PartnerFacts
Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 9:31 AM ET

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NICHOLAS THOMPSON

Named as an officer, director or promoter on SEC Form D filings · CA · Sep 12, 2025 → Jul 30, 2026

1deal (issuers)
$40Mreported sold
14investors
2Form D filings
2025–2026years on file
Follow this personLook further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:58 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

NICHOLAS THOMPSON is listed as a director on 2 SEC Form D filings by 1 issuer between Sep 2025 and Jul 2026: ProrataAI, Inc. (Pasadena, CA — other technology — 2025–2026; $40M reported sold to 14 investors).

What this means One deal on file with the SEC. A Form D is the notice a company files after it starts selling a private investment — it is a notice, not an approval.

Listed alongside Bill Gross (2 shared filings), Marcia Goodstein (2 shared filings), Nagraj Kashyap (2 shared filings), Navin Chaddha (2 shared filings), Susan Aledort (2 shared filings) and 1 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around NICHOLAS. Each name links to their own page.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY) — 2 SEC releases, 29 bankruptcy cases matching the name listed in Key records below.

What this means 31 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 2 public filings for NICHOLAS THOMPSON and found 3 differences, 1 worth asking the sponsor about: Form D filed 143 days after the first sale; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for NICHOLAS THOMPSON has not run yet — it is #23,755 of 34,753 in line; searches run around the clock at the hosts' allowed rate. Searched so far: 638 names.

Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

None found in sources searched — federal courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:58 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

2 SEC releases

vFinance Investments, Inc., Nicholas Thompson and Richard Campanella Administrative proceeding
SEC · Aug 21, 2008 · Parties as named in the release: vFinance Investments, Inc., Nicholas Thompson and Richard Campanella Read the release ↗
same full name in the release title; 2 people with this name in Form D filings; the person's filing state is not named
vFinance Investments, Inc., Nicholas Thompson and Richard Campanella Administrative proceeding
SEC · Jan 3, 2008 · Parties as named in the release: vFinance Investments, Inc., Nicholas Thompson and Richard Campanella Read the release ↗
same full name in the release title; 2 people with this name in Form D filings; the person's filing state is not named
What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched NICHOLAS THOMPSON..

State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).

3. Bankruptcies

29 cases: 3 open, 26 closed (disposition not in docket feed)

NICHOLAS J. THOMPSON open
United States Bankruptcy Court, D. Arizona · No. 4:25-bk-12050 · Filed Dec 12, 2025
Role of NICHOLAS J. THOMPSON: Debtor · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
same full name (a name found in 83 federal dockets); 2 people with this name in Form D filings; court in AR (not a filing state)
Nicholas S. Thompson open
United States Bankruptcy Court, S.D. Ohio · No. 2:25-bk-51539 · Filed Apr 14, 2025
Role of Nicholas S. Thompson: Debtor · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
same full name (a name found in 83 federal dockets); 2 people with this name in Form D filings; court in OH (not a filing state)
Nicholas Thompson and Amber Thompson open
United States Bankruptcy Court, E.D. Arkansas · No. 3:24-bk-12064 · Filed Jun 24, 2024
Role of Nicholas Thompson and Amber Thompson: Debtor · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
same full name (a name found in 83 federal dockets); 2 people with this name in Form D filings; court in AR (not a filing state)
Nicholas J Thompson closed
United States Bankruptcy Court, C.D. California · No. 6:23-bk-14507 · Filed Sep 30, 2023 · Closed Jan 9, 2024
Role of Nicholas J Thompson: Debtor · Outcome: Case closed 2024-01-09 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 83 federal dockets); 2 people with this name in Form D filings; court in the person's filing state (CA)
Nicholas Thompson closed
United States Bankruptcy Court, W.D. Wisconsin · No. 3-23-11243 · Filed Jul 22, 2023 · Closed Oct 30, 2023
Role of Nicholas Thompson: Debtor · Outcome: Case closed 2023-10-30 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 83 federal dockets); 2 people with this name in Form D filings; court in WI (not a filing state)
Nicholas C Thompson and April L Thompson closed
United States Bankruptcy Court, E.D. Wisconsin · No. 23-21354 · Filed Mar 29, 2023 · Closed Jun 26, 2023
Role of Nicholas C Thompson and April L Thompson: Debtor · Outcome: Case closed 2023-06-26 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 83 federal dockets); 2 people with this name in Form D filings; court in WI (not a filing state)
Nicholas J. Thompson closed
United States Bankruptcy Court, N.D. Illinois · No. 19-81516 · Filed Jun 26, 2019 · Closed Oct 21, 2019
Role of Nicholas J. Thompson: Debtor · Outcome: Case closed 2019-10-21 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 83 federal dockets); 2 people with this name in Form D filings; court in IL (not a filing state)
Nicholas E Thompson and Angel M Thompson closed
United States Bankruptcy Court, N.D. Iowa · No. 18-01592 · Filed Nov 19, 2018 · Closed Feb 27, 2019
Role of Nicholas E Thompson and Angel M Thompson: Debtor · Outcome: Case closed 2019-02-27 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 83 federal dockets); 2 people with this name in Form D filings; court in IA (not a filing state)
Nicholas T Thompson closed
United States Bankruptcy Court, E.D. Michigan · No. 18-22132 · Filed Nov 8, 2018 · Closed Apr 11, 2019
Role of Nicholas T Thompson: Debtor · Outcome: Case closed 2019-04-11 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 83 federal dockets); 2 people with this name in Form D filings; court in MI (not a filing state)
Nicholas D. Thompson closed
United States Bankruptcy Court, M.D. Florida · No. 8:17-bk-10011 · Filed Nov 30, 2017 · Closed Mar 8, 2018
Role of Nicholas D. Thompson: Debtor · Outcome: Case closed 2018-03-08 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 83 federal dockets); 2 people with this name in Form D filings; court in FL (not a filing state)
Nicholas S. Thompson closed
United States Bankruptcy Court, S.D. Ohio · No. 2:16-bk-56888 · Filed Oct 25, 2016 · Closed Mar 8, 2017
Role of Nicholas S. Thompson: Debtor · Outcome: Case closed 2017-03-08 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 83 federal dockets); 2 people with this name in Form D filings; court in OH (not a filing state)
Nicholas R Thompson closed
United States Bankruptcy Court, D. Minnesota · No. 14-44638 · Filed Nov 19, 2014 · Closed Mar 31, 2015
Role of Nicholas R Thompson: Debtor · Outcome: Case closed 2015-03-31 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 83 federal dockets); 2 people with this name in Form D filings; court in MN (not a filing state)
Nicholas B Thompson closed
United States Bankruptcy Court, S.D. Ohio · No. 2:14-bk-50940 · Filed Feb 19, 2014 · Closed Jun 25, 2014
Role of Nicholas B Thompson: Debtor · Outcome: Case closed 2014-06-25 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 83 federal dockets); 2 people with this name in Form D filings; court in OH (not a filing state)
Nicholas J Thompson closed
United States Bankruptcy Court, E.D. California · No. 13-23499 · Filed Mar 15, 2013 · Closed Jul 23, 2018
Role of Nicholas J Thompson: Debtor · Outcome: Case closed 2018-07-23 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 83 federal dockets); 2 people with this name in Form D filings; court in the person's filing state (CA)
Nicholas J. Thompson closed
United States Bankruptcy Court, E.D. Michigan · No. 12-46251 · Filed Mar 14, 2012 · Closed Jul 5, 2012
Role of Nicholas J. Thompson: Debtor · Outcome: Case closed 2012-07-05 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 83 federal dockets); 2 people with this name in Form D filings; court in MI (not a filing state)
Nicholas D. Thompson and Jonelle M. Thompson closed
United States Bankruptcy Court, W.D. Pennsylvania · No. 11-10909 · Filed May 26, 2011 · Closed Sep 26, 2011
Role of Nicholas D. Thompson and Jonelle M. Thompson: Debtor · Outcome: Case closed 2011-09-26 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 83 federal dockets); 2 people with this name in Form D filings; court in PA (not a filing state)
Nicholas B. Thompson closed
United States Bankruptcy Court, E.D. Michigan · No. 11-43615 · Filed Feb 14, 2011 · Closed May 31, 2011
Role of Nicholas B. Thompson: Debtor · Outcome: Case closed 2011-05-31 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 83 federal dockets); 2 people with this name in Form D filings; court in MI (not a filing state)
Nicholas A. Thompson and Tiffany N. Thompson closed
United States Bankruptcy Court, E.D. Arkansas · No. 5:10-bk-18233 · Filed Nov 15, 2010 · Closed Feb 24, 2014
Role of Nicholas A. Thompson and Tiffany N. Thompson: Debtor · Outcome: Case closed 2014-02-24 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 83 federal dockets); 2 people with this name in Form D filings; court in AR (not a filing state)
Nicholas M Thompson and Yvette M Thompson closed
United States Bankruptcy Court, D. New Jersey · No. 10-42347 · Filed Oct 19, 2010 · Closed Feb 22, 2011
Role of Nicholas M Thompson and Yvette M Thompson: Debtor · Outcome: Case closed 2011-02-22 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 83 federal dockets); 2 people with this name in Form D filings; court in NJ (not a filing state)
Nicholas S Thompson closed
United States Bankruptcy Court, M.D. Florida · No. 3:10-bk-01638 · Filed Mar 2, 2010 · Closed Jul 27, 2010
Role of Nicholas S Thompson: Debtor · Outcome: Case closed 2010-07-27 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 83 federal dockets); 2 people with this name in Form D filings; court in FL (not a filing state)
Nicholas L Thompson closed
United States Bankruptcy Court, E.D. Washington · No. 09-04487 · Filed Aug 11, 2009 · Closed Jan 21, 2010
Role of Nicholas L Thompson: Debtor · Outcome: Case closed 2010-01-21 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 83 federal dockets); 2 people with this name in Form D filings; court in WA (not a filing state)
NICHOLAS THOMPSON closed
United States Bankruptcy Court, D. Nevada · No. 08-23282 · Filed Nov 8, 2008 · Closed Jun 30, 2009
Role of NICHOLAS THOMPSON: Debtor · Outcome: Case closed 2009-06-30 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 83 federal dockets); 2 people with this name in Form D filings; court in NV (not a filing state)
Nicholas R Thompson and Tausha A Thompson closed
United States Bankruptcy Court, N.D. Georgia · No. 08-77738 · Filed Sep 8, 2008 · Closed Dec 31, 2008
Role of Nicholas R Thompson and Tausha A Thompson: Debtor · Outcome: Case closed 2008-12-31 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 83 federal dockets); 2 people with this name in Form D filings; court in GA (not a filing state)
Nicholas J. Thompson and Janice C. Thompson closed
United States Bankruptcy Court, W.D. Pennsylvania · No. 04-10681 · Filed Mar 19, 2004 · Closed Jul 30, 2004
Role of Nicholas J. Thompson and Janice C. Thompson: Debtor · Outcome: Case closed 2004-07-30 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 83 federal dockets); 2 people with this name in Form D filings; court in PA (not a filing state)
Nicholas J. Thompson and Stacy M. Thompson closed
United States Bankruptcy Court, E.D. Michigan · No. 03-71504 · Filed Nov 13, 2003 · Closed Mar 12, 2004
Role of Nicholas J. Thompson and Stacy M. Thompson: Debtor · Outcome: Case closed 2004-03-12 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 83 federal dockets); 2 people with this name in Form D filings; court in MI (not a filing state)
Nicholas D. Thompson and Pamela Ann Thompson closed
United States Bankruptcy Court, D. Utah · No. 01-20320 · Filed Jan 9, 2001 · Closed May 9, 2001
Role of Nicholas D. Thompson and Pamela Ann Thompson: Debtor · Outcome: Case closed 2001-05-09 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 83 federal dockets); 2 people with this name in Form D filings; court in UT (not a filing state)
Nicholas S. Thompson and Candace M. Thompson closed
United States Bankruptcy Court, M.D. North Carolina · No. 00-51241 · Filed Jun 28, 2000 · Closed Nov 30, 2001
Role of Nicholas S. Thompson and Candace M. Thompson: Debtor · Outcome: Case closed 2001-11-30 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 83 federal dockets); 2 people with this name in Form D filings; court in NC (not a filing state)
Nicholas A. Thompson closed
United States Bankruptcy Court, N.D. Ohio · No. 98-14216 · Filed Jun 4, 1998 · Closed Oct 23, 1998
Role of Nicholas A. Thompson: Debtor · Outcome: Case closed 1998-10-23 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 83 federal dockets); 2 people with this name in Form D filings; court in OH (not a filing state)
NICHOLAS L THOMPSON and CONSTANCE JEAN THOMPSON closed
United States Bankruptcy Court, E.D. Washington · No. 90-02514 · Filed Aug 22, 1990 · Closed Jan 24, 1991
Role of NICHOLAS L THOMPSON and CONSTANCE JEAN THOMPSON: Debtor · Outcome: Case closed 1991-01-24 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 83 federal dockets); 2 people with this name in Form D filings; court in WA (not a filing state)
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:58 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

3 differences found between the filings for NICHOLAS THOMPSON — 1 worth asking about (compared 2 filings on Oct 24, 2026)

Worth asking · Mar 9, 2026 – Jul 30, 2026

Form D filed 143 days after the first sale — ProrataAI, Inc.

The filing says the first sale was Mar 9, 2026. The Form D was filed Jul 30, 2026 — 143 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 128 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

Form D · Jul 30, 2026 ↗ProrataAI, Inc. — PartnerFacts page ↗
Sources
Note · Aug 14, 2025 – Sep 12, 2025

Form D filed 29 days after the first sale — ProrataAI, Inc.

The filing says the first sale was Aug 14, 2025. The Form D was filed Sep 12, 2025 — 29 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 14 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

Form D · Sep 12, 2025 ↗ProrataAI, Inc. — PartnerFacts page ↗
Sources
Note · May 29, 2012 – Oct 17, 2014

Same name, different state: "Nicholas Thompson" (NY) is a separate record

This page covers filings where the address state is CA. A separate record, "Nicholas Thompson" with address state NY, is listed on 3 filings — most recently by Atavist Inc. (Oct 17, 2014). The two records do not overlap in time: this page runs Sep 12, 2025 to Jul 30, 2026; the other runs May 29, 2012 to Oct 17, 2014.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

Nicholas Thompson (NY) — PartnerFacts page ↗Form D · Oct 17, 2014 ↗Atavist Inc. — PartnerFacts page ↗NICHOLAS THOMPSON (CA) — this page ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

None reported on 2 offerings — no sales commissions, finder's fees or proceeds to insiders

Per-offering detail
Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Jul 30, 2026 D
ProrataAI, Inc.
File 021-592549
$0$0$0None listed on this filingEDGAR ↗
Sep 12, 2025 D
ProrataAI, Inc.
File 021-557448
$0$0$0None listed on this filingEDGAR ↗

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 1

Every issuer that named Nicholas Thompson on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

P
Other Technology

ProrataAI, Inc.

Pasadena, CA · Sep 12, 2025 → Jul 30, 2026 · 2 filings
  • Jul 30, 2026 · D · $13,499,991 sold of $13,499,991 · 3 investors · min. No minimum reported · role: Director EDGAR ↗
  • Sep 12, 2025 · D · $39,999,996 sold of $39,999,996 · 14 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $40M from 14 investors (100% of the $13.5M target) as of the latest filing. Nicholas is listed as director on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Technology / 506(b) (17,390 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Other pages with the same name (1)

Separate person records under the same name, not combined with this page. Each line says whether it shares an issuer with this record.

  • Nicholas Thompson — NY, 1 issuer, May 29, 2012 → Oct 17, 2014 · no shared issuer

People around Nicholas 6

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

BG
No photo found yet (own website and image search run after this page is viewed)
Person

Bill Gross

Executive Officer, Director · 2 shared filings (1 issuer) · also on 17 other issuers

Bill Gross is on 18 issuers in total — a repeat sponsor. Their page lists every one.

MG
No photo found yet (own website and image search run after this page is viewed)
Person

Marcia Goodstein

Executive Officer · 2 shared filings (1 issuer) · also on 10 other issuers

Marcia Goodstein is on 11 issuers in total — a repeat sponsor. Their page lists every one.

NC
No photo found yet (own website and image search run after this page is viewed)
Person

Navin Chaddha

Director · 2 shared filings (1 issuer) · also on 27 other issuers

Navin Chaddha is on 28 issuers in total — a repeat sponsor. Their page lists every one.

NK
No photo found yet (own website and image search run after this page is viewed)
Person

Nagraj Kashyap

Director · 2 shared filings (1 issuer) · also on 4 other issuers

Nagraj Kashyap is on 5 issuers in total — a repeat sponsor. Their page lists every one.

WS
No photo found yet (own website and image search run after this page is viewed)
Person

William E. Savage, Jr.

Director · 2 shared filings (1 issuer) · also on 10 other issuers

William E. Savage, Jr. is on 11 issuers in total — a repeat sponsor. Their page lists every one.

SA
No photo found yet (own website and image search run after this page is viewed)
Person

Susan Aledort

Executive Officer · 2 shared filings (1 issuer)

Listed on the same filings as Nicholas Thompson. Their page shows their other deals.

The team behind the deals

Same business address

15 other issuers file from the same address

A shared address can mean the same team, a shared office building or a registered agent. It is a lead, not a conclusion.

Registrations and other filings

Business registration (state registry / Secretary of State)

Individuals are not matched to business registrations — registries list companies, and a name alone is not enough to tie a person to one. Officers and managers appear by name inside each matched company's record on the issuer pages. Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file).

Adviser registration (Form ADV)

None of the 1 issuer this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to NICHOLAS THOMPSON by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 1 issuer this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers Nicholas Thompson is listed on: none on file. No website or social profile named in ProrataAI, Inc.'s SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #14,773 of 374,652 in line (1,386 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (Pasadena, CA). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Social and web

LinkedIn people search ↗Instagram ↗X (Twitter) ↗Facebook ↗YouTube ↗Google ↗Google Images ↗Google News ↗Meta Ad Library ↗

Courts

CourtListener / RECAP (federal) ↗PACER case locator (federal, login) ↗California — find the county court ↗Los Angeles Superior Court case search ↗

Securities regulators

SEC EDGAR full-text search ↗SEC action look-up ↗FINRA BrokerCheck ↗SEC IAPD adviser search ↗

Business registries

California Secretary of State business search ↗OpenCorporates ↗

Change history

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