Sponsor Check › Sponsor group
18 issuers linked to one sponsor · STAMFORD, CT
Grouped because: 6 shared people, 3 shared management entities, same business address (8 issuers), similar issuer names (18) (automatic match from the filings) ·Not the same sponsor? Request a correction
Data last updated: Oct 23, 2026, 5:45 PM ET · Latest filing in this group: Mar 18, 2021 · Courts (RECAP) last checked: Oct 24, 2026, 12:25 AM ET · SEC enforcement last checked: not yet
The five facts investors ask about first. Each section states what was searched and when. Items still in human review are not shown.
None found in sources searched.
Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30) — federal district + bankruptcy courts; live RECAP re-check pending. State courts: not yet searched. PACER: not searched. · Last checked Oct 24, 2026, 12:25 AM ET.
State courts: not yet searched. No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.
SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — not yet searched; State securities regulators searched: AZ (Corporation Commission Securities Division), CA (DFPI — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), DE (DOJ Investor Protection Unit), TX (State Securities Board), WA (DFI) — last crawled Oct 23, 2026, 9:57 PM ET. Other states: not yet searched.
Not yet searched.
Search queued. Results are added automatically; check back later or follow this page to be notified.
None found in sources searched.
Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not yet searched. PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 12:25 AM ET.
State courts: not yet searched. No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.
No public statement by this sponsor group has been collected yet, so there is nothing to compare. Sources compared: the sponsor's own website (known from the issuer's own filings — Form C issuer website, EDGAR company profile — an approved profile claim or Form ADV Item 1.I of its matched adviser) · SEC Form D · SEC Form ADV (IAPD) · Internet Archive · No website is on file for this sponsor group yet.
0 of 18 offerings report sales commissions; 0 report finder's fees; 0 report proceeds to related persons.
| Source | Offering (latest filing) | Sales commissions | Finder's fees | To insiders | Paid to sell it |
|---|---|---|---|---|---|
| EDGAR ↗ | Mar 18, 2021 D/A File 021-121922 | $0 | $0 | $0 The fund charges a management fee that is described in the fund's governing documents. | None listed on this filing |
| EDGAR ↗ | Dec 18, 2020 D/A File 021-230332 | $0 | $0 | $0 The fund charges a management fee that is described in the fund's governing documents. | None listed on this filing |
| EDGAR ↗ | Dec 18, 2020 D/A File 021-230333 | $0 | $0 | $0 The fund charges a management fee that is described in the fund's governing documents. | None listed on this filing |
| EDGAR ↗ | Mar 16, 2018 D/A File 021-282695 | $0 | $0 | $0 The fund charges a management fee that is described in the fund's offering documents. | None listed on this filing |
| EDGAR ↗ | Mar 16, 2018 D/A File 021-282696 | $0 | $0 | $0 The fund charges a management fee that is described in the fund's governing documents. | None listed on this filing |
| EDGAR ↗ | Mar 16, 2016 D/A File 021-80681 | $0 | $0 | $0 The fund charges a management fee that is described in the fund's governing documents. | None listed on this filing |
| EDGAR ↗ | Mar 16, 2016 D/A File 021-80745 | $0 | $0 | $0 The fund charges a management fee that is described in the fund's governing documents. | None listed on this filing |
| EDGAR ↗ | Mar 16, 2016 D/A File 021-127393 | $0 | $0 | $0 The fund charges a management fee that is described in the fund's offering documents. | None listed on this filing |
| EDGAR ↗ | Mar 16, 2016 D/A File 021-127395 | $0 | $0 | $0 The fund charges a management fee that is described in the fund's offering documents. | None listed on this filing |
| EDGAR ↗ | Mar 16, 2016 D/A File 021-156745 | $0 | $0 | $0 The fund charges a management fee that is described in the fund's offering documents. | None listed on this filing |
| EDGAR ↗ | Mar 16, 2016 D/A File 021-156746 | $0 | $0 | $0 The fund charges a management fee that is described in the fund's offering documents. | None listed on this filing |
| EDGAR ↗ | Mar 16, 2016 D/A File 021-156748 | $0 | $0 | $0 The fund charges a management fee that is described in the fund's offering documents. | None listed on this filing |
| EDGAR ↗ | Aug 17, 2015 D/A File 021-222994 | $0 | $0 | $0 The fund charges a management fee that is described in the fund's governing documents. | None listed on this filing |
| EDGAR ↗ | Mar 16, 2015 D File 021-236013 | $0 | $0 | $0 The fund charges a management fee that is described in the fund's offering documents. | None listed on this filing |
| EDGAR ↗ | Mar 14, 2014 D/A File 021-116048 | $0 | $0 | $0 The fund charges a management fee that is described in the fund's governing documents. | None listed on this filing |
| EDGAR ↗ | Mar 14, 2014 D/A File 021-127394 | $0 | $0 | $0 The fund charges a management fee that is described in the fund's offering documents. | None listed on this filing |
| EDGAR ↗ | Mar 15, 2013 D/A File 021-156741 | $0 | $0 | $0 The fund charges a management fee that is described in the fund's offering documents. | None listed on this filing |
| EDGAR ↗ | Mar 15, 2013 D/A File 021-156744 | $0 | $0 | $0 The fund charges a management fee that is described in the fund's offering documents. | None listed on this filing |
As reported by the issuer on Form D (Items 12–15), latest filing per offering (one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.
Counted across all 18 issuers in this group — every filing in our index, latest filing per offering (SEC file number).
0 recorded documents and 0 ownership records matched to Spruce in the sources searched.
Not found in sources searched as of Oct 23, 2026, 8:59 PM ET: Hillsborough County FL Clerk of Court Official Records daily index (publicrec.hillsclerk.com D/P/M files), 2 daily files (Oct 14, 2026 to Oct 15, 2026) — loaded Oct 23, 2026, 8:59 PM ET; Florida DOR NAL roll (Hillsborough 39) roll year 2026 — loaded Oct 23, 2026, 8:54 PM ET; Florida DOR NAL roll (Dade 23) roll year 2026 — loaded Oct 23, 2026, 8:58 PM ET; Harris County Appraisal District real_acct.txt roll year 2026 — loaded Oct 23, 2026, 8:58 PM ET; Dallas Central Appraisal District ACCOUNT_INFO.CSV roll year 2026 — loaded Oct 23, 2026, 8:58 PM ET. Not yet searched for this group (queued): NYC ACRIS via NYC Open Data (Real Property Parties 636b-3b5g, Master bnx9-e6tj, Legals 8h5j-fqxa, Document Control Codes 7isb-wh4c) · NYC PLUTO ownership via NYC Open Data (64uk-42ks) · Cook County IL Assessor via Cook County Open Data (Parcel Sales wvhk-k5uv; Parcel Addresses 3723-97qp). Records in other counties, and recorder indexes we do not yet cover, were not searched.
Property records coverage: New York City (ACRIS recorded documents and PLUTO ownership, looked up per issuer when its page is viewed; re-checked when the page is viewed again more than 30 days after the last check); Hillsborough County FL (recorded documents from Oct 14, 2026 forward; ownership from FL DOR roll 2026); Cook County IL (assessor ownership and deed/sale records, looked up per issuer when its page is viewed); Harris County TX and Dallas County TX (assessor ownership rolls only, 2026 roll; no deed, mortgage or sale records); Miami-Dade County FL (ownership from FL DOR roll only; Clerk recorded documents not yet searched). Recorder indexes for TX, AZ, IL and WA counties, mortgages and liens outside NYC and FL, lis pendens and foreclosure notices everywhere, Miami-Dade County FL recorded documents, Maricopa County AZ, King County WA, Salt Lake County UT, and all other counties are not yet searched. Last refresh by source: Hillsborough County FL Clerk daily index Oct 23, 2026, 8:59 PM ET; Dallas Central Appraisal District ACCOUNT_INFO.CSV Oct 23, 2026, 8:58 PM ET; Harris County Appraisal District real_acct.txt Oct 23, 2026, 8:58 PM ET; Florida DOR NAL roll (Dade 23) Oct 23, 2026, 8:58 PM ET; Florida DOR NAL roll (Hillsborough 39) Oct 23, 2026, 8:54 PM ET. NYC and Cook County are looked up per issuer when its page is viewed; the most recent such lookup on this site finished Oct 24, 2026, 12:57 AM ET. Parties are named as the recorder's index names them (role suffixes as recorded); no address, account number or trust date is shown for an individual, and individual owners of record (home ownership) are not matched or shown. Items still in human review are not shown.
Why each issuer is here is stated in the "Linked by" column. Low-confidence links are never shown — they wait for human review.
| Source | Issuer | Linked by | Location | Industry | Filings | Sold (max) | Investors | Min. investment (latest filing) | Active |
|---|---|---|---|---|---|---|---|---|---|
| EDGAR ↗ | Spruce Private Investments Fund, LP | shared people, shared management entity, same business address, similar issuer names | STAMFORD, CT | Pooled Investment Fund | 13 | $98,350,000 offering Indefinite · similar: $155,000–$5,250,000 | 36 similar: 4–27 | No minimum reported similar: $1,000–$100,000 | 2009–2021 |
| EDGAR ↗ | Spruce Absolute Return Fund, L.P. | shared people, shared management entity, same business address, similar issuer names | STAMFORD, CT | Pooled Investment Fund | 7 | $110,191,513 offering Indefinite · similar: $155,000–$5,250,000 | 51 similar: 4–27 | No minimum reported similar: $1,000–$100,000 | 2010–2016 |
| EDGAR ↗ | Spruce Equity Hedge Fund, L.P. | shared people, shared management entity, same business address, similar issuer names | STAMFORD, CT | Pooled Investment Fund | 7 | $161,765,804 offering Indefinite · similar: $155,000–$5,250,000 | 56 similar: 4–27 | No minimum reported similar: $1,000–$100,000 | 2010–2016 |
| EDGAR ↗ | Spruce Real Assets Fund, L.P. | shared people, shared management entity, same business address, similar issuer names | STAMFORD, CT | Pooled Investment Fund | 5 | $72,820,415 offering Indefinite · similar: $155,000–$5,250,000 | 58 similar: 4–27 | No minimum reported similar: $1,000–$100,000 | 2010–2014 |
| EDGAR ↗ | Spruce Equity Hedge Fund (Offshore) Ltd | shared people, shared principal (person on 60+ issuers) at the same address or management entity, shared management entity, similar issuer names | GRAND CAYMAN, Cayman Islands (as filed: E9) | Pooled Investment Fund | 8 | $60,242,338 offering Indefinite · similar: $155,000–$5,250,000 | 14 similar: 4–27 | $100,000 similar: $1,000–$100,000 | 2010–2016 |
| EDGAR ↗ | Spruce Absolute Return Fund (Offshore) Ltd. | shared people, shared principal (person on 60+ issuers) at the same address or management entity, shared management entity, similar issuer names | GRAND CAYMAN, Cayman Islands (as filed: E9) | Pooled Investment Fund | 8 | $44,585,419 offering Indefinite · similar: $155,000–$5,250,000 | 16 similar: 4–27 | $100,000 similar: $1,000–$100,000 | 2010–2016 |
| EDGAR ↗ | Spruce Real Assets Fund (Offshore) Ltd. | shared people, shared principal (person on 60+ issuers) at the same address or management entity, similar issuer names | GRAND CAYMAN, Cayman Islands (as filed: E9) | Pooled Investment Fund | 6 | $38,465,230 offering Indefinite · similar: $155,000–$5,250,000 | 14 similar: 4–27 | $100,000 similar: $1,000–$100,000 | 2010–2014 |
| EDGAR ↗ | Spruce Global Equities Fund LP | shared people, shared management entity, similar issuer names | STAMFORD, CT | Pooled Investment Fund | 6 | $139,576,962 offering Indefinite · similar: $155,000–$5,250,000 | 17 similar: 4–27 | No minimum reported similar: $1,000–$100,000 | 2011–2016 |
| EDGAR ↗ | Spruce High Income Fund LP | shared people, shared management entity, similar issuer names | STAMFORD, CT | Pooled Investment Fund | 3 | $27,991,467 | 7 | No minimum reported | 2011–2013 |
| EDGAR ↗ | Spruce Liquid Absolute Return Fund LP | shared people, shared management entity, similar issuer names | STAMFORD, CT | Pooled Investment Fund | 3 | $12,902,765 | 9 | No minimum reported | 2011–2013 |
| EDGAR ↗ | Spruce Tax-Exempt Fixed Income Fund LP | shared people, shared management entity, similar issuer names | STAMFORD, CT | Pooled Investment Fund | 6 | $46,953,377 offering Indefinite · similar: $155,000–$5,250,000 | 13 similar: 4–27 | No minimum reported similar: $1,000–$100,000 | 2011–2016 |
| EDGAR ↗ | Spruce Fixed Income Fund LP | shared people, shared management entity, similar issuer names | STAMFORD, CT | Pooled Investment Fund | 6 | $42,347,789 offering Indefinite · similar: $155,000–$5,250,000 | 4 similar: 4–27 | No minimum reported similar: $1,000–$100,000 | 2011–2016 |
| EDGAR ↗ | Spruce Alpha Fund LP | shared people, shared management entity, same business address, similar issuer names | STAMFORD, CT | Pooled Investment Fund | 2 | $34,844,738 offering Indefinite · similar: $155,000–$5,250,000 | 47 similar: 4–27 | No minimum reported similar: $1,000–$100,000 | 2014–2015 |
| EDGAR ↗ | Spruce Private Investments Fund II, LP | shared people, shared management entity, same business address, similar issuer names | STAMFORD, CT | Pooled Investment Fund | 7 | $33,500,000 offering Indefinite · similar: $155,000–$5,250,000 | 12 similar: 4–27 | No minimum reported similar: $1,000–$100,000 | 2014–2020 |
| EDGAR ↗ | Spruce Private Investments Fund II (Offshore), L.P. | shared people, shared management entity, same business address, similar issuer names | STAMFORD, CT | Pooled Investment Fund | 7 | $10,000,000 offering Indefinite · similar: $155,000–$5,250,000 | 2 similar: 4–27 | No minimum reported similar: $1,000–$100,000 | 2014–2020 |
| EDGAR ↗ | Spruce Alpha Fund Offshore Ltd | shared people, shared principal (person on 60+ issuers) at the same address or management entity, shared management entity, similar issuer names | GRAND CAYMAN, Cayman Islands (as filed: E9) | Pooled Investment Fund | 1 | $17,961,078 offering Indefinite · similar: $155,000–$5,250,000 | 8 similar: 4–27 | $100,000 similar: $1,000–$100,000 | 2015–2015 |
| EDGAR ↗ | Spruce Hedge Fund Program SPC Ltd. | shared people, shared principal (person on 60+ issuers) at the same address or management entity, shared management entity, similar issuer names | GRAND CAYMAN, Cayman Islands (as filed: E9) | Pooled Investment Fund | 2 | $70,704,410 offering Indefinite · similar: $155,000–$5,250,000 | 12 similar: 4–27 | $100,000 similar: $1,000–$100,000 | 2017–2018 |
| EDGAR ↗ | Spruce Hedge Fund Program LP | shared people, shared management entity, same business address, similar issuer names | STAMFORD, CT | Pooled Investment Fund | 2 | $84,375,096 offering Indefinite · similar: $155,000–$5,250,000 | 39 similar: 4–27 | No minimum reported similar: $1,000–$100,000 | 2017–2018 |
"Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.
| Source | Filed | Issuer | Form | Industry | Offered | Sold |
|---|---|---|---|---|---|---|
| EDGAR ↗ | Mar 18, 2021 | Spruce Private Investments Fund, LP | D/A | Pooled Investment Fund | Indefinite | $98,350,000 |
| EDGAR ↗ | Dec 18, 2020 | Spruce Private Investments Fund II, LP | D/A | Pooled Investment Fund | Indefinite | $33,500,000 |
| EDGAR ↗ | Dec 18, 2020 | Spruce Private Investments Fund II (Offshore), L.P. | D/A | Pooled Investment Fund | Indefinite | $10,000,000 |
| EDGAR ↗ | Mar 18, 2020 | Spruce Private Investments Fund, LP | D/A | Pooled Investment Fund | Indefinite | $98,350,000 |
| EDGAR ↗ | Dec 19, 2019 | Spruce Private Investments Fund II (Offshore), L.P. | D/A | Pooled Investment Fund | Indefinite | $10,000,000 |
| EDGAR ↗ | Dec 19, 2019 | Spruce Private Investments Fund II, LP | D/A | Pooled Investment Fund | Indefinite | $33,500,000 |
| EDGAR ↗ | Mar 18, 2019 | Spruce Private Investments Fund, LP | D/A | Pooled Investment Fund | Indefinite | $98,350,000 |
| EDGAR ↗ | Dec 19, 2018 | Spruce Private Investments Fund II (Offshore), L.P. | D/A | Pooled Investment Fund | Indefinite | $10,000,000 |
| EDGAR ↗ | Dec 19, 2018 | Spruce Private Investments Fund II, LP | D/A | Pooled Investment Fund | Indefinite | $33,500,000 |
| EDGAR ↗ | Mar 16, 2018 | Spruce Hedge Fund Program SPC Ltd. | D/A | Pooled Investment Fund | Indefinite | $33,410,646 |
| EDGAR ↗ | Mar 16, 2018 | Spruce Hedge Fund Program LP | D/A | Pooled Investment Fund | Indefinite | $34,641,120 |
| EDGAR ↗ | Mar 16, 2018 | Spruce Private Investments Fund, LP | D/A | Pooled Investment Fund | Indefinite | $98,350,000 |
| EDGAR ↗ | Dec 19, 2017 | Spruce Private Investments Fund II (Offshore), L.P. | D/A | Pooled Investment Fund | Indefinite | $10,000,000 |
| EDGAR ↗ | Dec 19, 2017 | Spruce Private Investments Fund II, LP | D/A | Pooled Investment Fund | Indefinite | $33,500,000 |
| EDGAR ↗ | Mar 16, 2017 | Spruce Private Investments Fund, LP | D/A | Pooled Investment Fund | Indefinite | $98,350,000 |
| EDGAR ↗ | Mar 16, 2017 | Spruce Hedge Fund Program LP | D | Pooled Investment Fund | Indefinite | $84,375,096 |
| EDGAR ↗ | Mar 16, 2017 | Spruce Hedge Fund Program SPC Ltd. | D | Pooled Investment Fund | Indefinite | $70,704,410 |
| EDGAR ↗ | Dec 19, 2016 | Spruce Private Investments Fund II (Offshore), L.P. | D/A | Pooled Investment Fund | Indefinite | $10,000,000 |
| EDGAR ↗ | Dec 19, 2016 | Spruce Private Investments Fund II, LP | D/A | Pooled Investment Fund | Indefinite | $33,500,000 |
| EDGAR ↗ | Mar 16, 2016 | Spruce Tax-Exempt Fixed Income Fund LP | D/A | Pooled Investment Fund | Indefinite | $4,888,942 |
| EDGAR ↗ | Mar 16, 2016 | Spruce Fixed Income Fund LP | D/A | Pooled Investment Fund | Indefinite | $8,311,600 |
| EDGAR ↗ | Mar 16, 2016 | Spruce Global Equities Fund LP | D/A | Pooled Investment Fund | Indefinite | $55,717,292 |
| EDGAR ↗ | Mar 16, 2016 | Spruce Equity Hedge Fund (Offshore) Ltd | D/A | Pooled Investment Fund | Indefinite | $52,985,703 |
| EDGAR ↗ | Mar 16, 2016 | Spruce Private Investments Fund, LP | D/A | Pooled Investment Fund | Indefinite | $98,350,000 |
| EDGAR ↗ | Mar 16, 2016 | Spruce Equity Hedge Fund, L.P. | D/A | Pooled Investment Fund | Indefinite | $131,458,542 |
| EDGAR ↗ | Mar 16, 2016 | Spruce Absolute Return Fund (Offshore) Ltd. | D/A | Pooled Investment Fund | Indefinite | $37,183,488 |
| EDGAR ↗ | Mar 16, 2016 | Spruce Absolute Return Fund, L.P. | D/A | Pooled Investment Fund | Indefinite | $76,070,671 |
| EDGAR ↗ | Dec 17, 2015 | Spruce Private Investments Fund II, LP | D/A | Pooled Investment Fund | Indefinite | $33,500,000 |
| EDGAR ↗ | Dec 17, 2015 | Spruce Private Investments Fund II (Offshore), L.P. | D/A | Pooled Investment Fund | Indefinite | $10,000,000 |
| EDGAR ↗ | Aug 17, 2015 | Spruce Alpha Fund LP | D/A | Pooled Investment Fund | Indefinite | $34,844,738 |
| EDGAR ↗ | Mar 16, 2015 | Spruce Alpha Fund Offshore Ltd | D | Pooled Investment Fund | Indefinite | $17,961,078 |
| EDGAR ↗ | Mar 16, 2015 | Spruce Equity Hedge Fund (Offshore) Ltd | D/A | Pooled Investment Fund | Indefinite | $60,242,338 |
| EDGAR ↗ | Mar 16, 2015 | Spruce Fixed Income Fund LP | D/A | Pooled Investment Fund | Indefinite | $9,038,569 |
| EDGAR ↗ | Mar 16, 2015 | Spruce Equity Hedge Fund, L.P. | D/A | Pooled Investment Fund | Indefinite | $129,396,756 |
| EDGAR ↗ | Mar 16, 2015 | Spruce Absolute Return Fund (Offshore) Ltd. | D/A | Pooled Investment Fund | Indefinite | $44,585,419 |
| EDGAR ↗ | Mar 16, 2015 | Spruce Private Investments Fund, LP | D/A | Pooled Investment Fund | Indefinite | $98,350,000 |
| EDGAR ↗ | Mar 16, 2015 | Spruce Global Equities Fund LP | D/A | Pooled Investment Fund | Indefinite | $81,543,206 |
| EDGAR ↗ | Mar 16, 2015 | Spruce Tax-Exempt Fixed Income Fund LP | D/A | Pooled Investment Fund | Indefinite | $17,728,283 |
| EDGAR ↗ | Mar 16, 2015 | Spruce Absolute Return Fund, L.P. | D/A | Pooled Investment Fund | Indefinite | $74,797,868 |
| EDGAR ↗ | Dec 17, 2014 | Spruce Private Investments Fund II, LP | D | Pooled Investment Fund | Indefinite | $21,500,000 |
| EDGAR ↗ | Dec 17, 2014 | Spruce Private Investments Fund II (Offshore), L.P. | D | Pooled Investment Fund | Indefinite | $10,000,000 |
| EDGAR ↗ | Aug 15, 2014 | Spruce Alpha Fund LP | D | Pooled Investment Fund | Indefinite | $3,500,000 |
| EDGAR ↗ | Mar 14, 2014 | Spruce Global Equities Fund LP | D/A | Pooled Investment Fund | Indefinite | $121,383,473 |
| EDGAR ↗ | Mar 14, 2014 | Spruce Equity Hedge Fund, L.P. | D/A | Pooled Investment Fund | Indefinite | $134,603,260 |
| EDGAR ↗ | Mar 14, 2014 | Spruce Equity Hedge Fund (Offshore) Ltd | D/A | Pooled Investment Fund | Indefinite | $57,990,575 |
| EDGAR ↗ | Mar 14, 2014 | Spruce Real Assets Fund (Offshore) Ltd. | D/A | Pooled Investment Fund | Indefinite | $4,095,318 |
| EDGAR ↗ | Mar 14, 2014 | Spruce Fixed Income Fund LP | D/A | Pooled Investment Fund | Indefinite | $38,284,640 |
| EDGAR ↗ | Mar 14, 2014 | Spruce Absolute Return Fund, L.P. | D/A | Pooled Investment Fund | Indefinite | $61,236,583 |
| EDGAR ↗ | Mar 14, 2014 | Spruce Real Assets Fund, L.P. | D/A | Pooled Investment Fund | Indefinite | $9,046,951 |
| EDGAR ↗ | Mar 14, 2014 | Spruce Absolute Return Fund (Offshore) Ltd. | D/A | Pooled Investment Fund | Indefinite | $28,748,469 |
| EDGAR ↗ | Mar 14, 2014 | Spruce Tax-Exempt Fixed Income Fund LP | D/A | Pooled Investment Fund | Indefinite | $27,726,376 |
| EDGAR ↗ | Mar 14, 2014 | Spruce Private Investments Fund, LP | D/A | Pooled Investment Fund | Indefinite | $98,350,000 |
| EDGAR ↗ | Mar 15, 2013 | Spruce Equity Hedge Fund (Offshore) Ltd | D/A | Pooled Investment Fund | Indefinite | $58,305,365 |
| EDGAR ↗ | Mar 15, 2013 | Spruce Absolute Return Fund (Offshore) Ltd. | D/A | Pooled Investment Fund | Indefinite | $32,375,442 |
| EDGAR ↗ | Mar 15, 2013 | Spruce Real Assets Fund (Offshore) Ltd. | D/A | Pooled Investment Fund | Indefinite | $37,467,120 |
| EDGAR ↗ | Mar 15, 2013 | Spruce Tax-Exempt Fixed Income Fund LP | D/A | Pooled Investment Fund | Indefinite | $31,996,067 |
| EDGAR ↗ | Mar 15, 2013 | Spruce Fixed Income Fund LP | D/A | Pooled Investment Fund | Indefinite | $42,347,789 |
| EDGAR ↗ | Mar 15, 2013 | Spruce Equity Hedge Fund, L.P. | D/A | Pooled Investment Fund | Indefinite | $114,374,539 |
| EDGAR ↗ | Mar 15, 2013 | Spruce Absolute Return Fund (Offshore) Ltd. | D/A | Pooled Investment Fund | Indefinite | $32,375,442 |
| EDGAR ↗ | Mar 15, 2013 | Spruce Global Equities Fund LP | D/A | Pooled Investment Fund | Indefinite | $116,665,267 |
| EDGAR ↗ | Mar 15, 2013 | Spruce High Income Fund LP | D/A | Pooled Investment Fund | Indefinite | $7,762,587 |
| EDGAR ↗ | Mar 15, 2013 | Spruce Real Assets Fund (Offshore) Ltd. | D/A | Pooled Investment Fund | Indefinite | $37,467,120 |
| EDGAR ↗ | Mar 15, 2013 | Spruce Absolute Return Fund, L.P. | D/A | Pooled Investment Fund | Indefinite | $52,652,904 |
| EDGAR ↗ | Mar 15, 2013 | Spruce Equity Hedge Fund (Offshore) Ltd | D/A | Pooled Investment Fund | Indefinite | $58,305,365 |
| EDGAR ↗ | Mar 15, 2013 | Spruce Real Assets Fund, L.P. | D/A | Pooled Investment Fund | Indefinite | $61,493,550 |
| EDGAR ↗ | Mar 15, 2013 | Spruce Liquid Absolute Return Fund LP | D/A | Pooled Investment Fund | Indefinite | $12,902,765 |
| EDGAR ↗ | Mar 15, 2013 | Spruce Private Investments Fund, LP | D/A | Pooled Investment Fund | Indefinite | $98,350,000 |
| EDGAR ↗ | Mar 15, 2012 | Spruce Real Assets Fund (Offshore) Ltd. | D/A | Pooled Investment Fund | Indefinite | $38,465,230 |
| EDGAR ↗ | Mar 15, 2012 | Spruce Global Equities Fund LP | D/A | Pooled Investment Fund | Indefinite | $139,576,962 |
| EDGAR ↗ | Mar 15, 2012 | Spruce Liquid Absolute Return Fund LP | D/A | Pooled Investment Fund | Indefinite | $8,425,911 |
| EDGAR ↗ | Mar 15, 2012 | Spruce Private Investments Fund, LP | D/A | Pooled Investment Fund | Indefinite | $98,350,000 |
| EDGAR ↗ | Mar 15, 2012 | Spruce Real Assets Fund, L.P. | D/A | Pooled Investment Fund | Indefinite | $72,820,415 |
| EDGAR ↗ | Mar 15, 2012 | Spruce Equity Hedge Fund (Offshore) Ltd | D/A | Pooled Investment Fund | Indefinite | $55,820,334 |
| EDGAR ↗ | Mar 15, 2012 | Spruce Fixed Income Fund LP | D/A | Pooled Investment Fund | Indefinite | $40,285,264 |
| EDGAR ↗ | Mar 15, 2012 | Spruce Tax-Exempt Fixed Income Fund LP | D/A | Pooled Investment Fund | Indefinite | $46,953,377 |
| EDGAR ↗ | Mar 15, 2012 | Spruce High Income Fund LP | D/A | Pooled Investment Fund | Indefinite | $9,900,591 |
| EDGAR ↗ | Mar 15, 2012 | Spruce Absolute Return Fund (Offshore) Ltd. | D/A | Pooled Investment Fund | Indefinite | $29,497,337 |
| EDGAR ↗ | Mar 15, 2012 | Spruce Equity Hedge Fund, L.P. | D/A | Pooled Investment Fund | Indefinite | $132,919,549 |
| EDGAR ↗ | Mar 15, 2012 | Spruce Absolute Return Fund, L.P. | D/A | Pooled Investment Fund | Indefinite | $63,945,813 |
| EDGAR ↗ | Mar 15, 2011 | Spruce Private Investments Fund, LP | D/A | Pooled Investment Fund | Indefinite | $98,350,000 |
| EDGAR ↗ | Mar 15, 2011 | Spruce Absolute Return Fund (Offshore) Ltd. | D/A | Pooled Investment Fund | Indefinite | $39,207,089 |
| EDGAR ↗ | Mar 15, 2011 | Spruce Equity Hedge Fund (Offshore) Ltd | D/A | Pooled Investment Fund | Indefinite | $55,542,926 |
| EDGAR ↗ | Mar 15, 2011 | Spruce Real Assets Fund (Offshore) Ltd. | D/A | Pooled Investment Fund | Indefinite | $30,204,566 |
| EDGAR ↗ | Mar 15, 2011 | Spruce Equity Hedge Fund, L.P. | D/A | Pooled Investment Fund | Indefinite | $156,308,898 |
| EDGAR ↗ | Mar 15, 2011 | Spruce Real Assets Fund, L.P. | D/A | Pooled Investment Fund | Indefinite | $69,110,344 |
| EDGAR ↗ | Mar 15, 2011 | Spruce Tax-Exempt Fixed Income Fund LP | D | Pooled Investment Fund | Indefinite | $9,187,813 |
| EDGAR ↗ | Mar 15, 2011 | Spruce Global Equities Fund LP | D | Pooled Investment Fund | Indefinite | $55,469,210 |
| EDGAR ↗ | Mar 15, 2011 | Spruce Fixed Income Fund LP | D | Pooled Investment Fund | Indefinite | $12,348,149 |
| EDGAR ↗ | Mar 15, 2011 | Spruce Liquid Absolute Return Fund LP | D | Pooled Investment Fund | Indefinite | $5,848,893 |
| EDGAR ↗ | Mar 15, 2011 | Spruce High Income Fund LP | D | Pooled Investment Fund | Indefinite | $27,991,467 |
| EDGAR ↗ | Mar 15, 2011 | Spruce Absolute Return Fund, L.P. | D/A | Pooled Investment Fund | Indefinite | $83,407,235 |
| EDGAR ↗ | Mar 15, 2010 | Spruce Equity Hedge Fund (Offshore) Ltd | D/A | Pooled Investment Fund | Indefinite | $50,441,136 |
| EDGAR ↗ | Mar 15, 2010 | Spruce Absolute Return Fund (Offshore) Ltd. | D/A | Pooled Investment Fund | Indefinite | $36,999,525 |
| EDGAR ↗ | Mar 15, 2010 | Spruce Private Investments Fund, LP | D/A | Pooled Investment Fund | Indefinite | $94,975,000 |
| EDGAR ↗ | Mar 15, 2010 | Spruce Real Assets Fund (Offshore) Ltd. | D/A | Pooled Investment Fund | Indefinite | $24,065,828 |
| EDGAR ↗ | Mar 15, 2010 | Spruce Equity Hedge Fund, L.P. | D/A | Pooled Investment Fund | Indefinite | $161,765,804 |
| EDGAR ↗ | Mar 15, 2010 | Spruce Absolute Return Fund, L.P. | D/A | Pooled Investment Fund | Indefinite | $110,191,513 |
| EDGAR ↗ | Mar 15, 2010 | Spruce Real Assets Fund, L.P. | D/A | Pooled Investment Fund | Indefinite | $63,362,258 |
| EDGAR ↗ | Sep 2, 2009 | Spruce Private Investments Fund, LP | D/A | Pooled Investment Fund | Indefinite | $94,975,000 |
Activity: 0 new offerings in the last 12 months across all issuers in this group (new offering = a Form D that is not an amendment, D/A) · most recent filing Mar 18, 2021. Industry history, as reported on each offering's latest filing: All 18 offerings reported: Pooled Investment Fund (2009–2017).
| Name | Roles | Issuers here | First → last listed |
|---|---|---|---|
| John C. Bailey | Executive Officer, Director | 18 | Sep 2, 2009 → Mar 18, 2021 |
| Robert Bastone | Executive Officer, Promoter | 17 | Mar 15, 2012 → Mar 18, 2021 |
| Spruce Capital Management, LLC entity | Executive Officer, Promoter | 13 | Mar 15, 2011 → Mar 18, 2021 |
| C. Spruce Investment Advisors, LLC entity | Promoter, Executive Officer | 12 | Mar 16, 2015 → Mar 18, 2021 |
| C. Spruce Private Investors, LLC entity | Promoter, Executive Officer | 9 | Mar 16, 2015 → Dec 18, 2020 |
| Patrick Harrigan | Director | 4 | Mar 15, 2010 → Mar 16, 2015 |
| Sean Flynn | Director | 4 | Mar 15, 2010 → Mar 16, 2015 |
| Peter Heaps | Director | 3 | Mar 16, 2016 → Mar 16, 2018 |
| Jennifer Collins | Director | 3 | Mar 16, 2016 → Mar 16, 2018 |
| C. Spruce Private Investments II, LLC entity | Promoter | 1 | Dec 17, 2015 → Dec 18, 2020 |
| Spruce Capital Mannagement, LLC Spruce Capital Management, LLC entity | Executive Officer | 1 | Sep 2, 2009 → Sep 2, 2009 |
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