PartnerFacts
Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 10:16 AM ET

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PAUL BROCK

Named as an officer, director or promoter on SEC Form D filings · IN · Aug 24, 2009 → Mar 3, 2010

1deal (issuers)
$760Kreported sold
36investors
2Form D filings
2009–2010years on file
Follow this personLook further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:19 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

PAUL BROCK is listed as a director on 2 SEC Form D filings by 1 issuer between Aug 2009 and Mar 2010: OMNICITY CORP. (Rushville, IN — telecommunications — 2009–2010; $760K reported sold to 36 investors).

What this means One deal on file with the SEC. A Form D is the notice a company files after it starts selling a private investment — it is a notice, not an approval.

Listed alongside DAVID BRADFORD (2 shared filings), DONALD PREST (2 shared filings), GREG JARMAN (2 shared filings), RICHARD BELTZHOOVER (2 shared filings), ROBERT PEARSON (2 shared filings) and 2 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around PAUL. Each name links to their own page.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY) — 1 court case matching the name, 24 bankruptcy cases matching the name listed in Key records below.

What this means 25 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 2 public filings for PAUL BROCK and found 11 differences, 4 worth asking the sponsor about: Amount sold went down between filings; Investor count went down between filings; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for PAUL BROCK has not run yet — it is joining a line of 50,588 names; searches run around the clock at the hosts' allowed rate. Searched so far: 641 names.

Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

1 case: 1 dismissed

US v. BROCK, PAUL W dismissed
District Court, N.D. California · No. · Filed Jun 10, 1987 · Closed Nov 6, 1987 · Nature of suit: 153 Recovery of overpayments of vet benefits
Role of BROCK, PAUL W: Defendant · Outcome: Terminated 1987-11-06 — FJC Integrated Database disposition: Dismissed: lack of jurisdiction Docket on CourtListener ↗
same full name (a name found in 50 federal dockets); 5 people with this name in Form D filings; court in CA (not a filing state)
What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:19 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: 48 regulators (FINRA, NASAA, 37 states) — crawled Oct 24, 2026, 8:48 AM ET

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched PAUL BROCK..

State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).

3. Bankruptcies

24 cases: 24 closed (disposition not in docket feed)

Paul Brock closed
United States Bankruptcy Court, N.D. Florida · No. 23-50078 · Filed May 15, 2023 · Closed Aug 15, 2023
Role of Paul Brock: Debtor · Outcome: Case closed 2023-08-15 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 50 federal dockets); 5 people with this name in Form D filings; court in FL (not a filing state)
Paul Brock and Karen Brock closed
United States Bankruptcy Court, W.D. Kentucky · No. 16-10183 · Filed Mar 3, 2016 · Closed May 6, 2021
Role of Paul Brock and Karen Brock: Debtor · Outcome: Case closed 2021-05-06 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 50 federal dockets); 5 people with this name in Form D filings; court in KY (not a filing state)
Paul W. Brock and Shana M. Brock closed
United States Bankruptcy Court, E.D. Kentucky · No. 14-60330 · Filed Mar 13, 2014 · Closed Jul 11, 2014
Role of Paul W. Brock and Shana M. Brock: Debtor · Outcome: Case closed 2014-07-11 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 50 federal dockets); 5 people with this name in Form D filings; court in KY (not a filing state)
Paul E. Brock and Sheila K. Brock closed
United States Bankruptcy Court, E.D. Texas · No. 13-10024 · Filed Jan 17, 2013 · Closed May 10, 2018
Role of Paul E. Brock and Sheila K. Brock: Debtor · Outcome: Case closed 2018-05-10 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 50 federal dockets); 5 people with this name in Form D filings; court in TX (not a filing state)
Paul Brock and Brock Rachel closed
United States Bankruptcy Court, N.D. Oklahoma · No. 10-13051 · Filed Aug 31, 2010 · Closed Dec 30, 2010
Role of Paul Brock and Brock Rachel: Debtor · Outcome: Case closed 2010-12-30 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 50 federal dockets); 5 people with this name in Form D filings; court in OK (not a filing state)
Paul A. Brock closed
United States Bankruptcy Court, E.D. Arkansas · No. 4:09-bk-11435 · Filed Mar 2, 2009 · Closed Jun 16, 2009
Role of Paul A. Brock: Debtor · Outcome: Case closed 2009-06-16 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 50 federal dockets); 5 people with this name in Form D filings; court in AR (not a filing state)
Paul D. Brock closed
United States Bankruptcy Court, N.D. Florida · No. 06-50106 · Filed May 17, 2006 · Closed Aug 13, 2010
Role of Paul D. Brock: Debtor · Outcome: Case closed 2010-08-13 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 50 federal dockets); 5 people with this name in Form D filings; court in FL (not a filing state)
PAUL C BROCK and CRYSTAL D BROCK closed
United States Bankruptcy Court, D. Minnesota · No. 03-46261 · Filed Sep 4, 2003 · Closed Mar 29, 2004
Role of PAUL C BROCK and CRYSTAL D BROCK: Debtor · Outcome: Case closed 2004-03-29 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 50 federal dockets); 5 people with this name in Form D filings; court in MN (not a filing state)
Paul W. Brock and Sandra D. Brock closed
United States Bankruptcy Court, E.D. Michigan · No. 03-58245 · Filed Jun 27, 2003 · Closed Mar 17, 2009
Role of Paul W. Brock and Sandra D. Brock: Debtor · Outcome: Case closed 2009-03-17 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 50 federal dockets); 5 people with this name in Form D filings; court in MI (not a filing state)
PAUL BROCK and GLENDA BROCK closed
United States Bankruptcy Court, S.D. Mississippi · No. 02-03260 · Filed Jun 11, 2002 · Closed Jan 22, 2003
Role of PAUL BROCK and GLENDA BROCK: Debtor · Outcome: Case closed 2003-01-22 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 50 federal dockets); 5 people with this name in Form D filings; court in MS (not a filing state)
Paul E. Brock and Sheila K. Brock closed
United States Bankruptcy Court, E.D. Texas · No. 02-12294 · Filed Apr 30, 2002 · Closed May 25, 2007
Role of Paul E. Brock and Sheila K. Brock: Debtor · Outcome: Case closed 2007-05-25 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 50 federal dockets); 5 people with this name in Form D filings; court in TX (not a filing state)
PAUL BROCK and GLENDA FAY BROCK closed
United States Bankruptcy Court, S.D. Mississippi · No. 01-06781 · Filed Dec 4, 2001 · Closed Sep 9, 2002
Role of PAUL BROCK and GLENDA FAY BROCK: Debtor · Outcome: Case closed 2002-09-09 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 50 federal dockets); 5 people with this name in Form D filings; court in MS (not a filing state)
PAUL S. BROCK closed
United States Bankruptcy Court, N.D. Alabama · No. 01-41990 · Filed May 29, 2001 · Closed Oct 22, 2001
Role of PAUL S. BROCK: Debtor · Outcome: Case closed 2001-10-22 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 50 federal dockets); 5 people with this name in Form D filings; court in AL (not a filing state)
Paul D. Brock and Kathy S. Brock closed
United States Bankruptcy Court, W.D. Michigan · No. 00-90781 · Filed Nov 1, 2000 · Closed Feb 20, 2001
Role of Paul D. Brock and Kathy S. Brock: Debtor · Outcome: Case closed 2001-02-20 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 50 federal dockets); 5 people with this name in Form D filings; court in MI (not a filing state)
Paul E. Brock and Sheila K. Brock closed
United States Bankruptcy Court, E.D. Texas · No. 99-10812 · Filed May 19, 1999 · Closed Aug 23, 1999
Role of Paul E. Brock and Sheila K. Brock: Debtor · Outcome: Case closed 1999-08-23 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 50 federal dockets); 5 people with this name in Form D filings; court in TX (not a filing state)
PAUL K. BROCK and BRIDGET M. BROCK closed
United States Bankruptcy Court, D. Arizona · No. 0:95-bk-00377 · Filed Dec 19, 1995 · Closed Apr 30, 1996
Role of PAUL K. BROCK and BRIDGET M. BROCK: Debtor · Outcome: Case closed 1996-04-30 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 50 federal dockets); 5 people with this name in Form D filings; court in AR (not a filing state)
Paul D Brock closed
United States Bankruptcy Court, S.D. Ohio · No. 3:93-bk-33782 · Filed Oct 20, 1993 · Closed Jun 28, 1996
Role of Paul D Brock: Debtor · Outcome: Case closed 1996-06-28 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 50 federal dockets); 5 people with this name in Form D filings; court in OH (not a filing state)
Paul E. Brock closed
United States Bankruptcy Court, M.D. Florida · No. 8:92-bk-03797 · Filed Mar 23, 1992 · Closed Sep 28, 1992
Role of Paul E. Brock: Debtor · Outcome: Case closed 1992-09-28 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 50 federal dockets); 5 people with this name in Form D filings; court in FL (not a filing state)
Paul Brock closed
United States Bankruptcy Court, D. Connecticut · No. 91-52925 · Filed Oct 28, 1991 · Closed May 13, 1992
Role of Paul Brock: Debtor · Outcome: Case closed 1992-05-13 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 50 federal dockets); 5 people with this name in Form D filings; court in CT (not a filing state)
Paul D. Brock and Cinda E. Brock closed
United States Bankruptcy Court, S.D. Ohio · No. 3:91-bk-33303 · Filed Jul 12, 1991 · Closed Dec 2, 1991
Role of Paul D. Brock and Cinda E. Brock: Debtor · Outcome: Case closed 1991-12-02 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 50 federal dockets); 5 people with this name in Form D filings; court in OH (not a filing state)
Paul Brock and Marciea Brock closed
United States Bankruptcy Court, D. Oregon · No. 89-62720 · Filed Aug 16, 1989 · Closed Dec 4, 1989
Role of Paul Brock and Marciea Brock: Debtor · Outcome: Case closed 1989-12-04 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 50 federal dockets); 5 people with this name in Form D filings; court in OR (not a filing state)
Paul B Brock and Ruby B Brock closed
United States Bankruptcy Court, S.D. Ohio · No. 1:85-bk-12563 · Filed Sep 27, 1985 · Closed May 1, 1987
Role of Paul B Brock and Ruby B Brock: Debtor · Outcome: Case closed 1987-05-01 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 50 federal dockets); 5 people with this name in Form D filings; court in OH (not a filing state)
Paul H. Brock closed
United States Bankruptcy Court, C.D. California · No. 1:84-bk-13013 · Filed Aug 1, 1984 · Closed May 14, 1986
Role of Paul H. Brock: Debtor · Outcome: Case closed 1986-05-14 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 50 federal dockets); 5 people with this name in Form D filings; court in CA (not a filing state)
Paul T. Brock closed
United States Bankruptcy Court, N.D. Illinois · No. 84-04987 · Filed Apr 17, 1984 · Closed Jun 7, 1985
Role of Paul T. Brock: Debtor · Outcome: Case closed 1985-06-07 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 50 federal dockets); 5 people with this name in Form D filings; court in IL (not a filing state)
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:19 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

11 differences found between the filings for PAUL BROCK — 4 worth asking about (compared 2 filings on Oct 24, 2026)

Note · Jan 25, 2002 – Feb 24, 2003

Bankruptcy case: Kleven v. Herdrich Petroleum Corp. — filed Jan 25, 2002

United States Bankruptcy Court, N.D. Indiana docket "Kleven v. Herdrich Petroleum Corp." filed Jan 25, 2002, closed Feb 24, 2003. WILLIAM HERDRICH (listed on the same filings) is listed as Defendant ("Herdrich Petroleum Corp."). Our match estimate: 70%.

What this means A bankruptcy filing was found. Many are old or personal and have nothing to do with the deal — but ask what it was and when it closed.

Docket · United States Bankruptcy Court, N.D. Indiana ↗WILLIAM HERDRICH — PartnerFacts page ↗
Sources
Worth asking · Aug 24, 2009 – Mar 3, 2010

Amount sold went down between filings — OMNICITY CORP.

The Aug 24, 2009 filing says $759,586 sold; the Mar 3, 2010 Form D says $125,000 sold — $634,586 less.

What this means Amounts sold normally only go up as a raise continues. A drop can mean investors were refunded, a figure was corrected, or an earlier number was wrong. Ask the sponsor which it was.

Form D (earlier) · Aug 24, 2009 ↗Form D (later) · Mar 3, 2010 ↗OMNICITY CORP. — PartnerFacts page ↗
Sources
Worth asking · Aug 24, 2009 – Mar 3, 2010

Investor count went down between filings — OMNICITY CORP.

The Aug 24, 2009 filing reports 36 investors; the Mar 3, 2010 Form D reports 11 investors.

What this means Investor counts normally only grow. A smaller number can mean investors left or were refunded, or a count was corrected. Ask the sponsor what happened.

Form D (earlier) · Aug 24, 2009 ↗Form D (later) · Mar 3, 2010 ↗OMNICITY CORP. — PartnerFacts page ↗
Sources
Worth asking · Oct 13, 2009 – Mar 3, 2010

Form D filed 141 days after the first sale — OMNICITY CORP.

The filing says the first sale was Oct 13, 2009. The Form D was filed Mar 3, 2010 — 141 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 126 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

Form D · Mar 3, 2010 ↗OMNICITY CORP. — PartnerFacts page ↗
Sources
Worth asking · May 8, 2009 – Aug 24, 2009

Form D filed 108 days after the first sale — OMNICITY CORP.

The filing says the first sale was May 8, 2009. The Form D was filed Aug 24, 2009 — 108 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 93 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

Form D · Aug 24, 2009 ↗OMNICITY CORP. — PartnerFacts page ↗
Sources
Note · Aug 24, 2009 – Mar 3, 2010

Offering amount lowered between filings — OMNICITY CORP.

The Aug 24, 2009 filing says $1,302,147 offered; the Mar 3, 2010 Form D says $125,000.

What this means The target raise got smaller. That can mean the plan shrank or the sponsor stopped early. Ask what changed in the deal.

Form D (earlier) · Aug 24, 2009 ↗Form D (later) · Mar 3, 2010 ↗OMNICITY CORP. — PartnerFacts page ↗
Sources
Note · Dec 15, 2017 – May 18, 2021

Same name, different state: "Paul B. Brock" (GA) is a separate record

This page covers filings where the address state is IN. A separate record, "Paul B. Brock" with address state GA, is listed on 2 filings — most recently by Greater Community Bancshares, Inc. (May 18, 2021). The two records do not overlap in time: this page runs Aug 24, 2009 to Mar 3, 2010; the other runs Dec 15, 2017 to May 18, 2021.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

Paul B. Brock (GA) — PartnerFacts page ↗Form D · May 18, 2021 ↗Greater Community Bancshares, Inc. — PartnerFacts page ↗PAUL BROCK (IN) — this page ↗
Sources
Note · Nov 4, 2015

Same name, different state: "Paul R. Brock" (WY) is a separate record

This page covers filings where the address state is IN. A separate record, "Paul R. Brock" with address state WY, is listed on 1 filing — most recently by Cody Firearms Experience, LLC (Nov 4, 2015). The two records do not overlap in time: this page runs Aug 24, 2009 to Mar 3, 2010; the other has one filing dated Nov 4, 2015.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

Paul R. Brock (WY) — PartnerFacts page ↗Form D · Nov 4, 2015 ↗Cody Firearms Experience, LLC — PartnerFacts page ↗PAUL BROCK (IN) — this page ↗
Sources
Note · Dec 17, 2014 – Apr 28, 2015

Same name, different state: "Paul K. Brock, Jr." (TN) is a separate record

This page covers filings where the address state is IN. A separate record, "Paul K. Brock, Jr." with address state TN, is listed on 2 filings — most recently by Escadrille Inc. (Apr 28, 2015). The two records do not overlap in time: this page runs Aug 24, 2009 to Mar 3, 2010; the other runs Dec 17, 2014 to Apr 28, 2015.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

Paul K. Brock, Jr. (TN) — PartnerFacts page ↗Form D · Apr 28, 2015 ↗Escadrille Inc. — PartnerFacts page ↗PAUL BROCK (IN) — this page ↗
Sources
Note · May 4, 2011

Same name, different state: "PAUL BROCK" (AZ) is a separate record

This page covers filings where the address state is IN. A separate record, "PAUL BROCK" with address state AZ, is listed on 1 filing — most recently by Zoro Mining Corp. (May 4, 2011). The two records do not overlap in time: this page runs Aug 24, 2009 to Mar 3, 2010; the other has one filing dated May 4, 2011.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

PAUL BROCK (AZ) — PartnerFacts page ↗Form D · May 4, 2011 ↗Zoro Mining Corp. — PartnerFacts page ↗PAUL BROCK (IN) — this page ↗
Sources
Note · Aug 24, 2009 – Mar 3, 2010

Address moved from Carmel, IN to Rushville, IN — OMNICITY CORP.

The people listed on the Aug 24, 2009 filing give Carmel, IN; on the Mar 3, 2010 filing they give Rushville, IN.

What this means Businesses move; this just shows the two places and dates. If you were told one city and the forms say another, ask which is current.

Form D · Aug 24, 2009 ↗Form D · Mar 3, 2010 ↗OMNICITY CORP. — PartnerFacts page ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

None reported on 1 offering — no sales commissions, finder's fees or proceeds to insiders

Per-offering detail
Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Mar 3, 2010 D
OMNICITY CORP.
File 021-133892
$0$0$0None listed on this filingEDGAR ↗

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 1

Every issuer that named Paul Brock on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

OC
Telecommunications

OMNICITY CORP.

Rushville, IN · Aug 24, 2009 → Mar 3, 2010 · 2 filings
  • Mar 3, 2010 · D · $125,000 sold of $125,000 · 11 investors · min. No minimum reported · role: Director EDGAR ↗
  • Aug 24, 2009 · D · $759,586 sold of $1,302,147 · 36 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $760K from 36 investors (100% of the $125K target) as of the latest filing. Paul is listed as director on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Other pages with the same name (4)

Separate person records under the same name, not combined with this page. Each line says whether it shares an issuer with this record.

  • PAUL BROCK — AZ, 1 issuer, May 4, 2011 → May 4, 2011 · no shared issuer
  • Paul K. Brock, Jr. — TN, 1 issuer, Dec 17, 2014 → Apr 28, 2015 · no shared issuer
  • Paul R. Brock — WY, 1 issuer, Nov 4, 2015 → Nov 4, 2015 · no shared issuer
  • Paul B. Brock — GA, 1 issuer, Dec 15, 2017 → May 18, 2021 · no shared issuer

People around Paul 7

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

RP
No photo found yet (own website and image search run after this page is viewed)
Person

ROBERT PEARSON

Director · 2 shared filings (1 issuer)

Listed on the same filings as Paul Brock. Their page shows their other deals.

DP
No photo found yet (own website and image search run after this page is viewed)
Person

DONALD PREST

Executive Officer, Director · 2 shared filings (1 issuer)

Listed on the same filings as Paul Brock. Their page shows their other deals.

WH
No photo found yet (own website and image search run after this page is viewed)
Person

WILLIAM HERDRICH

Director · 2 shared filings (1 issuer)

Listed on the same filings as Paul Brock. Their page shows their other deals.

GJ
No photo found yet (own website and image search run after this page is viewed)
Person

GREG JARMAN

Executive Officer, Director · 2 shared filings (1 issuer)

Listed on the same filings as Paul Brock. Their page shows their other deals.

DB
No photo found yet (own website and image search run after this page is viewed)
Person

DAVID BRADFORD

Executive Officer, Director · 2 shared filings (1 issuer)

Listed on the same filings as Paul Brock. Their page shows their other deals.

RB
No photo found yet (own website and image search run after this page is viewed)
Person

RICHARD BELTZHOOVER

Executive Officer, Director · 2 shared filings (1 issuer)

Listed on the same filings as Paul Brock. Their page shows their other deals.

RR
No photo found yet (own website and image search run after this page is viewed)
Person

RICHARD REAHARD

Director · 1 shared filing (1 issuer)

Listed on the same filings as Paul Brock. Their page shows their other deals.

Registrations and other filings

Business registration (state registry / Secretary of State)

Individuals are not matched to business registrations — registries list companies, and a name alone is not enough to tie a person to one. Officers and managers appear by name inside each matched company's record on the issuer pages. Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file).

Adviser registration (Form ADV)

None of the 1 issuer this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to PAUL BROCK by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 1 issuer this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers Paul Brock is listed on: none on file. No website or social profile named in OMNICITY CORP.'s SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #363,777 of 374,652 in line (1,386 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (Rushville, IN). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Social and web

LinkedIn people search ↗Instagram ↗X (Twitter) ↗Facebook ↗YouTube ↗Google ↗Google Images ↗Google News ↗Meta Ad Library ↗

Courts

CourtListener / RECAP (federal) ↗PACER case locator (federal, login) ↗Indiana state courts — find the court ↗

Securities regulators

SEC EDGAR full-text search ↗SEC action look-up ↗FINRA BrokerCheck ↗SEC IAPD adviser search ↗

Business registries

Indiana Secretary of State business search ↗OpenCorporates ↗

Change history

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