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Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 10:16 AM ET

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Patrick W. Galley

Named as an officer, director or promoter on SEC Form D filings · IL, FL · May 24, 2010 → Jan 25, 2022

8deals (issuers)
$2.16Breported sold
1,054investors
60Form D filings
2010–2022years on file
Follow this personLook further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:21 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Patrick W. Galley is listed as an executive officer, director, and promoter on 60 SEC Form D filings by 8 issuers between May 2010 and Oct 2026. Largest by amount reported sold: RiverNorth Institutional Partners, L.P. (West Palm Beach, FL — pooled investment fund — 2011–2026; $1.03B reported sold to 507 investors), Sound Point Discovery Fund LLC (New York, NY — pooled investment fund — 2016–2019; $459.4M reported sold to 231 investors), RIVERNORTH CAPITAL PARTNERS, L.P. (West Palm Beach, FL — pooled investment fund — 2010–2026; $250.5M reported sold to 213 investors), Rivernorth SPAC Arbitrage Fund, LP (West Palm Beach, FL — pooled investment fund — 2020–2026; $172M reported sold to 42 investors), RIVERNORTH SELECT PARTNERS, L.P. (West Palm Beach, FL — pooled investment fund — 2024–2026; $156.7M reported sold to 31 investors) and 3 more (all listed below).

What this means A repeat sponsor — 8 separate companies raised money with this person listed as executive officer, director, and promoter, over about 16 years. Across those companies the filings report $2.16B sold in total.

Listed alongside Jonathan M. Mohrhardt (60 shared filings), Management, LLC RiverNorth Capital (38 shared filings), Brian H. Schmucker (37 shared filings), Marc L. Collins (29 shared filings), Marcus L. Collins (24 shared filings) and 10 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Patrick. Each name links to their own page.

The issuers belong to 2 sponsor groups: Rivernorth (8 issuers, $1.52B reported sold, 2010–2026) and Sound Point (45 issuers, $10.14B reported sold, 2010–2026).

What this means This person is listed across more than one sponsor team; each group page shows that team's full track record.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY) — 18 court cases matching the name, 15 bankruptcy cases matching the name listed in Key records below.

What this means 33 records came back, including 1 court case still open — open cases can take years and cost money. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared the newest 50 of 60 public filings for Patrick W. Galley and found 13 differences, 4 worth asking the sponsor about: Amount sold went down between filings; 9 offerings reported fewer investors on a later filing; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Patrick W. Galley has not run yet — it is joining a line of 50,436 names; searches run around the clock at the hosts' allowed rate. Searched so far: 641 names.

Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

18 cases: 6 closed (disposition not in docket feed), 1 open, 9 dismissed, 2 judgment

Galley v. Nusr-et New York LLC closed
District Court, S.D. New York · No. 1:23-cv-07322 · Filed Aug 17, 2023 · Closed Nov 21, 2023
Role of Galley: Plaintiff · Outcome: Terminated 2023-11-21 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 72 federal dockets); surname only in the caption; court in the person's filing state (NY)
Garden and Galley LLC v. Guzman closed
District Court, N.D. Alabama · No. 2:22-cv-01511 · Filed Nov 29, 2022 · Closed Jan 22, 2025
Role of Garden and Galley LLC: Plaintiff · Outcome: Terminated 2025-01-22 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 72 federal dockets); surname only in the caption; court in AL (not a filing state)
GALLEY v. COOK INCORPORATED open
District Court, S.D. Indiana · No. 1:21-cv-00061 · Filed Jan 8, 2021
Role of GALLEY: Plaintiff · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 72 federal dockets); surname only in the caption; court in IN (not a filing state)
Galley v. State Farm Mutual Automobile Insurance Company closed
District Court, D. Alaska · No. 3:20-cv-00287 · Filed Nov 16, 2020 · Closed Jan 28, 2021
Role of Galley: Plaintiff · Outcome: Terminated 2021-01-28 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 72 federal dockets); surname only in the caption; court in AK (not a filing state)
Galley v. USAA Casualty Insurance Company closed
District Court, S.D. Ohio · No. 3:20-cv-00316 · Filed Jul 31, 2020 · Closed Sep 23, 2022
Role of Galley: Plaintiff · Outcome: Terminated 2022-09-23 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 72 federal dockets); surname only in the caption; court in OH (not a filing state)
The Galley LLC v. Saxena dismissed
District Court, D. Nevada · No. 3:20-cv-00148 · Filed Mar 5, 2020 · Closed Jul 20, 2020 · Nature of suit: Contract: Other · Cause: 28:1332 Diversity-Contract Dispute
Role of The Galley LLC: Plaintiff · Outcome: Terminated 2020-07-20 — FJC Integrated Database disposition: Dismissed: other Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 72 federal dockets); surname only in the caption; court in NV (not a filing state)
Galley v. Janssen Research & Development LLC dismissed
District Court, E.D. Louisiana · No. 2:17-cv-13567 · Filed Nov 28, 2017 · Closed Sep 11, 2020 · Nature of suit: 367 Health care / pharm
Role of Galley: Plaintiff · Outcome: Terminated 2020-09-11 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 72 federal dockets); surname only in the caption; court in LA (not a filing state)
GALLEY v. NJ TRANSIT RAIL OPERATIONS, INC. closed
District Court, D. New Jersey · No. 2:16-cv-02088 · Filed Apr 14, 2016 · Closed Nov 22, 2021 · Nature of suit: 330 Federal Employer's Liability · Cause: 45:51 Railways: Fed. Employer's Liability Act
Role of GALLEY: Plaintiff · Outcome: Terminated 2021-11-22 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 72 federal dockets); surname only in the caption; court in NJ (not a filing state)
Montgomery-Galley v. AbbVie Inc. dismissed
District Court, N.D. Illinois · No. 1:15-cv-04783 · Filed May 29, 2015 · Closed Nov 9, 2020 · Nature of suit: 367 Health care / pharm
Role of Montgomery-Galley: Plaintiff · Outcome: Terminated 2020-11-09 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 72 federal dockets); different first name (montgomery); court in the person's filing state (IL)
Galley v. Springdale Lumber Co judgment
District Court, E.D. Washington · No. 2:03-cv-00253 · Filed Jul 18, 2003 · Closed Feb 23, 2004 · Nature of suit: 380 Other personal property damage
Role of Galley: Plaintiff · Outcome: Terminated 2004-02-23 — FJC Integrated Database disposition: Judgment on motion before trial; judgment for defendant Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 72 federal dockets); surname only in the caption; court in WA (not a filing state)
O.S.I. Corporation v. Galley dismissed
District Court, N.D. California · No. 3:95-cv-00054 · Filed Jan 5, 1995 · Closed Feb 28, 1997 · Nature of suit: 850 Securities, Commodities, Exchange
Role of Galley: Defendant · Outcome: Terminated 1997-02-28 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 72 federal dockets); surname only in the caption; court in CA (not a filing state)
Silo, Inc. v. Galley Company, The dismissed
District Court, D. Colorado · No. 1:93-cv-02715 · Filed Dec 23, 1993 · Closed May 26, 1994 · Nature of suit: 230 Rent, lease, ejectment · Cause: 28:2201 Declaratory Judgment
Role of Galley Company, The: Defendant · Outcome: Terminated 1994-05-26 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 72 federal dockets); surname only in the caption; court in CO (not a filing state)
LONG CHRISTOPHER v. NERLIONO GALLEY INC judgment
District Court, S.D. New York · No. · Filed Nov 18, 1988 · Closed Feb 7, 1989 · Nature of suit: 190 Other contract actions
Role of NERLIONO GALLEY INC: Defendant · Outcome: Terminated 1989-02-07 — FJC Integrated Database disposition: Judgment on motion before trial; judgment for plaintiff Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 72 federal dockets); different first name (nerliono); court in the person's filing state (NY)
DORWAY GARMENT LTD v. MISS GALLEY LTD dismissed
District Court, S.D. New York · No. · Filed Oct 27, 1988 · Closed May 16, 1989 · Nature of suit: 190 Other contract actions
Role of MISS GALLEY LTD: Defendant · Outcome: Terminated 1989-05-16 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 72 federal dockets); different first name (miss); court in the person's filing state (NY)
GALLEY v. TERMINIX INTERNAT INC dismissed
District Court, W.D. Oklahoma · No. · Filed Jun 1, 1987 · Closed May 17, 1988 · Nature of suit: 190 Other contract actions
Role of GALLEY: Plaintiff · Outcome: Terminated 1988-05-17 — FJC Integrated Database disposition: Dismissed: lack of jurisdiction Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 72 federal dockets); surname only in the caption; court in OK (not a filing state)
Stelly v. Galley Supply Inc dismissed
District Court, E.D. Louisiana · No. 2:86-cv-05662 · Filed Dec 23, 1986 · Closed May 24, 1996 · Nature of suit: 190 Other contract actions
Role of Galley Supply Inc: Defendant · Outcome: Terminated 1996-05-24 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 72 federal dockets); surname only in the caption; court in LA (not a filing state)
GALLEY v. GNOC CORP dismissed
District Court, S.D. New York · No. · Filed Nov 13, 1984 · Closed Dec 28, 1987 · Nature of suit: 190 Other contract actions
Role of GALLEY: Plaintiff · Outcome: Terminated 1987-12-28 — FJC Integrated Database disposition: Dismissed: want of prosecution Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 72 federal dockets); surname only in the caption; court in the person's filing state (NY)
Parker v. Galley-Masters Inc closed
District Court, W.D. Louisiana · No. 6:84-cv-01583 · Filed Jun 11, 1984 · Closed Aug 22, 1986
Role of Galley-Masters Inc: Defendant · Outcome: Terminated 1986-08-22 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 72 federal dockets); surname only in the caption; court in LA (not a filing state)
What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:21 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: 48 regulators (FINRA, NASAA, 37 states) — crawled Oct 24, 2026, 8:48 AM ET

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Patrick W. Galley..

State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).

3. Bankruptcies

15 cases: 15 closed (disposition not in docket feed)

Galley v. Nationstar Mortgage, LLC closed
United States Bankruptcy Court, W.D. Pennsylvania · No. 13-02373 · Filed Oct 22, 2013 · Closed Jan 7, 2014
Role of Galley: Plaintiff · Outcome: Case closed 2014-01-07 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 72 federal dockets); surname only in the caption; court in PA (not a filing state)
Galley v. One Main Financial, Inc., as Servicer, for Citifin closed
United States Bankruptcy Court, M.D. Florida · No. 3:12-ap-00442 · Filed Jun 13, 2012 · Closed Jan 9, 2013
Role of Galley: Plaintiff · Outcome: Case closed 2013-01-09 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 72 federal dockets); surname only in the caption; court in the person's filing state (FL)
Discover Bank v. Galley closed
United States Bankruptcy Court, W.D. Louisiana · No. 11-05005 · Filed Feb 4, 2011 · Closed Nov 17, 2011
Role of Galley: Defendant · Outcome: Case closed 2011-11-17 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 72 federal dockets); surname only in the caption; court in LA (not a filing state)
The Galley Restaurant, Inc. closed
United States Bankruptcy Court, M.D. Florida · No. 3:08-bk-03774 · Filed Jun 27, 2008 · Closed Sep 29, 2010
Role of The Galley Restaurant, Inc.: Debtor · Outcome: Case closed 2010-09-29 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 72 federal dockets); surname only in the caption; court in the person's filing state (FL)
Patrick E. Galley closed
United States Bankruptcy Court, N.D. Ohio · No. 07-19571 · Filed Dec 18, 2007 · Closed Mar 28, 2008
Role of Patrick E. Galley: Debtor · Outcome: Case closed 2008-03-28 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 72 federal dockets); first name matches; court in OH (not a filing state); middle initial differs
Barnacle Bill's Galley, Inc. closed
United States Bankruptcy Court, W.D. New York · No. 1-97-10077 · Filed Jan 7, 1997 · Closed Mar 13, 2000
Role of Barnacle Bill's Galley, Inc.: Debtor · Outcome: Case closed 2000-03-13 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 72 federal dockets); different first name (inc); court in the person's filing state (NY)
Galley West Restaurant, Inc. closed
United States Bankruptcy Court, D. Connecticut · No. 96-33045 · Filed Sep 9, 1996 · Closed Sep 23, 1998
Role of Galley West Restaurant, Inc.: Debtor · Outcome: Case closed 1998-09-23 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 72 federal dockets); surname only in the caption; court in CT (not a filing state)
Horwitz v. Barnacle Bill's Galley, Inc. closed
United States Bankruptcy Court, W.D. New York · No. 1-96-01203 · Filed Aug 15, 1996 · Closed Nov 5, 1996
Role of Barnacle Bill's Galley, Inc.: Defendant · Outcome: Case closed 1996-11-05 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 72 federal dockets); different first name (inc); court in the person's filing state (NY)
Buffalo Wholesale Florist Supply, Inc. v. Galley closed
United States Bankruptcy Court, W.D. New York · No. 1-96-01070 · Filed Mar 4, 1996 · Closed Apr 23, 1996
Role of Galley: Defendant · Outcome: Case closed 1996-04-23 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 72 federal dockets); surname only in the caption; court in the person's filing state (NY)
Port-of-Call Delray Beach, Inc. and Delray Galley, Inc. closed
United States Bankruptcy Court, S.D. Florida. · No. 94-33030 · Filed Sep 15, 1994 · Closed Jan 4, 1995
Role of Port-of-Call Delray Beach, Inc. and Delray Galley, Inc.: Debtor · Outcome: Case closed 1995-01-04 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 72 federal dockets); different first name (delray); court in the person's filing state (FL)
Delray Galley, Inc. closed
United States Bankruptcy Court, S.D. Florida. · No. 94-33031 · Filed Sep 15, 1994 · Closed Jan 4, 1995
Role of Delray Galley, Inc.: Debtor · Outcome: Case closed 1995-01-04 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 72 federal dockets); different first name (inc); court in the person's filing state (FL)
CAPT'N LOUIE'S GALLEY, INC. closed
United States Bankruptcy Court, N.D. Florida · No. 94-00191 · Filed Jul 19, 1994 · Closed Mar 18, 1996
Role of CAPT'N LOUIE'S GALLEY, INC.: Debtor · Outcome: Case closed 1996-03-18 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 72 federal dockets); different first name (inc); court in the person's filing state (FL)
Whitaker v. Galley Maid Marine Products Inc. closed
United States Bankruptcy Court, M.D. Florida · No. 3:92-ap-02230 · Filed Apr 27, 1992 · Closed Jun 30, 1993
Role of Galley Maid Marine Products Inc.: Defendant · Outcome: Case closed 1993-06-30 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 72 federal dockets); surname only in the caption; court in the person's filing state (FL)
The Galley Inc. closed
United States Bankruptcy Court, M.D. Florida · No. 3:90-bk-01219 · Filed Apr 4, 1990 · Closed Oct 5, 1992
Role of The Galley Inc.: Debtor · Outcome: Case closed 1992-10-05 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 72 federal dockets); surname only in the caption; court in the person's filing state (FL)
BARNACLE BILL'S SEAFOOD GALLEY, INC closed
United States Bankruptcy Court, N.D. Florida · No. 86-04533 · Filed Dec 1, 1986 · Closed Jul 22, 1988
Role of BARNACLE BILL'S SEAFOOD GALLEY, INC: Debtor · Outcome: Case closed 1988-07-22 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 72 federal dockets); different first name (inc); court in the person's filing state (FL)
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:21 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

13 differences found between the filings for Patrick W. Galley — 4 worth asking about (compared the newest 50 of 60 filings on Oct 24, 2026; older filings not covered)

Worth asking · Aug 30, 2024 – Aug 29, 2025

Amount sold went down between filings — RiverNorth Institutional Partners, L.P.

The Aug 30, 2024 filing says $1,026,062,285 sold; the Aug 29, 2025 Form D/A says $891,799,907 sold — $134,262,378 less.

What this means Amounts sold normally only go up as a raise continues. A drop can mean investors were refunded, a figure was corrected, or an earlier number was wrong. Ask the sponsor which it was.

Form D/A (earlier) · Aug 30, 2024 ↗Form D/A (later) · Aug 29, 2025 ↗RiverNorth Institutional Partners, L.P. — PartnerFacts page ↗
Sources
Worth asking · May 24, 2024 – May 27, 2025

Amount sold went down between filings — RIVERNORTH CAPITAL PARTNERS, L.P.

The May 24, 2024 filing says $250,505,464 sold; the May 27, 2025 Form D/A says $182,203,634 sold — $68,301,830 less.

What this means Amounts sold normally only go up as a raise continues. A drop can mean investors were refunded, a figure was corrected, or an earlier number was wrong. Ask the sponsor which it was.

Form D/A (earlier) · May 24, 2024 ↗Form D/A (later) · May 27, 2025 ↗RIVERNORTH CAPITAL PARTNERS, L.P. — PartnerFacts page ↗
Sources
Worth asking · Jan 8, 2014 – May 27, 2025

9 offerings reported fewer investors on a later filing

Investor count went down between filings — RIVERNORTH CAPITAL PARTNERS, L.P. · Investor count went down between filings — RiverNorth Institutional Partners, L.P. · Investor count went down between filings — RIVERNORTH CAPITAL PARTNERS, L.P. · Investor count went down between filings — RiverNorth Institutional Partners, L.P. · Investor count went down between filings — RIVERNORTH MUNICIPAL PARTNERS, L.P. · and 4 more

What this means Investor counts normally only grow. Ask the sponsor what happened on each.

Form D/A (earlier) · May 24, 2024 ↗Form D/A (later) · May 27, 2025 ↗RIVERNORTH CAPITAL PARTNERS, L.P. — PartnerFacts page ↗Form D/A (earlier) · Jan 8, 2018 ↗
Sources
Note · Jan 1, 2024 – Feb 8, 2024

Form D filed 38 days after the first sale — RIVERNORTH SELECT PARTNERS, L.P.

The filing says the first sale was Jan 1, 2024. The Form D was filed Feb 8, 2024 — 38 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 23 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

Form D · Feb 8, 2024 ↗RIVERNORTH SELECT PARTNERS, L.P. — PartnerFacts page ↗
Sources
Note · Dec 1, 2020 – Dec 30, 2020

Form D filed 29 days after the first sale — Rivernorth SPAC Arbitrage Fund, LP

The filing says the first sale was Dec 1, 2020. The Form D was filed Dec 30, 2020 — 29 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 14 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

Form D · Dec 30, 2020 ↗Rivernorth SPAC Arbitrage Fund, LP — PartnerFacts page ↗
Sources
Note · Sep 1, 2010 – Sep 13, 2016

No amendment in the last 12 months on an offering that may still be open — RIVERNORTH MUNICIPAL PARTNERS, L.P. (latest filing Sep 13, 2016)

The latest filing for this offering is dated Sep 13, 2016 (first sale Sep 1, 2010). It reports $16,674,484 sold of an indefinite amount offered. No later amendment is in our index as of Oct 24, 2026.

What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.

Form D/A · Sep 13, 2016 ↗RIVERNORTH MUNICIPAL PARTNERS, L.P. — PartnerFacts page ↗
Sources
Note · Jun 24, 2013 – Jun 18, 2014

No amendment in the last 12 months on an offering that may still be open — RIVERNORTH TRADING PARTNERS, L.P. (latest filing Jun 18, 2014)

The latest filing for this offering is dated Jun 18, 2014 (first sale Jun 24, 2013). It reports $2,035,000 sold of an indefinite amount offered. No later amendment is in our index as of Oct 24, 2026.

What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.

Form D/A · Jun 18, 2014 ↗RIVERNORTH TRADING PARTNERS, L.P. — PartnerFacts page ↗
Sources
Worth asking · May 24, 2019 – Apr 23, 2020

Patrick W. Galley is no longer listed on the Apr 23, 2020 amendment — Sound Point Discovery Fund LLC

Patrick W. Galley appears on the May 24, 2019 Form D/A (executive officer) but not on the Apr 23, 2020 Form D/A for the same offering.

What this means People leave, and the issuer must list only current officers, directors and promoters. It is still worth asking why this person left and who replaced them.

Form D/A · May 24, 2019 ↗Form D/A · Apr 23, 2020 ↗Patrick W. Galley — PartnerFacts page ↗Sound Point Discovery Fund LLC — PartnerFacts page ↗
Sources
Note · May 24, 2017 – May 24, 2018

Minimum investment changed between filings — Sound Point Discovery Fund LLC

The May 24, 2017 filing lists a minimum of $250,000; the May 24, 2018 Form D/A lists $0.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Form D/A (earlier) · May 24, 2017 ↗Form D/A (later) · May 24, 2018 ↗Sound Point Discovery Fund LLC — PartnerFacts page ↗
Sources
Note · May 24, 2010 – Jun 3, 2013

Reported net asset value range changed between filings — RIVERNORTH CAPITAL PARTNERS, L.P.

"$5,000,001 - $25,000,000" (May 24, 2010); then "$50,000,001 - $100,000,000" (May 31, 2011); then "$25,000,001 - $50,000,000" (May 31, 2011); then "$50,000,001 - $100,000,000" (Jun 7, 2012); then "Decline to Disclose" (Jun 3, 2013).

What this means This is the size band the issuer picks for itself on the form. A change can mean the business grew or shrank — or that it chose not to say. Ask for current numbers.

Form D · May 24, 2010 ↗Form D/A · May 31, 2011 ↗Form D/A · May 31, 2011 ↗Form D/A · Jun 7, 2012 ↗
Sources
Note · Jan 13, 2010 – Jan 9, 2013

Reported net asset value range changed between filings — RiverNorth Institutional Partners, L.P.

"$1 - $5,000,000" (Jan 13, 2010); then "$25,000,001 - $50,000,000" (Jan 12, 2011); then "$50,000,001 - $100,000,000" (Jan 12, 2012); then "Decline to Disclose" (Jan 9, 2013).

What this means This is the size band the issuer picks for itself on the form. A change can mean the business grew or shrank — or that it chose not to say. Ask for current numbers.

Form D · Jan 13, 2010 ↗Form D/A · Jan 12, 2011 ↗Form D/A · Jan 12, 2012 ↗Form D/A · Jan 9, 2013 ↗
Sources
Note · May 24, 2019 – Sep 7, 2022

4 address changes between filings

Address moved from Chicago, IL to West Palm Beach, FL — Rivernorth SPAC Arbitrage Fund, LP · Address moved from Chicago, IL to West Palm Beach, FL — RiverNorth Institutional Partners, L.P. · Address moved from Chicago, IL to West Palm Beach, FL — RIVERNORTH CAPITAL PARTNERS, L.P. · Address moved from Chicago, IL to New York, NY — Sound Point Discovery Fund LLC

What this means Businesses move. If you were told one city and the forms say another, ask which is current.

Form D/A · Dec 29, 2021 ↗Form D/A · Sep 7, 2022 ↗Rivernorth SPAC Arbitrage Fund, LP — PartnerFacts page ↗Form D/A · Jan 25, 2022 ↗
Sources
Note · May 24, 2010 – Oct 2, 2026

Patrick W. Galley is listed with 2 different address states: IL, FL

IL on 41 filings (May 24, 2010 to Jan 25, 2022); FL on 19 filings (May 25, 2022 to Oct 2, 2026).

What this means The address on a Form D is usually the company's, not the person's home, so this often just reflects different companies. It can also mean a move. Nothing wrong by itself.

Form D · May 24, 2010 ↗Form D/A · May 25, 2022 ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. We compared the newest 50 of 60 filings (work cap); older filings are not covered here. As of Oct 24, 2026.

5. Money to insiders

2 of 8 offerings report sales commissions totalling $250,000; 0 report finder's fees; 0 report proceeds to related persons. (includes amounts the issuer reported as estimates)

Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Oct 2, 2026 D
RIVERNORTH OPPORTUNITIES FUND, INC.
File 021-599830
$130,000 (est.)$0$0UBS Securities LLC BrokerCheck CRD 000007654 ↗
via UBS Securities LLC (CRD 000007654 ↗)
EDGAR ↗
Aug 28, 2026 D/A
RiverNorth Institutional Partners, L.P.
File 021-137758
$0$0$0None listed on this filingEDGAR ↗
Aug 28, 2026 D/A
Rivernorth SPAC Arbitrage Fund, LP
File 021-384770
$0$0$0None listed on this filingEDGAR ↗
May 27, 2026 D/A
RIVERNORTH CAPITAL PARTNERS, L.P.
File 021-142430
$0$0$0 (est.)None listed on this filingEDGAR ↗
Feb 6, 2026 D/A
RIVERNORTH SELECT PARTNERS, L.P.
File 021-504712
$0$0$0None listed on this filingEDGAR ↗
May 24, 2019 D/A
Sound Point Discovery Fund LLC
File 021-263716
$120,000$0$0CLARITYSPRING SECURITIES LLC BrokerCheck CRD 281901 ↗
Blue Sand Securities LLC BrokerCheck CRD 142976 ↗		EDGAR ↗
Sep 13, 2016 D/A
RIVERNORTH MUNICIPAL PARTNERS, L.P.
File 021-147691
$0$0$0 (est.)None listed on this filingEDGAR ↗
Jun 18, 2014 D/A
RIVERNORTH TRADING PARTNERS, L.P.
File 021-198436
$0$0$0None listed on this filingEDGAR ↗
How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 8

Every issuer that named Patrick W. Galley on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

RO
Pooled Investment Fund · group: Rivernorth

RIVERNORTH OPPORTUNITIES FUND, INC.

West Palm Beach, FL · Oct 2, 2026
  • Oct 2, 2026 · D · $75,000,000 sold of $75,000,000 · 7 investors · min. No minimum reported · role: Executive Officer, Director (Director, Chairman and President) EDGAR ↗

Raised $75M from 7 investors (100% of the $75M target) as of the latest filing. Patrick is listed as executive officer, director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

RS
Pooled Investment Fund · group: Rivernorth

Rivernorth SPAC Arbitrage Fund, LP

West Palm Beach, FL · Dec 30, 2020 → Aug 28, 2026 · 7 filings
  • Aug 28, 2026 · D/A · $172,041,056 sold of Indefinite · 42 investors · min. $250,000 · role: Executive Officer (Chief Executive Officer of the Manager of the GP of the Issuer) EDGAR ↗
  • Aug 29, 2025 · D/A · $141,041,056 sold of Indefinite · 42 investors · min. $250,000 · role: Executive Officer (Chief Executive Officer of the Manager of the GP of the Issuer) EDGAR ↗
  • Aug 30, 2024 · D/A · $81,363,056 sold of Indefinite · 37 investors · min. $250,000 · role: Executive Officer (Chief Executive Officer of the Manager of the GP of the Issuer) EDGAR ↗
  • Aug 31, 2023 · D/A · $81,363,056 sold of Indefinite · 37 investors · min. $250,000 · role: Executive Officer (Chief Executive Officer of the Manager of the GP of the Issuer) EDGAR ↗
  • Sep 7, 2022 · D/A · $81,113,056 sold of Indefinite · 36 investors · min. $250,000 · role: Executive Officer (Chief Executive Officer of the Manager of the GP of the Issuer) EDGAR ↗
  • Dec 29, 2021 · D/A · $68,013,056 sold of Indefinite · 26 investors · min. $250,000 · role: Executive Officer (Chief Executive Officer of the Manager of the GP of the Issuer) EDGAR ↗
  • Dec 30, 2020 · D · $2,100,000 sold of Indefinite · 2 investors · min. $250,000 · role: Executive Officer (Chief Executive Officer of the Manager of the GP of the Issuer) EDGAR ↗

Raised $172M from 42 investors as of the latest filing. Patrick is listed as executive officer on 7 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

RI
Pooled Investment Fund · group: Rivernorth

RiverNorth Institutional Partners, L.P.

West Palm Beach, FL · Jan 12, 2011 → Aug 28, 2026 · 17 filings
  • Aug 28, 2026 · D/A · $913,682,908 sold of Indefinite · 507 investors · min. $100,000 · role: Executive Officer, Promoter (Chief Executive Officer of General Partner of Issuer) EDGAR ↗
  • Aug 29, 2025 · D/A · $891,799,907 sold of Indefinite · 503 investors · min. $100,000 · role: Executive Officer, Promoter (Chief Executive Officer of General Partner of Issuer) EDGAR ↗
  • Aug 30, 2024 · D/A · $1,026,062,285 sold of Indefinite · 389 investors · min. $100,000 · role: Executive Officer, Promoter (Chief Executive Officer of General Partner of Issuer) EDGAR ↗
  • Aug 31, 2023 · D/A · $983,912,285 sold of Indefinite · 388 investors · min. $100,000 · role: Executive Officer, Promoter (Chief Executive Officer of General Partner of Issuer) EDGAR ↗
  • Sep 7, 2022 · D/A · $944,290,892 sold of Indefinite · 382 investors · min. $100,000 · role: Executive Officer, Promoter (Chief Executive Officer of General Partner of Issuer) EDGAR ↗
  • Jan 25, 2022 · D/A · $897,116,892 sold of Indefinite · 367 investors · min. $100,000 · role: Executive Officer, Promoter (Chief Investment Officer of General Partner of Issuer) EDGAR ↗
  • Jan 22, 2021 · D/A · $600,353,114 sold of Indefinite · 321 investors · min. $100,000 · role: Executive Officer, Promoter (Chief Investment Officer of General Partner of Issuer) EDGAR ↗
  • Jan 22, 2020 · D/A · $461,275,151 sold of Indefinite · 279 investors · min. $100,000 · role: Executive Officer, Promoter (Chief Investment Officer of General Partner of Issuer) EDGAR ↗
  • Jan 4, 2019 · D/A · $353,780,812 sold of Indefinite · 258 investors · min. $100,000 · role: Executive Officer, Promoter (Chief Investment Officer of General Partner of Issuer) EDGAR ↗
  • Jan 8, 2018 · D/A · $290,154,812 sold of Indefinite · 276 investors · min. $100,000 · role: Executive Officer, Promoter (CHIEF INVESTMENT OFFICER OF GENERAL PARTNER OF ISSUER) EDGAR ↗
  • Jan 4, 2017 · D/A · $272,467,152 sold of Indefinite · 264 investors · min. $100,000 · role: Executive Officer, Promoter (CHIEF INVESTMENT OFFICER OF GENERAL PARTNER OF ISSUER) EDGAR ↗
  • Jan 5, 2016 · D/A · $249,811,546 sold of Indefinite · 296 investors · min. $100,000 · role: Executive Officer, Promoter (CHIEF INVESTMENT OFFICER OF GENERAL PARTNER OF ISSUER) EDGAR ↗
  • Jan 6, 2015 · D/A · $157,371,757 sold of Indefinite · 207 investors · min. $100,000 · role: Executive Officer, Promoter (Chief Investment Officer of General Partner of Issuer) EDGAR ↗
  • Jan 8, 2014 · D/A · $105,903,975 sold of Indefinite · 239 investors · min. $100,000 · role: Executive Officer, Promoter (Chief Investment Officer of General Partner of Issuer) EDGAR ↗
  • Jan 9, 2013 · D/A · $85,063,491 sold of Indefinite · 200 investors · min. $100,000 · role: Executive Officer, Promoter (Chief Investment Officer of General Partner of Issuer) EDGAR ↗
  • Jan 12, 2012 · D/A · $58,379,610 sold of Indefinite · 136 investors · min. $250,000 · role: Executive Officer, Promoter (Chief Investment Officer of General Partner of Issuer) EDGAR ↗
  • Jan 12, 2011 · D/A · $36,465,401 sold of Indefinite · 115 investors · min. $250,000 · role: Executive Officer, Promoter (Chief Investment Officer of General Partner of Issuer) EDGAR ↗

Raised $1.03B from 507 investors as of the latest filing. Patrick is listed as executive officer, promoter on 17 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

RC
Pooled Investment Fund · group: Rivernorth

RIVERNORTH CAPITAL PARTNERS, L.P.

West Palm Beach, FL · May 24, 2010 → May 27, 2026 · 19 filings
  • May 27, 2026 · D/A · $183,403,634 sold of Indefinite · 174 investors · min. $250,000 · role: Executive Officer, Promoter (Chief Executive Officer and Chief Investment Officer of General Partner of Issuer) EDGAR ↗
  • May 27, 2025 · D/A · $182,203,634 sold of Indefinite · 174 investors · min. $250,000 · role: Executive Officer, Promoter (Chief Executive Officer and Chief Investment Officer of General Partner of Issuer) EDGAR ↗
  • May 24, 2024 · D/A · $250,505,464 sold of Indefinite · 213 investors · min. $250,000 · role: Executive Officer, Promoter (Chief Executive Officer and Chief Investment Officer of General Partner of Issuer) EDGAR ↗
  • May 24, 2023 · D/A · $246,505,464 sold of Indefinite · 212 investors · min. $250,000 · role: Executive Officer, Promoter (Chief Executive Officer and Chief Investment Officer of General Partner of Issuer) EDGAR ↗
  • May 25, 2022 · D/A · $233,223,864 sold of Indefinite · 210 investors · min. $250,000 · role: Executive Officer, Promoter (Chief Executive Officer and Chief Investment Officer of General Partner of Issuer) EDGAR ↗
  • May 26, 2021 · D/A · $203,981,220 sold of Indefinite · 205 investors · min. $250,000 · role: Executive Officer, Promoter (Chief Executive Officer and Chief Investment Officer of General Partner of Issuer) EDGAR ↗
  • May 27, 2020 · D/A · $199,206,220 sold of Indefinite · 102 investors · min. $250,000 · role: Executive Officer, Promoter (Chief Executive Officer and Chief Investment Officer of General Partner of Issuer) EDGAR ↗
  • May 22, 2019 · D/A · $198,306,220 sold of Indefinite · 93 investors · min. $250,000 · role: Executive Officer, Promoter (Chief Investment Officer of General Partner of Issuer) EDGAR ↗
  • May 21, 2018 · D/A · $193,306,220 sold of Indefinite · 90 investors · min. $250,000 · role: Executive Officer, Promoter (Chief Investment Officer of General Partner of Issuer) EDGAR ↗
  • May 23, 2017 · D/A · $178,056,220 sold of Indefinite · 88 investors · min. $250,000 · role: Executive Officer, Promoter (Chief Investment Officer of General Partner of Issuer) EDGAR ↗
  • May 27, 2016 · D/A · $174,056,220 sold of Indefinite · 93 investors · min. $250,000 · role: Executive Officer, Promoter (Chief Investment Officer of General Partner of Issuer) EDGAR ↗
  • May 27, 2015 · D/A · $121,142,240 sold of Indefinite · 100 investors · min. $250,000 · role: Executive Officer, Promoter (Chief Investment Officer of General Partner of Issuer) EDGAR ↗
  • Jul 10, 2014 · D/A · $85,622,970 sold of Indefinite · 161 investors · min. $250,000 · role: Executive Officer, Promoter (Chief Investment Officer of General Partner of Issuer) EDGAR ↗
  • May 28, 2014 · D/A · $85,622,970 sold of Indefinite · 161 investors · min. $250,000 · role: Executive Officer, Promoter (Chief Investment Officer of General Partner of Issuer) EDGAR ↗
  • Jun 3, 2013 · D/A · $66,947,970 sold of Indefinite · 158 investors · min. $250,000 · role: Executive Officer, Promoter (Chief Investment Officer of General Partner of Issuer) EDGAR ↗
  • Jun 7, 2012 · D/A · $59,189,195 sold of Indefinite · 134 investors · min. $250,000 · role: Executive Officer, Promoter (Chief Investment Officer of General Partner of Issuer) EDGAR ↗
  • May 31, 2011 · D/A · $49,830,914 sold of Indefinite · 97 investors · min. $250,000 · role: Executive Officer, Promoter (Chief Investment Officer of General Partner of Issuer) EDGAR ↗
  • May 31, 2011 · D/A · $49,830,914 sold of Indefinite · 95 investors · min. $250,000 · role: Executive Officer, Promoter (Chief Investment Officer of General Partner of Issuer) EDGAR ↗
  • May 24, 2010 · D · $23,037,756 sold of Indefinite · 84 investors · min. $250,000 · role: Executive Officer, Promoter (Chief Investment Officer of General Partner of Issuer) EDGAR ↗

Raised $250.5M from 213 investors as of the latest filing. Patrick is listed as executive officer, promoter on 19 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

RS
Pooled Investment Fund · group: Rivernorth

RIVERNORTH SELECT PARTNERS, L.P.

West Palm Beach, FL · Feb 8, 2024 → Feb 6, 2026 · 3 filings
  • Feb 6, 2026 · D/A · $156,713,386 sold of Indefinite · 31 investors · min. $1 · role: Executive Officer (Chief Executive Officer of the Sole member of the General Partner) EDGAR ↗
  • Feb 7, 2025 · D/A · $137,388,386 sold of Indefinite · 28 investors · min. $1 · role: Executive Officer (Chief Executive Officer of the Sole member of the General Partner) EDGAR ↗
  • Feb 8, 2024 · D · $127,713,386 sold of Indefinite · 26 investors · min. $1 · role: Executive Officer (Chief Executive Officer of the Sole member of the General Partner) EDGAR ↗

Raised $156.7M from 31 investors as of the latest filing. Patrick is listed as executive officer on 3 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

SP
Pooled Investment Fund · group: Sound Point

Sound Point Discovery Fund LLC

New York, NY · May 24, 2016 → May 24, 2019 · 4 filings
  • May 24, 2019 · D/A · $79,241,485 sold of Indefinite · 98 investors · min. No minimum reported · role: Executive Officer (Portfolio manager of the Issuer) EDGAR ↗
  • May 24, 2018 · D/A · $28,546,905 sold of Indefinite · 44 investors · min. No minimum reported · role: Executive Officer (Co-portfolio manager of the Issuer) EDGAR ↗
  • May 24, 2017 · D/A · $6,168,000 sold of Indefinite · 7 investors · min. $250,000 · role: Executive Officer (Co-portfolio manager of the Issuer) EDGAR ↗
  • May 24, 2016 · D · $1,125,000 sold of Indefinite · 4 investors · min. $250,000 · role: Executive Officer (Co-portfolio manager of the Issuer) EDGAR ↗

Raised $459.4M from 231 investors as of the latest filing. Patrick is listed as executive officer on 4 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

RM
Pooled Investment Fund · group: Rivernorth

RIVERNORTH MUNICIPAL PARTNERS, L.P.

Chicago, IL · Sep 14, 2010 → Sep 13, 2016 · 7 filings
  • Sep 13, 2016 · D/A · $16,674,484 sold of Indefinite · 4 investors · min. $250,000 · role: Executive Officer, Promoter (CHIEF INVESTMENT OFFICER OF GENERAL PARTNER OF ISSUER) EDGAR ↗
  • Sep 9, 2015 · D/A · $16,674,484 sold of Indefinite · 11 investors · min. $250,000 · role: Executive Officer, Promoter (Chief Investment Officer of General Partner of Issuer) EDGAR ↗
  • Sep 17, 2014 · D/A · $14,889,549 sold of Indefinite · 16 investors · min. $250,000 · role: Executive Officer, Promoter (Chief Investment Officer of General Partner of Issuer) EDGAR ↗
  • Sep 12, 2013 · D/A · $11,754,484 sold of Indefinite · 15 investors · min. $250,000 · role: Executive Officer, Promoter (Chief Investment Officer of General Partner of Issuer) EDGAR ↗
  • Sep 12, 2012 · D/A · $9,054,484 sold of Indefinite · 12 investors · min. $250,000 · role: Executive Officer, Promoter (Chief Investment Officer of General Partner) EDGAR ↗
  • Sep 13, 2011 · D/A · $8,879,485 sold of Indefinite · 10 investors · min. $250,000 · role: Executive Officer, Promoter (Chief Investment Officer of General Partner) EDGAR ↗
  • Sep 14, 2010 · D · $2,669,929 sold of Indefinite · 1 investors · min. $250,000 · role: Executive Officer, Promoter (Chief Investment Officer of General Partner) EDGAR ↗

Raised $16.7M from 16 investors as of the latest filing. Patrick is listed as executive officer, promoter on 7 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

RT
Pooled Investment Fund · group: Rivernorth

RIVERNORTH TRADING PARTNERS, L.P.

Chicago, IL · Jun 21, 2013 → Jun 18, 2014 · 2 filings
  • Jun 18, 2014 · D/A · $2,035,000 sold of Indefinite · 7 investors · min. $250,000 · role: Executive Officer, Promoter (CHIEF INVESTMENT OFFICER OF GENERAL PARTNER OF ISSUER) EDGAR ↗
  • Jun 21, 2013 · D · $0 sold of Indefinite · 0 investors · min. $250,000 · role: Executive Officer, Promoter (CHIEF INVESTMENT OFFICER OF GENERAL PARTNER OF ISSUER) EDGAR ↗

Raised $2.04M from 7 investors as of the latest filing. Patrick is listed as executive officer, promoter on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

People around Patrick 15

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

JM
No photo found yet (own website and image search run after this page is viewed)
Person

Jonathan M. Mohrhardt

Executive Officer, Promoter · 60 shared filings (8 issuers)

Jonathan M. Mohrhardt is on 8 issuers in total — a repeat sponsor. Their page lists every one.

MC
No photo found yet (own website and image search run after this page is viewed)
Person

Management, LLC RiverNorth Capital

Executive Officer, Promoter · 38 shared filings (4 issuers)

Listed on the same filings as Patrick W. Galley. Their page shows their other deals.

BS
No photo found yet (own website and image search run after this page is viewed)
Person

Brian H. Schmucker

Executive Officer, Promoter · 37 shared filings (5 issuers) · also on 1 other issuer

Brian H. Schmucker is on 6 issuers in total — a repeat sponsor. Their page lists every one.

MC
No photo found yet (own website and image search run after this page is viewed)
Person

Marc L. Collins

Executive Officer · 29 shared filings (5 issuers)

Marc L. Collins is on 5 issuers in total — a repeat sponsor. Their page lists every one.

MC
No photo found yet (own website and image search run after this page is viewed)
Person

Marcus L. Collins

Executive Officer, Promoter · 24 shared filings (7 issuers)

Marcus L. Collins is on 7 issuers in total — a repeat sponsor. Their page lists every one.

PB
No photo found yet (own website and image search run after this page is viewed)
Person

Philip K. Bartow

Executive Officer · 3 shared filings (1 issuer)

Listed on the same filings as Patrick W. Galley. Their page shows their other deals.

SN
No photo found yet (own website and image search run after this page is viewed)
Person

STEPHEN A. O'NEILL

Executive Officer · 2 shared filings (1 issuer)

Listed on the same filings as Patrick W. Galley. Their page shows their other deals.

JR
No photo found yet (own website and image search run after this page is viewed)
Person

Jerry R. Raio

Director · 1 shared filing (1 issuer)

Listed on the same filings as Patrick W. Galley. Their page shows their other deals.

JC
No photo found yet (own website and image search run after this page is viewed)
Person

John K. Carter

Director · 1 shared filing (1 issuer)

Listed on the same filings as Patrick W. Galley. Their page shows their other deals.

LM
No photo found yet (own website and image search run after this page is viewed)
Person

Lisa B. Mougin

Director · 1 shared filing (1 issuer)

Listed on the same filings as Patrick W. Galley. Their page shows their other deals.

DS
No photo found yet (own website and image search run after this page is viewed)
Person

David M. Swanson

Director · 1 shared filing (1 issuer)

Listed on the same filings as Patrick W. Galley. Their page shows their other deals.

The team behind the deals

R
Sponsor group

Rivernorth

8 issuers · 63 filings · $1.52B reported sold · 2010–2026

One team, 8 deal companies. Patrick W. Galley is listed on 7 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name Patrick W. Galley.

SP
Sponsor group

Sound Point

45 issuers · 194 filings · $10.14B reported sold · 2010–2026

One team, 45 deal companies. Patrick W. Galley is listed on 1 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name Patrick W. Galley.

Same business address

26 other issuers file from the same address

A shared address can mean the same team, a shared office building or a registered agent. It is a lead, not a conclusion.

Registrations and other filings

Business registration (state registry / Secretary of State)

Individuals are not matched to business registrations — registries list companies, and a name alone is not enough to tie a person to one. Officers and managers appear by name inside each matched company's record on the issuer pages. Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file).

Adviser registration (Form ADV)

A person is never an adviser firm. 2 of the 8 issuers this person is listed on match a Form ADV adviser (searched 24,962 advisers as of Oct 2, 2026): Sound Point Discovery Fund LLC, RIVERNORTH SELECT PARTNERS, L.P..

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to Patrick W. Galley by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 8 issuers this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers Patrick W. Galley is listed on: none on file. No website or social profile named in RIVERNORTH SELECT PARTNERS, L.P.'s SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #42,109 of 374,652 in line (1,386 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (West Palm Beach, FL). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Social and web

LinkedIn people search ↗Instagram ↗X (Twitter) ↗Facebook ↗YouTube ↗Google ↗Google Images ↗Google News ↗Meta Ad Library ↗

Courts

CourtListener / RECAP (federal) ↗PACER case locator (federal, login) ↗Cook County Clerk of Court case search ↗Hillsborough County FL Clerk (HOVER) ↗Miami-Dade Clerk online case search ↗New York WebCivil Supreme ↗

Securities regulators

SEC EDGAR full-text search ↗SEC action look-up ↗FINRA BrokerCheck ↗SEC IAPD adviser search ↗

Business registries

Illinois Secretary of State business search ↗Florida Secretary of State business search ↗New York Secretary of State business search ↗OpenCorporates ↗

Change history

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