PATRICK VAUGHAN is listed as an executive officer on 4 SEC Form D filings by 1 issuer between Feb 2016 and Jan 2018: STUDENT TRANSPORTATION INC. (Barrie, Ontario, Canada (as filed: A6) — other travel — 2016–2018; $1M reported sold to 5 investors).
What this means One deal on file with the SEC. A Form D is the notice a company files after it starts selling a private investment — it is a notice, not an approval.
Listed alongside BARBARA BASNEY (4 shared filings), DAVID SCOPELLITI (4 shared filings), DENIS GALLAGHER (4 shared filings), GEORGE ROSSI (4 shared filings), IRVING GERSTEIN (4 shared filings) and 5 others.
What this means These are the other officers, directors or promoters the companies named on the same forms — the team around PATRICK. Each name links to their own page.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CT, DE, FINRA, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, OK, OR, PA, RI, SC, SD, TN, TX, VT, WA, WI, WV, WY) — 1 SEC release, 4 bankruptcy cases matching the name listed in Key records below.
What this means 5 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.
We compared 4 public filings for PATRICK VAUGHAN and found 2 differences: No amendment in the last 12 months on an offering that may still be open; Same name, different state: "Patrick Ryan Vaughan" (VA) is a separate record.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.