Patrick Hervy is listed as an executive officer, director, and promoter on 6 SEC Form D filings by 3 issuers between Feb 2014 and Aug 2018: Intralytix, Inc. (Baltimore, MD — industry reported as "Other" — 2017; $17.5M reported sold to 1 investors), Paragon Bioservices, Inc. (Baltimore, MD — biotechnology — 2014–2018; $13.5M reported sold to 9 investors) and HighFlyer LLC (Baltimore, MD — investing — 2014; $200K reported sold to 2 investors).
What this means A repeat sponsor — 3 separate companies raised money with this person listed as executive officer, director, and promoter, over about 4 years. Across those companies the filings report $31.2M sold in total.
Listed alongside Kapila Ratnam (4 shared filings), Marco Chacon (4 shared filings), Peter Buzy (4 shared filings), Christopher Kersey (2 shared filings), Donald W. Hughes (2 shared filings) and 5 others.
What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Patrick. Each name links to their own page.
The issuers belong to 2 sponsor groups: Highflyer (2 issuers, $17.7M reported sold, 2014–2017) and Paragon (2 issuers, $5.05M reported sold, 2014–2021).
What this means This person is listed across more than one sponsor team; each group page shows that team's full track record.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AR, AZ, CA, CT, DE, FINRA, GA, HI, ID, LA, ME, MO, MS, MT, NASAA, NC, NH, NM, OR, RI, TX, WA) — 2 bankruptcy cases matching the name listed in Key records below.
What this means 2 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.
We compared 6 public filings for Patrick Hervy and found 6 differences, 1 worth asking the sponsor about: Bankruptcy case: Hervy Luster, Jr. and Deborah Lawana Luster; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.