6, 2015 · 2 filings
  • Aug 6, 2015 · D/A · $32,415,702 sold of Indefinite · 7 investors · min. $500,000 · role: Director EDGAR ↗
  • Jul 23, 2014 · D · $32,415,702 sold of Indefinite · 7 investors · min. $500,000 · role: Director EDGAR ↗

Raised $32.4M from 7 investors as of the latest filing. Peter is listed as director on 2 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Omni Secured

Omni Secured Lending Fund II LP

George Town, Grand Cayman, Cayman Islands (as filed: E9) · Apr 21, 2015
  • Apr 21, 2015 · D · $45,427,329 sold of $250,000,000 · 14 investors · min. $100,000 · role: Director EDGAR ↗

Raised $45.4M from 14 investors (18% of the $250M target) as of the latest filing. Peter is listed as director.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Warwick Royalty

Warwick European Distressed & Special Situations Credit Fund L.P.

Grand Cayman, Cayman Islands (as filed: E9) · Apr 2, 2014 → Apr 2, 2015 · 2 filings
  • Apr 2, 2015 · D/A · $71,093,521 sold of Indefinite · 18 investors · min. $100,000 · role: Director (Director of the General Partner) EDGAR ↗
  • Apr 2, 2014 · D · $49,076,540 sold of Indefinite · 11 investors · min. $100,000 · role: Director (Director of the General Partner) EDGAR ↗

Raised $71.1M from 18 investors as of the latest filing. Peter is listed as director on 2 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Warwick Royalty

Warwick European Distressed & Special Situations Credit Fund Inc.

Grand Cayman, Cayman Islands (as filed: E9) · Apr 2, 2014 → Apr 2, 2015 · 2 filings
  • Apr 2, 2015 · D/A · $193,735,587 sold of Indefinite · 8 investors · min. $100,000 · role: Director EDGAR ↗
  • Apr 2, 2014 · D · $153,049,211 sold of Indefinite · 5 investors · min. $100,000 · role: Director EDGAR ↗

Raised $193.7M from 8 investors as of the latest filing. Peter is listed as director on 2 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Warwick Royalty

Warwick European Credit Opportunitites Fund L.P.

Grand Cayman, Cayman Islands (as filed: E9) · Apr 2, 2014 → Apr 2, 2015 · 2 filings
  • Apr 2, 2015 · D/A · $112,559,970 sold of Indefinite · 8 investors · min. $100,000 · role: Director (Director of the General Partner) EDGAR ↗
  • Apr 2, 2014 · D · $64,458,501 sold of Indefinite · 3 investors · min. $100,000 · role: Director (Director of the General Partner) EDGAR ↗

Raised $112.6M from 8 investors as of the latest filing. Peter is listed as director on 2 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Warwick Royalty

Warwick European Credit Opportunities Fund Inc.

Grand Cayman, Cayman Islands (as filed: E9) · Apr 2, 2014 → Apr 2, 2015 · 2 filings
  • Apr 2, 2015 · D/A · $61,268,525 sold of Indefinite · 3 investors · min. $100,000 · role: Director EDGAR ↗
  • Apr 2, 2014 · D · $0 sold of Indefinite · 0 investors · min. $100,000 · role: Director EDGAR ↗

Raised $61.3M from 3 investors as of the latest filing. Peter is listed as director on 2 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Warwick Royalty

Warwick Cash Management Fund L.P.

Grand Cayman, Cayman Islands (as filed: E9) · Apr 2, 2014 → Apr 2, 2015 · 2 filings
  • Apr 2, 2015 · D/A · $0 sold of Indefinite · 0 investors · min. $100,000 · role: Director (Director of the General Partner) EDGAR ↗
  • Apr 2, 2014 · D · $0 sold of Indefinite · 0 investors · min. $100,000 · role: Director (Director of the General Partner) EDGAR ↗

No sales reported yet as of the latest filing. Peter is listed as director on 2 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Mst

MST Global Offshore Fund

George Town, Cayman Islands (as filed: E9) · Nov 14, 2014
  • Nov 14, 2014 · D · $625,000 sold of Indefinite · 2 investors · min. $1,000,000 · role: Director EDGAR ↗

Raised $625K from 2 investors as of the latest filing. Peter is listed as director.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Mst

MST Global Master Fund

George Town, Cayman Islands (as filed: E9) · Nov 14, 2014
  • Nov 14, 2014 · D · $146,100,000 sold of Indefinite · 2 investors · min. $1,000,000 · role: Director EDGAR ↗

Raised $146.1M from 2 investors as of the latest filing. Peter is listed as director.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Kontiki

Kontiki Master Fund

Hong Kong, Hong Kong (as filed: K3) · Jul 18, 2014 → Sep 3, 2014 · 2 filings
  • Sep 3, 2014 · D/A · $71,000,000 sold of Indefinite · 3 investors · min. No minimum reported · role: Director (Director of the Issuer.) EDGAR ↗
  • Jul 18, 2014 · D · $117,500,000 sold of Indefinite · 13 investors · min. No minimum reported · role: Director (Director of the Issuer.) EDGAR ↗

Raised $117.5M from 13 investors as of the latest filing. Peter is listed as director on 2 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Omni Secured

Omni Secured Lending Fund I LP

George Town, Grand Cayman, Cayman Islands (as filed: E9) · Jul 23, 2014
  • Jul 23, 2014 · D · $42,000,000 sold of $100,000,000 · 6 investors · min. $500,000 · role: Director (Director of Omni Secured Lending General Partner Limited, the General Partner of the Issuer.) EDGAR ↗

Raised $42M from 6 investors (42% of the $100M target) as of the latest filing. Peter is listed as director.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Federated Hermes

HERMES INVESTMENT MANAGEMENT LTD

London, United Kingdom (as filed: X0) · Oct 7, 2013
  • Oct 7, 2013 · D · $35,000,000 sold of Indefinite · 3 investors · min. $1,000,000 · role: Director EDGAR ↗

Raised $35M from 3 investors as of the latest filing. Peter is listed as director.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Loeb Asia

LOEB OFFSHORE FUND, LTD.

Grand Cayman, Cayman Islands (as filed: E9) · Jul 16, 2010 → Jul 13, 2012 · 3 filings
  • Jul 13, 2012 · D/A · $469,118,422 sold of Indefinite · 109 investors · min. $500,000 · role: Director EDGAR ↗
  • Jul 15, 2011 · D/A · $380,537,426 sold of Indefinite · 81 investors · min. $500,000 · role: Director EDGAR ↗
  • Jul 16, 2010 · D/A · $219,155,426 sold of Indefinite · 0 investors · min. $500,000 · role: Director EDGAR ↗

Raised $570.1M from 111 investors as of the latest filing. Peter is listed as director on 3 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Pooled Investment Fund

Sorrell Capital Global Opportunities Fund

Grand Cayman, Cayman Islands (as filed: E9) · Nov 3, 2010
  • Nov 3, 2010 · D · $0 sold of Indefinite · 0 investors · min. $500,000 · role: Director EDGAR ↗

No sales reported yet as of the latest filing. Peter is listed as director.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Pooled Investment Fund · group: Ts World

TS World Development Fund, Ltd.

Grand Cayman, Cayman Islands (as filed: E9) · Jan 26, 2010 → Jul 8, 2010 · 4 filings
  • Jul 8, 2010 · D/A · $14,800,000 sold of Indefinite · 13 investors · min. $100,000 · role: Director EDGAR ↗
  • Jul 8, 2010 · D/A · $14,800,000 sold of Indefinite · 13 investors · min. $100,000 · role: Director EDGAR ↗
  • Feb 9, 2010 · D/A · $10,050,000 sold of Indefinite · 7 investors · min. $100,000 · role: Director EDGAR ↗
  • Jan 26, 2010 · D · $10,050,000 sold of Indefinite · 7 investors · min. $100,000 · role: Director EDGAR ↗

Raised $20.1M from 17 investors as of the latest filing. Peter is listed as director on 4 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

People around Peter 40

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET. Showing the 40 with the most shared filings.

Management entity

John Aspect Capital Limited

Promoter · 113 shared filings (9 issuers)

John Aspect Capital Limited is on 9 issuers in total — a repeat sponsor. Their page lists every one.

Management entity

Warwick Capital Partners LLP

Promoter · 33 shared filings (17 issuers) · also on 4 other issuers

Warwick Capital Partners LLP is on 21 issuers in total — a repeat sponsor. Their page lists every one.

Management entity

Salt Rock Capital Partners LLP

Promoter · 24 shared filings (2 issuers)

Listed on the same filings as Peter Heaps. Their page shows their other deals.

Management entity

Silverback Asset Management, LLC

Executive Officer, Promoter · 20 shared filings (2 issuers) · also on 2 other issuers

Listed on the same filings as Peter Heaps. Their page shows their other deals.

Management entity

Prosiris Capital Management LP

Promoter, Executive Officer · 17 shared filings (2 issuers) · also on 2 other issuers

Listed on the same filings as Peter Heaps. Their page shows their other deals.

Management entity

IFM USIDF General Partner Ltd.

Promoter · 16 shared filings (3 issuers)

Listed on the same filings as Peter Heaps. Their page shows their other deals.

Management entity

Petrus Advisers Ltd

Promoter · 16 shared filings (2 issuers) · also on 2 other issuers

Listed on the same filings as Peter Heaps. Their page shows their other deals.

Management entity

EDL Capital AG

Promoter · 16 shared filings (2 issuers)

Listed on the same filings as Peter Heaps. Their page shows their other deals.

Management entity

Salt Rock GP Ltd

Executive Officer · 14 shared filings (1 issuer)

Listed on the same filings as Peter Heaps. Their page shows their other deals.

Management entity

EDL Capital (GP) Ltd

Executive Officer · 13 shared filings (1 issuer)

Listed on the same filings as Peter Heaps. Their page shows their other deals.

Management entity

Saka Capital Pte. Ltd.

Executive Officer · 11 shared filings (2 issuers)

Listed on the same filings as Peter Heaps. Their page shows their other deals.

Management entity

Napier Park Global Capital Ltd.

Promoter, Executive Officer · 11 shared filings (1 issuer) · also on 7 other issuers

Napier Park Global Capital Ltd. is on 8 issuers in total — a repeat sponsor. Their page lists every one.

Management entity

General Industrial Partners LLP

Promoter · 10 shared filings (2 issuers) · also on 3 other issuers

General Industrial Partners LLP is on 5 issuers in total — a repeat sponsor. Their page lists every one.

Management entity

Samson Rock Capital LLP

Promoter · 8 shared filings (1 issuer)

Listed on the same filings as Peter Heaps. Their page shows their other deals.

Management entity

EDL Capital (UK) Ltd

Promoter · 6 shared filings (1 issuer)

Listed on the same filings as Peter Heaps. Their page shows their other deals.

Management entity

MVN Asset Management Limited

Promoter · 6 shared filings (2 issuers)

Listed on the same filings as Peter Heaps. Their page shows their other deals.

Management entity

Samson Rock Capital LLC

Promoter · 5 shared filings (1 issuer)

Listed on the same filings as Peter Heaps. Their page shows their other deals.

Management entity

Taum Sauk Capital Management, L.P.

Promoter · 4 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as Peter Heaps. Their page shows their other deals.

Management entity

C. Spruce Investment Advisors, LLC

Promoter · 4 shared filings (3 issuers) · also on 9 other issuers

C. Spruce Investment Advisors, LLC is on 12 issuers in total — a repeat sponsor. Their page lists every one.

Management entity

EDL Capital Ltd

Executive Officer · 4 shared filings (1 issuer)

Listed on the same filings as Peter Heaps. Their page shows their other deals.

Management entity

Aspect Capital Limited

Promoter · 3 shared filings (1 issuer) · also on 7 other issuers

Aspect Capital Limited is on 8 issuers in total — a repeat sponsor. Their page lists every one.

Management entity

Citrine Capital Management, LLC

Executive Officer, Promoter · 3 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as Peter Heaps. Their page shows their other deals.

Management entity

MVN Event Driven Fund MM Limited

Executive Officer · 3 shared filings (1 issuer)

Listed on the same filings as Peter Heaps. Their page shows their other deals.

The team behind the deals

Sponsor group

Warwick Royalty

25 issuers · 46 filings · $1.48B reported sold · 2014–2026

One team, 25 deal companies. Peter Heaps is listed on 21 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name Peter Heaps.

Sponsor group

John Aspect

17 issuers · 183 filings · $3.37B reported sold · 2009–2026

One team, 17 deal companies. Peter Heaps is listed on 12 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name Peter Heaps.

Sponsor group

Omni Secured

8 issuers · 26 filings · $384.7M reported sold · 2014–2024

One team, 8 deal companies. Peter Heaps is listed on 7 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name Peter Heaps.

Sponsor group

Kontiki

6 issuers · 48 filings · $2.26B reported sold · 2014–2025

One team, 6 deal companies. Peter Heaps is listed on 6 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name Peter Heaps.

Sponsor group

Ifm Usidf

3 issuers · 20 filings · $756M reported sold · 2018–2026

One team, 3 deal companies. Peter Heaps is listed on 3 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name Peter Heaps.

Same business address

51 other issuers file from the same address (first 50 shown)

A shared address can mean the same team, a shared office building or a registered agent. It is a lead, not a conclusion.

Registrations and other filings

Business registration (state registry / Secretary of State)

Individuals are not matched to business registrations — registries list companies, and a name alone is not enough to tie a person to one. Officers and managers appear by name inside each matched company's record on the issuer pages. Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file).

Adviser registration (Form ADV)

A person is never an adviser firm. 31 of the 86 issuers this person is listed on match a Form ADV adviser (searched 24,962 advisers as of Oct 2, 2026): Napier Park Eton Fund Global Feeder Ltd, EDL Global Opportunities Fund Ltd, EDL Global Opportunities Fund LP, Samson Rock Event Driven Fund Ltd, General Industrial Offshore Fund Ltd, General Industrial Onshore Fund L.P., Silverback Fund Ltd, Warwick Royalty & Mineral Master Funds Series LP - Solo Portfolio, Warwick Royalty & Mineral Feeder Funds Series LLC - Leia Portfolio, Warwick TRGP Law Firm Solutions Onshore Fund LP, Warwick Royalty & Mineral Master Funds Series LP - Leia Portfolio, Warwick Royalty & Mineral Feeder Funds Series LLC - Warwick Royalty & Mineral Feeder Fund IV Portfolio, Warwick Royalty & Mineral Master Funds Series L.P. - Warwick Royalty & Mineral Master Fund IV Portfolio, Federated Hermes Global Investment Funds (Cayman) Master, SPC - Federated Hermes Emerging Asia Equity Fund S.P., Aspect US Institutional Fund Ltd, SIP Warwick Partners I QP - R&M, L.P., SIP Warwick Partners I AI - R&M, L.P., Aspect Blue Ridge Fund, Silverback Convertible Fund Ltd, Warwick Carbon Solutions LP, Prosiris Global Opportunities Fund Ltd, Warwick Royalty & Mineral Master Fund III LP, Warwick Royalty & Mineral Feeder Fund III LP, STABLE SEED FUND OFFSHORE, LTD., Warwick Royalty & Mineral Master Fund II LP, Warwick Royalty & Mineral Feeder Fund II LP, Warwick Royalty & Mineral Master Fund LP, Warwick Cash Management Fund L.P., Warwick European Distressed & Special Situations Credit Fund L.P., Warwick European Credit Opportunitites Fund L.P., HERMES INVESTMENT MANAGEMENT LTD.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to Peter Heaps by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 86 issuers this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers Peter Heaps is listed on: none on file. No website or social profile named in Prosiris Global Opportunities Fund Ltd's SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #177,093 of 374,652 in line (1,386 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (Grand Cayman, E9). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Change history

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