Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 5:28 AM ET

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Patrick J. Doering

Named as an officer, director or promoter on SEC Form D filings · MA · Jul 20, 2009 → Jul 20, 2009

1deal (issuers)

$219Kreported sold

9investors

2Form D filings

2009year on file

Follow this person Look further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:19 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Patrick J. Doering is listed as an executive officer and director on 2 SEC Form D filings by 1 issuer between Jul 2009 and Jul 2010: Apollo Diamond Gemstone Corp (Ashland, MA — manufacturing — 2009–2010; $219K reported sold to 9 investors).

What this means One deal on file with the SEC. A Form D is the notice a company files after it starts selling a private investment — it is a notice, not an approval.

Listed alongside Bryant R. Linares (2 shared filings), Edward S Adams (2 shared filings), Michael R Monahan (2 shared filings), Robert C. Linares (2 shared filings), Apollo B. Diamond, Inc. (1 shared filing, management entity) and 3 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Patrick. Each name links to their own page.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AZ, CA, DE, TX, WA) — none found.

What this means Nothing turned up where we looked (3 sources). That does not prove there is nothing — it means none was found in those sources on that date.

We compared 2 public filings for Patrick J. Doering and found 5 differences, 2 worth asking the sponsor about: Paid seller listed without a CRD number: Apollo Diamond Gemstone Corporation; Form D filed 66 days after the first sale; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Patrick J. Doering has not run yet — it is joining a line of 17,051 names; searches run around the clock at the hosts' allowed rate. Searched so far: 28 names.

Community comments are quoted as written by their authors. Sources searched: BiggerPockets forums (via DuckDuckGo, Brave, Bing and BiggerPockets search) and Reddit (search feed + public archive).

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

None found in sources searched — federal courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:19 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: AZ, CA, DE, TX, WA (crawled Oct 23, 2026)

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Patrick J. Doering..

State securities regulators searched: AZ (Corporation Commission Securities Division), CA (DFPI — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), DE (DOJ Investor Protection Unit), TX (State Securities Board), WA (DFI) — last crawled Oct 23, 2026, 9:57 PM ET. Other states are not covered.

3. Bankruptcies

None found in sources searched — federal bankruptcy courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:19 AM ET.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

5 differences found between the filings for Patrick J. Doering — 2 worth asking about (compared 2 filings on Oct 24, 2026)

Worth asking · Jul 20, 2009 – Jul 20, 2010

Paid seller listed without a CRD number: Apollo Diamond Gemstone Corporation — Apollo Diamond Gemstone Corp

Apollo Diamond Gemstone Corporation is listed as receiving sales compensation on 2 filings (Jul 20, 2009 to Jul 20, 2010) with no FINRA CRD number given.

What this means People paid to sell securities normally hold a FINRA registration with a CRD number. Without one we cannot look them up on BrokerCheck. Ask who they are and whether they are registered.

Form D · Jul 20, 2010 ↗BrokerCheck search: Apollo Diamond Gemstone Corporation ↗Apollo Diamond Gemstone Corp — PartnerFacts page ↗

Sources

Form D · Jul 20, 2010 ↗ (Jul 20, 2010)
BrokerCheck search: Apollo Diamond Gemstone Corporation ↗
Apollo Diamond Gemstone Corp — PartnerFacts page ↗ (Jul 20, 2010)

Worth asking · May 15, 2009 – Jul 20, 2009

Form D filed 66 days after the first sale — Apollo Diamond Gemstone Corp

The filing says the first sale was May 15, 2009. The Form D was filed Jul 20, 2009 — 66 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 51 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

Form D · Jul 20, 2009 ↗Apollo Diamond Gemstone Corp — PartnerFacts page ↗

Sources

Form D · Jul 20, 2009 ↗ (Jul 20, 2009)
Apollo Diamond Gemstone Corp — PartnerFacts page ↗ (Jul 20, 2010)

Note · Jul 20, 2009 – Jul 20, 2010

Patrick J. Doering's role changed at Apollo Diamond Gemstone Corp: executive officer, director → director

The Jul 20, 2009 filing lists Patrick J. Doering as executive officer, director; the Jul 20, 2010 Form D lists director.

What this means Roles on Form D are self-reported by the issuer. A change can mean a real change in who runs the company, or just a different box ticked. Ask who makes decisions today.

Form D · Jul 20, 2009 ↗Form D · Jul 20, 2010 ↗Patrick J. Doering — PartnerFacts page ↗Apollo Diamond Gemstone Corp — PartnerFacts page ↗

Sources

Form D · Jul 20, 2009 ↗ (Jul 20, 2009)
Form D · Jul 20, 2010 ↗ (Jul 20, 2010)
Patrick J. Doering — PartnerFacts page ↗
Apollo Diamond Gemstone Corp — PartnerFacts page ↗ (Jul 20, 2010)

Note · May 15, 2009 – Jul 20, 2009

No amendment in the last 12 months on an offering that may still be open — Apollo Diamond Gemstone Corp (latest filing Jul 20, 2009)

The latest filing for this offering is dated Jul 20, 2009 (first sale May 15, 2009). It reports $219,375 sold of $9,750,000 offered. No later amendment is in our index as of Oct 24, 2026.

What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.

Form D · Jul 20, 2009 ↗Apollo Diamond Gemstone Corp — PartnerFacts page ↗

Sources

Form D · Jul 20, 2009 ↗ (Jul 20, 2009)
Apollo Diamond Gemstone Corp — PartnerFacts page ↗ (Jul 20, 2010)

Note · Jul 20, 2009 – Jul 20, 2010

Patrick J. Doering is written 2 different ways on the filings

listed as "Patrick J. Doering" on the Jul 20, 2009 filing, and "Patrick Doering" on the Jul 20, 2010 filing.

What this means Same person, written differently — a middle name or suffix left off, or spelled another way. It is normal, but check that the full legal name matches your subscription documents.

Form D · Jul 20, 2009 ↗Form D · Jul 20, 2010 ↗Patrick J. Doering — PartnerFacts page ↗

Sources

Form D · Jul 20, 2009 ↗ (Jul 20, 2009)
Form D · Jul 20, 2010 ↗ (Jul 20, 2010)
Patrick J. Doering — PartnerFacts page ↗

What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

1 of 2 offerings reports sales commissions totalling $845,000; 0 report finder's fees; 1 reports proceeds to related persons totalling $1,200,000. (includes amounts the issuer reported as estimates)

Offering (latest filing)	Sales commissions	Finder's fees	To insiders	Paid to sell it	Source
Jul 20, 2010 D Apollo Diamond Gemstone Corp File 021-145219	$845,000 (est.)	$0	$1,200,000 (est.) Upon successful completion of the Offering, Issuer has proposed to provide certain past due compensation to certain officers and directors and to bring current certain past due license payments to its parent corporation.	Apollo Diamond Gemstone Corporation no CRD number reported Focus Capital Group, Inc. BrokerCheck CRD 143240 ↗	EDGAR ↗
Jul 20, 2009 D Apollo Diamond Gemstone Corp File 021-111440	$0	$0	$0 Issuer will pay certain past due legal fees to a professional services firm (law firm) located in Minnesota. Two of the principals of such firm are also officers of the issuer and are named in Item 3 above.	Apollo Diamond Gemstone Corporation no CRD number reported	EDGAR ↗

How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 1

Every issuer that named Patrick J. Doering on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

Manufacturing

Apollo Diamond Gemstone Corp

Ashland, MA · Jul 20, 2009 → Jul 20, 2010 · 2 filings

Jul 20, 2010 · D · $0 sold of $6,500,000 · 0 investors · min. $16,250 · role: Director EDGAR ↗
Jul 20, 2009 · D · $219,375 sold of $9,750,000 · 9 investors · min. $8,125 · role: Executive Officer, Director EDGAR ↗

Raised $219K from 9 investors (3% of the $6.5M target) as of the latest filing. Patrick is listed as director, executive officer on 2 filings for this deal.

Latest filing on EDGAR ↗

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

People around Patrick 8

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

Management entity