Patrick O'Connell is listed as a director on 2 SEC Form D filings by 1 issuer between Mar 2014 and Mar 2015: Ambulatory Surgery Associates, L.L.C. (Virginia Beach, VA — hospitals and physicians — 2014–2015; $634K reported sold to 16 investors).
What this means One deal on file with the SEC. A Form D is the notice a company files after it starts selling a private investment — it is a notice, not an approval.
Listed alongside Donald Jellig (2 shared filings), Lisbet Hanson (2 shared filings), Scott Morin (2 shared filings) and William Henry Simon (2 shared filings).
What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Patrick. Each name links to their own page.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CT, DE, FINRA, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, OK, OR, PA, RI, SC, SD, TN, TX, VT, WA, WI, WV, WY) — none found.
What this means Nothing turned up where we looked (3 sources). That does not prove there is nothing — it means none was found in those sources on that date.
We compared 2 public filings for Patrick O'Connell and found 4 differences: No amendment in the last 12 months on an offering that may still be open; Same name, different state: "Patrick O?Connell" (MT) is a separate record; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.