NIGEL TRAVIS is listed as an executive officer and director on 5 SEC Form D filings by 1 issuer between Sep 2009 and Mar 2011: DUNKIN' BRANDS GROUP HOLDINGS, INC. (Canton, MA — industry reported as "Other" — 2009–2011; $13.8M reported sold to 72 investors).
What this means One deal on file with the SEC. A Form D is the notice a company files after it starts selling a private investment — it is a notice, not an approval.
The issuer belongs to the sponsor group Thomas (30 issuers, $18.91B reported sold, 2009–2026).
What this means A sponsor group is one team that sets up a new company for each deal. Thomas has 30 companies on file and $18.91B reported sold in total — the group page shows the whole track record in one place.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AZ, CA, DE, TX, WA) — none found.
What this means Nothing turned up where we looked (3 sources). That does not prove there is nothing — it means none was found in those sources on that date.
We compared 5 public filings for NIGEL TRAVIS and found 7 differences, 4 worth asking the sponsor about: Amount sold went down between filings; Investor count went down between filings; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.