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Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 8:14 AM ET

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Paul Griff

Named as an officer, director or promoter on SEC Form D filings · WA · Feb 18, 2009 → Jan 13, 2011

1deal (issuers)
$3.04Mreported sold
38investors
4Form D filings
2009–2011years on file
Follow this personLook further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:17 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Paul Griff is listed as an executive officer, director, and promoter on 4 SEC Form D filings by 1 issuer between Feb 2009 and Jan 2011: Root Wireless, Inc. (Bellevue, WA — other technology — 2009–2011; $3.04M reported sold to 38 investors).

What this means One deal on file with the SEC. A Form D is the notice a company files after it starts selling a private investment — it is a notice, not an approval.

Listed alongside Scott Anderson (4 shared filings), Jason Browne (3 shared filings) and Ronald Dicklin (3 shared filings).

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Paul. Each name links to their own page.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CT, DE, FINRA, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, OK, OR, PA, RI, SC, SD, TN, TX, VT, WA, WI, WV, WY) — 4 court cases matching the name, 13 bankruptcy cases matching the name listed in Key records below.

What this means 17 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 4 public filings for Paul Griff and found 7 differences: CRD number for Evolution Capital Advisors, LLC appears on one filing and not another; No amendment in the last 12 months on an offering that may still be open; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Paul Griff has not run yet — it is joining a line of 30,032 names; searches run around the clock at the hosts' allowed rate. Searched so far: 638 names.

Community comments are quoted as written by their authors. Sources searched: BiggerPockets forums (via DuckDuckGo, Brave, Bing and BiggerPockets search) and Reddit (search feed + public archive).

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

4 cases: 3 closed (disposition not in docket feed), 1 dismissed

Griff v. Innovative MedTech, Inc. closed
District Court, N.D. Ohio · No. 5:24-cv-00687 · Filed Apr 17, 2024 · Closed Jun 21, 2024 · Nature of suit: 190 Contract: Other · Cause: 28:1332 Diversity-Breach of Contract
Role of Griff: Plaintiff · Outcome: Terminated 2024-06-21 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (3 people in Form D filings, 41 federal dockets); surname only in the caption; court in OH (not a filing state)
in re: Griff Inc. closed
District Court, W.D. Michigan · No. 1:08-mc-00113 · Filed Nov 4, 2008 · Closed Nov 5, 2008
Role of Griff Inc.: Party · Outcome: Terminated 2008-11-05 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (3 people in Form D filings, 41 federal dockets); surname only in the caption; court in MI (not a filing state)
Christensen & Griff v. Bridge Express Inc closed
District Court, D. Arizona · No. 2:01-mc-00091 · Filed Oct 1, 2001 · Closed Jun 8, 2004
Role of Christensen & Griff: Plaintiff · Outcome: Terminated 2004-06-08 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (3 people in Form D filings, 41 federal dockets); surname only in the caption; court in AZ (not a filing state)
Christensen & Griff v. Lamb Eng & Constr Co dismissed
District Court, D. Arizona · No. 3:00-cv-01855 · Filed Sep 28, 2000 · Closed Nov 24, 2004 · Nature of suit: 130 Miller act
Role of Christensen & Griff: Plaintiff · Outcome: Terminated 2004-11-24 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗
same rare surname (3 people in Form D filings, 41 federal dockets); surname only in the caption; court in AZ (not a filing state)
What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:17 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: VA (crawled Oct 23, 2026)

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Paul Griff..

State securities regulators: Securities regulators searched (3,318 actions): AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), DE DOJ Investor Protection Unit (257 actions, 1987–2026), TX State Securities Board (586 actions, 2006–2026), WA DFI (2,039 actions, 2001–2026) — last crawled Oct 23, 2026, 9:57 PM ET. No machine-readable public listing today for CO, FL, IA, IN, MN, NE, NJ, NY, OH, UT, VA (see docs/state-regulators.md).

3. Bankruptcies

13 cases: 2 open, 11 closed (disposition not in docket feed)

Ehrenberg v. GRIFF'S ELECTRIC, INC. open
United States Bankruptcy Court, C.D. California · No. 2:25-ap-01117 · Filed Apr 16, 2025
Role of GRIFF'S ELECTRIC, INC.: Defendant · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
same rare surname (3 people in Form D filings, 41 federal dockets); surname only in the caption; court in CA (not a filing state)
Griff's Elite Sports Performance, LLC open
United States Bankruptcy Court, D. Maryland · No. 24-17602 · Filed Sep 10, 2024
Role of Griff's Elite Sports Performance, LLC: Debtor · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
same rare surname (3 people in Form D filings, 41 federal dockets); surname only in the caption; court in MD (not a filing state)
Success Healthcare, LLC v. Griff's Electric, Inc. closed
United States Bankruptcy Court, D. Delaware · No. 19-50289 · Filed Aug 14, 2019 · Closed Nov 13, 2019
Role of Griff's Electric, Inc.: Defendant · Outcome: Case closed 2019-11-13 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (3 people in Form D filings, 41 federal dockets); surname only in the caption; court in DE (not a filing state)
Jalbert v. Griff and Associates, L.P. closed
United States Bankruptcy Court, D. Massachusetts · No. 18-04053 · Filed Jul 5, 2018 · Closed Nov 15, 2018
Role of Griff and Associates, L.P.: Defendant · Outcome: Case closed 2018-11-15 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (3 people in Form D filings, 41 federal dockets); surname only in the caption; court in MA (not a filing state)
Griff Inc v. Hull closed
United States Bankruptcy Court, D. Idaho · No. 02-06132 · Filed May 28, 2002 · Closed Aug 1, 2003
Role of Griff Inc: Plaintiff · Outcome: Case closed 2003-08-01 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (3 people in Form D filings, 41 federal dockets); surname only in the caption; court in ID (not a filing state)
FAIRWAY AUTOMOTIVE INC v. GRIFF closed
United States Bankruptcy Court, D. Minnesota · No. 01-04301 · Filed Dec 14, 2001 · Closed May 20, 2002
Role of GRIFF: Defendant · Outcome: Case closed 2002-05-20 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (3 people in Form D filings, 41 federal dockets); surname only in the caption; court in MN (not a filing state)
Richard C. Breeden, Esq. v. Griff closed
United States Bankruptcy Court, N.D. New York · No. 98-59058 · Filed Mar 26, 1998 · Closed Aug 9, 2000
Role of Griff: Defendant · Outcome: Case closed 2000-08-09 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (3 people in Form D filings, 41 federal dockets); surname only in the caption; court in NY (not a filing state)
First USA Bank v. Griff closed
United States Bankruptcy Court, D. Massachusetts · No. 97-01478 · Filed Aug 4, 1997 · Closed Jul 10, 1998
Role of Griff: Defendant · Outcome: Case closed 1998-07-10 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (3 people in Form D filings, 41 federal dockets); surname only in the caption; court in MA (not a filing state)
Griff's Grill, Inc. closed
United States Bankruptcy Court, E.D. Michigan · No. 96-48189 · Filed Jun 19, 1996 · Closed Jan 15, 1997
Role of Griff's Grill, Inc.: Debtor · Outcome: Case closed 1997-01-15 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (3 people in Form D filings, 41 federal dockets); surname only in the caption; court in MI (not a filing state)
David A Gill Chp 7 Trustee v. Griff's Electric Corp closed
United States Bankruptcy Court, C.D. California · No. 1:95-ap-01565 · Filed Sep 21, 1995 · Closed Feb 7, 1996
Role of Griff's Electric Corp: Defendant · Outcome: Case closed 1996-02-07 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (3 people in Form D filings, 41 federal dockets); surname only in the caption; court in CA (not a filing state)
Alan Corporation, The v. Griff closed
United States Bankruptcy Court, D. Massachusetts · No. 92-04155 · Filed Jul 17, 1992 · Closed Apr 23, 1993
Role of Griff: Defendant · Outcome: Case closed 1993-04-23 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (3 people in Form D filings, 41 federal dockets); surname only in the caption; court in MA (not a filing state)
Griff 3 Inc closed
United States Bankruptcy Court, N.D. Illinois · No. 92-05470 · Filed Mar 9, 1992 · Closed Sep 15, 1992
Role of Griff 3 Inc: Debtor · Outcome: Case closed 1992-09-15 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (3 people in Form D filings, 41 federal dockets); surname only in the caption; court in IL (not a filing state)
Griff's Inc. closed
United States Bankruptcy Court, M.D. Florida · No. 6:89-bk-04412 · Filed Dec 12, 1989 · Closed Feb 4, 1991
Role of Griff's Inc.: Debtor · Outcome: Case closed 1991-02-04 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (3 people in Form D filings, 41 federal dockets); surname only in the caption; court in FL (not a filing state)
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:17 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

7 differences found between the filings for Paul Griff (compared 4 filings on Oct 24, 2026)

Note · Nov 20, 2009

CRD number for Evolution Capital Advisors, LLC appears on one filing and not another — Root Wireless, Inc.

The Nov 20, 2009 filing lists Evolution Capital Advisors, LLC with CRD 137738; the Nov 20, 2009 Form D lists the same name with no CRD number.

What this means A CRD number is how you look a seller up on FINRA BrokerCheck. Missing it on a later form is usually a paperwork slip — use the number from the earlier form to check them.

Form D/A · Nov 20, 2009 ↗Form D · Nov 20, 2009 ↗FINRA BrokerCheck ↗Root Wireless, Inc. — PartnerFacts page ↗
Sources
Note · Dec 30, 2010 – Jan 13, 2011

No amendment in the last 12 months on an offering that may still be open — Root Wireless, Inc. (latest filing Jan 13, 2011)

The latest filing for this offering is dated Jan 13, 2011 (first sale Dec 30, 2010). It reports $893,063 sold of $2,000,000 offered. No later amendment is in our index as of Oct 24, 2026.

What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.

Form D · Jan 13, 2011 ↗Root Wireless, Inc. — PartnerFacts page ↗
Sources
Note · Feb 11, 2009 – Nov 20, 2009

No amendment in the last 12 months on an offering that may still be open — Root Wireless, Inc. (latest filing Nov 20, 2009)

The latest filing for this offering is dated Nov 20, 2009 (first sale Feb 11, 2009). It reports $3,041,440 sold of $3,500,000 offered. No later amendment is in our index as of Oct 24, 2026.

What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.

Form D/A · Nov 20, 2009 ↗Root Wireless, Inc. — PartnerFacts page ↗
Sources
Note · Nov 20, 2009 – Jan 13, 2011

Paul Griff's role changed at Root Wireless, Inc.: executive officer, director, promoter → executive officer, director

The Nov 20, 2009 filing lists Paul Griff as executive officer, director, promoter; the Jan 13, 2011 Form D lists executive officer, director.

What this means Roles on Form D are self-reported by the issuer. A change can mean a real change in who runs the company, or just a different box ticked. Ask who makes decisions today.

Form D · Nov 20, 2009 ↗Form D · Jan 13, 2011 ↗Paul Griff — PartnerFacts page ↗Root Wireless, Inc. — PartnerFacts page ↗
Sources
Note · Feb 18, 2009 – Nov 20, 2009

Offering amount changed between filings — Root Wireless, Inc.

The Feb 18, 2009 filing says $750,000 offered; the Nov 20, 2009 Form D says $3,500,000.

What this means The target raise changed. Raising the cap is common when a deal grows; ask whether the extra money has the same terms and use.

Form D (earlier) · Feb 18, 2009 ↗Form D (later) · Nov 20, 2009 ↗Root Wireless, Inc. — PartnerFacts page ↗
Sources
Note · Feb 18, 2009 – Nov 20, 2009

Minimum investment changed between filings — Root Wireless, Inc.

The Feb 18, 2009 filing lists a minimum of $5,000; the Nov 20, 2009 Form D lists $16,667.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Form D (earlier) · Feb 18, 2009 ↗Form D (later) · Nov 20, 2009 ↗Root Wireless, Inc. — PartnerFacts page ↗
Sources
Note · Feb 18, 2009 – Jan 13, 2011

Reported revenue range changed between filings — Root Wireless, Inc.

"No Revenues" (Feb 18, 2009); then "$1 - $1,000,000" (Nov 20, 2009); then "Decline to Disclose" (Jan 13, 2011).

What this means This is the size band the issuer picks for itself on the form. A change can mean the business grew or shrank — or that it chose not to say. Ask for current numbers.

Form D · Feb 18, 2009 ↗Form D/A · Nov 20, 2009 ↗Form D · Jan 13, 2011 ↗Root Wireless, Inc. — PartnerFacts page ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

0 of 2 offerings report sales commissions; 1 reports finder's fees totalling $200,000; 0 report proceeds to related persons. (includes amounts the issuer reported as estimates)

Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Jan 13, 2011 D
Root Wireless, Inc.
File 021-153597
$0$0$0None listed on this filingEDGAR ↗
Nov 20, 2009 D/A
Root Wireless, Inc.
File 021-127009
$0$200,000 (est.)$0 (est.)Evolution Capital Advisors, LLC BrokerCheck CRD 137738 ↗EDGAR ↗
How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 1

Every issuer that named Paul Griff on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

RW
Other Technology

Root Wireless, Inc.

Bellevue, WA · Feb 18, 2009 → Jan 13, 2011 · 4 filings
  • Jan 13, 2011 · D · $893,063 sold of $2,000,000 · 32 investors · min. $5,000 · role: Executive Officer, Director EDGAR ↗
  • Nov 20, 2009 · D/A · $3,041,440 sold of $3,500,000 · 38 investors · min. $16,667 · role: Executive Officer, Director, Promoter EDGAR ↗
  • Nov 20, 2009 · D · $3,041,440 sold of $3,500,000 · 38 investors · min. $16,667 · role: Executive Officer, Director, Promoter EDGAR ↗
  • Feb 18, 2009 · D · $729,000 sold of $750,000 · 15 investors · min. $5,000 · role: Executive Officer, Director, Promoter EDGAR ↗

Raised $3.04M from 38 investors (100% of the $2M target) as of the latest filing. Paul is listed as executive officer, director, promoter on 4 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

People around Paul 3

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

SA
No photo found yet (own website and image search run after this page is viewed)
Person

Scott Anderson

Director · 4 shared filings (1 issuer) · also on 6 other issuers

Scott Anderson is on 7 issuers in total — a repeat sponsor. Their page lists every one.

JB
No photo found yet (own website and image search run after this page is viewed)
Person

Jason Browne

Executive Officer · 3 shared filings (1 issuer)

Listed on the same filings as Paul Griff. Their page shows their other deals.

RD
No photo found yet (own website and image search run after this page is viewed)
Person

Ronald Dicklin

Executive Officer · 3 shared filings (1 issuer)

Listed on the same filings as Paul Griff. Their page shows their other deals.

Registrations and other filings

Adviser registration (Form ADV)

None of the 1 issuer this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to Paul Griff by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 1 issuer this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers Paul Griff is listed on: none on file. No website or social profile named in Root Wireless, Inc.'s SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #349,818 of 374,652 in line (1,384 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (Bellevue, WA). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Social and web

LinkedIn people search ↗Instagram ↗X (Twitter) ↗Facebook ↗YouTube ↗Google ↗Google Images ↗Google News ↗Meta Ad Library ↗

Courts

CourtListener / RECAP (federal) ↗PACER case locator (federal, login) ↗Washington Courts case search (dw.courts.wa.gov) ↗

Securities regulators

SEC EDGAR full-text search ↗SEC action look-up ↗FINRA BrokerCheck ↗SEC IAPD adviser search ↗

Business registries

Washington Secretary of State business search ↗OpenCorporates ↗

Change history

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