Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 9:23 AM ET

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Patrick Carlson

Named as an officer, director or promoter on SEC Form D filings · Alberta, Canada (as filed: A0) · Sep 18, 2012 → Mar 1, 2016

2deals (issuers)

$115.5Mreported sold

21investors

4Form D filings

2012–2016years on file

Follow this person Look further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:26 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Patrick Carlson is listed as an executive officer and director on 4 SEC Form D filings by 2 issuers between Sep 2012 and Mar 2016: SEVEN GENERATIONS ENERGY LTD. (Calgary, Canada (federal level) (as filed: Z4) — oil and gas — 2012–2016; $81.8M reported sold to 18 investors) and Altex Energy Ltd. (Calgary, Alberta, Canada (as filed: A0) — industry reported as "Other" — 2014; $33.7M reported sold to 3 investors).

What this means 2 separate companies raised money with this person listed as executive officer and director, over about 4 years. Across those companies the filings report $115.5M sold in total.

Listed alongside Barry Hucik (2 shared filings), Harry Cupric (2 shared filings), Randy Evanchuk (2 shared filings), Ron Schmitz (2 shared filings), Steve Haysom (2 shared filings) and 20 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Patrick. Each name links to their own page.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY) — 16 bankruptcy cases matching the name listed in Key records below.

What this means 16 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 4 public filings for Patrick Carlson and found 3 differences: No amendment in the last 12 months on an offering that may still be open; Patrick Carlson's role changed at SEVEN GENERATIONS ENERGY LTD.: executive officer → executive officer, director; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Patrick Carlson has not run yet — it is joining a line of 31,858 names; searches run around the clock at the hosts' allowed rate. Searched so far: 638 names.

Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

None found in sources searched — federal courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:26 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: 48 regulators (FINRA, NASAA, 37 states) — crawled Oct 24, 2026, 8:48 AM ET

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Patrick Carlson..

State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).

3. Bankruptcies

16 cases: 16 closed (disposition not in docket feed)

Patrick L. Carlson closed

United States Bankruptcy Court, N.D. Illinois · No. 19-30837 · Filed Oct 30, 2019 · Closed Jan 30, 2020

Role of Patrick L. Carlson: Debtor · Outcome: Case closed 2020-01-30 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 29 federal dockets); court in IL (not a filing state)

Patrick D Carlson and Tara R Nicholls closed

United States Bankruptcy Court, E.D. Wisconsin · No. 18-31557 · Filed Dec 17, 2018 · Closed Apr 17, 2019

Role of Patrick D Carlson and Tara R Nicholls: Debtor · Outcome: Case closed 2019-04-17 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 29 federal dockets); court in WI (not a filing state)

Patrick M. Carlson closed

United States Bankruptcy Court, E.D. Wisconsin · No. 18-30205 · Filed Oct 30, 2018 · Closed Feb 8, 2019

Role of Patrick M. Carlson: Debtor · Outcome: Case closed 2019-02-08 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 29 federal dockets); court in WI (not a filing state)

Patrick A. Carlson closed

United States Bankruptcy Court, D. Colorado · No. 16-16555 · Filed Jun 30, 2016 · Closed Nov 9, 2016

Role of Patrick A. Carlson: Debtor · Outcome: Case closed 2016-11-09 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 29 federal dockets); court in CO (not a filing state)

Patrick B. Carlson closed

United States Bankruptcy Court, W.D. Louisiana · No. 11-12951 · Filed Nov 2, 2011 · Closed Oct 16, 2015

Role of Patrick B. Carlson: Debtor · Outcome: Case closed 2015-10-16 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 29 federal dockets); court in LA (not a filing state)

Patrick E Carlson and Cindy M Carlson closed

United States Bankruptcy Court, D. Oregon · No. 11-63088 · Filed Jun 22, 2011 · Closed Jul 19, 2012

Role of Patrick E Carlson and Cindy M Carlson: Debtor · Outcome: Case closed 2012-07-19 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 29 federal dockets); court in OR (not a filing state)

Patrick C Carlson and Cecelia A Carlson closed

United States Bankruptcy Court, N.D. Illinois · No. 10-53642 · Filed Dec 2, 2010 · Closed Apr 15, 2011

Role of Patrick C Carlson and Cecelia A Carlson: Debtor · Outcome: Case closed 2011-04-15 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 29 federal dockets); court in IL (not a filing state)

Carmen S. Carlson and Patrick K. Carlson closed

United States Bankruptcy Court, D. Massachusetts · No. 05-49925 · Filed Oct 14, 2005 · Closed Feb 23, 2006

Role of Patrick K. Carlson: Debtor · Outcome: Case closed 2006-02-23 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 29 federal dockets); court in MA (not a filing state)

Patrick A. Carlson and Becky C. Carlson closed

United States Bankruptcy Court, E.D. Missouri · No. 03-52927 · Filed Sep 26, 2003 · Closed Oct 18, 2004

Role of Patrick A. Carlson and Becky C. Carlson: Debtor · Outcome: Case closed 2004-10-18 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 29 federal dockets); court in MO (not a filing state)

Patrick A. Carlson and Becky C. Carlson closed

United States Bankruptcy Court, E.D. Missouri · No. 03-43304 · Filed Mar 14, 2003 · Closed Feb 10, 2004

Role of Patrick A. Carlson and Becky C. Carlson: Debtor · Outcome: Case closed 2004-02-10 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 29 federal dockets); court in MO (not a filing state)

Patrick J Carlson and Risa L Carlson closed

United States Bankruptcy Court, W.D. Wisconsin · No. 1-03-10714 · Filed Feb 3, 2003 · Closed Jun 23, 2003

Role of Patrick J Carlson and Risa L Carlson: Debtor · Outcome: Case closed 2003-06-23 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 29 federal dockets); court in WI (not a filing state)

PATRICK D CARLSON and JILL C CARLSON closed

United States Bankruptcy Court, D. Minnesota · No. 02-83397 · Filed Oct 9, 2002 · Closed Jan 8, 2004

Role of PATRICK D CARLSON and JILL C CARLSON: Debtor · Outcome: Case closed 2004-01-08 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 29 federal dockets); court in MN (not a filing state)

Patrick C. Carlson closed

United States Bankruptcy Court, M.D. Florida · No. 6:01-bk-08417 · Filed Aug 27, 2001 · Closed Mar 28, 2002

Role of Patrick C. Carlson: Debtor · Outcome: Case closed 2002-03-28 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 29 federal dockets); court in FL (not a filing state)

Patrick Carlson closed

United States Bankruptcy Court, N.D. Illinois · No. 01-23341 · Filed Jul 2, 2001 · Closed Nov 14, 2001

Role of Patrick Carlson: Debtor · Outcome: Case closed 2001-11-14 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 29 federal dockets); court in IL (not a filing state)

Patrick Carlson and Brenda L. Carlson closed

United States Bankruptcy Court, W.D. Louisiana · No. 96-80937 · Filed Jul 5, 1996 · Closed Dec 13, 1996

Role of Patrick Carlson and Brenda L. Carlson: Debtor · Outcome: Case closed 1996-12-13 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 29 federal dockets); court in LA (not a filing state)

PATRICK J CARLSON closed

United States Bankruptcy Court, D. Minnesota · No. 95-42410 · Filed May 4, 1995 · Closed Sep 6, 1995

Role of PATRICK J CARLSON: Debtor · Outcome: Case closed 1995-09-06 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 29 federal dockets); court in MN (not a filing state)

What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:26 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

3 differences found between the filings for Patrick Carlson (compared 4 filings on Oct 24, 2026)

Note · Sep 10, 2012 – Sep 18, 2012

No amendment in the last 12 months on an offering that may still be open — SEVEN GENERATIONS ENERGY LTD. (latest filing Sep 18, 2012)

The latest filing for this offering is dated Sep 18, 2012 (first sale Sep 10, 2012). It reports $11,799,700 sold of $43,450,000 offered. No later amendment is in our index as of Oct 24, 2026.

What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.

Form D · Sep 18, 2012 ↗SEVEN GENERATIONS ENERGY LTD. — PartnerFacts page ↗

Sources

Form D · Sep 18, 2012 ↗ (Sep 18, 2012)
SEVEN GENERATIONS ENERGY LTD. — PartnerFacts page ↗ (Mar 1, 2016)

Note · Dec 31, 2013 – Mar 1, 2016

Patrick Carlson's role changed at SEVEN GENERATIONS ENERGY LTD.: executive officer → executive officer, director

The Dec 31, 2013 filing lists Patrick Carlson as executive officer; the Mar 1, 2016 Form D lists executive officer, director.

What this means Roles on Form D are self-reported by the issuer. A change can mean a real change in who runs the company, or just a different box ticked. Ask who makes decisions today.

Form D · Dec 31, 2013 ↗Form D · Mar 1, 2016 ↗Patrick Carlson — PartnerFacts page ↗SEVEN GENERATIONS ENERGY LTD. — PartnerFacts page ↗

Sources

Form D · Dec 31, 2013 ↗ (Dec 31, 2013)
Form D · Mar 1, 2016 ↗ (Mar 1, 2016)
Patrick Carlson — PartnerFacts page ↗
SEVEN GENERATIONS ENERGY LTD. — PartnerFacts page ↗ (Mar 1, 2016)

Note · Sep 18, 2012 – Mar 1, 2016

Reported revenue range changed between filings — SEVEN GENERATIONS ENERGY LTD.

"$25,000,001 - $100,000,000" (Sep 18, 2012); then "Over $100,000,000" (Mar 1, 2016).

What this means This is the size band the issuer picks for itself on the form. A change can mean the business grew or shrank — or that it chose not to say. Ask for current numbers.

Form D · Sep 18, 2012 ↗Form D · Mar 1, 2016 ↗SEVEN GENERATIONS ENERGY LTD. — PartnerFacts page ↗

Sources

Form D · Sep 18, 2012 ↗ (Sep 18, 2012)
Form D · Mar 1, 2016 ↗ (Mar 1, 2016)
SEVEN GENERATIONS ENERGY LTD. — PartnerFacts page ↗ (Mar 1, 2016)

What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

3 of 4 offerings report sales commissions totalling $7,788,440; 1 reports finder's fees totalling $337,137; 0 report proceeds to related persons.

Offering (latest filing)	Sales commissions	Finder's fees	To insiders	Paid to sell it	Source
Mar 1, 2016 D SEVEN GENERATIONS ENERGY LTD. File 021-258367	$3,343,202	$0	$0	RBC Capital Markets, LLC BrokerCheck CRD 31194 ↗ Peters & Co. Equities Inc. BrokerCheck CRD 38165 ↗	EDGAR ↗
Jul 21, 2014 D Altex Energy Ltd. File 021-221485	$0	$337,137	$0	RBC Capital Markets LLC BrokerCheck CRD 31194 ↗	EDGAR ↗
Dec 31, 2013 D SEVEN GENERATIONS ENERGY LTD. File 021-208987	$4,088,750	$0	$0	RBC Capital Markets, LLC BrokerCheck CRD 31194 ↗ Peters & Co. Equities Inc. BrokerCheck CRD 38165 ↗	EDGAR ↗
Sep 18, 2012 D SEVEN GENERATIONS ENERGY LTD. File 021-184271	$356,488	$0	$0	RBC Domninion Securities Inc. no CRD number reported via RBC Capital Markets, LLC (CRD 31194 ↗) Jefferies & Company, Inc. BrokerCheck CRD 2347 ↗ via Jefferies & Company, Inc. (CRD 2347 ↗)	EDGAR ↗

How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 2

Every issuer that named Patrick Carlson on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

Oil and Gas

SEVEN GENERATIONS ENERGY LTD.

Calgary, Canada (federal level) (as filed: Z4) · Sep 18, 2012 → Mar 1, 2016 · 3 filings

Mar 1, 2016 · D · $78,663,554 sold of $78,663,554 · 17 investors · min. No minimum reported · role: Executive Officer, Director (Chief Executive Officer and Director) EDGAR ↗
Dec 31, 2013 · D · $81,775,000 sold of $81,775,000 · 18 investors · min. No minimum reported · role: Executive Officer (Chief Executive Officer) EDGAR ↗
Sep 18, 2012 · D · $11,799,700 sold of $43,450,000 · 5 investors · min. No minimum reported · role: Executive Officer (Chief Executive Officer) EDGAR ↗

Raised $81.8M from 18 investors (100% of the $78.7M target) as of the latest filing. Patrick is listed as executive officer, director on 3 filings for this deal.

Latest filing on EDGAR ↗

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Oil and Gas / 506(b) (1,000 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Other

Altex Energy Ltd.

Calgary, Alberta, Canada (as filed: A0) · Jul 21, 2014

Jul 21, 2014 · D · $33,713,669 sold of $33,713,669 · 3 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $33.7M from 3 investors (100% of the $33.7M target) as of the latest filing. Patrick is listed as director.

Latest filing on EDGAR ↗

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other / 506(b) (18,678 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

People around Patrick 25

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

No photo found yet (own website and image search run after this page is viewed)

Person