Patrick Crocker is listed as an executive officer on 5 SEC Form D filings by 2 issuers between Jan 2011 and Jul 2016: MHT MIDSPAN, L.P. (Dallas, TX — investment banking — 2013–2016; $10.9M reported sold to 17 investors) and MIDSPAN PARTNERS HOLDINGS, LLC (San Francisco, CA — investment banking — 2011–2012; $2M reported sold to 11 investors).
What this means 2 separate companies raised money with this person listed as executive officer, over about 5 years. Across those companies the filings report $12.9M sold in total.
All 2 issuers belong to the sponsor group Mht (2 issuers, $3.77M reported sold, 2009–2016).
What this means A sponsor group is one team that sets up a new company for each deal. Mht has 2 companies on file and $3.77M reported sold in total — the group page shows the whole track record in one place.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AZ, CA, DE, TX, WA) — 1 bankruptcy case matching the name listed in Key records below.
What this means 1 record came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.
We compared 5 public filings for Patrick Crocker and found 6 differences: Form D filed 29 days after the first sale; No amendment in the last 12 months on an offering that may still be open; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.