PATRICK DEWEZ is listed as a director on 1 SEC Form D filing by 1 issuer in Jan 2010: PK JAPAN LONG (George Town, Grand Cayman, Cayman Islands (as filed: E9) — pooled investment fund — 2010; $1M reported sold to 1 investors).
What this means One deal on file with the SEC, filed Jan 2010. A Form D is the notice a company files after it starts selling a private investment — it is a notice, not an approval.
Listed alongside David Miller (1 shared filing), Jozef Charles Hendriks (1 shared filing), Peter Munster (1 shared filing) and Therese Meier (1 shared filing).
What this means These are the other officers, directors or promoters the companies named on the same forms — the team around PATRICK. Each name links to their own page.
The issuer belongs to the sponsor group Pk Japan (2 issuers, $26M reported sold, 2009–2012).
What this means A sponsor group is one team that sets up a new company for each deal. Pk Japan has 2 companies on file and $26M reported sold in total — the group page shows the whole track record in one place.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CT, DE, FINRA, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, OK, OR, PA, RI, SC, SD, TN, TX, VT, WA, WI, WV, WY) — none found.
What this means Nothing turned up where we looked (3 sources). That does not prove there is nothing — it means none was found in those sources on that date.
We compared 1 public filing for PATRICK DEWEZ and found 1 difference, 1 worth asking the sponsor about: PATRICK DEWEZ is no longer listed on the Oct 4, 2010 amendment.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.