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Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 10:52 AM ET

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Nicole Walker

Named as an officer, director or promoter on SEC Form D filings · MI, IL · Oct 2, 2013 → Nov 4, 2020

4deals (issuers)
$38.8Mreported sold
28investors
9Form D filings
2013–2020years on file

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 3:04 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Nicole Walker is listed as an executive officer and director on 9 SEC Form D filings by 4 issuers between Oct 2013 and Jun 2022: NeuMoDx Molecular, Inc. (Ann Arbor, MI — other health care — 2014–2018; $20M reported sold to 9 investors), Strata Oncology, Inc. (Ann Arbor, MI — industry reported as "Other" — 2018–2020; $11.8M reported sold to 14 investors), Molecular Imaging, Inc. (Ann Arbor, MI — biotechnology — 2013–2014; $7M reported sold to 5 investors) and Arboretum Ventures VI, L.P. (Ann Arbor, MI — pooled investment fund — 2022).

What this means A repeat sponsor — 4 separate companies raised money with this person listed as executive officer and director, over about 9 years. Across those companies the filings report $38.8M sold in total.

Listed alongside Jan Garfinkle (7 shared filings), Jeffrey Williams (6 shared filings), William Burkoth (6 shared filings), Edward Michael (4 shared filings), Sundaresh Brahmasandra (4 shared filings) and 12 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Nicole. Each name links to their own page.

1 of the issuers belongs to the sponsor group Tangent (2 issuers, $7.15M reported sold, 2011–2024).

What this means A sponsor group is one team that sets up a new company for each deal. Tangent has 2 companies on file and $7.15M reported sold in total — the group page shows the whole track record in one place.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY) — 2 SEC releases, 17 bankruptcy cases matching the name listed in Key records below.

What this means 19 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 9 public filings for Nicole Walker and found 8 differences: Nicole Walker appears on 1 deal that stopped filing before reaching its target; 4 offerings have no amendment in the last 12 months and may still be open; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Nicole Walker has not run yet — it is joining a line of 62,582 names; searches run around the clock at the hosts' allowed rate. Searched so far: 737 names.

Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

None found in sources searched — federal courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 3:04 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

2 SEC releases

Nicole J. Walker Administrative proceeding
SEC · May 13, 2026 · Parties as named in the release: Nicole J. Walker Read the release ↗
same full name in the release title; 5 people with this name in Form D filings; the person's filing state is not named
Nicole J. Walker Administrative proceeding
SEC · Jun 18, 2024 · Parties as named in the release: Nicole J. Walker Read the release ↗
same full name in the release title; 5 people with this name in Form D filings; the person's filing state is not named
What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Nicole Walker..

State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).

3. Bankruptcies

17 cases: 17 closed (disposition not in docket feed)

Nicole Walker closed
United States Bankruptcy Court, E.D. Michigan · No. 21-44256 · Filed May 14, 2021 · Closed Nov 8, 2022
Role of Nicole Walker: Debtor · Outcome: Case closed 2022-11-08 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 157 federal dockets); 5 people with this name in Form D filings; court in the person's filing state (MI)
Nicole E Walker closed
United States Bankruptcy Court, N.D. Illinois · No. 21-01240 · Filed Jan 29, 2021 · Closed May 3, 2021
Role of Nicole E Walker: Debtor · Outcome: Case closed 2021-05-03 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 157 federal dockets); 5 people with this name in Form D filings; court in the person's filing state (IL)
Nicole M. Walker closed
United States Bankruptcy Court, E.D. Michigan · No. 19-30556 · Filed Mar 8, 2019 · Closed Jun 20, 2019
Role of Nicole M. Walker: Debtor · Outcome: Case closed 2019-06-20 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 157 federal dockets); 5 people with this name in Form D filings; court in the person's filing state (MI)
Nicole D. Walker closed
United States Bankruptcy Court, N.D. Illinois · No. 17-81553 · Filed Jun 29, 2017 · Closed Oct 26, 2017
Role of Nicole D. Walker: Debtor · Outcome: Case closed 2017-10-26 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 157 federal dockets); 5 people with this name in Form D filings; court in the person's filing state (IL)
Nicole A Walker closed
United States Bankruptcy Court, N.D. Illinois · No. 13-07320 · Filed Feb 26, 2013 · Closed Jul 29, 2013
Role of Nicole A Walker: Debtor · Outcome: Case closed 2013-07-29 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 157 federal dockets); 5 people with this name in Form D filings; court in the person's filing state (IL)
Nicole L. Walker closed
United States Bankruptcy Court, W.D. Michigan · No. 11-00290 · Filed Jan 13, 2011 · Closed Jul 6, 2011
Role of Nicole L. Walker: Debtor · Outcome: Case closed 2011-07-06 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 157 federal dockets); 5 people with this name in Form D filings; court in the person's filing state (MI)
Nicole T. Walker closed
United States Bankruptcy Court, N.D. Illinois · No. 10-54064 · Filed Dec 7, 2010 · Closed Jul 5, 2012
Role of Nicole T. Walker: Debtor · Outcome: Case closed 2012-07-05 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 157 federal dockets); 5 people with this name in Form D filings; court in the person's filing state (IL)
Nicole A Walker closed
United States Bankruptcy Court, N.D. Illinois · No. 10-35384 · Filed Aug 9, 2010 · Closed Nov 12, 2010
Role of Nicole A Walker: Debtor · Outcome: Case closed 2010-11-12 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 157 federal dockets); 5 people with this name in Form D filings; court in the person's filing state (IL)
Nicole E. Walker closed
United States Bankruptcy Court, E.D. Michigan · No. 08-45064 · Filed Mar 3, 2008 · Closed Oct 31, 2014
Role of Nicole E. Walker: Debtor · Outcome: Case closed 2014-10-31 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 157 federal dockets); 5 people with this name in Form D filings; court in the person's filing state (MI)
Douglas T. Walker and Nicole L. Walker closed
United States Bankruptcy Court, S.D. Illinois · No. 07-31428 · Filed Jul 24, 2007 · Closed Dec 12, 2007
Role of Nicole L. Walker: Debtor · Outcome: Case closed 2007-12-12 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 157 federal dockets); 5 people with this name in Form D filings; court in the person's filing state (IL)
Douglas T. Walker and Nicole L. Walker closed
United States Bankruptcy Court, S.D. Illinois · No. 07-31277 · Filed Jun 29, 2007 · Closed Aug 21, 2007
Role of Nicole L. Walker: Debtor · Outcome: Case closed 2007-08-21 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 157 federal dockets); 5 people with this name in Form D filings; court in the person's filing state (IL)
Nicole Walker closed
United States Bankruptcy Court, E.D. Michigan · No. 05-30946 · Filed Feb 28, 2005 · Closed Jun 12, 2006
Role of Nicole Walker: Debtor · Outcome: Case closed 2006-06-12 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 157 federal dockets); 5 people with this name in Form D filings; court in the person's filing state (MI)
Nicole Walker closed
United States Bankruptcy Court, N.D. Illinois · No. 02-42789 · Filed Oct 31, 2002 · Closed Mar 3, 2003
Role of Nicole Walker: Debtor · Outcome: Case closed 2003-03-03 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 157 federal dockets); 5 people with this name in Form D filings; court in the person's filing state (IL)
Nicole M Walker closed
United States Bankruptcy Court, N.D. Illinois · No. 01-40576 · Filed Nov 16, 2001 · Closed Mar 1, 2002
Role of Nicole M Walker: Debtor · Outcome: Case closed 2002-03-01 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 157 federal dockets); 5 people with this name in Form D filings; court in the person's filing state (IL)
Letroy Coy Walker and Nicole Walker closed
United States Bankruptcy Court, N.D. Illinois · No. 01-06460 · Filed Feb 28, 2001 · Closed Jun 15, 2001
Role of Nicole Walker: Debtor · Outcome: Case closed 2001-06-15 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 157 federal dockets); 5 people with this name in Form D filings; court in the person's filing state (IL)
Nicole Y Walker closed
United States Bankruptcy Court, N.D. Illinois · No. 00-07661 · Filed Mar 14, 2000 · Closed Jun 30, 2000
Role of Nicole Y Walker: Debtor · Outcome: Case closed 2000-06-30 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 157 federal dockets); 5 people with this name in Form D filings; court in the person's filing state (IL)
Daniel E. Walker and Nicole M. Walker closed
United States Bankruptcy Court, W.D. Michigan · No. 99-90589 · Filed Aug 16, 1999 · Closed Mar 29, 2000
Role of Nicole M. Walker: Debtor · Outcome: Case closed 2000-03-29 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 157 federal dockets); 5 people with this name in Form D filings; court in the person's filing state (MI)
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 3:04 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

8 differences found between the filings for Nicole Walker (compared 9 filings on Oct 24, 2026)

Note · Jun 29, 2022

Nicole Walker appears on 1 deal that stopped filing before reaching its target

Arboretum Ventures VI, L.P. (last filing Jun 29, 2022; $0 sold of $250,000,000). Each has no filing in more than two years and reported under half its target sold.

What this means An issuer whose last filing is more than two years old and reported under half its target sold. The raise may have closed early or quietly stopped. Ask what happened to each.

Sources
Note · Sep 19, 2013 – Nov 4, 2020

4 offerings have no amendment in the last 12 months and may still be open

No amendment in the last 12 months on an offering that may still be open — Strata Oncology, Inc. (latest filing Nov 4, 2020) · No amendment in the last 12 months on an offering that may still be open — Strata Oncology, Inc. (latest filing May 11, 2018) · No amendment in the last 12 months on an offering that may still be open — NeuMoDx Molecular, Inc. (latest filing Mar 26, 2014) · No amendment in the last 12 months on an offering that may still be open — Molecular Imaging, Inc. (latest filing Oct 2, 2013)

What this means SEC rules expect a yearly amendment while an offering is still going. Ask the sponsor which of these raises have closed.

Sources
Note · Oct 2, 2013 – Jun 29, 2022

Nicole Walker is written 2 different ways on the filings

listed as "Nicole Walker" on 8 filings (from Oct 2, 2013), and "Nicole J. Walker" on the Jun 29, 2022 filing.

What this means Same person, written differently — a middle name or suffix left off, or spelled another way. It is normal, but check that the full legal name matches your subscription documents.

Sources
Note · Sep 14, 2022

Same name, different state: "Nicole Louise Walker" (Q2) is a separate record

This page covers filings where the address state is MI or IL. A separate record, "Nicole Louise Walker" with address state Q2, is listed on 2 filings — most recently by H.R.L. Morrison & Co Group Limited Partnership (Sep 14, 2022). The two records do not overlap in time: this page runs Oct 2, 2013 to Nov 4, 2020; the other has one filing dated Sep 14, 2022.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

Sources
Note · Sep 12, 2017 – Feb 9, 2021

Same name, different state: "Nicole J. Walker" (MN) is a separate record

This page covers filings where the address state is MI or IL. A separate record, "Nicole J. Walker" with address state MN, is listed on 5 filings — most recently by NEOCHORD INC (Feb 9, 2021). Both records have filings in the same period (Sep 12, 2017 to Nov 4, 2020).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

Sources
Note · Jul 27, 2017 – Dec 27, 2019

Same name, different state: "NICOLE J. WALKER" (IL) is a separate record

This page covers filings where the address state is MI or IL. A separate record, "NICOLE J. WALKER" with address state IL, is listed on 8 filings — most recently by BVP V SPECIAL AFFILIATES LIMITED PARTNERSHIP (Dec 27, 2019). Both records have filings in the same period (Jul 27, 2017 to Dec 27, 2019).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

Sources
Note · May 31, 2019

Same name, different state: "NICOLE WALKER" (CA) is a separate record

This page covers filings where the address state is MI or IL. A separate record, "NICOLE WALKER" with address state CA, is listed on 3 filings — most recently by Allay Therapeutics, Inc. (Sep 20, 2021). Both records have filings in the same period (May 31, 2019).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

Sources
Note · Oct 2, 2013 – Jun 29, 2022

Nicole Walker is listed with 2 different address states: MI, IL

MI on 8 filings (Oct 2, 2013 to Jun 29, 2022); IL on 1 filing (Mar 26, 2014).

What this means The address on a Form D is usually the company's, not the person's home, so this often just reflects different companies. It can also mean a move. Nothing wrong by itself.

Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

None reported on 9 offerings — no sales commissions, finder's fees or proceeds to insiders

Per-offering detail
Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Jun 29, 2022 D
Arboretum Ventures VI, L.P.
File 021-450699
$0$0$0None listed on this filingEDGAR ↗
Nov 4, 2020 D
Strata Oncology, Inc.
File 021-379693
$0$0$0None listed on this filingEDGAR ↗
May 11, 2018 D
Strata Oncology, Inc.
File 021-312159
$0$0$0None listed on this filingEDGAR ↗
May 3, 2018 D
NeuMoDx Molecular, Inc.
File 021-311549
$0$0$0None listed on this filingEDGAR ↗
Mar 20, 2018 D
NeuMoDx Molecular, Inc.
File 021-308130
$0$0$0None listed on this filingEDGAR ↗
Apr 29, 2016 D
NeuMoDx Molecular, Inc.
File 021-262277
$0$0$0None listed on this filingEDGAR ↗
Dec 23, 2014 D
Molecular Imaging, Inc.
File 021-230791
$0$0$0None listed on this filingEDGAR ↗
Mar 26, 2014 D
NeuMoDx Molecular, Inc.
File 021-214318
$0$0$0None listed on this filingEDGAR ↗
Oct 2, 2013 D
Molecular Imaging, Inc.
File 021-203857
$0$0$0None listed on this filingEDGAR ↗

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 4

Every issuer that named Nicole Walker on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

Pooled Investment Fund

Arboretum Ventures VI, L.P.

Ann Arbor, MI · Jun 29, 2022
  • Jun 29, 2022 · D · $0 sold of $250,000,000 · 0 investors · min. No minimum reported · role: Director (Managing Member of the General Partner of the Issuer) EDGAR ↗

No sales reported yet as of the latest filing. Nicole is listed as director.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Other · group: Tangent

Strata Oncology, Inc.

Ann Arbor, MI · May 11, 2018 → Nov 4, 2020 · 2 filings
  • Nov 4, 2020 · D · $5,000,000 sold of $10,000,000 · 9 investors · min. No minimum reported · role: Director EDGAR ↗
  • May 11, 2018 · D · $11,750,001 sold of $25,000,000 · 7 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $11.8M from 14 investors (100% of the $10M target) as of the latest filing. Nicole is listed as director on 2 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other / 506(b) (18,678 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Other Health Care

NeuMoDx Molecular, Inc.

Ann Arbor, MI · Mar 26, 2014 → May 3, 2018 · 4 filings
  • May 3, 2018 · D · $20,039,942 sold of $20,039,942 · 9 investors · min. No minimum reported · role: Director EDGAR ↗
  • Mar 20, 2018 · D · $4,000,000 sold of $4,000,000 · 8 investors · min. No minimum reported · role: Director EDGAR ↗
  • Apr 29, 2016 · D · $19,999,995 sold of $19,999,995 · 1 investors · min. No minimum reported · role: Director EDGAR ↗
  • Mar 26, 2014 · D · $10,546,943 sold of $21,093,879 · 8 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $20M from 9 investors (100% of the $20M target) as of the latest filing. Nicole is listed as director on 4 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Health Care / 506(b) (4,189 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Biotechnology

Molecular Imaging, Inc.

Ann Arbor, MI · Oct 2, 2013 → Dec 23, 2014 · 2 filings
  • Dec 23, 2014 · D · $1,535,000 sold of $1,535,000 · 5 investors · min. $34,999 · role: Executive Officer, Director EDGAR ↗
  • Oct 2, 2013 · D · $3,500,000 sold of $6,000,000 · 5 investors · min. No minimum reported · role: Executive Officer, Director EDGAR ↗

Raised $7M from 5 investors (100% of the $1.53M target) as of the latest filing. Nicole is listed as executive officer, director on 2 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Biotechnology / 506(b) (3,253 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Other pages with the same name (4)

Separate person records under the same name, not combined with this page. Each line says whether it shares an issuer with this record.

  • NICOLE J. WALKER — IL, 4 issuers, Jul 27, 2017 → Dec 27, 2019 · no shared issuer
  • NICOLE WALKER — CA, 2 issuers, May 31, 2019 → May 31, 2019 · no shared issuer
  • Nicole Louise Walker — New Zealand (as filed: Q2), 2 issuers, Sep 14, 2022 → Sep 14, 2022 · no shared issuer
  • Nicole J. Walker — MN, 1 issuer, Sep 12, 2017 → Feb 9, 2021 · no shared issuer

People around Nicole 17

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

JG
No photo found yet (own website and image search run after this page is viewed)
Person

Jan Garfinkle

Director · 7 shared filings (3 issuers) · also on 12 other issuers

Jan Garfinkle is on 15 issuers in total — a repeat sponsor. Their page lists every one.

WB
No photo found yet (own website and image search run after this page is viewed)
Person

William Burkoth

Director · 6 shared filings (2 issuers) · also on 1 other issuer

Listed on the same filings as Nicole Walker. Their page shows their other deals.

JW
No photo found yet (own website and image search run after this page is viewed)
Person

Jeffrey Williams

Executive Officer, Director · 6 shared filings (2 issuers) · also on 4 other issuers

Jeffrey Williams is on 6 issuers in total — a repeat sponsor. Their page lists every one.

SB
No photo found yet (own website and image search run after this page is viewed)
Person

Sundaresh Brahmasandra

Executive Officer · 4 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as Nicole Walker. Their page shows their other deals.

EM
No photo found yet (own website and image search run after this page is viewed)
Person

Edward Michael

Director · 4 shared filings (1 issuer)

Listed on the same filings as Nicole Walker. Their page shows their other deals.

MG
No photo found yet (own website and image search run after this page is viewed)
Person

Michael Gross

Executive Officer, Director · 2 shared filings (1 issuer) · also on 6 other issuers

Michael Gross is on 7 issuers in total — a repeat sponsor. Their page lists every one.

ME
No photo found yet (own website and image search run after this page is viewed)
Person

Mark Eisenach

Director · 2 shared filings (1 issuer)

Listed on the same filings as Nicole Walker. Their page shows their other deals.

TL
No photo found yet (own website and image search run after this page is viewed)
Person

Thomas Ludlam

Executive Officer, Director · 2 shared filings (1 issuer)

Listed on the same filings as Nicole Walker. Their page shows their other deals.

JD
No photo found yet (own website and image search run after this page is viewed)
Person

James Dougherty

Director · 2 shared filings (1 issuer)

Listed on the same filings as Nicole Walker. Their page shows their other deals.

SS
No photo found yet (own website and image search run after this page is viewed)
Person

Stephen Sullivan

Director · 2 shared filings (1 issuer)

Listed on the same filings as Nicole Walker. Their page shows their other deals.

MM
No photo found yet (own website and image search run after this page is viewed)
Person

Matthew Martin

Executive Officer · 2 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as Nicole Walker. Their page shows their other deals.

DR
No photo found yet (own website and image search run after this page is viewed)
Person

Daniel Rhodes

Executive Officer, Director · 2 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as Nicole Walker. Their page shows their other deals.

PT
No photo found yet (own website and image search run after this page is viewed)
Person

Prem Tumkosit

Director · 2 shared filings (1 issuer)

Listed on the same filings as Nicole Walker. Their page shows their other deals.

KF
No photo found yet (own website and image search run after this page is viewed)
Person

Keith Flaherty

Director · 2 shared filings (1 issuer)

Listed on the same filings as Nicole Walker. Their page shows their other deals.

DK
No photo found yet (own website and image search run after this page is viewed)
Person

Daniel M. Kidle

Director · 1 shared filing (1 issuer)

Listed on the same filings as Nicole Walker. Their page shows their other deals.

TS
No photo found yet (own website and image search run after this page is viewed)
Person

Thomas Shehab

Director · 1 shared filing (1 issuer) · also on 4 other issuers

Thomas Shehab is on 5 issuers in total — a repeat sponsor. Their page lists every one.

The team behind the deals

Sponsor group

Tangent

2 issuers · 9 filings · $7.15M reported sold · 2011–2024

One team, 2 deal companies. Nicole Walker is listed on 1 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name Nicole Walker.

Same business address

13 other issuers file from the same address

A shared address can mean the same team, a shared office building or a registered agent. It is a lead, not a conclusion.

Registrations and other filings

Business registration (state registry / Secretary of State)

Individuals are not matched to business registrations — registries list companies, and a name alone is not enough to tie a person to one. Officers and managers appear by name inside each matched company's record on the issuer pages. Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); KY (Kentucky Secretary of State — Business Entity Search (sosbes.sos.ky.gov), searched by issuer name, data as of Oct 24, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file).

Adviser registration (Form ADV)

None of the 4 issuers this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to Nicole Walker by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 4 issuers this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers Nicole Walker is listed on: none on file. No website or social profile named in Strata Oncology, Inc.'s SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #84,999 of 374,652 in line (1,386 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (Ann Arbor, MI). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Change history

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