Patrick O'Brien is listed as an executive officer on 6 SEC Form D filings by 2 issuers between Jan 2019 and Mar 2026: Next TFX, Inc. (Los Angeles, CA — other technology — 2026; $1.32M reported sold to 9 investors) and IPOP Press, Inc. (Tempe, AZ — industry reported as "Other" — 2019).
What this means 2 separate companies raised money with this person listed as executive officer, over about 7 years. Across those companies the filings report $1.32M sold in total.
Listed alongside Eric M.V. Hoek (1 shared filing) and Michael Carr (1 shared filing).
What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Patrick. Each name links to their own page.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AR, AZ, CA, CT, DE, FINRA, GA, HI, ID, LA, ME, MO, MS, MT, NASAA, NC, NH, NM, OR, RI, TX, WA) — none found.
What this means Nothing turned up where we looked (3 sources). That does not prove there is nothing — it means none was found in those sources on that date.
We compared 6 public filings for Patrick O'Brien and found 12 differences, 1 worth asking the sponsor about: Paid seller listed without a CRD number: Michael Carr; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.