PAUL GRAY is listed as an executive officer and director on 18 SEC Form D filings by 4 issuers between Dec 2011 and Feb 2018: Sentons, Inc. (Sunnyvale, CA — other technology — 2011–2014; $23.5M reported sold to 4 investors), PREFERRED YIELD PLUS LP (Orinda, CA — pooled investment fund — 2016–2018; $20.2M reported sold to 152 investors), CONDOR PARTNERS L P (Orinda, CA — pooled investment fund — 2013–2018; $14.1M reported sold to 68 investors) and DOUBLE GREEN FUND, LP (Orinda, CA — pooled investment fund — 2016–2017; $671K reported sold to 4 investors).
What this means A repeat sponsor — 4 separate companies raised money with this person listed as executive officer and director, over about 7 years. Across those companies the filings report $58.4M sold in total.
Listed alongside ORINDA ASSET MANAGEMENT LLC (13 shared filings, management entity), USHER GP, LLC (13 shared filings, management entity), DOUBLE GREEN PARTNERS LLC (12 shared filings, management entity), Feng Deng (5 shared filings), Ford Tamer (5 shared filings) and 3 others.
What this means These are the other officers, directors or promoters the companies named on the same forms — the team around PAUL. Each name links to their own page.
3 of the issuers belong to the sponsor group Usher (4 issuers, $44.4M reported sold, 2012–2018).
What this means A sponsor group is one team that sets up a new company for each deal. Usher has 4 companies on file and $44.4M reported sold in total — the group page shows the whole track record in one place.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AZ, CA, DE, TX, WA) — 5 bankruptcy cases matching the name listed in Key records below.
What this means 5 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.
We compared 18 public filings for PAUL GRAY and found 19 differences, 3 worth asking the sponsor about: 5 offerings reported less sold on a later filing than an earlier one; Investor count went down between filings; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.