Sponsor Check › Person
Named as an officer, director or promoter on SEC Form D filings · OR · Jul 16, 2009 → Feb 28, 2011
Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:19 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET
Nicholas Pappas is listed as a director on 7 SEC Form D filings by 1 issuer between Jul 2009 and Feb 2011: InEnTec Inc. (Richland, WA — other energy — 2009–2011; $26.3M reported sold to 63 investors).
What this means One deal on file with the SEC. A Form D is the notice a company files after it starts selling a private investment — it is a notice, not an approval.
Listed alongside Andrew Krieger (7 shared filings), Charles Galford (7 shared filings), Daniel Cohn (7 shared filings), David B. Allworth (7 shared filings), David Lamar (7 shared filings) and 7 others.
What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Nicholas. Each name links to their own page.
The issuer belongs to the sponsor group Inentec (2 issuers, $700K reported sold, 2009–2023).
What this means A sponsor group is one team that sets up a new company for each deal. Inentec has 2 companies on file and $700K reported sold in total — the group page shows the whole track record in one place.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AZ, CA, DE, TX, WA) — 2 court cases matching the name, 25 bankruptcy cases matching the name listed in Key records below.
What this means 27 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.
We compared 7 public filings for Nicholas Pappas and found 6 differences: Offering amount changed between filings; No amendment in the last 12 months on an offering that may still be open; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.
Community search for Nicholas Pappas has not run yet — it is joining a line of 7,815 names; searches run around the clock at the hosts' allowed rate. Searched so far: 27 names.
Community comments are quoted as written by their authors. Sources searched: BiggerPockets forums (via DuckDuckGo, Brave, Bing and BiggerPockets search) and Reddit (search feed + public archive).
Five things investors ask first. Items still in human review are counted, not shown.
2 cases: 2 closed (disposition not in docket feed)
Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:19 AM ET.
Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.
State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.
None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: AZ, CA, DE, TX, WA (crawled Oct 23, 2026)
SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Nicholas Pappas..
State securities regulators searched: AZ (Corporation Commission Securities Division), CA (DFPI — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), DE (DOJ Investor Protection Unit), TX (State Securities Board), WA (DFI) — last crawled Oct 23, 2026, 9:57 PM ET. Other states are not covered.
25 cases: 25 closed (disposition not in docket feed)
Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:19 AM ET.
Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.
State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.
Comparisons cover issuers and sponsor groups — see the issuer pages under Deals
6 differences found between the filings for Nicholas Pappas (compared 7 filings on Oct 24, 2026)
The Jul 16, 2009 filing says $119,778 offered; the Sep 4, 2009 Form D says $13,350,000.
What this means The target raise changed. Raising the cap is common when a deal grows; ask whether the extra money has the same terms and use.
The latest filing for this offering is dated Apr 7, 2010 (first sale Jul 2, 2009). It reports $6,893,644 sold of $13,350,000 offered. No later amendment is in our index as of Oct 24, 2026.
What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.
This page covers filings where the address state is OR. A separate record, "Nicholas Pappas" with address state CA, is listed on 2 filings — most recently by Moving Analytics, Inc. (Jul 11, 2022). The two records do not overlap in time: this page runs Jul 16, 2009 to Feb 28, 2011; the other runs Jun 4, 2021 to Jul 11, 2022.
What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.
This page covers filings where the address state is OR. A separate record, "Nicholas Pappas" with address state MD, is listed on 4 filings — most recently by Mytonomy, Inc. (Jul 12, 2021). The two records do not overlap in time: this page runs Jul 16, 2009 to Feb 28, 2011; the other runs Aug 29, 2017 to Jul 12, 2021.
What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.
This page covers filings where the address state is OR. A separate record, "Nicholas Pappas" with address state FL, is listed on 1 filing — most recently by Heritage Insurance Holdings, Inc. (Dec 15, 2017). The two records do not overlap in time: this page runs Jul 16, 2009 to Feb 28, 2011; the other has one filing dated Dec 15, 2017.
What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.
This page covers filings where the address state is OR. A separate record, "Nicholas A. Pappas" with address state MA, is listed on 1 filing — most recently by BoardOnTrack, Inc. (Jun 19, 2015). The two records do not overlap in time: this page runs Jul 16, 2009 to Feb 28, 2011; the other has one filing dated Jun 19, 2015.
What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.
What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.
2 of 2 offerings report sales commissions totalling $1,143,000; 0 report finder's fees; 0 report proceeds to related persons. (includes amounts the issuer reported as estimates)
| Offering (latest filing) | Sales commissions | Finder's fees | To insiders | Paid to sell it | Source |
|---|---|---|---|---|---|
| Feb 28, 2011 D InEnTec Inc. File 021-155969 | $125,000 (est.) | $0 | $0 | Dominick & Dominick LLC BrokerCheck CRD 7344 ↗ | EDGAR ↗ |
| Apr 7, 2010 D/A InEnTec Inc. File 021-10396-14 | $1,018,000 (est.) | $0 | $0 | Dominick and Dominick LLC BrokerCheck CRD 7344 ↗ via Dominick and Dominick LLC (CRD 7344 ↗) | EDGAR ↗ |
Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.
Counted across every filing this person is listed on (latest filing per offering, per issuer).
Every issuer that named Nicholas Pappas on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.
Raised $26.3M from 63 investors (100% of the $5M target) as of the latest filing. Nicholas is listed as director on 7 filings for this deal.
Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.
Separate person records under the same name, not combined with this page. Each line says whether it shares an issuer with this record.
Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.
Listed on the same filings as Nicholas Pappas. Their page shows their other deals.
Listed on the same filings as Nicholas Pappas. Their page shows their other deals.
Listed on the same filings as Nicholas Pappas. Their page shows their other deals.
Listed on the same filings as Nicholas Pappas. Their page shows their other deals.
Listed on the same filings as Nicholas Pappas. Their page shows their other deals.
Listed on the same filings as Nicholas Pappas. Their page shows their other deals.
Listed on the same filings as Nicholas Pappas. Their page shows their other deals.
Listed on the same filings as Nicholas Pappas. Their page shows their other deals.
Listed on the same filings as Nicholas Pappas. Their page shows their other deals.
Listed on the same filings as Nicholas Pappas. Their page shows their other deals.
One team, 2 deal companies. Nicholas Pappas is listed on 1 of them.
Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name Nicholas Pappas.
None of the 1 issuer this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.
Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.
Property records are matched to companies only, never to individuals, so none are matched to Nicholas Pappas by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 1 issuer this person is listed on — nothing matched.
Websites and social links of the issuers Nicholas Pappas is listed on: none on file. No website or social profile named in InEnTec Inc.'s SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #129,021 of 374,652 in line (14 issuers searched so far). One-tap searches: Look further ↓
One-tap searches on sites we do not index ourselves, with the name pre-filled (Richland, WA). Each opens in a new tab; what you find there is not verified by PartnerFacts.
No corrections have been requested for this page.
Free. Logged with status: received → under review → fixed / confirmed with source.
If this is you or your firm, add a sourced explanation next to any fact. Reviewed before publishing.
Members get an email when Nicholas Pappas appears on a new Form D, or when a court case or SEC action is matched to them. See plans →