Gerald McBride is listed as an executive officer and director on 128 SEC Form D filings by 16 issuers between Oct 2009 and Apr 2021. Largest by amount reported sold: Penn Capital Defensive High Yield Fund, L.P. (Philadelphia, PA — pooled investment fund — 2010–2021; $535.6M reported sold to 109 investors), PENN CORE HIGH YIELD BOND FUND LP (Philadelphia, PA — pooled investment fund — 2010–2019; $168.5M reported sold to 203 investors), Penn Institutional Loan Common Master Fund, LP (Philadelphia, PA — pooled investment fund — 2013–2021; $131M reported sold to 14 investors), PENN CORE OPPORTUNISTIC HIGH YIELD BOND FUND LP (Philadelphia, PA — pooled investment fund — 2010–2015; $125M reported sold to 119 investors), PENN SMALL TO MID CAP EQUITY FUND LP (Philadelphia, PA — pooled investment fund — 2010–2015; $82M reported sold to 101 investors) and 11 more (all listed below).
What this means That is a lot of deals — 16 separate companies raised money with this person listed as executive officer and director, over about 12 years. Across those companies the filings report $1.32B sold in total.
All 16 issuers belong to the sponsor group Penn (16 issuers, $1.29B reported sold, 2009–2021).
What this means A sponsor group is one team that sets up a new company for each deal. Penn has 16 companies on file and $1.29B reported sold in total — the group page shows the whole track record in one place.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CT, DE, FINRA, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, OK, OR, PA, RI, SC, SD, TN, TX, VT, WA, WI, WV, WY) — 13 bankruptcy cases matching the name listed in Key records below.
What this means 13 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.
We compared the newest 50 of 128 public filings for Gerald McBride and found 9 differences, 5 worth asking the sponsor about: Bankruptcy case: Gerald R McBride and Elizabeth H McBride; Bankruptcy case: Gerald P. McBride and Fayanne McBride; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.