Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 5:16 AM ET

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Peter Moran

Named as an officer, director or promoter on SEC Form D filings · PA · Mar 10, 2016 → Dec 26, 2017

10deals (issuers)

$1.05Breported sold

759investors

29Form D filings

2016–2017years on file

Follow this person Look further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:35 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Peter Moran is listed as an executive officer and director on 29 SEC Form D filings by 10 issuers between Mar 2016 and Dec 2017. Largest by amount reported sold: Penn Capital Defensive High Yield Fund, L.P. (Philadelphia, PA — pooled investment fund — 2016–2017; $535.6M reported sold to 109 investors), PENN CORE HIGH YIELD BOND FUND LP (Philadelphia, PA — pooled investment fund — 2016–2017; $168.5M reported sold to 203 investors), Penn Institutional Loan Common Master Fund, LP (Philadelphia, PA — pooled investment fund — 2016–2017; $131M reported sold to 14 investors), Penn Capital Structure Total Return Fund, L.P. (Philadelphia, PA — pooled investment fund — 2016–2017; $59.3M reported sold to 152 investors), PENN SHORT DURATION HIGH YIELD FUND, L.P. (Philadelphia, PA — pooled investment fund — 2016–2017; $52.1M reported sold to 34 investors) and 5 more (all listed below).

What this means That is a lot of deals — 10 separate companies raised money with this person listed as executive officer and director. Across those companies the filings report $1.05B sold in total.

Listed alongside Eric J. Green (29 shared filings), Gerald McBride (29 shared filings), Marcia Hocker (29 shared filings), Richard A. Hocker (29 shared filings), Kirsten Hocker (25 shared filings) and 9 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Peter. Each name links to their own page.

All 10 issuers belong to the sponsor group Penn (16 issuers, $1.29B reported sold, 2009–2021).

What this means A sponsor group is one team that sets up a new company for each deal. Penn has 16 companies on file and $1.29B reported sold in total — the group page shows the whole track record in one place.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AZ, CA, DE, TX, WA) — 20 bankruptcy cases matching the name listed in Key records below.

What this means 20 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 29 public filings for Peter Moran and found 12 differences, 3 worth asking the sponsor about: Amount sold went down between filings; 14 paid sellers are listed without a CRD number; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Peter Moran has not run yet — it is joining a line of 11,261 names; searches run around the clock at the hosts' allowed rate. Searched so far: 27 names.

Community comments are quoted as written by their authors. Sources searched: BiggerPockets forums (via DuckDuckGo, Brave, Bing and BiggerPockets search) and Reddit (search feed + public archive).

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

None found in sources searched — federal courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:35 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: AZ, CA, DE, TX, WA (crawled Oct 23, 2026)

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Peter Moran..

State securities regulators searched: AZ (Corporation Commission Securities Division), CA (DFPI — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), DE (DOJ Investor Protection Unit), TX (State Securities Board), WA (DFI) — last crawled Oct 23, 2026, 9:57 PM ET. Other states are not covered.

3. Bankruptcies

20 cases: 20 closed (disposition not in docket feed)

Wendy E. Moran and Peter A. Moran closed

United States Bankruptcy Court, D. Massachusetts · No. 16-42217 · Filed Dec 28, 2016 · Closed Apr 13, 2017

Role of Peter A. Moran: Debtor · Outcome: Case closed 2017-04-13 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 27 federal dockets); 7 people with this name in Form D filings; court in MA (not a filing state)

Peter L. Moran and Catherine J. Moran closed

United States Bankruptcy Court, D. Massachusetts · No. 15-40436 · Filed Mar 9, 2015 · Closed Jun 30, 2015

Role of Peter L. Moran and Catherine J. Moran: Debtor · Outcome: Case closed 2015-06-30 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 27 federal dockets); 7 people with this name in Form D filings; court in MA (not a filing state)

Peter M Moran closed

United States Bankruptcy Court, M.D. Florida · No. 8:13-bk-06244 · Filed May 11, 2013 · Closed Jul 20, 2018

Role of Peter M Moran: Debtor · Outcome: Case closed 2018-07-20 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 27 federal dockets); 7 people with this name in Form D filings; court in FL (not a filing state)

Donna Moran and Peter Moran closed

United States Bankruptcy Court, N.D. California · No. 12-31624 · Filed May 30, 2012 · Closed May 17, 2013

Role of Peter Moran: Debtor · Outcome: Case closed 2013-05-17 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 27 federal dockets); 7 people with this name in Form D filings; court in CA (not a filing state)

Marissa Marie Moran and Peter M. Moran closed

United States Bankruptcy Court, D. Rhode Island · No. 1:11-bk-12652 · Filed Jun 30, 2011 · Closed Nov 8, 2011

Role of Peter M. Moran: Debtor · Outcome: Case closed 2011-11-08 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 27 federal dockets); 7 people with this name in Form D filings; court in RI (not a filing state)

Peter J Moran and Christi C. Moran closed

United States Bankruptcy Court, M.D. Florida · No. 2:10-bk-10550 · Filed Apr 30, 2010 · Closed Dec 20, 2013

Role of Peter J Moran and Christi C. Moran: Debtor · Outcome: Case closed 2013-12-20 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 27 federal dockets); 7 people with this name in Form D filings; court in FL (not a filing state)

Peter Moran and Susan Moran closed

United States Bankruptcy Court, E.D. California · No. 05-38535 · Filed Oct 16, 2005 · Closed Feb 20, 2006

Role of Peter Moran and Susan Moran: Debtor · Outcome: Case closed 2006-02-20 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 27 federal dockets); 7 people with this name in Form D filings; court in CA (not a filing state)

Peter J. Moran closed

United States Bankruptcy Court, N.D. Oklahoma · No. 02-05591 · Filed Nov 5, 2002 · Closed Mar 10, 2003

Role of Peter J. Moran: Debtor · Outcome: Case closed 2003-03-10 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 27 federal dockets); 7 people with this name in Form D filings; court in OK (not a filing state)

Peter J. Moran closed

United States Bankruptcy Court, E.D. Pennsylvania · No. 02-15672 · Filed Apr 17, 2002 · Closed Aug 12, 2002

Role of Peter J. Moran: Debtor · Outcome: Case closed 2002-08-12 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 27 federal dockets); 7 people with this name in Form D filings; court in the person's filing state (PA)

Peter J. Moran and April D. Moran closed

United States Bankruptcy Court, M.D. Florida · No. 8:02-bk-05179 · Filed Mar 19, 2002 · Closed Mar 29, 2004

Role of Peter J. Moran and April D. Moran: Debtor · Outcome: Case closed 2004-03-29 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 27 federal dockets); 7 people with this name in Form D filings; court in FL (not a filing state)

Peter Moran closed

United States Bankruptcy Court, N.D. New York · No. 01-16519 · Filed Oct 18, 2001 · Closed Feb 12, 2002

Role of Peter Moran: Debtor · Outcome: Case closed 2002-02-12 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 27 federal dockets); 7 people with this name in Form D filings; court in NY (not a filing state)

Peter P. Moran and Susan Moran closed

United States Bankruptcy Court, N.D. California · No. 99-44517 · Filed May 28, 1999 · Closed Sep 9, 1999

Role of Peter P. Moran and Susan Moran: Debtor · Outcome: Case closed 1999-09-09 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 27 federal dockets); 7 people with this name in Form D filings; court in CA (not a filing state)

Peter J. Moran and Judith E. Moran closed

United States Bankruptcy Court, D. Maryland · No. 96-60802 · Filed Nov 1, 1996 · Closed Oct 3, 2000

Role of Peter J. Moran and Judith E. Moran: Debtor · Outcome: Case closed 2000-10-03 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 27 federal dockets); 7 people with this name in Form D filings; court in MD (not a filing state)

Peter Moran and Ellen J. Moran closed

United States Bankruptcy Court, S.D. Florida. · No. 96-22830 · Filed Jun 13, 1996 · Closed Oct 10, 1996

Role of Peter Moran and Ellen J. Moran: Debtor · Outcome: Case closed 1996-10-10 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 27 federal dockets); 7 people with this name in Form D filings; court in FL (not a filing state)

Peter Moran and Yvette M. Moran closed

United States Bankruptcy Court, D. Massachusetts · No. 96-10053 · Filed Jan 3, 1996 · Closed Dec 8, 1997

Role of Peter Moran and Yvette M. Moran: Debtor · Outcome: Case closed 1997-12-08 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 27 federal dockets); 7 people with this name in Form D filings; court in MA (not a filing state)

Peter M. Moran and Kathi E. Moran closed

United States Bankruptcy Court, M.D. Florida · No. 6:95-bk-05415 · Filed Oct 12, 1995 · Closed Feb 23, 1996

Role of Peter M. Moran and Kathi E. Moran: Debtor · Outcome: Case closed 1996-02-23 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 27 federal dockets); 7 people with this name in Form D filings; court in FL (not a filing state)

Peter Moran closed

United States Bankruptcy Court, W.D. Pennsylvania · No. 92-25018 · Filed Nov 19, 1992 · Closed Apr 12, 1993

Role of Peter Moran: Debtor · Outcome: Case closed 1993-04-12 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 27 federal dockets); 7 people with this name in Form D filings; court in the person's filing state (PA)

PETER L. MORAN and SUSAN CREEL MORAN closed

United States Bankruptcy Court, S.D. Mississippi · No. 92-08119 · Filed Apr 21, 1992 · Closed Sep 4, 1992

Role of PETER L. MORAN and SUSAN CREEL MORAN: Debtor · Outcome: Case closed 1992-09-04 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 27 federal dockets); 7 people with this name in Form D filings; court in MS (not a filing state)

Peter L Moran closed

United States Bankruptcy Court, E.D. North Carolina · No. 92-00150 · Filed Jan 14, 1992 · Closed Apr 17, 1992

Role of Peter L Moran: Debtor · Outcome: Case closed 1992-04-17 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 27 federal dockets); 7 people with this name in Form D filings; court in NC (not a filing state)

Peter J. Moran and Priscilla A. Moran closed

United States Bankruptcy Court, D. Massachusetts · No. 91-20523 · Filed Dec 11, 1991 · Closed Sep 18, 1992

Role of Peter J. Moran and Priscilla A. Moran: Debtor · Outcome: Case closed 1992-09-18 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 27 federal dockets); 7 people with this name in Form D filings; court in MA (not a filing state)

What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:35 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

12 differences found between the filings for Peter Moran — 3 worth asking about (compared 29 filings on Oct 24, 2026)

Worth asking · Mar 10, 2016 – Dec 27, 2016

Amount sold went down between filings — PENN CONVERTIBLE FUND LP

The Mar 10, 2016 filing says $16,720,598 sold; the Dec 27, 2016 Form D/A says $9,466,476 sold — $7,254,122 less.

What this means Amounts sold normally only go up as a raise continues. A drop can mean investors were refunded, a figure was corrected, or an earlier number was wrong. Ask the sponsor which it was.

Form D/A (earlier) · Mar 10, 2016 ↗Form D/A (later) · Dec 27, 2016 ↗PENN CONVERTIBLE FUND LP — PartnerFacts page ↗

Sources

Form D/A (earlier) · Mar 10, 2016 ↗ (Mar 10, 2016)
Form D/A (later) · Dec 27, 2016 ↗ (Dec 27, 2016)
PENN CONVERTIBLE FUND LP — PartnerFacts page ↗ (Dec 14, 2018)

Worth asking · Mar 12, 2010 – Apr 26, 2021

14 paid sellers are listed without a CRD number

Paid seller listed without a CRD number: Carol Lefcourt — Penn Capital Defensive High Yield Fund, L.P. · Paid seller listed without a CRD number: Christianson Investment Partners — PENN CORE HIGH YIELD BOND FUND LP · Paid seller listed without a CRD number: Carol Lefcourt — PENN CORE HIGH YIELD BOND FUND LP · Paid seller listed without a CRD number: Carlyle Wealth Management — PENN CORE HIGH YIELD BOND FUND LP · Paid seller listed without a CRD number: Christenson Investment Partners — PENN SHORT DURATION HIGH YIELD FUND, L.P. · and 9 more

What this means Without a CRD number we cannot look a seller up on BrokerCheck. Ask who they are and whether they are registered.

Form D/A · Apr 26, 2021 ↗BrokerCheck search: Carol Lefcourt ↗Penn Capital Defensive High Yield Fund, L.P. — PartnerFacts page ↗Form D/A · Dec 9, 2019 ↗

Sources

Form D/A · Apr 26, 2021 ↗ (Apr 26, 2021)
BrokerCheck search: Carol Lefcourt ↗
Penn Capital Defensive High Yield Fund, L.P. — PartnerFacts page ↗ (Apr 26, 2021)
Form D/A · Dec 9, 2019 ↗ (Dec 9, 2019)
BrokerCheck search: Christianson Investment Partners ↗
PENN CORE HIGH YIELD BOND FUND LP — PartnerFacts page ↗ (Dec 9, 2019)
BrokerCheck search: Carlyle Wealth Management ↗
Form D/A · Dec 9, 2019 ↗ (Dec 9, 2019)

Worth asking · Dec 26, 2017 – Dec 14, 2018

7 people are no longer listed on a later amendment

Peter Moran is no longer listed on the Dec 14, 2018 amendment — PENN SHORT DURATION HIGH YIELD FUND, L.P. · Peter Moran is no longer listed on the Dec 14, 2018 amendment — Penn Institutional Loan Common Master Fund, LP · Peter Moran is no longer listed on the Dec 14, 2018 amendment — PENN DIVERSIFIED MICRO CAP EQUITY FUND LP · Peter Moran is no longer listed on the Dec 14, 2018 amendment — PENN CORE HIGH YIELD BOND FUND LP · Peter Moran is no longer listed on the Dec 14, 2018 amendment — PENN CONVERTIBLE FUND LP · and 2 more

What this means People leave; the issuer lists only current officers, directors and promoters. Ask why and who replaced them.

Form D/A · Dec 26, 2017 ↗Form D/A · Dec 14, 2018 ↗Peter Moran — PartnerFacts page ↗PENN SHORT DURATION HIGH YIELD FUND, L.P. — PartnerFacts page ↗

Sources

Form D/A · Dec 26, 2017 ↗ (Dec 26, 2017)
Form D/A · Dec 14, 2018 ↗ (Dec 14, 2018)
Peter Moran — PartnerFacts page ↗
PENN SHORT DURATION HIGH YIELD FUND, L.P. — PartnerFacts page ↗ (Apr 26, 2021)
Form D/A · Dec 26, 2017 ↗ (Dec 26, 2017)
Form D/A · Dec 14, 2018 ↗ (Dec 14, 2018)
Penn Institutional Loan Common Master Fund, LP — PartnerFacts page ↗ (Apr 26, 2021)
Form D/A · Dec 26, 2017 ↗ (Dec 26, 2017)

Note · Mar 10, 2016 – Dec 27, 2016

10 role changes for the same people across filings

Peter Moran's role changed at PENN DISTRESSED FUND L P: executive officer, director → executive officer · Peter Moran's role changed at PENN CONVERTIBLE FUND LP: executive officer, director → executive officer · Peter Moran's role changed at Penn Capital Defensive High Yield Fund, L.P.: executive officer, director → executive officer · Peter Moran's role changed at PENN CORE HIGH YIELD BOND FUND LP: executive officer, director → executive officer · Peter Moran's role changed at PENN Capital Pioneer Energy Fund, L.P.: executive officer, director → executive officer · and 5 more

What this means Roles on Form D are self-reported. Ask who runs the company today.

Form D/A · Mar 10, 2016 ↗Form D/A · Dec 27, 2016 ↗Peter Moran — PartnerFacts page ↗PENN DISTRESSED FUND L P — PartnerFacts page ↗

Sources

Form D/A · Mar 10, 2016 ↗ (Mar 10, 2016)
Form D/A · Dec 27, 2016 ↗ (Dec 27, 2016)
Peter Moran — PartnerFacts page ↗
PENN DISTRESSED FUND L P — PartnerFacts page ↗ (Dec 26, 2017)
Form D/A · Mar 10, 2016 ↗ (Mar 10, 2016)
Form D/A · Dec 27, 2016 ↗ (Dec 27, 2016)
PENN CONVERTIBLE FUND LP — PartnerFacts page ↗ (Dec 14, 2018)
Form D/A · Mar 10, 2016 ↗ (Mar 10, 2016)

Note · Oct 26, 2000 – Dec 26, 2017

No amendment in the last 12 months on an offering that may still be open — Penn Mid Cap Equity Fund, L.P. (latest filing Dec 26, 2017)

The latest filing for this offering is dated Dec 26, 2017 (first sale Oct 26, 2000). It reports $25,165,025 sold of an indefinite amount offered. No later amendment is in our index as of Oct 24, 2026.

What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.

Form D/A · Dec 26, 2017 ↗Penn Mid Cap Equity Fund, L.P. — PartnerFacts page ↗

Sources

Form D/A · Dec 26, 2017 ↗ (Dec 26, 2017)
Penn Mid Cap Equity Fund, L.P. — PartnerFacts page ↗ (Dec 26, 2017)

Note · Apr 5, 2002 – Dec 26, 2017

No amendment in the last 12 months on an offering that may still be open — PENN DISTRESSED FUND L P (latest filing Dec 26, 2017)

The latest filing for this offering is dated Dec 26, 2017 (first sale Apr 5, 2002). It reports $14,808,845 sold of an indefinite amount offered. No later amendment is in our index as of Oct 24, 2026.

Form D/A · Dec 26, 2017 ↗PENN DISTRESSED FUND L P — PartnerFacts page ↗

Sources

Form D/A · Dec 26, 2017 ↗ (Dec 26, 2017)
PENN DISTRESSED FUND L P — PartnerFacts page ↗ (Dec 26, 2017)

Note · Oct 1, 2009 – Dec 27, 2016

No amendment in the last 12 months on an offering that may still be open — PENN Capital Pioneer Energy Fund, L.P. (latest filing Dec 27, 2016)

The latest filing for this offering is dated Dec 27, 2016 (first sale Oct 1, 2009). It reports $8,891,921 sold of an indefinite amount offered. No later amendment is in our index as of Oct 24, 2026.

Form D/A · Dec 27, 2016 ↗PENN Capital Pioneer Energy Fund, L.P. — PartnerFacts page ↗

Sources

Form D/A · Dec 27, 2016 ↗ (Dec 27, 2016)
PENN Capital Pioneer Energy Fund, L.P. — PartnerFacts page ↗ (Dec 27, 2016)

Note · Aug 3, 2021 – Dec 14, 2021

Same name, different state: "Peter Moran" (MA) is a separate record

This page covers filings where the address state is PA. A separate record, "Peter Moran" with address state MA, is listed on 2 filings — most recently by ITERATIVE SCOPES, INC. (Dec 14, 2021). The two records do not overlap in time: this page runs Mar 10, 2016 to Dec 26, 2017; the other runs Aug 3, 2021 to Dec 14, 2021.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

Peter Moran (MA) — PartnerFacts page ↗Form D · Dec 14, 2021 ↗ITERATIVE SCOPES, INC. — PartnerFacts page ↗Peter Moran (PA) — this page ↗

Sources

Peter Moran (MA) — PartnerFacts page ↗ (Dec 14, 2021)
Form D · Dec 14, 2021 ↗ (Dec 14, 2021)
ITERATIVE SCOPES, INC. — PartnerFacts page ↗ (Dec 14, 2021)
Peter Moran (PA) — this page ↗ (Dec 26, 2017)

Note · Apr 10, 2019

Same name, different state: "Peter Moran" (VA) is a separate record

This page covers filings where the address state is PA. A separate record, "Peter Moran" with address state VA, is listed on 1 filing — most recently by KordUSA, Inc. (Apr 10, 2019). The two records do not overlap in time: this page runs Mar 10, 2016 to Dec 26, 2017; the other has one filing dated Apr 10, 2019.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

Peter Moran (VA) — PartnerFacts page ↗Form D · Apr 10, 2019 ↗KordUSA, Inc. — PartnerFacts page ↗Peter Moran (PA) — this page ↗

Sources

Peter Moran (VA) — PartnerFacts page ↗ (Apr 10, 2019)
Form D · Apr 10, 2019 ↗ (Apr 10, 2019)
KordUSA, Inc. — PartnerFacts page ↗ (Apr 10, 2019)
Peter Moran (PA) — this page ↗ (Dec 26, 2017)

Note · Apr 10, 2009 – Dec 6, 2018

Same name, different state: "Peter Moran" (CA or WA) is a separate record

This page covers filings where the address state is PA. A separate record, "Peter Moran" with address state CA or WA, is listed on 28 filings — most recently by Enovix Corp (Dec 6, 2018). Both records have filings in the same period (Mar 10, 2016 to Dec 26, 2017).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

Peter Moran (CA,WA) — PartnerFacts page ↗Form D/A · Dec 6, 2018 ↗Enovix Corp — PartnerFacts page ↗Peter Moran (PA) — this page ↗

Sources

Peter Moran (CA,WA) — PartnerFacts page ↗ (Dec 6, 2018)
Form D/A · Dec 6, 2018 ↗ (Dec 6, 2018)
Enovix Corp — PartnerFacts page ↗ (Apr 9, 2020)
Peter Moran (PA) — this page ↗ (Dec 26, 2017)

Note · Apr 16, 2013 – Oct 23, 2015

Same name, different state: "Peter Moran" (DC) is a separate record

This page covers filings where the address state is PA. A separate record, "Peter Moran" with address state DC, is listed on 2 filings — most recently by LearnZillion, Inc. (Oct 23, 2015). The two records do not overlap in time: this page runs Mar 10, 2016 to Dec 26, 2017; the other runs Apr 16, 2013 to Oct 23, 2015.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

Peter Moran (DC) — PartnerFacts page ↗Form D · Oct 23, 2015 ↗LearnZillion, Inc. — PartnerFacts page ↗Peter Moran (PA) — this page ↗

Sources

Peter Moran (DC) — PartnerFacts page ↗ (Oct 23, 2015)
Form D · Oct 23, 2015 ↗ (Oct 23, 2015)
LearnZillion, Inc. — PartnerFacts page ↗ (Oct 23, 2015)
Peter Moran (PA) — this page ↗ (Dec 26, 2017)

Note · Sep 19, 2013

Same name, different state: "Peter Moran" (NY) is a separate record

This page covers filings where the address state is PA. A separate record, "Peter Moran" with address state NY, is listed on 2 filings — most recently by GENERAL SENTIMENT INC (Sep 19, 2013). The two records do not overlap in time: this page runs Mar 10, 2016 to Dec 26, 2017; the other has one filing dated Sep 19, 2013.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

Peter Moran (NY) — PartnerFacts page ↗Form D · Sep 19, 2013 ↗GENERAL SENTIMENT INC — PartnerFacts page ↗Peter Moran (PA) — this page ↗

Sources

Peter Moran (NY) — PartnerFacts page ↗ (Sep 19, 2013)
Form D · Sep 19, 2013 ↗ (Sep 19, 2013)
GENERAL SENTIMENT INC — PartnerFacts page ↗ (Sep 19, 2013)
Peter Moran (PA) — this page ↗ (Dec 26, 2017)

What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

0 of 10 offerings report sales commissions; 8 report finder's fees totalling $3,294,282; 0 report proceeds to related persons. (includes amounts the issuer reported as estimates)

Offering (latest filing)	Sales commissions	Finder's fees	To insiders	Paid to sell it	Source
Dec 26, 2017 D/A Penn Capital Structure Total Return Fund, L.P. File 021-68730	$0	$519,353 (est.)	$0	SMH Capital Inc. BrokerCheck CRD 20580 ↗ VSR Financial Services Incorporated BrokerCheck CRD 14503 ↗ Carol Lefcourt no CRD number reported Brinker Capital BrokerCheck CRD 38123 ↗ Carlyle Wealth Management no CRD number reported VSRFinancial Services Incorporated BrokerCheck CRD 14503 ↗	EDGAR ↗
Dec 26, 2017 D/A PENN CORE HIGH YIELD BOND FUND LP File 021-52250	$0	$840,641 (est.)	$0	SMH Capital Inc. BrokerCheck CRD 20580 ↗ Christianson Investment Partners no CRD number reported Carol Lefcourt no CRD number reported Brinker Capital BrokerCheck CRD 38123 ↗ Carlyle Wealth Management no CRD number reported VSRFinancial Services Incorporated BrokerCheck CRD 14503 ↗	EDGAR ↗
Dec 26, 2017 D/A Penn Capital Defensive High Yield Fund, L.P. File 021-69509	$0	$1,549,171 (est.)	$0	SMH Capital Inc. BrokerCheck CRD 20580 ↗ Christianson Investment Partners no CRD number reported Carol Lefcourt no CRD number reported Brinker Capital BrokerCheck CRD 38123 ↗ VSR Financial Services Incorporated BrokerCheck CRD 14503 ↗	EDGAR ↗
Dec 26, 2017 D/A PENN CONVERTIBLE FUND LP File 021-129776	$0	$132,718 (est.)	$0	SMH Capital Inc. BrokerCheck CRD 20580 ↗ VSR Financial Services Incorporated BrokerCheck CRD 14503 ↗ Carol Lefcourt no CRD number reported Brinker Capital BrokerCheck CRD 38123 ↗ Carlyle Wealth Management no CRD number reported VSRFinancial Services Incorporated BrokerCheck CRD 14503 ↗	EDGAR ↗
Dec 26, 2017 D/A PENN DISTRESSED FUND L P File 021-54998	$0	$169,106 (est.)	$0	SMH Capital Inc. BrokerCheck CRD 20580 ↗ Arete Wealth Management, LLC BrokerCheck CRD 44856 ↗ Phillips & Company BrokerCheck CRD 35800 ↗ VSR Financial Services Incorporated BrokerCheck CRD 14503 ↗	EDGAR ↗
Dec 26, 2017 D/A PENN DIVERSIFIED MICRO CAP EQUITY FUND LP File 021-129743	$0	$8,940 (est.)	$0	SMH Capital Inc. BrokerCheck CRD 20580 ↗ VSR Financial Services Incorporated BrokerCheck CRD 14503 ↗ VSR Financial Services Incorporated BrokerCheck CRD 14503 ↗	EDGAR ↗
Dec 26, 2017 D/A Penn Mid Cap Equity Fund, L.P. File 021-138066	$0	$5,868 (est.)	$0	SMH Capital Inc. BrokerCheck CRD 20580 ↗ Christenson Investment Partners no CRD number reported VSR Financial Services Incorporated BrokerCheck CRD 14503 ↗	EDGAR ↗
Dec 26, 2017 D/A PENN SHORT DURATION HIGH YIELD FUND, L.P. File 021-158196	$0	$68,485	$0	Christianson Investment Partners no CRD number reported Christenson Investment Partners no CRD number reported VSR Financial Services Incorporated BrokerCheck CRD 14503 ↗	EDGAR ↗
Dec 26, 2017 D/A Penn Institutional Loan Common Master Fund, LP File 021-194923	$0	$0	$0	None listed on this filing	EDGAR ↗
Dec 27, 2016 D/A PENN Capital Pioneer Energy Fund, L.P. File 021-135327	$0	$0	$0	SMH Capital Inc. BrokerCheck CRD 20580 ↗ VSR Financial Services Incorporated BrokerCheck CRD 14503 ↗ Carol Lefcourt no CRD number reported Brinker Capital BrokerCheck CRD 38123 ↗ Carlyle Wealth Management no CRD number reported VSRFinancial Services Incorporated BrokerCheck CRD 14503 ↗	EDGAR ↗

How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 10

Every issuer that named Peter Moran on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

Pooled Investment Fund · group: Penn

PENN SHORT DURATION HIGH YIELD FUND, L.P.

Philadelphia, PA · Mar 11, 2016 → Dec 26, 2017 · 3 filings

Dec 26, 2017 · D/A · $47,774,694 sold of Indefinite · 34 investors · min. No minimum reported · role: Executive Officer (of Penn Capital Management Company, Inc., the Sole Member of Penn Capital Funds Group, LLC, the General Partner of the Issuer.) EDGAR ↗
Dec 27, 2016 · D/A · $47,665,312 sold of Indefinite · 34 investors · min. No minimum reported · role: Executive Officer (of Penn Capital Management Company, Inc., the Sole Member of Penn Capital Funds Group, LLC, the General Partner of the Issuer.) EDGAR ↗
Mar 11, 2016 · D/A · $41,843,312 sold of Indefinite · 33 investors · min. No minimum reported · role: Executive Officer, Director (of Penn Capital Management Company, Inc., the Sole Member of Penn Capital Funds Group, LLC, the General Partner of the Issuer.) EDGAR ↗

Raised $52.1M from 34 investors as of the latest filing. Peter is listed as executive officer, director on 3 filings for this deal.

Latest filing on EDGAR ↗

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Penn

Penn Mid Cap Equity Fund, L.P.

Philadelphia, PA · Mar 11, 2016 → Dec 26, 2017 · 3 filings

Dec 26, 2017 · D/A · $25,165,025 sold of Indefinite · 50 investors · min. No minimum reported · role: Executive Officer (of the General Partner.) EDGAR ↗
Dec 27, 2016 · D/A · $25,165,025 sold of Indefinite · 50 investors · min. No minimum reported · role: Executive Officer (of the General Partner.) EDGAR ↗
Mar 11, 2016 · D/A · $25,165,025 sold of Indefinite · 50 investors · min. No minimum reported · role: Executive Officer, Director (of the General Partner.) EDGAR ↗

Raised $25.2M from 50 investors as of the latest filing. Peter is listed as executive officer, director on 3 filings for this deal.

Latest filing on EDGAR ↗

Sources

Pooled Investment Fund · group: Penn

Penn Institutional Loan Common Master Fund, LP

Philadelphia, PA · Mar 11, 2016 → Dec 26, 2017 · 3 filings

Dec 26, 2017 · D/A · $125,354,898 sold of Indefinite · 14 investors · min. No minimum reported · role: Executive Officer (of the General Partner of the Issuer) EDGAR ↗
Dec 27, 2016 · D/A · $125,334,898 sold of Indefinite · 14 investors · min. No minimum reported · role: Executive Officer (of the General Partner of the Issuer) EDGAR ↗
Mar 11, 2016 · D/A · $102,135,220 sold of Indefinite · 13 investors · min. No minimum reported · role: Executive Officer, Director (of the General Partner of the Issuer) EDGAR ↗

Raised $131M from 14 investors as of the latest filing. Peter is listed as executive officer, director on 3 filings for this deal.

Latest filing on EDGAR ↗

Sources

Pooled Investment Fund · group: Penn

PENN DIVERSIFIED MICRO CAP EQUITY FUND LP

Philadelphia, PA · Mar 11, 2016 → Dec 26, 2017 · 3 filings

Dec 26, 2017 · D/A · $9,407,322 sold of Indefinite · 41 investors · min. No minimum reported · role: Executive Officer (of the General Partner.) EDGAR ↗
Dec 27, 2016 · D/A · $9,407,322 sold of Indefinite · 41 investors · min. No minimum reported · role: Executive Officer (of the General Partner.) EDGAR ↗
Mar 11, 2016 · D/A · $7,877,124 sold of Indefinite · 41 investors · min. No minimum reported · role: Executive Officer, Director (of the General Partner.) EDGAR ↗

Raised $9.41M from 41 investors as of the latest filing. Peter is listed as executive officer, director on 3 filings for this deal.

Latest filing on EDGAR ↗

Sources

Pooled Investment Fund · group: Penn

PENN CORE HIGH YIELD BOND FUND LP

Philadelphia, PA · Mar 10, 2016 → Dec 26, 2017 · 3 filings

Dec 26, 2017 · D/A · $167,994,132 sold of Indefinite · 203 investors · min. No minimum reported · role: Executive Officer EDGAR ↗
Dec 27, 2016 · D/A · $167,994,132 sold of Indefinite · 203 investors · min. No minimum reported · role: Executive Officer EDGAR ↗
Mar 10, 2016 · D/A · $164,126,664 sold of Indefinite · 203 investors · min. No minimum reported · role: Executive Officer, Director EDGAR ↗

Raised $168.5M from 203 investors as of the latest filing. Peter is listed as executive officer, director on 3 filings for this deal.

Latest filing on EDGAR ↗

Sources

Pooled Investment Fund · group: Penn

PENN DISTRESSED FUND L P

Philadelphia, PA · Mar 10, 2016 → Dec 26, 2017 · 3 filings

Dec 26, 2017 · D/A · $14,808,845 sold of Indefinite · 82 investors · min. No minimum reported · role: Executive Officer (of the General Partner.) EDGAR ↗
Dec 27, 2016 · D/A · $14,808,845 sold of Indefinite · 82 investors · min. No minimum reported · role: Executive Officer (of the General Partner.) EDGAR ↗
Mar 10, 2016 · D/A · $14,808,845 sold of Indefinite · 82 investors · min. No minimum reported · role: Executive Officer, Director (of the General Partner.) EDGAR ↗

Raised $38.8M from 82 investors as of the latest filing. Peter is listed as executive officer, director on 3 filings for this deal.

Latest filing on EDGAR ↗

Sources

Pooled Investment Fund · group: Penn

PENN CONVERTIBLE FUND LP

Philadelphia, PA · Mar 10, 2016 → Dec 26, 2017 · 3 filings

Dec 26, 2017 · D/A · $9,466,476 sold of Indefinite · 46 investors · min. No minimum reported · role: Executive Officer (of the General Partner) EDGAR ↗
Dec 27, 2016 · D/A · $9,466,476 sold of Indefinite · 46 investors · min. No minimum reported · role: Executive Officer (of the General Partner) EDGAR ↗
Mar 10, 2016 · D/A · $16,720,598 sold of Indefinite · 46 investors · min. No minimum reported · role: Executive Officer, Director (of the General Partner) EDGAR ↗

Raised $16.7M from 46 investors as of the latest filing. Peter is listed as executive officer, director on 3 filings for this deal.

Latest filing on EDGAR ↗

Sources

Pooled Investment Fund · group: Penn

Penn Capital Structure Total Return Fund, L.P.

Philadelphia, PA · Mar 10, 2016 → Dec 26, 2017 · 3 filings

Dec 26, 2017 · D/A · $59,108,166 sold of Indefinite · 152 investors · min. No minimum reported · role: Executive Officer (of the General Partner) EDGAR ↗
Dec 27, 2016 · D/A · $59,108,166 sold of Indefinite · 152 investors · min. No minimum reported · role: Executive Officer (of the General Partner) EDGAR ↗
Mar 10, 2016 · D/A · $55,981,285 sold of Indefinite · 152 investors · min. No minimum reported · role: Executive Officer, Director (of the General Partner) EDGAR ↗

Raised $59.3M from 152 investors as of the latest filing. Peter is listed as executive officer, director on 3 filings for this deal.

Latest filing on EDGAR ↗

Sources

Pooled Investment Fund · group: Penn

Penn Capital Defensive High Yield Fund, L.P.

Philadelphia, PA · Mar 10, 2016 → Dec 26, 2017 · 3 filings

Dec 26, 2017 · D/A · $498,248,234 sold of Indefinite · 109 investors · min. No minimum reported · role: Executive Officer (of the General Partner.) EDGAR ↗
Dec 27, 2016 · D/A · $489,648,234 sold of Indefinite · 109 investors · min. No minimum reported · role: Executive Officer (of the General Partner.) EDGAR ↗
Mar 10, 2016 · D/A · $375,422,611 sold of Indefinite · 102 investors · min. No minimum reported · role: Executive Officer, Director (of the General Partner.) EDGAR ↗

Raised $535.6M from 109 investors as of the latest filing. Peter is listed as executive officer, director on 3 filings for this deal.

Latest filing on EDGAR ↗

Sources

Pooled Investment Fund · group: Penn

PENN Capital Pioneer Energy Fund, L.P.

Philadelphia, PA · Mar 10, 2016 → Dec 27, 2016 · 2 filings

Dec 27, 2016 · D/A · $8,891,921 sold of Indefinite · 28 investors · min. No minimum reported · role: Executive Officer (of the General Partner.) EDGAR ↗
Mar 10, 2016 · D/A · $4,273,407 sold of Indefinite · 28 investors · min. No minimum reported · role: Executive Officer, Director (of the General Partner.) EDGAR ↗

Raised $8.89M from 28 investors as of the latest filing. Peter is listed as executive officer, director on 2 filings for this deal.

Latest filing on EDGAR ↗

Sources

Other pages with the same name (6)

Separate person records under the same name, not combined with this page. Each line says whether it shares an issuer with this record.

Peter Moran — CA, WA, 6 issuers, Apr 10, 2009 → Dec 6, 2018 · no shared issuer
Peter W. Moran — CA, 3 issuers, Dec 18, 2008 → Jun 8, 2011 · no shared issuer
Peter Moran — DC, 1 issuer, Apr 16, 2013 → Oct 23, 2015 · no shared issuer
Peter Moran — NY, 1 issuer, Sep 19, 2013 → Sep 19, 2013 · no shared issuer
Peter Moran — VA, 1 issuer, Apr 10, 2019 → Apr 10, 2019 · no shared issuer
Peter Moran — MA, 1 issuer, Aug 3, 2021 → Dec 14, 2021 · no shared issuer

People around Peter 14

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

No photo found yet (own website and image search run after this page is viewed)

Person

Marcia Hocker

Executive Officer, Director · 29 shared filings (10 issuers) · also on 5 other issuers

Marcia Hocker is on 15 issuers in total — a repeat sponsor. Their page lists every one.

No photo found yet (own website and image search run after this page is viewed)

Person

Gerald McBride

Executive Officer, Director · 29 shared filings (10 issuers) · also on 6 other issuers

Gerald McBride is on 16 issuers in total — a repeat sponsor. Their page lists every one.

No photo found yet (own website and image search run after this page is viewed)

Person

Richard A. Hocker

Executive Officer, Director · 29 shared filings (10 issuers) · also on 5 other issuers

Richard A. Hocker is on 15 issuers in total — a repeat sponsor. Their page lists every one.

No photo found yet (own website and image search run after this page is viewed)

Person

Eric J. Green

Executive Officer · 29 shared filings (10 issuers) · also on 5 other issuers

Eric J. Green is on 15 issuers in total — a repeat sponsor. Their page lists every one.

No photo found yet (own website and image search run after this page is viewed)

Person

Kirsten Hocker

Director, Executive Officer · 25 shared filings (10 issuers) · also on 4 other issuers

Kirsten Hocker is on 14 issuers in total — a repeat sponsor. Their page lists every one.

No photo found yet (own website and image search run after this page is viewed)

Person

Scott D. Schumacher, Sr.

Executive Officer, Director · 23 shared filings (8 issuers) · also on 4 other issuers

Scott D. Schumacher, Sr. is on 12 issuers in total — a repeat sponsor. Their page lists every one.

No photo found yet (own website and image search run after this page is viewed)

Person

Jorge Paulo Silva

Executive Officer · 19 shared filings (10 issuers)

Jorge Paulo Silva is on 10 issuers in total — a repeat sponsor. Their page lists every one.

No photo found yet (own website and image search run after this page is viewed)

Person

Kimberley Hocker

Director · 19 shared filings (10 issuers)

Kimberley Hocker is on 10 issuers in total — a repeat sponsor. Their page lists every one.

No photo found yet (own website and image search run after this page is viewed)

Person

Kimberly Hocker

Director · 10 shared filings (10 issuers) · also on 5 other issuers

Kimberly Hocker is on 15 issuers in total — a repeat sponsor. Their page lists every one.

No photo found yet (own website and image search run after this page is viewed)

Person

Christian M. Noyes

Executive Officer · 10 shared filings (10 issuers) · also on 6 other issuers

Christian M. Noyes is on 16 issuers in total — a repeat sponsor. Their page lists every one.

No photo found yet (own website and image search run after this page is viewed)

Person

Kirstin Hocker

Executive Officer, Director · 3 shared filings (3 issuers) · also on 1 other issuer

Listed on the same filings as Peter Moran. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Scott S. Schumacher, Sr.

Executive Officer, Director · 3 shared filings (1 issuer)

Listed on the same filings as Peter Moran. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Scott Schumacher

Executive Officer, Director · 3 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as Peter Moran. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Kristin Hocker

Director · 1 shared filing (1 issuer) · also on 1 other issuer

Listed on the same filings as Peter Moran. Their page shows their other deals.

The team behind the deals

Sponsor group

Penn

16 issuers · 128 filings · $1.29B reported sold · 2009–2021

PC Penn Capital Defensive High Yield Fund, L.P. Pooled Investment Fund · $535.6M sold · 2010 · listed
PS PENN SHORT DURATION HIGH YIELD FUND, L.P. Pooled Investment Fund · $52.1M sold · 2011 · listed
PI Penn Institutional Loan Common Master Fund, LP Pooled Investment Fund · $131M sold · 2013 · listed
PC PENN CORE HIGH YIELD BOND FUND LP Pooled Investment Fund · $168.5M sold · 2010 · listed
PC Penn Capital Structure Total Return Fund, L.P. Pooled Investment Fund · $59.3M sold · 2010 · listed
PC PENN CONVERTIBLE FUND LP Pooled Investment Fund · $16.7M sold · 2010 · listed
PD PENN DIVERSIFIED MICRO CAP EQUITY FUND LP Pooled Investment Fund · $9.41M sold · 2010 · listed
PD PENN DISTRESSED FUND L P Pooled Investment Fund · $38.8M sold · 2010 · listed
PM Penn Mid Cap Equity Fund, L.P. Pooled Investment Fund · $25.2M sold · 2010 · listed
PC PENN Capital Pioneer Energy Fund, L.P. Pooled Investment Fund · $8.89M sold · 2009 · listed
PS PENN SMALL CAPITALIZATION FUND LP Pooled Investment Fund · $53.7M sold · 2010
PC PENN CORE OPPORTUNISTIC HIGH YIELD BOND FUND LP Pooled Investment Fund · $125M sold · 2010
PS PENN SMALL TO MID CAP EQUITY FUND LP Pooled Investment Fund · $82M sold · 2010
PI Penn Institutional Bank Loan Fund, LP Pooled Investment Fund · $5.5M sold · 2013
PC PENN CAPITAL STRUCTURE OPPORTUNITIES OFFSHORE FUND, LTD. Pooled Investment Fund · $4.57M sold · 2011
PF PENN FINANCIAL SERVICES FUND LP Pooled Investment Fund · $3.04M sold · 2010

One team, 16 deal companies. Peter Moran is listed on 10 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name Peter Moran.

Same business address

1 other issuer file from the same address

Penn Capital Multi-Sector Spectrum Income Fund, L.P. Philadelphia, PA · 2016

A shared address can mean the same team, a shared office building or a registered agent. It is a lead, not a conclusion.

Registrations and other filings

Adviser registration (Form ADV)

None of the 10 issuers this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to Peter Moran by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 10 issuers this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers Peter Moran is listed on: none on file. No website or social profile named in Penn Capital Defensive High Yield Fund, L.P.'s SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #194,045 of 374,652 in line (14 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (Philadelphia, PA). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Change history

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Peter Moran

The short version

What the community is saying

Key records

1. Lawsuits

2. Regulatory actions

3. Bankruptcies

4. Differences between public sources

Amount sold went down between filings — PENN CONVERTIBLE FUND LP

14 paid sellers are listed without a CRD number

7 people are no longer listed on a later amendment

10 role changes for the same people across filings

No amendment in the last 12 months on an offering that may still be open — Penn Mid Cap Equity Fund, L.P. (latest filing Dec 26, 2017)

No amendment in the last 12 months on an offering that may still be open — PENN DISTRESSED FUND L P (latest filing Dec 26, 2017)

No amendment in the last 12 months on an offering that may still be open — PENN Capital Pioneer Energy Fund, L.P. (latest filing Dec 27, 2016)

Same name, different state: "Peter Moran" (MA) is a separate record

Same name, different state: "Peter Moran" (VA) is a separate record

Same name, different state: "Peter Moran" (CA or WA) is a separate record

Same name, different state: "Peter Moran" (DC) is a separate record

Same name, different state: "Peter Moran" (NY) is a separate record

5. Money to insiders

Deals 10

People around Peter 14

The team behind the deals

1 other issuer file from the same address

Registrations and other filings

Adviser registration (Form ADV)

Other offering types (Regulation A and Regulation Crowdfunding)

Public profiles and social

Look further

Social and web

Courts

Securities regulators

Business registries

Change history

Request a correction

Add a response

Monitor this person