Patrick Connor Brown is listed as an executive officer on 3 SEC Form D filings by 3 issuers between Jul 2011 and Oct 2016: Pathfinder Total Return Fund LLC (Tempe, AZ — commercial — 2011; $21M reported sold to 11 investors), Pathfinder Total Return Fund III LLC (Tempe, AZ — commercial — 2016) and Pathfinder Total Return Fund II LLC (Tempe, AZ — commercial — 2011).
What this means A repeat sponsor — 3 separate companies raised money with this person listed as executive officer, over about 5 years. Across those companies the filings report $21M sold in total.
All 3 issuers belong to the sponsor group Pathfinder Total Return (3 issuers, $21M reported sold, 2011–2016).
What this means A sponsor group is one team that sets up a new company for each deal. Pathfinder Total Return has 3 companies on file and $21M reported sold in total — the group page shows the whole track record in one place.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AZ, CA, DE, TX, WA) — none found.
What this means Nothing turned up where we looked (3 sources). That does not prove there is nothing — it means none was found in those sources on that date.
We compared 3 public filings for Patrick Connor Brown and found 7 differences: Form D filed 41 days after the first sale; No amendment in the last 12 months on an offering that may still be open; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.