PartnerFacts
Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 9:59 AM ET

Sponsor Check › Management entity

OF

Optima Fund Management LLC

Management entity named on Form D filings · NY · Sep 29, 2010 → May 15, 2019

8deals (issuers)
$2.65Breported sold
1,376investors
25Form D filings
2010–2019years on file
Follow this entityLook further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:15 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Optima Fund Management LLC is a management entity listed as a promoter on 25 SEC Form D filings by 8 issuers between Sep 2010 and May 2019. Largest by amount reported sold: Optima Global Trading Fund Ltd (Pembroke, Bermuda (as filed: D0) — pooled investment fund — 2018; $705.8M reported sold to 286 investors), OPTIMA PARTNERS FOCUS FUND (Hamilton, Bermuda (as filed: D0) — pooled investment fund — 2018; $574.3M reported sold to 159 investors), OPTIMA PARTNERS GLOBAL FUND (Pembroke, Bermuda (as filed: D0) — pooled investment fund — 2018; $463.3M reported sold to 114 investors), OPTIMA FUND LP (New York, NY — pooled investment fund — 2010–2018; $395.2M reported sold to 450 investors), Optima Fund Ltd (Pembroke, Bermuda (as filed: D0) — pooled investment fund — 2018; $375.5M reported sold to 241 investors) and 3 more (all listed below).

What this means A repeat sponsor — 8 separate companies raised money with this person listed as promoter, over about 9 years. Across those companies the filings report $2.65B sold in total.

Listed alongside Geoffrey Manfred Lewis (4 shared filings), Neil Glass (4 shared filings) and Thomas Haskins Davis (4 shared filings).

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Optima. Each name links to their own page.

The issuers belong to 2 sponsor groups: Bridgeport (38 issuers, $4.2B reported sold, 2009–2026) and Optima (13 issuers, $3.03B reported sold, 2009–2026).

What this means This person is listed across more than one sponsor team; each group page shows that team's full track record.

State business registry: NY registry lists OPTIMA FUND MANAGEMENT LLC as active ("Active (listed in the registry's Active Corporations dataset)" as printed), formed Dec 6, 2001.

What this means Formation date, status and registered agent as the state prints them; a registry listing says nothing about the offering itself.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY) — none found.

What this means Nothing turned up where we looked (3 sources). That does not prove there is nothing — it means none was found in those sources on that date.

We compared 25 public filings for Optima Fund Management LLC and found 11 differences, 6 worth asking the sponsor about: 13 offerings reported less sold on a later filing than an earlier one; 18 offerings reported fewer investors on a later filing; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Optima Fund Management LLC has not run yet — it is joining a line of 44,682 names; searches run around the clock at the hosts' allowed rate. Searched so far: 641 names.

Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

None found in sources searched — federal courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:15 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: 48 regulators (FINRA, NASAA, 37 states) — crawled Oct 24, 2026, 8:48 AM ET

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Optima Fund Management LLC..

State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).

3. Bankruptcies

None found in sources searched — federal bankruptcy courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:15 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

11 differences found between the filings for Optima Fund Management LLC — 6 worth asking about (compared 25 filings on Oct 24, 2026)

Worth asking · Oct 25, 2010 – Nov 25, 2019

13 offerings reported less sold on a later filing than an earlier one

Amount sold went down between filings — Optima STAR Fund, a sub-fund of Apsley Fund ICAV · Amount sold went down between filings — OPTIMA PARTNERS GLOBAL FUND · Amount sold went down between filings — OPTIMA FUND LP · Amount sold went down between filings — OPTIMA PARTNERS FOCUS FUND · Amount sold went down between filings — Optima Global Trading Fund Ltd · and 8 more

What this means Amounts sold normally only go up. Ask the sponsor what happened on each.

Form D/A (earlier) · Oct 9, 2018 ↗Form D/A (later) · Nov 25, 2019 ↗Optima STAR Fund, a sub-fund of Apsley Fund ICAV — PartnerFacts page ↗Form D/A (earlier) · Oct 5, 2018 ↗
Sources
Worth asking · Oct 25, 2010 – Nov 25, 2019

18 offerings reported fewer investors on a later filing

Investor count went down between filings — Optima STAR Fund, a sub-fund of Apsley Fund ICAV · Investor count went down between filings — Optima Fund Ltd · Investor count went down between filings — OPTIMA FUND LP · Investor count went down between filings — OPTIMA PARTNERS FOCUS FUND · Investor count went down between filings — OPTIMA PARTNERS GLOBAL FUND · and 13 more

What this means Investor counts normally only grow. Ask the sponsor what happened on each.

Form D/A (earlier) · Oct 9, 2018 ↗Form D/A (later) · Nov 25, 2019 ↗Optima STAR Fund, a sub-fund of Apsley Fund ICAV — PartnerFacts page ↗Form D/A (earlier) · Oct 5, 2018 ↗
Sources
Worth asking · Oct 25, 2010 – Oct 5, 2018

5 paid sellers are listed without a CRD number

Paid seller listed without a CRD number: BNY Mellon, N.A. — OPTIMA PARTNERS GLOBAL FUND · Paid seller listed without a CRD number: BNY Mellon, N.A. — OPTIMA PARTNERS FOCUS FUND · Paid seller listed without a CRD number: BNY Mellon, N.A. — Optima Global Trading Fund Ltd · Paid seller listed without a CRD number: BNY Mellon, N.A. — OPTIMA FUND LP · Paid seller listed without a CRD number: BNY Mellon, N.A. — Optima Fund Ltd

What this means Without a CRD number we cannot look a seller up on BrokerCheck. Ask who they are and whether they are registered.

Form D/A · Oct 5, 2018 ↗BrokerCheck search: BNY Mellon, N.A. ↗OPTIMA PARTNERS GLOBAL FUND — PartnerFacts page ↗Form D/A · Oct 5, 2018 ↗
Sources
Worth asking · Jun 14, 1991 – Jan 24, 2018

Form D filed 9,721 days after the first sale — Optima Global Trading Fund Ltd

The filing says the first sale was Jun 14, 1991. The Form D was filed Jan 24, 2018 — 9,721 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 9,706 days past that.

What this means The notice went in months after money was taken in. Late notices are common and carry no penalty by themselves, but it is fair to ask the sponsor why the paperwork lagged.

Form D · Jan 24, 2018 ↗Optima Global Trading Fund Ltd — PartnerFacts page ↗
Sources
Worth asking · Jul 22, 1988 – Sep 29, 2010

Form D filed 8,104 days after the first sale — OPTIMA FUND LP

The filing says the first sale was Jul 22, 1988. The Form D was filed Sep 29, 2010 — 8,104 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 8,089 days past that.

What this means The notice went in months after money was taken in. Late notices are common and carry no penalty by themselves, but it is fair to ask the sponsor why the paperwork lagged.

Form D · Sep 29, 2010 ↗OPTIMA FUND LP — PartnerFacts page ↗
Sources
Note · Jun 20, 2016 – Jul 21, 2016

Form D filed 31 days after the first sale — Optima STAR Fund, a sub-fund of Apsley Fund ICAV

The filing says the first sale was Jun 20, 2016. The Form D was filed Jul 21, 2016 — 31 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 16 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

Form D · Jul 21, 2016 ↗Optima STAR Fund, a sub-fund of Apsley Fund ICAV — PartnerFacts page ↗
Sources
Note · Apr 28, 2016 – Oct 9, 2018

No amendment in the last 12 months on an offering that may still be open — Optima STAR Long Fund, a sub-fund of Apsley Fund ICAV (latest filing Oct 9, 2018)

The latest filing for this offering is dated Oct 9, 2018 (first sale Apr 28, 2016). It reports $28,816,000 sold of an indefinite amount offered. No later amendment is in our index as of Oct 24, 2026.

What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.

Form D/A · Oct 9, 2018 ↗Optima STAR Long Fund, a sub-fund of Apsley Fund ICAV — PartnerFacts page ↗
Sources
Worth asking · Oct 5, 2018 – May 15, 2020

7 people are no longer listed on a later amendment

Optima Fund Management LLC is no longer listed on the May 15, 2020 amendment — Optima Lloyd George Asia Fund, a sub-fund of Apsley Fund ICAV · Optima Fund Management LLC is no longer listed on the Nov 25, 2019 amendment — Optima STAR Fund, a sub-fund of Apsley Fund ICAV · Optima Fund Management LLC is no longer listed on the Nov 25, 2019 amendment — Optima Fund Ltd · Optima Fund Management LLC is no longer listed on the Nov 25, 2019 amendment — OPTIMA FUND LP · Optima Fund Management LLC is no longer listed on the Nov 25, 2019 amendment — OPTIMA PARTNERS FOCUS FUND · and 2 more

What this means People leave; the issuer lists only current officers, directors and promoters. Ask why and who replaced them.

Form D · May 15, 2019 ↗Form D/A · May 15, 2020 ↗Optima Fund Management LLC — PartnerFacts page ↗Optima Lloyd George Asia Fund, a sub-fund of Apsley Fund ICAV — PartnerFacts page ↗
Sources
Note · Oct 1, 2013 – Oct 30, 2014

Minimum investment changed between filings — OPTIMA FUND LP

The Oct 1, 2013 filing lists a minimum of $1,000,000; the Oct 30, 2014 Form D/A lists $250,000.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Form D/A (earlier) · Oct 1, 2013 ↗Form D/A (later) · Oct 30, 2014 ↗OPTIMA FUND LP — PartnerFacts page ↗
Sources
Note · Sep 29, 2010 – May 15, 2019

Optima Fund Management LLC is written 2 different ways on the filings

listed as "Optima Fund Management" on 24 filings (from Sep 29, 2010), and "Optima Fund Management LLC" on the May 15, 2019 filing.

What this means Same person, written differently — a middle name or suffix left off, or spelled another way. It is normal, but check that the full legal name matches your subscription documents.

Form D · Sep 29, 2010 ↗Form D · May 15, 2019 ↗Optima Fund Management LLC — PartnerFacts page ↗
Sources
Note · Oct 1, 2013 – Nov 25, 2019

7 address changes between filings

Address moved from Pembroke, Bermuda (as filed: D0) to New York, NY — Optima Fund Ltd · Address moved from Pembroke, Bermuda (as filed: D0) to New York, NY — Optima Global Trading Fund Ltd · Address moved from Pembroke, Bermuda (as filed: D0) to New York, NY — OPTIMA PARTNERS GLOBAL FUND · Address moved from Pembroke, Bermuda (as filed: D0) to New York, NY — OPTIMA PARTNERS FOCUS FUND · Address moved from Hamilton, Bermuda (as filed: D0) to Pembroke, Bermuda (as filed: D0) — Optima Fund Ltd · and 2 more

What this means Businesses move. If you were told one city and the forms say another, ask which is current.

Form D/A · Oct 5, 2018 ↗Form D/A · Nov 25, 2019 ↗Optima Fund Ltd — PartnerFacts page ↗Form D/A · Oct 5, 2018 ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

5 of 8 offerings report sales commissions totalling $27,723,632; 0 report finder's fees; 0 report proceeds to related persons.

Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
May 15, 2019 D
Optima Lloyd George Asia Fund, a sub-fund of Apsley Fund ICAV
File 021-339703
$0$0$0None listed on this filingEDGAR ↗
Oct 9, 2018 D/A
Optima STAR Long Fund, a sub-fund of Apsley Fund ICAV
File 021-263016
$0$0$0Optima Securities LLC BrokerCheck CRD 168881 ↗EDGAR ↗
Oct 9, 2018 D/A
Optima STAR Fund, a sub-fund of Apsley Fund ICAV
File 021-267487
$0$0$0Optima Securities LLC BrokerCheck CRD 168881 ↗EDGAR ↗
Oct 5, 2018 D/A
OPTIMA FUND LP
File 021-148319
$16,014,668$0$0BNY Mellon, N.A. no CRD number reported
Optima Securities LLC BrokerCheck CRD 16881 ↗		EDGAR ↗
Oct 5, 2018 D/A
Optima Global Trading Fund Ltd
File 021-303995
$1,450,537$0$0BNY Mellon, N.A. no CRD number reported
Optima Securities LLC BrokerCheck CRD 16881 ↗		EDGAR ↗
Oct 5, 2018 D/A
Optima Fund Ltd
File 021-148320
$6,072,583$0$0BNY Mellon, N.A. no CRD number reported
Optima Securities LLC BrokerCheck CRD 16881 ↗		EDGAR ↗
Oct 5, 2018 D/A
OPTIMA PARTNERS FOCUS FUND
File 021-149982
$1,515,174$0$0BNY Mellon, N.A. no CRD number reported
Optima Securities LLC BrokerCheck CRD 16881 ↗		EDGAR ↗
Oct 5, 2018 D/A
OPTIMA PARTNERS GLOBAL FUND
File 021-148327
$2,670,670$0$0BNY Mellon, N.A. no CRD number reported
Optima Securities LLC BrokerCheck CRD 16881 ↗		EDGAR ↗
How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this entity is listed on (latest filing per offering, per issuer).

Deals 8

Every issuer that named Optima Fund Management LLC on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

OL
Pooled Investment Fund · group: Bridgeport

Optima Lloyd George Asia Fund, a sub-fund of Apsley Fund ICAV

Dublin, Ireland (as filed: L2) · May 15, 2019
  • May 15, 2019 · D · $11,875,000 sold of Indefinite · 14 investors · min. $5,000 · role: Promoter (Investment Manager) EDGAR ↗

Raised $39.9M from 31 investors as of the latest filing. Optima is listed as promoter.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

OS
Pooled Investment Fund · group: Bridgeport

Optima STAR Long Fund, a sub-fund of Apsley Fund ICAV

Dublin, Ireland (as filed: L2) · May 12, 2016 → Oct 9, 2018 · 3 filings
  • Oct 9, 2018 · D/A · $28,816,000 sold of Indefinite · 26 investors · min. $5,000 · role: Promoter (Investment Manager) EDGAR ↗
  • Jan 24, 2018 · D/A · $19,594,000 sold of Indefinite · 20 investors · min. $5,000 · role: Promoter (Investment Manager) EDGAR ↗
  • May 12, 2016 · D · $1,870,000 sold of Indefinite · 5 investors · min. $5,000 · role: Promoter (Investment Manager) EDGAR ↗

Raised $81.2M from 71 investors as of the latest filing. Optima is listed as promoter on 3 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

OS
Pooled Investment Fund · group: Bridgeport

Optima STAR Fund, a sub-fund of Apsley Fund ICAV

Dublin, Ireland (as filed: L2) · Jul 21, 2016 → Oct 9, 2018 · 3 filings
  • Oct 9, 2018 · D/A · $793,000 sold of Indefinite · 3 investors · min. $5,000 · role: Promoter (Investment Manager) EDGAR ↗
  • Jan 24, 2018 · D/A · $562,000 sold of Indefinite · 2 investors · min. $5,000 · role: Promoter (Investment Manager) EDGAR ↗
  • Jul 21, 2016 · D · $500,000 sold of Indefinite · 1 investors · min. $5,000 · role: Promoter (Investment Manager) EDGAR ↗

Raised $19.6M from 24 investors as of the latest filing. Optima is listed as promoter on 3 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

OG
Pooled Investment Fund · group: Bridgeport

Optima Global Trading Fund Ltd

Pembroke, Bermuda (as filed: D0) · Jan 24, 2018 → Oct 5, 2018 · 2 filings
  • Oct 5, 2018 · D/A · $16,875,000 sold of Indefinite · 26 investors · min. $250,000 · role: Promoter (Manager) EDGAR ↗
  • Jan 24, 2018 · D · $19,936,000 sold of Indefinite · 32 investors · min. $250,000 · role: Promoter (Manager) EDGAR ↗

Raised $705.8M from 286 investors as of the latest filing. Optima is listed as promoter on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

OF
Pooled Investment Fund · group: Bridgeport

Optima Fund Ltd

Pembroke, Bermuda (as filed: D0) · Jan 24, 2018 → Oct 5, 2018 · 2 filings
  • Oct 5, 2018 · D/A · $27,961,000 sold of Indefinite · 29 investors · min. $250,000 · role: Promoter (Manager) EDGAR ↗
  • Jan 24, 2018 · D/A · $27,540,000 sold of Indefinite · 29 investors · min. $250,000 · role: Promoter (Manager) EDGAR ↗

Raised $375.5M from 241 investors as of the latest filing. Optima is listed as promoter on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

OF
Pooled Investment Fund · group: Bridgeport

OPTIMA FUND LP

New York, NY · Sep 29, 2010 → Oct 5, 2018 · 10 filings
  • Oct 5, 2018 · D/A · $149,168,000 sold of Indefinite · 147 investors · min. $250,000 · role: Promoter (General Partner) EDGAR ↗
  • Jan 24, 2018 · D/A · $152,434,000 sold of Indefinite · 162 investors · min. $250,000 · role: Promoter (General Partner) EDGAR ↗
  • Nov 9, 2016 · D/A · $159,447,000 sold of Indefinite · 198 investors · min. $250,000 · role: Promoter (General Partner) EDGAR ↗
  • Oct 30, 2015 · D/A · $184,822,000 sold of Indefinite · 199 investors · min. $250,000 · role: Promoter (General Partner) EDGAR ↗
  • Oct 30, 2014 · D/A · $209,437,000 sold of Indefinite · 198 investors · min. $250,000 · role: Promoter (General Partner) EDGAR ↗
  • Oct 1, 2013 · D/A · $210,817,000 sold of Indefinite · 211 investors · min. $1,000,000 · role: Promoter (General Partner) EDGAR ↗
  • Nov 7, 2012 · D/A · $206,681,000 sold of Indefinite · 243 investors · min. $1,000,000 · role: Promoter (General Partner) EDGAR ↗
  • Oct 26, 2011 · D/A · $199,035,000 sold of Indefinite · 253 investors · min. $1,000,000 · role: Promoter (General Partner) EDGAR ↗
  • Oct 25, 2010 · D/A · $235,175,000 sold of Indefinite · 278 investors · min. $1,000,000 · role: Promoter (General Partner) EDGAR ↗
  • Sep 29, 2010 · D · $225,274,488 sold of Indefinite · 277 investors · min. $1,000,000 · role: Promoter (General Partner) EDGAR ↗

Raised $395.2M from 450 investors as of the latest filing. Optima is listed as promoter on 10 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

OP
Pooled Investment Fund · group: Optima

OPTIMA PARTNERS FOCUS FUND

Hamilton, Bermuda (as filed: D0) · Jan 24, 2018 → Oct 5, 2018 · 2 filings
  • Oct 5, 2018 · D/A · $33,240,000 sold of Indefinite · 23 investors · min. $250,000 · role: Promoter (Manager) EDGAR ↗
  • Jan 24, 2018 · D/A · $38,110,000 sold of Indefinite · 26 investors · min. $250,000 · role: Promoter (Manager) EDGAR ↗

Raised $574.3M from 159 investors as of the latest filing. Optima is listed as promoter on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

OP
Pooled Investment Fund · group: Optima

OPTIMA PARTNERS GLOBAL FUND

Pembroke, Bermuda (as filed: D0) · Jan 25, 2018 → Oct 5, 2018 · 2 filings
  • Oct 5, 2018 · D/A · $12,121,000 sold of Indefinite · 11 investors · min. $250,000 · role: Promoter (Manager) EDGAR ↗
  • Jan 25, 2018 · D/A · $12,014,000 sold of Indefinite · 11 investors · min. $250,000 · role: Promoter (Manager) EDGAR ↗

Raised $463.3M from 114 investors as of the latest filing. Optima is listed as promoter on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

People around Optima 3

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

TD
No photo found yet (own website and image search run after this page is viewed)
Person

Thomas Haskins Davis

Director · 4 shared filings (2 issuers) · also on 32 other issuers

Thomas Haskins Davis is on 34 issuers in total — a repeat sponsor. Their page lists every one.

NG
No photo found yet (own website and image search run after this page is viewed)
Person

Neil Glass

Director · 4 shared filings (2 issuers) · also on 16 other issuers

Neil Glass is on 18 issuers in total — a repeat sponsor. Their page lists every one.

GL
No photo found yet (own website and image search run after this page is viewed)
Person

Geoffrey Manfred Lewis

Director · 4 shared filings (2 issuers) · also on 14 other issuers

Geoffrey Manfred Lewis is on 16 issuers in total — a repeat sponsor. Their page lists every one.

The team behind the deals

B
Sponsor group

Bridgeport

38 issuers · 224 filings · $4.2B reported sold · 2009–2026

One team, 38 deal companies. Optima Fund Management LLC is listed on 6 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name Optima Fund Management LLC.

O
Sponsor group

Optima

13 issuers · 174 filings · $3.03B reported sold · 2009–2026

One team, 13 deal companies. Optima Fund Management LLC is listed on 2 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name Optima Fund Management LLC.

Same business address

16 other issuers file from the same address

A shared address can mean the same team, a shared office building or a registered agent. It is a lead, not a conclusion.

Registrations and other filings

Business registration (state registry / Secretary of State)

State business registry (Secretary of State) 1 record matched to Optima Fund Management LLC
OPTIMA FUND MANAGEMENT LLC NY Secretary of State active
Status as the registry prints it: Active (listed in the registry's Active Corporations dataset)
Entity no. 2705867 · FOREIGN LIMITED LIABILITY COMPANY · Formed: Dec 6, 2001 in DE
Address on file: NEW YORK, NY, 10022
Registered agent: not stated in this dataset
Matched on: exact name key; legal form llc; address state NY · confidence 0.8 · Dataset row we read ↗ · Official registry page ↗ · New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026

1 possible match is in human review and not shown.

Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file). A registry listing is the state's own record of the entity; it says nothing about the offering itself.

Adviser registration (Form ADV)

OPTIMA FUND MANAGEMENT LLC — IAPD listing status: INACTIVE · SEC file 801-45464 · Main office: NEW YORK, NY · IAPD record ↗ · Form ADV filing (PDF) ↗

Regulatory assets under management: Not found in sources searched (SEC Investment Adviser Information Reports — Form ADV data for SEC-registered advisers and exempt reporting advisers (file dated 2026-10-02) does not list CRD 105929; the IAPD search summary does not report AUM).

Disclosures: IAPD summary flag reports disclosures on record: No — Item 11 answers: not in the monthly Form ADV data file loaded; see the IAPD record ↗.

Matched on management entity listed on Form D = adviser name, same state (NY) · IAPD record last checked Oct 23, 2026, 10:46 PM ET

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Optima Fund Management LLC is matched through the issuers it is listed on; property records are tied to issuers, not to management companies, on this site. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 8 issuers this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers Optima Fund Management LLC is listed on: none on file. No website or social profile named in OPTIMA FUND LP's SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #111,795 of 374,652 in line (1,386 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (New York, NY). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Social and web

LinkedIn companies ↗Instagram ↗X (Twitter) ↗Facebook ↗YouTube ↗Google ↗Google Images ↗Google News ↗Meta Ad Library ↗

Courts

CourtListener / RECAP (federal) ↗PACER case locator (federal, login) ↗New York WebCivil Supreme ↗

Securities regulators

SEC EDGAR full-text search ↗SEC action look-up ↗FINRA BrokerCheck ↗SEC IAPD adviser search ↗

Business registries

New York Secretary of State business search ↗OpenCorporates ↗

Change history

No corrections have been requested for this page.

Every fact links to its public-record source. Plain-English notes next to a fact are our reading of that fact, not a rating. Request a correction · Facts policy

Request a correction

Free. Logged with status: received → under review → fixed / confirmed with source.

Add a response

If this is you or your firm, add a sourced explanation next to any fact. Reviewed before publishing.

Monitor this entity

Members get an email when Optima Fund Management LLC appears on a new Form D, or when a court case or SEC action is matched to them. See plans →