Nicholas Smith is listed as a director on 1 SEC Form D filing by 1 issuer in Feb 2021: CAMSO Holdings, LLC (Salt Lake City, UT — industry reported as "Other" — 2021; $29.2M reported sold to 5 investors).
What this means One deal on file with the SEC, filed Feb 2021. A Form D is the notice a company files after it starts selling a private investment — it is a notice, not an approval.
Listed alongside James Nadauld (1 shared filing), Jason VandenAkker (1 shared filing) and Tammy Le (1 shared filing).
What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Nicholas. Each name links to their own page.
The issuer belongs to the sponsor group Cimarron Healthcare (7 issuers, $160.4M reported sold, 2015–2026).
What this means A sponsor group is one team that sets up a new company for each deal. Cimarron Healthcare has 7 companies on file and $160.4M reported sold in total — the group page shows the whole track record in one place.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AR, AZ, CA, CT, DE, FINRA, GA, HI, ID, LA, ME, MO, MS, MT, NASAA, NC, NH, NM, OR, RI, TX, WA) — none found.
What this means Nothing turned up where we looked (3 sources). That does not prove there is nothing — it means none was found in those sources on that date.
We compared 1 public filing for Nicholas Smith and found 5 differences: Same name, different state: "Nicholas Smith" (MN) is a separate record; Same name, different state: "Nicholas Smith" (MO) is a separate record; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.