Patrick Kennedy is listed as an executive officer and director on 2 SEC Form D filings by 2 issuers between Jan 2018 and Jan 2020: Braeburn Pharmaceuticals, Inc. (Princeton, NJ — biotechnology — 2018; $110M reported sold to 8 investors) and HealthEC, LLC (Edison, NJ — other health care — 2020; $15M reported sold to 2 investors).
What this means 2 separate companies raised money with this person listed as executive officer and director, over about 2 years. Across those companies the filings report $125M sold in total.
1 of the issuers belongs to the sponsor group Healthec (2 issuers, $18.1M reported sold, 2019–2025).
What this means A sponsor group is one team that sets up a new company for each deal. Healthec has 2 companies on file and $18.1M reported sold in total — the group page shows the whole track record in one place.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AZ, CA, DE, TX, WA) — 4 bankruptcy cases matching the name listed in Key records below.
What this means 4 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.
We compared 2 public filings for Patrick Kennedy and found 5 differences: Same name, different state: "Patrick Kennedy" (NY) is a separate record; Same name, different state: "Patrick Kennedy" (TX) is a separate record; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.