Sponsor Check › Person
Named as an officer, director or promoter on SEC Form D filings · IL · May 18, 2021 → Aug 15, 2024
Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:49 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET
Nigel Morris is listed as a director on 9 SEC Form D filings by 2 issuers between May 2021 and Aug 2024: Amount, Inc. (Chicago, IL — other banking and financial services — 2021–2024; $99M reported sold to 58 investors) and StoicLane Inc. (Chicago, IL — other technology — 2021–2024; $88.8M reported sold to 113 investors).
What this means 2 separate companies raised money with this person listed as director, over about 3 years. Across those companies the filings report $187.8M sold in total.
Listed alongside Albert Goldstein (9 shared filings), Matthew Foran (6 shared filings), Jacob Nice (5 shared filings), Adam Hughes (3 shared filings), Jade Mandel (3 shared filings) and 21 others.
What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Nigel. Each name links to their own page.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AR, AZ, CA, CT, DE, FINRA, GA, HI, ID, LA, ME, MO, MS, MT, NASAA, NC, NH, NM, OR, RI, TX, WA) — none found.
What this means Nothing turned up where we looked (3 sources). That does not prove there is nothing — it means none was found in those sources on that date.
We compared 9 public filings for Nigel Morris and found 21 differences, 3 worth asking the sponsor about: Amount sold went down between filings; Investor count went down between filings; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.
Community search for Nigel Morris has not run yet — it is joining a line of 20,640 names; searches run around the clock at the hosts' allowed rate. Searched so far: 314 names.
Community comments are quoted as written by their authors. Sources searched: BiggerPockets forums (via DuckDuckGo, Brave, Bing and BiggerPockets search) and Reddit (search feed + public archive).
Five things investors ask first. Items still in human review are counted, not shown.
None found in sources searched — federal courts (CourtListener / RECAP), checked Oct 24, 2026
Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:49 AM ET.
State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.
None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: NV (crawled Oct 23, 2026)
SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Nigel Morris..
State securities regulators: Securities regulators searched (3,318 actions): AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002), DE DOJ Investor Protection Unit (257 actions, 1987–2026), TX State Securities Board (586 actions, 2006–2026), WA DFI (2,039 actions, 2001–2026) — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first — last crawled Oct 23, 2026, 9:57 PM ET. No machine-readable public listing today for IA, IN, KS, MI, NE, NV (see docs/state-regulators.md).
None found in sources searched — federal bankruptcy courts (CourtListener / RECAP), checked Oct 24, 2026
Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:49 AM ET.
State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.
Comparisons cover issuers and sponsor groups — see the issuer pages under Deals
21 differences found between the filings for Nigel Morris — 3 worth asking about (compared 9 filings on Oct 24, 2026)
United States Bankruptcy Court, N.D. Illinois docket "Tim R Clarke" filed Apr 4, 2003, closed Oct 2, 2003. Tim Clarke (listed on the same filings) is listed as Debtor ("Tim R Clarke"). Our match estimate: 70%.
What this means A bankruptcy filing was found. Many are old or personal and have nothing to do with the deal — but ask what it was and when it closed.
The May 10, 2022 filing says $81,975,900 sold; the Feb 10, 2023 Form D/A says $80,090,800 sold — $1,885,100 less.
What this means Amounts sold normally only go up as a raise continues. A drop can mean investors were refunded, a figure was corrected, or an earlier number was wrong. Ask the sponsor which it was.
The May 10, 2022 filing reports 111 investors; the Feb 10, 2023 Form D/A reports 52 investors.
What this means Investor counts normally only grow. A smaller number can mean investors left or were refunded, or a count was corrected. Ask the sponsor what happened.
ASCENT CAPITAL ADVISORS LIMITED is listed as receiving sales compensation on 4 filings (May 10, 2022 to Jan 25, 2024) with no FINRA CRD number given.
What this means People paid to sell securities normally hold a FINRA registration with a CRD number. Without one we cannot look them up on BrokerCheck. Ask who they are and whether they are registered.
The filing says the first sale was Aug 18, 2021. The Form D was filed Oct 5, 2021 — 48 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 33 days past that.
What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.
The filing says the first sale was Apr 20, 2021. The Form D was filed May 18, 2021 — 28 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 13 days past that.
What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.
The latest filing for this offering is dated Aug 15, 2024 (first sale Jul 31, 2024). It reports $24,575,965 sold of $30,000,000 offered. No later amendment is in our index as of Oct 24, 2026.
What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.
The latest filing for this offering is dated Apr 20, 2022 (first sale Apr 7, 2022). It reports $35,704,895 sold of $39,999,986 offered. No later amendment is in our index as of Oct 24, 2026.
What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.
The latest filing for this offering is dated May 18, 2021 (first sale Apr 20, 2021). It reports $99,034,752 sold of $99,999,997 offered. No later amendment is in our index as of Oct 24, 2026.
What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.
The Feb 10, 2023 filing says $80,090,800 offered; the Apr 20, 2023 Form D/A says $88,750,800.
What this means The target raise changed. Raising the cap is common when a deal grows; ask whether the extra money has the same terms and use.
The May 10, 2022 filing says $81,975,900 offered; the Feb 10, 2023 Form D/A says $80,090,800.
What this means The target raise got smaller. That can mean the plan shrank or the sponsor stopped early. Ask what changed in the deal.
The Mar 10, 2022 filing says an indefinite amount offered; the May 10, 2022 Form D/A says $81,975,900.
What this means The target raise changed. Raising the cap is common when a deal grows; ask whether the extra money has the same terms and use.
The Feb 10, 2023 filing lists a minimum of $20,000; the Apr 20, 2023 Form D/A lists $10,000.
What this means A different minimum usually means the offering terms changed. Check which terms apply to you.
The May 10, 2022 filing lists a minimum of $25,000; the Feb 10, 2023 Form D/A lists $20,000.
What this means A different minimum usually means the offering terms changed. Check which terms apply to you.
"Other Technology" (May 18, 2021 to Apr 20, 2022); then "Other Banking and Financial Services" (Aug 15, 2024).
What this means The issuer described its business differently on different forms. Often it is just a different box ticked; sometimes the deal itself changed. Ask which business your money is in.
"Other" (Oct 5, 2021); then "Other Technology" (Mar 10, 2022 to Jan 25, 2024).
What this means The issuer described its business differently on different forms. Often it is just a different box ticked; sometimes the deal itself changed. Ask which business your money is in.
This page covers filings where the address state is IL. A separate record, "Nigel Morris" with address state VA or CA or NY, is listed on 40 filings — most recently by FinCo Services, Inc. (Jun 25, 2026). Both records have filings in the same period (May 18, 2021 to Aug 15, 2024).
What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.
This page covers filings where the address state is IL. A separate record, "Nigel Morris" with address state WA, is listed on 2 filings — most recently by Remitly Global, Inc. (Apr 29, 2024). Both records have filings in the same period (Jan 20, 2023 to Apr 29, 2024).
What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.
This page covers filings where the address state is IL. A separate record, "Nigel Morris" with address state E9, is listed on 1 filing — most recently by Badger Technology Co Holdings Ltd (May 24, 2021). Both records have filings in the same period (May 24, 2021).
What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.
This page covers filings where the address state is IL. A separate record, "Nigel Morris" with address state NC, is listed on 14 filings — most recently by AvidXchange, Inc. (Jan 14, 2021). The two records do not overlap in time: this page runs May 18, 2021 to Aug 15, 2024; the other runs Mar 17, 2016 to Jan 14, 2021.
What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.
This page covers filings where the address state is IL. A separate record, "Nigel Morris" with address state GA, is listed on 6 filings — most recently by GreenSky Holdings, LLC (Dec 28, 2017). The two records do not overlap in time: this page runs May 18, 2021 to Aug 15, 2024; the other runs Oct 29, 2014 to Dec 28, 2017.
What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.
What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.
2 of 6 offerings report sales commissions totalling $252,279; 0 report finder's fees; 0 report proceeds to related persons.
| Offering (latest filing) | Sales commissions | Finder's fees | To insiders | Paid to sell it | Source |
|---|---|---|---|---|---|
| Aug 15, 2024 D Amount, Inc. File 021-521691 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Jan 25, 2024 D StoicLane Inc. File 021-503471 | $32,443 | $0 | $0 | Ascent Capital Advisors Limited no CRD number reported | EDGAR ↗ |
| Apr 20, 2023 D/A StoicLane Inc. File 021-436677 | $219,836 | $0 | $0 | ASCENT CAPITAL ADVISORS LIMITED no CRD number reported KEEFE, BRUYETTE & WOODS, INC. BrokerCheck CRD 481 ↗ | EDGAR ↗ |
| Apr 20, 2022 D Amount, Inc. File 021-442749 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Oct 5, 2021 D StoicLane Inc. File 021-415714 | $0 | $0 | $0 Proceeds shall be maintained in a separate bank account and used for platform development and other general corporate purposes. Some may be used for general working capital purposes which may include payment of salaries, expenses, fees to Related Persons. | None listed on this filing | EDGAR ↗ |
| May 18, 2021 D Amount, Inc. File 021-399799 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.
Counted across every filing this person is listed on (latest filing per offering, per issuer).
Every issuer that named Nigel Morris on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.
Raised $99M from 58 investors (100% of the $30M target) as of the latest filing. Nigel is listed as director on 3 filings for this deal.
Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Banking and Financial Services / 506(b) (1,630 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.
Raised $88.8M from 113 investors (100% of the $6.43M target) as of the latest filing. Nigel is listed as director on 6 filings for this deal.
Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Technology / 506(b) (17,390 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.
Separate person records under the same name, not combined with this page. Each line says whether it shares an issuer with this record.
Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.
Albert Goldstein is on 11 issuers in total — a repeat sponsor. Their page lists every one.
Listed on the same filings as Nigel Morris. Their page shows their other deals.
John Johnston is on 11 issuers in total — a repeat sponsor. Their page lists every one.
Eric Carlborg is on 18 issuers in total — a repeat sponsor. Their page lists every one.
W. Eric Carlborg is on 6 issuers in total — a repeat sponsor. Their page lists every one.
Listed on the same filings as Nigel Morris. Their page shows their other deals.
Listed on the same filings as Nigel Morris. Their page shows their other deals.
Listed on the same filings as Nigel Morris. Their page shows their other deals.
A shared address can mean the same team, a shared office building or a registered agent. It is a lead, not a conclusion.
None of the 2 issuers this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.
Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.
Property records are matched to companies only, never to individuals, so none are matched to Nigel Morris by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 2 issuers this person is listed on — nothing matched.
Websites and social links of the issuers Nigel Morris is listed on: none on file. No website or social profile named in Amount, Inc.'s SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #92,659 of 374,652 in line (498 issuers searched so far). One-tap searches: Look further ↓
One-tap searches on sites we do not index ourselves, with the name pre-filled (Chicago, IL). Each opens in a new tab; what you find there is not verified by PartnerFacts.
No corrections have been requested for this page.
Free. Logged with status: received → under review → fixed / confirmed with source.
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Members get an email when Nigel Morris appears on a new Form D, or when a court case or SEC action is matched to them. See plans →