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Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 10:00 AM ET

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Peter Arnold

Named as an officer, director or promoter on SEC Form D filings · Switzerland (as filed: V8) · Oct 27, 2017 → Oct 1, 2025

18deals (issuers)
$4.72Breported sold
303investors
30Form D filings
2017–2025years on file
Follow this personLook further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:17 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Peter Arnold is listed as a director and promoter on 30 SEC Form D filings by 18 issuers between Oct 2017 and Oct 2025. Largest by amount reported sold: Schroders Capital Private Equity Global Direct IV USD S.C.S. (Luxembourg, Luxembourg (as filed: N4) — pooled investment fund — 2024–2025; $750.8M reported sold to 27 investors), Schroder Adveq Europe VII S.C.S. (Munsbach, Luxembourg (as filed: N4) — pooled investment fund — 2017–2018; $571.5M reported sold to 29 investors), Schroders Capital Private Equity Europe VIII S.C.S. (Luxembourg, Luxembourg (as filed: N4) — pooled investment fund — 2020–2022; $397.9M reported sold to 20 investors), Schroders Capital Private Equity Continuation Opportunities III USD S.C.S. (Luxembourg, Luxembourg (as filed: N4) — pooled investment fund — 2025; $365M reported sold to 20 investors), Schroders Capital Private Equity Global Direct III USD S.C.S. (Luxembourg, Luxembourg (as filed: N4) — pooled investment fund — 2022; $347.6M reported sold to 27 investors) and 13 more (all listed below).

What this means That is a lot of deals — 18 separate companies raised money with this person listed as director and promoter, over about 8 years. Across those companies the filings report $4.72B sold in total.

Listed alongside Rainer Ender (30 shared filings), SCHRODER ADVEQ MANAGEMENT AG (15 shared filings, management entity), Schroders Capital Management (Switzerland) AG (15 shared filings, management entity), Schroder Adveq Management Luxembourg S.a. r.l. (10 shared filings, management entity), Stephanie Aldag (8 shared filings) and 21 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Peter. Each name links to their own page.

All 18 issuers belong to the sponsor group Schroders (20 issuers, $4.97B reported sold, 2017–2026).

What this means A sponsor group is one team that sets up a new company for each deal. Schroders has 20 companies on file and $4.97B reported sold in total — the group page shows the whole track record in one place.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY) — 4 court cases matching the name, 21 bankruptcy cases matching the name listed in Key records below.

What this means 25 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 30 public filings for Peter Arnold and found 17 differences, 6 worth asking the sponsor about: Peter Arnold appears on 5 deals that stopped filing before reaching their target; Paid seller listed without a CRD number: UB Asset Management Ltd; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Peter Arnold has not run yet — it is joining a line of 45,043 names; searches run around the clock at the hosts' allowed rate. Searched so far: 641 names.

Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

4 cases: 3 dismissed, 1 judgment

Peter Arnold v. Bankunited, FSB dismissed
District Court, C.D. California · No. 8:12-cv-01598 · Filed Sep 21, 2012 · Closed Oct 19, 2012 · Nature of suit: 220 Real Property: Foreclosure · Cause: 28:1444 Notice of Removal - Foreclosure
Role of Peter Arnold: Plaintiff · Outcome: Terminated 2012-10-19 — FJC Integrated Database disposition: Voluntarily dismissed Docket on CourtListener ↗
same full name (a name found in 42 federal dockets); 2 people with this name in Form D filings; court in CA (not a filing state)
Peter Arnold v. BankUnited FSB dismissed
District Court, C.D. California · No. 8:12-cv-00888 · Filed Jun 5, 2012 · Closed Jul 2, 2012 · Nature of suit: 220 Foreclosure
Role of Peter Arnold: Plaintiff · Outcome: Terminated 2012-07-02 — FJC Integrated Database disposition: Voluntarily dismissed Docket on CourtListener ↗
same full name (a name found in 42 federal dockets); 2 people with this name in Form D filings; court in CA (not a filing state)
Empl Ins Of Wausau v. Peter J Arnold judgment
District Court, C.D. California · No. 8:99-cv-00767 · Filed Jun 8, 1999 · Closed Nov 30, 1999 · Nature of suit: 422 Bankruptcy appeals rule 28 USC 158
Role of Peter J Arnold: Defendant · Outcome: Terminated 1999-11-30 — FJC Integrated Database disposition: Judgment on default; judgment for plaintiff Docket on CourtListener ↗
same full name (a name found in 42 federal dockets); 2 people with this name in Form D filings; court in CA (not a filing state)
Employers Ins Wausau v. Peter J. Arnold dismissed
District Court, C.D. California · No. 2:98-cv-04238 · Filed May 28, 1998 · Closed Nov 17, 1998 · Nature of suit: 190 Other contract actions
Role of Peter J. Arnold: Defendant · Outcome: Terminated 1998-11-17 — FJC Integrated Database disposition: Dismissed: other Docket on CourtListener ↗
same full name (a name found in 42 federal dockets); 2 people with this name in Form D filings; court in CA (not a filing state)
What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:17 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: 48 regulators (FINRA, NASAA, 37 states) — crawled Oct 24, 2026, 8:48 AM ET

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Peter Arnold..

State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).

3. Bankruptcies

21 cases: 21 closed (disposition not in docket feed)

Peter W Arnold and Irina Y Arnold closed
United States Bankruptcy Court, C.D. California · No. 9:18-bk-11528 · Filed Sep 19, 2018 · Closed Jan 15, 2019
Role of Peter W Arnold and Irina Y Arnold: Debtor · Outcome: Case closed 2019-01-15 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 42 federal dockets); 2 people with this name in Form D filings; court in CA (not a filing state)
Peter C Arnold closed
United States Bankruptcy Court, D. Colorado · No. 15-18770 · Filed Aug 5, 2015 · Closed Aug 8, 2016
Role of Peter C Arnold: Debtor · Outcome: Case closed 2016-08-08 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 42 federal dockets); 2 people with this name in Form D filings; court in CO (not a filing state)
Peter C Arnold closed
United States Bankruptcy Court, D. Colorado · No. 15-18552 · Filed Jul 30, 2015 · Closed Sep 30, 2015
Role of Peter C Arnold: Debtor · Outcome: Case closed 2015-09-30 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 42 federal dockets); 2 people with this name in Form D filings; court in CO (not a filing state)
Peter J Arnold and Sharon M Arnold closed
United States Bankruptcy Court, N.D. Ohio · No. 11-19623 · Filed Nov 11, 2011 · Closed Sep 28, 2012
Role of Peter J Arnold and Sharon M Arnold: Debtor · Outcome: Case closed 2012-09-28 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 42 federal dockets); 2 people with this name in Form D filings; court in OH (not a filing state)
Peter A Arnold and Julie D Arnold closed
United States Bankruptcy Court, S.D. Ohio · No. 2:11-bk-52986 · Filed Mar 24, 2011 · Closed Jul 27, 2011
Role of Peter A Arnold and Julie D Arnold: Debtor · Outcome: Case closed 2011-07-27 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 42 federal dockets); 2 people with this name in Form D filings; court in OH (not a filing state)
PETER F ARNOLD and JEANETTE S. ARNOLD closed
United States Bankruptcy Court, D. Arizona · No. 3:10-bk-34711 · Filed Oct 27, 2010 · Closed Apr 14, 2016
Role of PETER F ARNOLD and JEANETTE S. ARNOLD: Debtor · Outcome: Case closed 2016-04-14 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 42 federal dockets); 2 people with this name in Form D filings; court in AR (not a filing state)
Peter Arnold and Shanon Denise Arnold closed
United States Bankruptcy Court, C.D. California · No. 8:10-bk-22223 · Filed Aug 31, 2010 · Closed Jan 10, 2011
Role of Peter Arnold and Shanon Denise Arnold: Debtor · Outcome: Case closed 2011-01-10 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 42 federal dockets); 2 people with this name in Form D filings; court in CA (not a filing state)
Peter Arnold closed
United States Bankruptcy Court, D. Colorado · No. 10-26279 · Filed Jun 29, 2010 · Closed Dec 15, 2011
Role of Peter Arnold: Debtor · Outcome: Case closed 2011-12-15 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 42 federal dockets); 2 people with this name in Form D filings; court in CO (not a filing state)
Peter J. Arnold and Tami M. Arnold closed
United States Bankruptcy Court, E.D. California · No. 10-17242 · Filed Jun 28, 2010 · Closed Feb 16, 2016
Role of Peter J. Arnold and Tami M. Arnold: Debtor · Outcome: Case closed 2016-02-16 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 42 federal dockets); 2 people with this name in Form D filings; court in CA (not a filing state)
Peter G. Arnold closed
United States Bankruptcy Court, D. New Mexico · No. 10-13101 · Filed Jun 21, 2010 · Closed Oct 18, 2010
Role of Peter G. Arnold: Debtor · Outcome: Case closed 2010-10-18 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 42 federal dockets); 2 people with this name in Form D filings; court in NM (not a filing state)
Peter J. Arnold and Grace T. Arnold closed
United States Bankruptcy Court, N.D. Iowa · No. 08-00189 · Filed Feb 8, 2008 · Closed Jul 30, 2008
Role of Peter J. Arnold and Grace T. Arnold: Debtor · Outcome: Case closed 2008-07-30 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 42 federal dockets); 2 people with this name in Form D filings; court in IA (not a filing state)
Peter J Arnold closed
United States Bankruptcy Court, N.D. Illinois · No. 05-41192 · Filed Sep 28, 2005 · Closed Jan 12, 2006
Role of Peter J Arnold: Debtor · Outcome: Case closed 2006-01-12 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 42 federal dockets); 2 people with this name in Form D filings; court in IL (not a filing state)
Peter J. Arnold closed
United States Bankruptcy Court, N.D. Ohio · No. 05-53724 · Filed Jun 17, 2005 · Closed Oct 27, 2005
Role of Peter J. Arnold: Debtor · Outcome: Case closed 2005-10-27 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 42 federal dockets); 2 people with this name in Form D filings; court in OH (not a filing state)
PETER S. ARNOLD closed
United States Bankruptcy Court, D. Nevada · No. 04-17738 · Filed Jul 15, 2004 · Closed Nov 1, 2004
Role of PETER S. ARNOLD: Debtor · Outcome: Case closed 2004-11-01 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 42 federal dockets); 2 people with this name in Form D filings; court in NV (not a filing state)
Peter D. Arnold closed
United States Bankruptcy Court, D. Massachusetts · No. 02-18463 · Filed Nov 21, 2002 · Closed Jul 17, 2008
Role of Peter D. Arnold: Debtor · Outcome: Case closed 2008-07-17 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 42 federal dockets); 2 people with this name in Form D filings; court in MA (not a filing state)
Peter D. Arnold closed
United States Bankruptcy Court, D. Massachusetts · No. 01-16779 · Filed Aug 28, 2001 · Closed Dec 22, 2008
Role of Peter D. Arnold: Debtor · Outcome: Case closed 2008-12-22 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 42 federal dockets); 2 people with this name in Form D filings; court in MA (not a filing state)
Peter J Arnold closed
United States Bankruptcy Court, C.D. California · No. 8:00-bk-11418 · Filed Feb 18, 2000 · Closed May 21, 2002
Role of Peter J Arnold: Debtor · Outcome: Case closed 2002-05-21 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 42 federal dockets); 2 people with this name in Form D filings; court in CA (not a filing state)
Peter S Arnold and Cheryl Arnold closed
United States Bankruptcy Court, C.D. California · No. 8:97-bk-23680 · Filed Aug 26, 1997 · Closed Jul 23, 1998
Role of Peter S Arnold and Cheryl Arnold: Debtor · Outcome: Case closed 1998-07-23 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 42 federal dockets); 2 people with this name in Form D filings; court in CA (not a filing state)
Peter S. Arnold and Cheryl Arnold closed
United States Bankruptcy Court, C.D. California · No. 8:97-bk-20501 · Filed Jul 2, 1997 · Closed Sep 30, 1997
Role of Peter S. Arnold and Cheryl Arnold: Debtor · Outcome: Case closed 1997-09-30 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 42 federal dockets); 2 people with this name in Form D filings; court in CA (not a filing state)
Peter J. Arnold and Lydia A. Arnold closed
United States Bankruptcy Court, N.D. New York · No. 93-62416 · Filed Aug 9, 1993 · Closed Jan 10, 1994
Role of Peter J. Arnold and Lydia A. Arnold: Debtor · Outcome: Case closed 1994-01-10 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 42 federal dockets); 2 people with this name in Form D filings; court in NY (not a filing state)
Peter Arnold closed
United States Bankruptcy Court, D. Connecticut · No. 92-20953 · Filed Mar 13, 1992 · Closed May 27, 1994
Role of Peter Arnold: Debtor · Outcome: Case closed 1994-05-27 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 42 federal dockets); 2 people with this name in Form D filings; court in CT (not a filing state)
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:17 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

17 differences found between the filings for Peter Arnold — 6 worth asking about (compared 30 filings on Oct 24, 2026)

Worth asking · Dec 21, 2018 – Aug 16, 2022

Peter Arnold appears on 5 deals that stopped filing before reaching their target

Schroders Capital Taft-Hartley Ventures S.C.S. (last filing Aug 16, 2022; $45,000,000 sold of $200,000,000); Schroders Capital Private Equity Europe VIII S.C.S. (last filing Aug 8, 2022; $397,915,263 sold of $1,003,000,000); Schroder Adveq Europe Direct II S.C.S. (last filing Jan 29, 2020; $220,660,000 sold of $570,603,500); Schroder Adveq Global II S.C.S. (last filing Dec 21, 2018; $240,345,111 sold of $593,315,000); Schroder Adveq Technology IX S.C.S. (last filing Dec 21, 2018; $148,383,838 sold of $500,000,000). Each has no filing in more than two years and reported under half its target sold.

What this means An issuer whose last filing is more than two years old and reported under half its target sold. The raise may have closed early or quietly stopped. Ask what happened to each.

Schroders Capital Taft-Hartley Ventures S.C.S. — PartnerFacts page ↗Schroders Capital Private Equity Europe VIII S.C.S. — PartnerFacts page ↗Schroder Adveq Europe Direct II S.C.S. — PartnerFacts page ↗Schroder Adveq Global II S.C.S. — PartnerFacts page ↗
Sources
Worth asking · Jan 4, 2024 – Jan 6, 2025

Paid seller listed without a CRD number: UB Asset Management Ltd — Schroders Capital Private Equity US VI S.C.S.

UB Asset Management Ltd is listed as receiving sales compensation on 2 filings (Jan 4, 2024 to Jan 6, 2025) with no FINRA CRD number given.

What this means People paid to sell securities normally hold a FINRA registration with a CRD number. Without one we cannot look them up on BrokerCheck. Ask who they are and whether they are registered.

Form D/A · Jan 6, 2025 ↗BrokerCheck search: UB Asset Management Ltd ↗Schroders Capital Private Equity US VI S.C.S. — PartnerFacts page ↗
Sources
Worth asking · Jan 11, 2024

Paid seller listed without a CRD number: UB Asset Management Ltd — Schroders Capital Private Equity Global Innovation XI S.C.S.

UB Asset Management Ltd is listed as receiving sales compensation on 1 filing (Jan 11, 2024) with no FINRA CRD number given.

What this means People paid to sell securities normally hold a FINRA registration with a CRD number. Without one we cannot look them up on BrokerCheck. Ask who they are and whether they are registered.

Form D/A · Jan 11, 2024 ↗BrokerCheck search: UB Asset Management Ltd ↗Schroders Capital Private Equity Global Innovation XI S.C.S. — PartnerFacts page ↗
Sources
Worth asking · Feb 15, 2022

Paid seller listed without a CRD number: TritonLake Limited — Schroders Capital Private Equity Global Direct III USD S.C.S.

TritonLake Limited is listed as receiving sales compensation on 1 filing (Feb 15, 2022) with no FINRA CRD number given.

What this means People paid to sell securities normally hold a FINRA registration with a CRD number. Without one we cannot look them up on BrokerCheck. Ask who they are and whether they are registered.

Form D · Feb 15, 2022 ↗BrokerCheck search: TritonLake Limited ↗Schroders Capital Private Equity Global Direct III USD S.C.S. — PartnerFacts page ↗
Sources
Worth asking · Mar 29, 2019 – Feb 10, 2023

8 Form Ds were filed more than 15 days after the first sale

Form D filed 77 days after the first sale — Schroders Capital Private Equity Global Innovation X S.C.S. · Form D filed 306 days after the first sale — Schroder Adveq Asia V S.C.S. · Form D filed 42 days after the first sale — Schroders Capital Private Equity Global Innovation XI S.C.S. · Form D filed 18 days after the first sale — Schroders Capital Taft-Hartley Ventures S.C.S. · Form D filed 22 days after the first sale — Schroders Capital Private Equity Secondaries IV USD S.C.S. · and 3 more

What this means Late notices are common and carry no penalty by themselves. A pattern of late paperwork is worth asking the sponsor about.

Form D · Aug 20, 2021 ↗Schroders Capital Private Equity Global Innovation X S.C.S. — PartnerFacts page ↗Form D · Jan 29, 2020 ↗Schroder Adveq Asia V S.C.S. — PartnerFacts page ↗
Sources
Note · Mar 31, 2017 – Oct 1, 2025

14 offerings have no amendment in the last 12 months and may still be open

No amendment in the last 12 months on an offering that may still be open — Schroders Capital Private Equity Global Direct IV USD S.C.S. (latest filing Oct 1, 2025) · No amendment in the last 12 months on an offering that may still be open — Schroders Capital Private Equity US VI S.C.S. (latest filing Jan 6, 2025) · No amendment in the last 12 months on an offering that may still be open — Schroders Capital Private Equity Europe Direct III S.C.S. (latest filing Apr 9, 2024) · No amendment in the last 12 months on an offering that may still be open — Schroders Capital Private Equity Global Innovation XI S.C.S. (latest filing Jan 11, 2024) · No amendment in the last 12 months on an offering that may still be open — Schroders Capital Taft-Hartley Ventures S.C.S. (latest filing Aug 16, 2022) · and 9 more

What this means SEC rules expect a yearly amendment while an offering is still going. Ask the sponsor which of these raises have closed.

Form D/A · Oct 1, 2025 ↗Schroders Capital Private Equity Global Direct IV USD S.C.S. — PartnerFacts page ↗Form D/A · Jan 6, 2025 ↗Schroders Capital Private Equity US VI S.C.S. — PartnerFacts page ↗
Sources
Worth asking · Apr 3, 2025 – Apr 1, 2026

Peter Arnold is no longer listed on the Apr 1, 2026 amendment — Schroders Capital Private Equity Continuation Opportunities III USD S.C.S.

Peter Arnold appears on the Apr 3, 2025 Form D (director) but not on the Apr 1, 2026 Form D/A for the same offering.

What this means People leave, and the issuer must list only current officers, directors and promoters. It is still worth asking why this person left and who replaced them.

Form D · Apr 3, 2025 ↗Form D/A · Apr 1, 2026 ↗Peter Arnold — PartnerFacts page ↗Schroders Capital Private Equity Continuation Opportunities III USD S.C.S. — PartnerFacts page ↗
Sources
Note · Feb 10, 2023 – Jan 11, 2024

Peter Arnold's role changed at Schroders Capital Private Equity Global Innovation XI S.C.S.: promoter → director

The Feb 10, 2023 filing lists Peter Arnold as promoter; the Jan 11, 2024 Form D/A lists director.

What this means Roles on Form D are self-reported by the issuer. A change can mean a real change in who runs the company, or just a different box ticked. Ask who makes decisions today.

Form D · Feb 10, 2023 ↗Form D/A · Jan 11, 2024 ↗Peter Arnold — PartnerFacts page ↗Schroders Capital Private Equity Global Innovation XI S.C.S. — PartnerFacts page ↗
Sources
Note · Jan 30, 2017 – Oct 1, 2025

11 offerings changed their target amount between filings

Offering amount changed between filings — Schroders Capital Private Equity Global Direct IV USD S.C.S. · Offering amount lowered between filings — Schroders Capital Private Equity Europe VIII S.C.S. · Offering amount lowered between filings — Schroders Capital Private Equity Europe VIII S.C.S. · Offering amount lowered between filings — Schroder Adveq Europe Direct II S.C.S. · Offering amount changed between filings — Schroder Adveq Europe Direct II S.C.S. · and 6 more

What this means Targets change as deals grow or shrink. Ask whether later money has the same terms.

Form D (earlier) · Oct 1, 2024 ↗Form D/A (later) · Oct 1, 2025 ↗Schroders Capital Private Equity Global Direct IV USD S.C.S. — PartnerFacts page ↗Form D/A (earlier) · Aug 16, 2021 ↗
Sources
Note · Apr 3, 2025 – Apr 1, 2026

Minimum investment changed between filings — Schroders Capital Private Equity Continuation Opportunities III USD S.C.S.

The Apr 3, 2025 filing lists a minimum of $1,000,000; the Apr 1, 2026 Form D/A lists $100,000.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Form D (earlier) · Apr 3, 2025 ↗Form D/A (later) · Apr 1, 2026 ↗Schroders Capital Private Equity Continuation Opportunities III USD S.C.S. — PartnerFacts page ↗
Sources
Note · Feb 10, 2023 – Jan 11, 2024

Minimum investment changed between filings — Schroders Capital Private Equity Global Innovation XI S.C.S.

The Feb 10, 2023 filing lists a minimum of $500,000; the Jan 11, 2024 Form D/A lists $100,000.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Form D (earlier) · Feb 10, 2023 ↗Form D/A (later) · Jan 11, 2024 ↗Schroders Capital Private Equity Global Innovation XI S.C.S. — PartnerFacts page ↗
Sources
Note · Aug 16, 2021 – Aug 8, 2022

Minimum investment changed between filings — Schroders Capital Private Equity Europe VIII S.C.S.

The Aug 16, 2021 filing lists a minimum of $353,328; the Aug 8, 2022 Form D/A lists $304,176.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Form D/A (earlier) · Aug 16, 2021 ↗Form D/A (later) · Aug 8, 2022 ↗Schroders Capital Private Equity Europe VIII S.C.S. — PartnerFacts page ↗
Sources
Note · Oct 14, 2020 – Aug 16, 2021

Minimum investment changed between filings — Schroders Capital Private Equity Europe VIII S.C.S.

The Oct 14, 2020 filing lists a minimum of $0; the Aug 16, 2021 Form D/A lists $353,328.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Form D (earlier) · Oct 14, 2020 ↗Form D/A (later) · Aug 16, 2021 ↗Schroders Capital Private Equity Europe VIII S.C.S. — PartnerFacts page ↗
Sources
Note · Feb 17, 2017 – Dec 27, 2017

Reported revenue range changed between filings — Schroder Adveq Europe Direct II S.C.S.

"Decline to Disclose" (Feb 17, 2017); then "Not Applicable" (Dec 27, 2017).

What this means This is the size band the issuer picks for itself on the form. A change can mean the business grew or shrank — or that it chose not to say. Ask for current numbers.

Form D · Feb 17, 2017 ↗Form D/A · Dec 27, 2017 ↗Schroder Adveq Europe Direct II S.C.S. — PartnerFacts page ↗
Sources
Note · Feb 17, 2017 – Dec 27, 2017

Reported revenue range changed between filings — Schroder Adveq Technology IX S.C.S.

"Decline to Disclose" (Feb 17, 2017); then "Not Applicable" (Dec 27, 2017).

What this means This is the size band the issuer picks for itself on the form. A change can mean the business grew or shrank — or that it chose not to say. Ask for current numbers.

Form D · Feb 17, 2017 ↗Form D/A · Dec 27, 2017 ↗Schroder Adveq Technology IX S.C.S. — PartnerFacts page ↗
Sources
Note · Jan 30, 2017 – Dec 27, 2017

Reported revenue range changed between filings — Schroder Adveq Global II S.C.S.

"Decline to Disclose" (Jan 30, 2017); then "Not Applicable" (Dec 27, 2017).

What this means This is the size band the issuer picks for itself on the form. A change can mean the business grew or shrank — or that it chose not to say. Ask for current numbers.

Form D · Jan 30, 2017 ↗Form D/A · Dec 27, 2017 ↗Schroder Adveq Global II S.C.S. — PartnerFacts page ↗
Sources
Note · Aug 11, 2011 – Nov 6, 2012

Same name, different state: "Peter Scott Arnold" (CO) is a separate record

This page covers filings where the address state is V8. A separate record, "Peter Scott Arnold" with address state CO, is listed on 3 filings — most recently by ITS KOOL LLC (Nov 6, 2012). The two records do not overlap in time: this page runs Oct 27, 2017 to Oct 1, 2025; the other runs Aug 11, 2011 to Nov 6, 2012.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

Peter Scott Arnold (CO) — PartnerFacts page ↗Form D · Nov 6, 2012 ↗ITS KOOL LLC — PartnerFacts page ↗Peter Arnold (V8) — this page ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

1 of 18 offerings reports sales commissions totalling $10,000; 1 reports finder's fees totalling $35,000; 0 report proceeds to related persons.

Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Oct 1, 2025 D/A
Schroders Capital Private Equity Global Direct IV USD S.C.S.
File 021-525529
$0$0$0
The Issuer's General Partner or its designee will generally receive a fee at an annual rate as a percentage of each investor's subscription to the Issuer, as specified in the Issuer's partnership agreement.
None listed on this filingEDGAR ↗
Apr 3, 2025 D
Schroders Capital Private Equity Continuation Opportunities III USD S.C.S.
File 021-542903
$0$0$0
The Issuer's General Partner or its designee will generally receive a fee at an annual rate as a percentage of each investor's subscription to the Issuer, as specified in the Issuer's partnership agreement.
Harken Capital Securities LLC BrokerCheck CRD 163749 ↗EDGAR ↗
Jan 6, 2025 D/A
Schroders Capital Private Equity US VI S.C.S.
File 021-501583
$0$35,000$0
The Issuer's General Partner or its designee will generally receive a fee at an annual rate as a percentage of each investor's subscription to the Issuer, as specified in the Issuer's partnership agreement.
UB Asset Management Ltd no CRD number reportedEDGAR ↗
Apr 9, 2024 D
Schroders Capital Private Equity Europe Direct III S.C.S.
File 021-510019
$0$0$0
The Issuer's General Partner or its designee will generally receive a fee at an annual rate as a percentage of each investor's subscription to the Issuer, as specified in the Issuer's partnership agreement.
None listed on this filingEDGAR ↗
Feb 14, 2024 D
Schroders Capital Private Equity China V S.C.S.
File 021-505326
$0$0$0
The Issuer's General Partner or its designee will generally receive a fee at an annual rate as a percentage of each investor's subscription to the Issuer, as specified in the Issuer's partnership agreement.
None listed on this filingEDGAR ↗
Jan 11, 2024 D/A
Schroders Capital Private Equity Global Innovation XI S.C.S.
File 021-473197
$0$0$0
The General Partner of the Issuer or its designee will generally receive a fee at an annual rate as a percentage of each investor's subscription to the Issuer, as specified in the Issuer's partnership agreement.
UB Asset Management Ltd no CRD number reportedEDGAR ↗
Aug 16, 2022 D
Schroders Capital Taft-Hartley Ventures S.C.S.
File 021-456083
$0$0$0
The Issuer's General Partner will generally receive a fee at an annual rate equal to a percentage of each investor's subscription to the Issuer, as specified in the Issuer's partnership agreement.
None listed on this filingEDGAR ↗
Aug 8, 2022 D/A
Schroders Capital Private Equity Europe VIII S.C.S.
File 021-377884
$0$0$0
The Issuer's General Partner or its designee will generally receive a fee at an annual rate as a percentage of each investor's subscription to the Issuer, as specified in the Issuer's partnership agreement.
None listed on this filingEDGAR ↗
Feb 22, 2022 D
Schroders Capital Private Equity Secondaries IV USD S.C.S.
File 021-434443
$0$0$0
The Issuer's General Partner or its designee will generally receive a fee at an annual rate as a percentage of each investor's subscription to the Issuer, as specified in the Issuer's partnership agreement.
None listed on this filingEDGAR ↗
Feb 15, 2022 D
Schroders Capital Private Equity Global Direct III USD S.C.S.
File 021-433727
$0$0$0
The Issuer's General Partner or its designee will generally receive a fee at an annual rate as a percentage of each investor's subscription to the Issuer, as specified in the Issuer's partnership agreement.
TritonLake Limited no CRD number reportedEDGAR ↗
Aug 20, 2021 D
Schroders Capital Private Equity Global Innovation X S.C.S.
File 021-410675
$0$0$0
The Issuer's General Partner or its designee will generally receive a fee at an annual rate as a percentage of each investor's subscription to the Issuer, as specified in the Issuer's partnership agreement.
None listed on this filingEDGAR ↗
Jan 29, 2021 D/A
Schroder Adveq Asia V S.C.S.
File 021-359259
$10,000$0$0
The Issuer's General Partner or its designee will generally receive a fee at an annual rate as a percentage of each investor's subscription to the Issuer, as specified in the Issuer's partnership agreement.
Schroder Fund Advisors LLC BrokerCheck CRD 24129 ↗EDGAR ↗
Feb 21, 2020 D
SA-EL Opportunity S.C.S.
File 021-361130
$0$0$0
The Issuer's General Partner or its designee will generally receive a fee at an annual rate as a percentage of each investor's subscription to the Issuer, as specified in the Issuer's partnership agreement.
Schroder Fund Advisors LLC BrokerCheck CRD 24129 ↗EDGAR ↗
Feb 21, 2020 D
SA-EL II S.C.S.
File 021-361132
$0$0$0
The Issuer's General Partner or its designee will generally receive a fee at an annual rate as a percentage of each investor's subscription to the Issuer, as specified in the Issuer's partnership agreement.
Schroder Fund Advisors LLC BrokerCheck CRD 24129 ↗EDGAR ↗
Jan 29, 2020 D/A
Schroder Adveq Europe Direct II S.C.S.
File 021-280940
$0$0$0
The Issuer's General Partner or its designee will generally receive a fee at an annual rate as a percentage of each investor's subscription to the Issuer, as specified in the Issuer's partnership agreement.
Schroder Fund Advisors LLC BrokerCheck CRD 24129 ↗EDGAR ↗
Dec 21, 2018 D/A
Schroder Adveq Europe VII S.C.S.
File 021-297598
$0$0$0
The Issuer's General Partner or its designee will generally receive a fee at an annual rate as a percentage of each investor's subscription to the Issuer, as specified in the Issuer's partnership agreement.
Schroder Fund Advisors LLC BrokerCheck CRD 24129 ↗EDGAR ↗
Dec 21, 2018 D/A
Schroder Adveq Global II S.C.S.
File 021-279595
$0$0$0
The Issuer's General Partner or its designee will generally receive a fee at an annual rate as a percentage of each investor's subscription to the Issuer, as specified in the Issuer's partnership agreement.
Schroder Fund Advisors LLC BrokerCheck CRD 24129 ↗EDGAR ↗
Dec 21, 2018 D/A
Schroder Adveq Technology IX S.C.S.
File 021-280941
$0$0$0
The Issuer's General Partner or its designee will generally receive a fee at an annual rate as a percentage of each investor's subscription to the Issuer, as specified in the Issuer's partnership agreement.
Schroder Fund Advisors LLC BrokerCheck CRD 24129 ↗EDGAR ↗
How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 18

Every issuer that named Peter Arnold on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

SC
Pooled Investment Fund · group: Schroders

Schroders Capital Private Equity Global Direct IV USD S.C.S.

Luxembourg, Luxembourg (as filed: N4) · Oct 1, 2024 → Oct 1, 2025 · 2 filings
  • Oct 1, 2025 · D/A · $750,848,630 sold of $939,600,000 · 27 investors · min. $250,000 · role: Director (Member of the Portfolio Manager's Management Committee) EDGAR ↗
  • Oct 1, 2024 · D · $293,819,010 sold of $885,920,000 · 13 investors · min. $250,000 · role: Director (Member of the Portfolio Manager's Management Committee) EDGAR ↗

Raised $750.8M from 27 investors (80% of the $939.6M target) as of the latest filing. Peter is listed as director on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

SC
Pooled Investment Fund · group: Schroders

Schroders Capital Private Equity Continuation Opportunities III USD S.C.S.

Luxembourg, Luxembourg (as filed: N4) · Apr 3, 2025
  • Apr 3, 2025 · D · $160,864,500 sold of $750,000,000 · 8 investors · min. $1,000,000 · role: Director (Member of the Investment Manager's Management Committee) EDGAR ↗

Raised $365M from 20 investors (49% of the $750M target) as of the latest filing. Peter is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

SC
Pooled Investment Fund · group: Schroders

Schroders Capital Private Equity US VI S.C.S.

Luxembourg, Luxembourg (as filed: N4) · Jan 4, 2024 → Jan 6, 2025 · 2 filings
  • Jan 6, 2025 · D/A · $123,400,000 sold of $300,000,000 · 11 investors · min. $400,000 · role: Director (Member of the Investment Manager's Management Committee) EDGAR ↗
  • Jan 4, 2024 · D · $103,400,000 sold of $300,000,000 · 11 investors · min. $400,000 · role: Director (Member of the Investment Manager's Management Committee) EDGAR ↗

Raised $123.4M from 11 investors (41% of the $300M target) as of the latest filing. Peter is listed as director on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

SC
Pooled Investment Fund · group: Schroders

Schroders Capital Private Equity Europe Direct III S.C.S.

Luxembourg, Luxembourg (as filed: N4) · Apr 9, 2024
  • Apr 9, 2024 · D · $339,849,000 sold of $432,000,000 · 24 investors · min. $100,000 · role: Director (Member of the Investment Manager's Management Committee) EDGAR ↗

Raised $339.8M from 24 investors (79% of the $432M target) as of the latest filing. Peter is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

SC
Pooled Investment Fund · group: Schroders

Schroders Capital Private Equity China V S.C.S.

Luxembourg, Luxembourg (as filed: N4) · Feb 14, 2024
  • Feb 14, 2024 · D · $32,500,000 sold of $32,500,000 · 5 investors · min. $5,000,000 · role: Director (Member of the Investment Manager's Management Committee) EDGAR ↗

Raised $32.5M from 5 investors (100% of the $32.5M target) as of the latest filing. Peter is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

SC
Pooled Investment Fund · group: Schroders

Schroders Capital Private Equity Global Innovation XI S.C.S.

Luxembourg, Luxembourg (as filed: N4) · Feb 10, 2023 → Jan 11, 2024 · 2 filings
  • Jan 11, 2024 · D/A · $333,301,500 sold of $600,000,000 · 45 investors · min. $100,000 · role: Director (Member of the Investment Manager's Management Committee) EDGAR ↗
  • Feb 10, 2023 · D · $174,500,000 sold of $600,000,000 · 15 investors · min. $500,000 · role: Promoter (Member of the Investment Manager's Management Committee) EDGAR ↗

Raised $333.3M from 45 investors (56% of the $600M target) as of the latest filing. Peter is listed as director, promoter on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

SC
Pooled Investment Fund · group: Schroders

Schroders Capital Taft-Hartley Ventures S.C.S.

Luxembourg, Luxembourg (as filed: N4) · Aug 16, 2022
  • Aug 16, 2022 · D · $45,000,000 sold of $200,000,000 · 3 investors · min. $5,000,000 · role: Promoter (Member of the Investment Manager's Management Committee) EDGAR ↗

Raised $45M from 3 investors (23% of the $200M target) as of the latest filing. Peter is listed as promoter.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

SC
Pooled Investment Fund · group: Schroders

Schroders Capital Private Equity Europe VIII S.C.S.

Luxembourg, Luxembourg (as filed: N4) · Oct 14, 2020 → Aug 8, 2022 · 3 filings
  • Aug 8, 2022 · D/A · $397,915,263 sold of $612,570,000 · 20 investors · min. $304,176 · role: Promoter (Member of the Portfolio Manager's Management Committee) EDGAR ↗
  • Aug 16, 2021 · D/A · $340,725,968 sold of $1,001,096,000 · 13 investors · min. $353,328 · role: Promoter (Member of the Portfolio Manager's Management Committee) EDGAR ↗
  • Oct 14, 2020 · D · $180,575,758 sold of $1,003,000,000 · 9 investors · min. No minimum reported · role: Promoter (Member of the Portfolio Manager's Management Committee) EDGAR ↗

Raised $397.9M from 20 investors (65% of the $612.6M target) as of the latest filing. Peter is listed as promoter on 3 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

SC
Pooled Investment Fund · group: Schroders

Schroders Capital Private Equity Secondaries IV USD S.C.S.

Luxembourg, Luxembourg (as filed: N4) · Feb 22, 2022
  • Feb 22, 2022 · D · $293,321,721 sold of $400,000,000 · 6 investors · min. $500,000 · role: Promoter (Member of the Portfolio Manager's Management Committee) EDGAR ↗

Raised $293.3M from 6 investors (73% of the $400M target) as of the latest filing. Peter is listed as promoter.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

SC
Pooled Investment Fund · group: Schroders

Schroders Capital Private Equity Global Direct III USD S.C.S.

Luxembourg, Luxembourg (as filed: N4) · Feb 15, 2022
  • Feb 15, 2022 · D · $347,606,538 sold of $400,000,000 · 27 investors · min. $500,000 · role: Promoter (Member of the Portfolio Manager's Management Committee) EDGAR ↗

Raised $347.6M from 27 investors (87% of the $400M target) as of the latest filing. Peter is listed as promoter.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

SC
Pooled Investment Fund · group: Schroders

Schroders Capital Private Equity Global Innovation X S.C.S.

Munsbach, Luxembourg (as filed: N4) · Aug 20, 2021
  • Aug 20, 2021 · D · $295,606,061 sold of $400,000,000 · 26 investors · min. $100,000 · role: Promoter (Member of the Investment Manager's Management Committee) EDGAR ↗

Raised $295.6M from 26 investors (74% of the $400M target) as of the latest filing. Peter is listed as promoter.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

SA
Pooled Investment Fund · group: Schroders

Schroder Adveq Asia V S.C.S.

Senningerberg, Luxembourg (as filed: N4) · Jan 29, 2020 → Jan 29, 2021 · 2 filings
  • Jan 29, 2021 · D/A · $161,313,131 sold of $250,000,000 · 17 investors · min. No minimum reported · role: Promoter (Member of the Portfolio Manager's Management Committee.) EDGAR ↗
  • Jan 29, 2020 · D · $112,929,293 sold of $250,000,000 · 11 investors · min. No minimum reported · role: Promoter (Member of the Portfolio Manager's Management Committee.) EDGAR ↗

Raised $161.3M from 17 investors (65% of the $250M target) as of the latest filing. Peter is listed as promoter on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

SE
Pooled Investment Fund · group: Schroders

SA-EL II S.C.S.

Munsbach, Luxembourg (as filed: N4) · Feb 21, 2020
  • Feb 21, 2020 · D · $40,000,000 sold of $40,000,000 · 1 investors · min. No minimum reported · role: Promoter (Member of the Investment Manager's Management Committee.) EDGAR ↗

Raised $40M from 1 investor (100% of the $40M target) as of the latest filing. Peter is listed as promoter.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

SE
Pooled Investment Fund · group: Schroders

SA-EL Opportunity S.C.S.

Munsbach, Luxembourg (as filed: N4) · Feb 21, 2020
  • Feb 21, 2020 · D · $10,000,000 sold of $10,000,000 · 1 investors · min. No minimum reported · role: Promoter (Member of the Investment Manager's Management Committee.) EDGAR ↗

Raised $10M from 1 investor (100% of the $10M target) as of the latest filing. Peter is listed as promoter.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

SA
Pooled Investment Fund · group: Schroders

Schroder Adveq Europe Direct II S.C.S.

Munsbach, Luxembourg (as filed: N4) · Dec 27, 2017 → Jan 29, 2020 · 3 filings
  • Jan 29, 2020 · D/A · $220,660,000 sold of $550,000,000 · 14 investors · min. No minimum reported · role: Promoter (Member of the Investment Manager's Management Committee) EDGAR ↗
  • Dec 21, 2018 · D/A · $139,019,762 sold of $570,603,500 · 8 investors · min. No minimum reported · role: Promoter (Member of the Investment Manager's Management Committee) EDGAR ↗
  • Dec 27, 2017 · D/A · $0 sold of $237,326,000 · 0 investors · min. No minimum reported · role: Promoter (Member of the Investment Manager's Management Committee) EDGAR ↗

Raised $220.7M from 14 investors (40% of the $550M target) as of the latest filing. Peter is listed as promoter on 3 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

SA
Pooled Investment Fund · group: Schroders

Schroder Adveq Europe VII S.C.S.

Munsbach, Luxembourg (as filed: N4) · Oct 27, 2017 → Dec 21, 2018 · 3 filings
  • Dec 21, 2018 · D/A · $571,525,687 sold of $684,724,200 · 29 investors · min. No minimum reported · role: Promoter (Member of the Investment Manager's Management Committee) EDGAR ↗
  • Dec 27, 2017 · D/A · $326,982,489 sold of $711,978,000 · 11 investors · min. No minimum reported · role: Promoter (Member of the Investment Manager's Management Committee) EDGAR ↗
  • Oct 27, 2017 · D · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Promoter (Member of the Investment Manager's Executive Committee) EDGAR ↗

Raised $571.5M from 29 investors (83% of the $684.7M target) as of the latest filing. Peter is listed as promoter on 3 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

SA
Pooled Investment Fund · group: Schroders

Schroder Adveq Technology IX S.C.S.

Munsbach, Luxembourg (as filed: N4) · Dec 27, 2017 → Dec 21, 2018 · 2 filings
  • Dec 21, 2018 · D/A · $148,383,838 sold of $500,000,000 · 13 investors · min. No minimum reported · role: Promoter (Member of the Investment Manager's Management Committee) EDGAR ↗
  • Dec 27, 2017 · D/A · $125,353,535 sold of $250,000,000 · 11 investors · min. No minimum reported · role: Promoter (Member of the Investment Manager's Management Committee) EDGAR ↗

Raised $148.4M from 13 investors (30% of the $500M target) as of the latest filing. Peter is listed as promoter on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

SA
Pooled Investment Fund · group: Schroders

Schroder Adveq Global II S.C.S.

Munsbach, Luxembourg (as filed: N4) · Dec 27, 2017 → Dec 21, 2018 · 2 filings
  • Dec 21, 2018 · D/A · $240,345,111 sold of $570,603,500 · 14 investors · min. No minimum reported · role: Promoter (Member of the Investment Manager's Management Committee) EDGAR ↗
  • Dec 27, 2017 · D/A · $231,932,226 sold of $593,315,000 · 10 investors · min. No minimum reported · role: Promoter (Member of the Investment Manager's Management Committee) EDGAR ↗

Raised $240.3M from 14 investors (42% of the $570.6M target) as of the latest filing. Peter is listed as promoter on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Other pages with the same name (1)

Separate person records under the same name, not combined with this page. Each line says whether it shares an issuer with this record.

People around Peter 26

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

SC
Management entity

Schroders Capital Management (Switzerland) AG

Director, Promoter · 15 shared filings (11 issuers) · also on 2 other issuers

Schroders Capital Management (Switzerland) AG is on 13 issuers in total — a repeat sponsor. Their page lists every one.

SA
Management entity

SCHRODER ADVEQ MANAGEMENT AG

Promoter, Executive Officer · 15 shared filings (8 issuers)

SCHRODER ADVEQ MANAGEMENT AG is on 8 issuers in total — a repeat sponsor. Their page lists every one.

RE
No photo found yet (own website and image search run after this page is viewed)
Person

Rainer Ender

Director, Promoter · 30 shared filings (18 issuers) · also on 2 other issuers

Rainer Ender is on 20 issuers in total — a repeat sponsor. Their page lists every one.

SA
No photo found yet (own website and image search run after this page is viewed)
Person

Stephanie Aldag

Director · 8 shared filings (6 issuers) · also on 2 other issuers

Stephanie Aldag is on 8 issuers in total — a repeat sponsor. Their page lists every one.

SG
No photo found yet (own website and image search run after this page is viewed)
Person

Sven Gasser

Director · 8 shared filings (6 issuers) · also on 2 other issuers

Sven Gasser is on 8 issuers in total — a repeat sponsor. Their page lists every one.

TC
No photo found yet (own website and image search run after this page is viewed)
Person

TIM CREED

Promoter · 5 shared filings (4 issuers)

Listed on the same filings as Peter Arnold. Their page shows their other deals.

NR
No photo found yet (own website and image search run after this page is viewed)
Person

NILS RODE

Promoter · 5 shared filings (4 issuers)

Listed on the same filings as Peter Arnold. Their page shows their other deals.

LG
No photo found yet (own website and image search run after this page is viewed)
Person

LEE GARDELLA

Promoter · 5 shared filings (4 issuers)

Listed on the same filings as Peter Arnold. Their page shows their other deals.

BR
No photo found yet (own website and image search run after this page is viewed)
Person

BRUNO E. RASCHLE

Promoter · 2 shared filings (2 issuers) · also on 1 other issuer

Listed on the same filings as Peter Arnold. Their page shows their other deals.

DS
No photo found yet (own website and image search run after this page is viewed)
Person

David Seex

Promoter · 1 shared filing (1 issuer)

Listed on the same filings as Peter Arnold. Their page shows their other deals.

The team behind the deals

S
Sponsor group

Schroders

20 issuers · 36 filings · $4.97B reported sold · 2017–2026

One team, 20 deal companies. Peter Arnold is listed on 18 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name Peter Arnold.

Same business address

18 other issuers file from the same address

A shared address can mean the same team, a shared office building or a registered agent. It is a lead, not a conclusion.

Registrations and other filings

Business registration (state registry / Secretary of State)

Individuals are not matched to business registrations — registries list companies, and a name alone is not enough to tie a person to one. Officers and managers appear by name inside each matched company's record on the issuer pages. Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file).

Adviser registration (Form ADV)

A person is never an adviser firm. 1 of the 18 issuers this person is listed on matches a Form ADV adviser (searched 24,962 advisers as of Oct 2, 2026): Schroders Capital Private Equity Europe VIII S.C.S..

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to Peter Arnold by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 18 issuers this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers Peter Arnold is listed on: none on file. No website or social profile named in Schroders Capital Private Equity Global Direct III USD S.C.S.'s SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #164,754 of 374,652 in line (1,386 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (Luxembourg, N4). Each opens in a new tab; what you find there is not verified by PartnerFacts.

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Courts

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Securities regulators

SEC EDGAR full-text search ↗SEC action look-up ↗FINRA BrokerCheck ↗SEC IAPD adviser search ↗

Business registries

OpenCorporates ↗

Change history

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