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Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 6:53 AM ET

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NICHOLAS STONE

Named as an officer, director or promoter on SEC Form D filings · OH, IL · Nov 8, 2013 → Dec 24, 2014

6deals (issuers)
$1.34Breported sold
137investors
14Form D filings
2013–2014years on file
Follow this personLook further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:30 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

NICHOLAS STONE is listed as an executive officer and promoter on 14 SEC Form D filings by 6 issuers between Nov 2013 and Dec 2024. Largest by amount reported sold: Cyprium Investors IV LP (Cleveland, OH — pooled investment fund — 2013–2014; $450.1M reported sold to 52 investors), Cyprium Investors V LP (Cleveland, OH — pooled investment fund — 2017–2020; $387.5M reported sold to 28 investors), Cyprium Parallel Investors V LP (Cleveland, OH — pooled investment fund — 2018–2020; $216M reported sold to 18 investors), Cyprium Investors VI LP (Cleveland, OH — pooled investment fund — 2024; $110.3M reported sold to 4 investors), Cyprium VI Feeder LP (Cleveland, OH — pooled investment fund — 2024; $110.3M reported sold to 3 investors) and 1 more (all listed below).

What this means A repeat sponsor — 6 separate companies raised money with this person listed as executive officer and promoter, over about 11 years. Across those companies the filings report $1.34B sold in total.

Listed alongside DANIEL J. KESSLER (14 shared filings), LELAND LEWIS (14 shared filings), JOHN R. SINNENBERG (12 shared filings), CINDY BABITT (10 shared filings), MICHAEL CONATON (10 shared filings) and 12 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around NICHOLAS. Each name links to their own page.

All 6 issuers belong to the sponsor group Cyprium (11 issuers, $1.23B reported sold, 2011–2024).

What this means A sponsor group is one team that sets up a new company for each deal. Cyprium has 11 companies on file and $1.23B reported sold in total — the group page shows the whole track record in one place.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AR, AZ, CA, CT, DE, FINRA, GA, HI, ID, LA, ME, MO, MS, MT, NASAA, NC, NH, NM, OR, RI, TX, WA) — 2 court cases matching the name, 7 bankruptcy cases matching the name listed in Key records below.

What this means 9 records came back, including 1 court case still open — open cases can take years and cost money. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 14 public filings for NICHOLAS STONE and found 13 differences, 2 worth asking the sponsor about: Amount sold went down between filings; Investor count went down between filings; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for NICHOLAS STONE has not run yet — it is joining a line of 21,408 names; searches run around the clock at the hosts' allowed rate. Searched so far: 353 names.

Community comments are quoted as written by their authors. Sources searched: BiggerPockets forums (via DuckDuckGo, Brave, Bing and BiggerPockets search) and Reddit (search feed + public archive).

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

2 cases: 1 closed (disposition not in docket feed), 1 open

Nicholas S. Stone v. Warden closed
District Court, C.D. California · No. 2:23-cv-07639 · Filed Sep 13, 2023 · Closed Oct 4, 2023
Role of Nicholas S. Stone: Plaintiff · Outcome: Terminated 2023-10-04 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 15 federal dockets); 5 people with this name in Form D filings; court in CA (not a filing state)
Nicholas T. Stone open
District Court, D. Oregon · No. 3:19-ad-00078 · Filed Mar 7, 2019
Role of Nicholas T. Stone: Party · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
same full name (a name found in 15 federal dockets); 5 people with this name in Form D filings; court in OR (not a filing state)
What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:30 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: NV (crawled Oct 23, 2026)

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched NICHOLAS STONE..

State securities regulators: Securities regulators searched (3,318 actions): AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002), DE DOJ Investor Protection Unit (257 actions, 1987–2026), TX State Securities Board (586 actions, 2006–2026), WA DFI (2,039 actions, 2001–2026) — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first — last crawled Oct 23, 2026, 9:57 PM ET. No machine-readable public listing today for IA, IN, KS, MI, NE, NV (see docs/state-regulators.md).

3. Bankruptcies

7 cases: 7 closed (disposition not in docket feed)

Nicholas R. Stone closed
United States Bankruptcy Court, N.D. New York · No. 17-11393 · Filed Jul 28, 2017 · Closed Dec 5, 2017
Role of Nicholas R. Stone: Debtor · Outcome: Case closed 2017-12-05 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 15 federal dockets); 5 people with this name in Form D filings; court in NY (not a filing state)
Nicholas A. Stone closed
United States Bankruptcy Court, E.D. Wisconsin · No. 17-24498 · Filed May 8, 2017 · Closed Aug 16, 2017
Role of Nicholas A. Stone: Debtor · Outcome: Case closed 2017-08-16 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 15 federal dockets); 5 people with this name in Form D filings; court in WI (not a filing state)
NICHOLAS A STONE closed
United States Bankruptcy Court, D. Arizona · No. 2:15-bk-11739 · Filed Sep 15, 2015 · Closed Jul 15, 2016
Role of NICHOLAS A STONE: Debtor · Outcome: Case closed 2016-07-15 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 15 federal dockets); 5 people with this name in Form D filings; court in AR (not a filing state)
Nicholas Stone closed
United States Bankruptcy Court, S.D. California · No. 14-01485 · Filed Feb 28, 2014 · Closed Jun 9, 2014
Role of Nicholas Stone: Debtor · Outcome: Case closed 2014-06-09 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 15 federal dockets); 5 people with this name in Form D filings; court in CA (not a filing state)
Nicholas R. Stone closed
United States Bankruptcy Court, N.D. New York · No. 02-14210 · Filed Jun 27, 2002 · Closed Nov 15, 2002
Role of Nicholas R. Stone: Debtor · Outcome: Case closed 2002-11-15 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 15 federal dockets); 5 people with this name in Form D filings; court in NY (not a filing state)
Nicholas A. Stone and Heather N. Stone closed
United States Bankruptcy Court, E.D. Wisconsin · No. 02-26451 · Filed May 16, 2002 · Closed Sep 19, 2002
Role of Nicholas A. Stone and Heather N. Stone: Debtor · Outcome: Case closed 2002-09-19 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 15 federal dockets); 5 people with this name in Form D filings; court in WI (not a filing state)
Nicholas Stone closed
United States Bankruptcy Court, S.D. Georgia · No. 86-30210 · Filed Dec 11, 1986 · Closed May 15, 1987
Role of Nicholas Stone: Debtor · Outcome: Case closed 1987-05-15 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 15 federal dockets); 5 people with this name in Form D filings; court in GA (not a filing state)
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:30 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

13 differences found between the filings for NICHOLAS STONE — 2 worth asking about (compared 14 filings on Oct 24, 2026)

Worth asking · Dec 6, 2018 – Mar 10, 2020

Amount sold went down between filings — Cyprium Investors V LP

The Dec 6, 2018 filing says $387,500,000 sold; the Mar 10, 2020 Form D/A says $218,450,000 sold — $169,050,000 less.

What this means Amounts sold normally only go up as a raise continues. A drop can mean investors were refunded, a figure was corrected, or an earlier number was wrong. Ask the sponsor which it was.

Form D/A (earlier) · Dec 6, 2018 ↗Form D/A (later) · Mar 10, 2020 ↗Cyprium Investors V LP — PartnerFacts page ↗
Sources
Worth asking · Dec 6, 2018 – Mar 10, 2020

Investor count went down between filings — Cyprium Investors V LP

The Dec 6, 2018 filing reports 28 investors; the Mar 10, 2020 Form D/A reports 20 investors.

What this means Investor counts normally only grow. A smaller number can mean investors left or were refunded, or a count was corrected. Ask the sponsor what happened.

Form D/A (earlier) · Dec 6, 2018 ↗Form D/A (later) · Mar 10, 2020 ↗Cyprium Investors V LP — PartnerFacts page ↗
Sources
Note · Nov 14, 2018 – Dec 6, 2018

Form D filed 22 days after the first sale — Cyprium Parallel Investors V LP

The filing says the first sale was Nov 14, 2018. The Form D was filed Dec 6, 2018 — 22 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 7 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

Form D · Dec 6, 2018 ↗Cyprium Parallel Investors V LP — PartnerFacts page ↗
Sources
Note · Dec 20, 2024 – Dec 27, 2024

No amendment in the last 12 months on an offering that may still be open — Cyprium VI Feeder LP (latest filing Dec 27, 2024)

The latest filing for this offering is dated Dec 27, 2024 (first sale Dec 20, 2024). It reports $110,350,000 sold of an indefinite amount offered. No later amendment is in our index as of Oct 24, 2026.

What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.

Form D · Dec 27, 2024 ↗Cyprium VI Feeder LP — PartnerFacts page ↗
Sources
Note · Dec 20, 2024 – Dec 27, 2024

No amendment in the last 12 months on an offering that may still be open — Cyprium Investors VI LP (latest filing Dec 27, 2024)

The latest filing for this offering is dated Dec 27, 2024 (first sale Dec 20, 2024). It reports $110,350,000 sold of an indefinite amount offered. No later amendment is in our index as of Oct 24, 2026.

What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.

Form D · Dec 27, 2024 ↗Cyprium Investors VI LP — PartnerFacts page ↗
Sources
Note · Oct 4, 2023 – Dec 5, 2024

No amendment in the last 12 months on an offering that may still be open — Cyprium SBIC I LP (latest filing Dec 5, 2024)

The latest filing for this offering is dated Dec 5, 2024 (first sale Oct 4, 2023). It reports $60,850,000 sold of $70,000,000 offered. No later amendment is in our index as of Oct 24, 2026.

What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.

Form D/A · Dec 5, 2024 ↗Cyprium SBIC I LP — PartnerFacts page ↗
Sources
Note · Oct 31, 2014 – Mar 10, 2020

4 offerings changed their target amount between filings

Offering amount changed between filings — Cyprium Parallel Investors V LP · Offering amount changed between filings — Cyprium Investors V LP · Offering amount changed between filings — Cyprium Investors V LP · Offering amount changed between filings — Cyprium Investors IV LP

What this means Targets change as deals grow or shrink. Ask whether later money has the same terms.

Form D (earlier) · Dec 6, 2018 ↗Form D/A (later) · Mar 10, 2020 ↗Cyprium Parallel Investors V LP — PartnerFacts page ↗Form D/A (earlier) · Dec 6, 2018 ↗
Sources
Note · Nov 8, 2013 – Oct 3, 2023

NICHOLAS STONE is written 2 different ways on the filings

listed as "Nicholas Stone" on 10 filings (from Nov 8, 2013), and "Nicholas A Stone" on 4 filings (from Oct 3, 2023).

What this means Same person, written differently — a middle name or suffix left off, or spelled another way. It is normal, but check that the full legal name matches your subscription documents.

Form D/A · Nov 8, 2013 ↗Form D · Oct 3, 2023 ↗NICHOLAS STONE — PartnerFacts page ↗
Sources
Note · Aug 13, 2020

Same name, different state: "Nicholas Stone" (CA) is a separate record

This page covers filings where the address state is OH or IL. A separate record, "Nicholas Stone" with address state CA, is listed on 1 filing — most recently by Eros International PLC (Aug 13, 2020). The two records do not overlap in time: this page runs Nov 8, 2013 to Dec 24, 2014; the other has one filing dated Aug 13, 2020.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

Nicholas Stone (CA) — PartnerFacts page ↗Form D · Aug 13, 2020 ↗Eros International PLC — PartnerFacts page ↗NICHOLAS STONE (OH,IL) — this page ↗
Sources
Note · Sep 27, 2017 – Jul 9, 2018

Same name, different state: "Nicholas Stone" (NY) is a separate record

This page covers filings where the address state is OH or IL. A separate record, "Nicholas Stone" with address state NY, is listed on 3 filings — most recently by Bluestone Lane International LLC (Jul 9, 2018). The two records do not overlap in time: this page runs Nov 8, 2013 to Dec 24, 2014; the other runs Sep 27, 2017 to Jul 9, 2018.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

Nicholas Stone (NY) — PartnerFacts page ↗Form D · Jul 9, 2018 ↗Bluestone Lane International LLC — PartnerFacts page ↗NICHOLAS STONE (OH,IL) — this page ↗
Sources
Note · Feb 21, 2017

Same name, different state: "Nicholas Robert Stone" (CA) is a separate record

This page covers filings where the address state is OH or IL. A separate record, "Nicholas Robert Stone" with address state CA, is listed on 2 filings — most recently by Airacobra DTOM Fund, L.P. (Feb 21, 2017). The two records do not overlap in time: this page runs Nov 8, 2013 to Dec 24, 2014; the other has one filing dated Feb 21, 2017.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

Nicholas Robert Stone (CA) — PartnerFacts page ↗Form D · Feb 21, 2017 ↗Airacobra DTOM Fund, L.P. — PartnerFacts page ↗NICHOLAS STONE (OH,IL) — this page ↗
Sources
Note · Jul 3, 2014 – Mar 5, 2015

Same name, different state: "Nicholas J. Stone" (CA) is a separate record

This page covers filings where the address state is OH or IL. A separate record, "Nicholas J. Stone" with address state CA, is listed on 9 filings — most recently by FS Communities LLC (Mar 5, 2015). Both records have filings in the same period (Jul 3, 2014 to Dec 24, 2014).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

Nicholas J. Stone (CA) — PartnerFacts page ↗Form D/A · Mar 5, 2015 ↗FS Communities LLC — PartnerFacts page ↗NICHOLAS STONE (OH,IL) — this page ↗
Sources
Note · Nov 8, 2013 – Dec 27, 2024

NICHOLAS STONE is listed with 2 different address states: OH, IL

OH on 7 filings (Nov 8, 2013 to Dec 5, 2024); IL on 7 filings (Nov 7, 2017 to Dec 27, 2024).

What this means The address on a Form D is usually the company's, not the person's home, so this often just reflects different companies. It can also mean a move. Nothing wrong by itself.

Form D/A · Nov 8, 2013 ↗Form D · Nov 7, 2017 ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

3 of 6 offerings report sales commissions totalling $4,522,500; 0 report finder's fees; 0 report proceeds to related persons. (includes amounts the issuer reported as estimates)

Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Dec 27, 2024 D
Cyprium Investors VI LP
File 021-533521
$0 (est.)$0 (est.)$0 (est.)
The general partner is entitled to carried interest. The investment manager is entitled to a management fee. The carried interest and management fee are fully discussed in the Issuer's confidential offering materials.
None listed on this filingEDGAR ↗
Dec 27, 2024 D
Cyprium VI Feeder LP
File 021-533522
$0 (est.)$0 (est.)$0 (est.)
The general partner is entitled to carried interest. The investment manager is entitled to a management fee. The carried interest and management fee are fully discussed in the Issuer's confidential offering materials.
None listed on this filingEDGAR ↗
Dec 5, 2024 D/A
Cyprium SBIC I LP
File 021-493718
$16,250$0$0Independent Investment Bankers, Corp. BrokerCheck CRD 154134 ↗EDGAR ↗
Mar 10, 2020 D/A
Cyprium Investors V LP
File 021-298217
$0$0$0None listed on this filingEDGAR ↗
Mar 10, 2020 D/A
Cyprium Parallel Investors V LP
File 021-327275
$525,000$0$0EQUUS FINANCIAL CONSULTING LLC BrokerCheck CRD 131449 ↗EDGAR ↗
Dec 24, 2014 D/A
Cyprium Investors IV LP
File 021-186256
$3,981,250 (est.)$0$0CSP SECURITIES, LP BrokerCheck CRD 136941 ↗
EQUUS FINANCIAL CONSULTING LLC BrokerCheck CRD 131449 ↗		EDGAR ↗
How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 6

Every issuer that named Nicholas Stone on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

CV
Pooled Investment Fund · group: Cyprium

Cyprium VI Feeder LP

Cleveland, OH · Dec 27, 2024
  • Dec 27, 2024 · D · $110,350,000 sold of Indefinite · 3 investors · min. No minimum reported · role: Executive Officer, Promoter EDGAR ↗

Raised $110.3M from 3 investors as of the latest filing. Nicholas is listed as executive officer, promoter.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

CI
Pooled Investment Fund · group: Cyprium

Cyprium Investors VI LP

Cleveland, OH · Dec 27, 2024
  • Dec 27, 2024 · D · $110,350,000 sold of Indefinite · 4 investors · min. No minimum reported · role: Executive Officer, Promoter EDGAR ↗

Raised $110.3M from 4 investors as of the latest filing. Nicholas is listed as executive officer, promoter.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

CS
Pooled Investment Fund · group: Cyprium

Cyprium SBIC I LP

Cleveland, OH · Oct 3, 2023 → Dec 5, 2024 · 2 filings
  • Dec 5, 2024 · D/A · $60,850,000 sold of $70,000,000 · 32 investors · min. No minimum reported · role: Executive Officer (Partner of the General Partner of the Issuer) EDGAR ↗
  • Oct 3, 2023 · D · $0 sold of $70,000,000 · 0 investors · min. No minimum reported · role: Executive Officer (Partner of the General Partner of the Issuer) EDGAR ↗

Raised $60.9M from 32 investors (87% of the $70M target) as of the latest filing. Nicholas is listed as executive officer on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

CP
Pooled Investment Fund · group: Cyprium

Cyprium Parallel Investors V LP

Cleveland, OH · Dec 6, 2018 → Mar 10, 2020 · 2 filings
  • Mar 10, 2020 · D/A · $216,000,000 sold of $216,000,000 · 18 investors · min. No minimum reported · role: Executive Officer EDGAR ↗
  • Dec 6, 2018 · D · $186,000,000 sold of Indefinite · 14 investors · min. No minimum reported · role: Executive Officer EDGAR ↗

Raised $216M from 18 investors (100% of the $216M target) as of the latest filing. Nicholas is listed as executive officer on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

CI
Pooled Investment Fund · group: Cyprium

Cyprium Investors V LP

Cleveland, OH · Nov 7, 2017 → Mar 10, 2020 · 3 filings
  • Mar 10, 2020 · D/A · $218,450,000 sold of $218,450,000 · 20 investors · min. No minimum reported · role: Executive Officer EDGAR ↗
  • Dec 6, 2018 · D/A · $387,500,000 sold of Indefinite · 28 investors · min. No minimum reported · role: Executive Officer EDGAR ↗
  • Nov 7, 2017 · D · $353,000,000 sold of $500,000,000 · 23 investors · min. No minimum reported · role: Executive Officer EDGAR ↗

Raised $387.5M from 28 investors (100% of the $218.4M target) as of the latest filing. Nicholas is listed as executive officer on 3 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

CI
Pooled Investment Fund · group: Cyprium

Cyprium Investors IV LP

Cleveland, OH · Nov 8, 2013 → Dec 24, 2014 · 5 filings
  • Dec 24, 2014 · D/A · $450,100,000 sold of $450,100,000 · 52 investors · min. No minimum reported · role: Executive Officer EDGAR ↗
  • Oct 31, 2014 · D/A · $413,350,000 sold of Indefinite · 45 investors · min. No minimum reported · role: Executive Officer EDGAR ↗
  • Jun 12, 2014 · D/A · $387,600,000 sold of Indefinite · 34 investors · min. No minimum reported · role: Executive Officer EDGAR ↗
  • Apr 4, 2014 · D/A · $307,100,000 sold of Indefinite · 29 investors · min. No minimum reported · role: Executive Officer EDGAR ↗
  • Nov 8, 2013 · D/A · $228,800,000 sold of Indefinite · 25 investors · min. No minimum reported · role: Executive Officer EDGAR ↗

Raised $450.1M from 52 investors (100% of the $450.1M target) as of the latest filing. Nicholas is listed as executive officer on 5 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Other pages with the same name (4)

Separate person records under the same name, not combined with this page. Each line says whether it shares an issuer with this record.

  • Nicholas J. Stone — CA, 5 issuers, Jul 3, 2014 → Mar 5, 2015 · no shared issuer
  • Nicholas Stone — NY, 2 issuers, Sep 27, 2017 → Jul 9, 2018 · no shared issuer
  • Nicholas Robert Stone — CA, 2 issuers, Feb 21, 2017 → Feb 21, 2017 · no shared issuer
  • Nicholas Stone — CA, 1 issuer, Aug 13, 2020 → Aug 13, 2020 · no shared issuer

People around Nicholas 17

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

CS
Management entity

Cyprium SBIC I Management LLC

Executive Officer, Promoter · 2 shared filings (1 issuer)

Listed on the same filings as Nicholas Stone. Their page shows their other deals.

CI
Management entity

Cyprium Investment Partners LLC

Promoter · 2 shared filings (1 issuer)

Listed on the same filings as Nicholas Stone. Their page shows their other deals.

LL
No photo found yet (own website and image search run after this page is viewed)
Person

LELAND LEWIS

Executive Officer, Promoter · 14 shared filings (6 issuers) · also on 2 other issuers

LELAND LEWIS is on 8 issuers in total — a repeat sponsor. Their page lists every one.

DK
No photo found yet (own website and image search run after this page is viewed)
Person

DANIEL J. KESSLER

Executive Officer, Promoter · 14 shared filings (6 issuers)

DANIEL J. KESSLER is on 6 issuers in total — a repeat sponsor. Their page lists every one.

JS
No photo found yet (own website and image search run after this page is viewed)
Person

JOHN R. SINNENBERG

Executive Officer, Promoter · 12 shared filings (5 issuers)

JOHN R. SINNENBERG is on 5 issuers in total — a repeat sponsor. Their page lists every one.

MC
No photo found yet (own website and image search run after this page is viewed)
Person

MICHAEL CONATON

Executive Officer · 10 shared filings (3 issuers)

Listed on the same filings as Nicholas Stone. Their page shows their other deals.

CB
No photo found yet (own website and image search run after this page is viewed)
Person

CINDY BABITT

Executive Officer · 10 shared filings (3 issuers)

Listed on the same filings as Nicholas Stone. Their page shows their other deals.

BH
No photo found yet (own website and image search run after this page is viewed)
Person

BETH HAAS

Executive Officer, Promoter · 9 shared filings (5 issuers)

BETH HAAS is on 5 issuers in total — a repeat sponsor. Their page lists every one.

AM
No photo found yet (own website and image search run after this page is viewed)
Person

ANDREW MOLINARI

Executive Officer, Promoter · 9 shared filings (5 issuers) · also on 1 other issuer

ANDREW MOLINARI is on 6 issuers in total — a repeat sponsor. Their page lists every one.

WR
No photo found yet (own website and image search run after this page is viewed)
Person

W. PATRICK ROND

Executive Officer · 6 shared filings (2 issuers)

Listed on the same filings as Nicholas Stone. Their page shows their other deals.

PC
No photo found yet (own website and image search run after this page is viewed)
Person

PHILIP S. CURATILO

Executive Officer · 5 shared filings (1 issuer)

Listed on the same filings as Nicholas Stone. Their page shows their other deals.

BL
No photo found yet (own website and image search run after this page is viewed)
Person

BETH HAAS LASCHINGER

Executive Officer · 5 shared filings (1 issuer)

Listed on the same filings as Nicholas Stone. Their page shows their other deals.

TL
No photo found yet (own website and image search run after this page is viewed)
Person

THEODORE LAUFIK

Executive Officer · 5 shared filings (2 issuers)

Listed on the same filings as Nicholas Stone. Their page shows their other deals.

LO
No photo found yet (own website and image search run after this page is viewed)
Person

LARRY WESLEY OWEN II

Executive Officer · 5 shared filings (2 issuers)

Listed on the same filings as Nicholas Stone. Their page shows their other deals.

DW
No photo found yet (own website and image search run after this page is viewed)
Person

DENNIS WAGNER

Executive Officer · 3 shared filings (1 issuer)

Listed on the same filings as Nicholas Stone. Their page shows their other deals.

TL
No photo found yet (own website and image search run after this page is viewed)
Person

TED LAUFIK

Executive Officer · 2 shared filings (1 issuer)

Listed on the same filings as Nicholas Stone. Their page shows their other deals.

LV
No photo found yet (own website and image search run after this page is viewed)
Person

Lisa R Vulic

Executive Officer · 2 shared filings (1 issuer)

Listed on the same filings as Nicholas Stone. Their page shows their other deals.

The team behind the deals

C
Sponsor group

Cyprium

11 issuers · 21 filings · $1.23B reported sold · 2011–2024

One team, 11 deal companies. Nicholas Stone is listed on 6 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name NICHOLAS STONE.

Registrations and other filings

Adviser registration (Form ADV)

A person is never an adviser firm. 1 of the 6 issuers this person is listed on matches a Form ADV adviser (searched 24,962 advisers as of Oct 2, 2026): Cyprium SBIC I LP.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to NICHOLAS STONE by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 6 issuers this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers Nicholas Stone is listed on: none on file. No website or social profile named in Cyprium Investors V LP's SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #219,080 of 374,652 in line (554 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (Cleveland, OH). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Social and web

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Courts

CourtListener / RECAP (federal) ↗PACER case locator (federal, login) ↗Franklin County OH Clerk of Courts ↗Cook County Clerk of Court case search ↗

Securities regulators

SEC EDGAR full-text search ↗SEC action look-up ↗FINRA BrokerCheck ↗SEC IAPD adviser search ↗

Business registries

Ohio Secretary of State business search ↗Illinois Secretary of State business search ↗OpenCorporates ↗

Change history

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