Patrick Rea is listed as an executive officer, director, and promoter on 14 SEC Form D filings by 7 issuers between Feb 2015 and Feb 2021. Largest by amount reported sold: CB5, LLC (Boulder, CO — industry reported as "Other" — 2019; $5.28M reported sold to 70 investors), CB4, LLC (Boulder, CO — industry reported as "Other" — 2015–2018; $2.04M reported sold to 19 investors), CSF16, LLC (Boulder, CO — industry reported as "Other" — 2015–2016; $2M reported sold to 21 investors), CB3, LLC (Boulder, CO — industry reported as "Other" — 2017; $1.78M reported sold to 12 investors), CanopyBoulder 2015, LLC (Boulder, CO — industry reported as "Other" — 2015; $1.2M reported sold to 19 investors) and 2 more (all listed below).
What this means A repeat sponsor — 7 separate companies raised money with this person listed as executive officer, director, and promoter, over about 6 years. Across those companies the filings report $13.4M sold in total.
Listed alongside Mark Nottoli (10 shared filings), Micah Tapman (7 shared filings), Troy Dayton (3 shared filings), George Jage (2 shared filings), Jonathan Eisenberg (2 shared filings) and 5 others.
What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Patrick. Each name links to their own page.
5 of the issuers belong to the sponsor group Group linked by Micah Tapman (8 issuers, $25.2M reported sold, 2015–2019).
What this means A sponsor group is one team that sets up a new company for each deal. Group linked by Micah Tapman has 8 companies on file and $25.2M reported sold in total — the group page shows the whole track record in one place.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AZ, CA, DE, TX, WA) — 5 bankruptcy cases matching the name listed in Key records below.
What this means 5 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.
We compared 14 public filings for Patrick Rea and found 7 differences, 2 worth asking the sponsor about: Form D filed 116 days after the first sale; Form D filed 213 days after the first sale; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.