Sponsor Check › Person
Related person on Form D filings · address states as listed: OR, MO, CA, WA · listed Dec 17, 2012 → Nov 12, 2020
Data last updated: Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: not yet · SEC enforcement last checked: not yet
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Sources to be searched: CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not yet searched. PACER: not searched (RECAP only). · Search queued. Results are added automatically; check back later or follow this page to be notified.
State courts: not yet searched. No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.
SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — not yet searched; State securities regulators searched: AZ (Corporation Commission Securities Division), CA (DFPI — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), DE (DOJ Investor Protection Unit), TX (State Securities Board), WA (DFI) — last crawled Oct 23, 2026, 9:57 PM ET. Other states: not yet searched.
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Sources to be searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not yet searched. PACER: not searched (RECAP only). · Search queued. Results are added automatically; check back later or follow this page to be notified.
State courts: not yet searched. No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.
Comparisons are made for sponsors and sponsor groups, not individual people.
0 of 23 offerings report sales commissions; 0 report finder's fees; 1 reports proceeds to related persons totalling $415,000. (includes amounts the issuer reported as estimates)
| Source | Offering (latest filing) | Sales commissions | Finder's fees | To insiders | Paid to sell it |
|---|---|---|---|---|---|
| EDGAR ↗ | Apr 17, 2026 D File 021-580902 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Nov 29, 2022 D File 021-465970 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Dec 22, 2021 D File 021-426282 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Dec 22, 2021 D File 021-426281 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | May 10, 2021 D File 021-398844 | $0 | $0 | $0 | Arch Oncology Investors, LLC no CRD number reported |
| EDGAR ↗ | Nov 12, 2020 D File 021-380382 | $0 | $0 | $0 (est.) The Issuer's General Partner, or an Affiliate of the Issuer's General Partner, may be entitled to receive a Management Fee in accordance with the Issuer's governing documentation, as amended from time to time. | None listed on this filing |
| EDGAR ↗ | Sep 25, 2020 D/A File 021-349066 | $0 | $0 | $0 (est.) The Issuer's General Partner, or an Affiliate of the Issuer's General Partner, may be entitled to receive a Management Fee in accordance with the Issuer's governing documentation, as amended from time to time. | None listed on this filing |
| EDGAR ↗ | May 21, 2020 D/A File 021-326349 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Jan 2, 2020 D File 021-357000 | $0 | $0 | $0 | Alexa Capital Ltd (Global Alliance Securities, LLC 15a-6 service provider to Alexa Capital Ltd.) no CRD number reported via Global Alliance Securities, LLC (CRD 167164 ↗) |
| EDGAR ↗ | Nov 13, 2018 D File 021-325605 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | May 30, 2018 D File 021-313469 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | May 22, 2017 D File 021-287177 | $0 | $0 | $0 N/A; exchange of shares in connection with a redomestication conversion from Oregon to Delaware. | None listed on this filing |
| EDGAR ↗ | May 18, 2017 D File 021-287065 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Dec 22, 2016 D File 021-276937 | $0 | $0 | $0 (est.) Affiliates of the Managers of the Issuer's General Partner will receive a management fee payable by the Issuer quarterly in advance calculated in accordance with the Issuer's Amended and Restated Limited Partnership Agreement. | None listed on this filing |
| EDGAR ↗ | Nov 17, 2016 D/A File 021-251505 | $0 | $0 | $0 (est.) Affiliates of the Managers of the Issuer's General Partner will receive a management fee payable by the Issuer quarterly in advance calculated in accordance with the Issuer's Amended and Restated Limited Partnership Agreement. | None listed on this filing |
| EDGAR ↗ | Mar 4, 2016 D File 021-258555 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Jun 24, 2015 D File 021-242396 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Jun 17, 2015 D/A File 021-232235 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Feb 27, 2014 D File 021-212615 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Dec 11, 2013 D File 021-207832 | $0 | $0 | $415,000 | None listed on this filing |
| EDGAR ↗ | Sep 20, 2013 D File 021-203238 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Dec 17, 2012 D File 021-188478 | $0 | $0 | $0 (est.) | None listed on this filing |
| EDGAR ↗ | Nov 30, 2012 D File 021-187702 | $0 | $0 | $0 | None listed on this filing |
As reported by the issuer on Form D (Items 12–15), latest filing per offering (one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.
Counted across every filing this person is listed on (latest filing per offering, per issuer).
| Source | Issuer | Role | Filed | Form | Offering | Sold | Investors | Min. investment |
|---|---|---|---|---|---|---|---|---|
| EDGAR ↗ | Bonum Therapeutics, Inc. | Director | Apr 17, 2026 | D | $32,301,381 similar: $2,000,000–$19,999,994 | $26,907,396 | 8 similar: 2–16 | No minimum reported similar: $10,000–$50,000 |
| EDGAR ↗ | Bonum Therapeutics, Inc. | Director | Nov 29, 2022 | D | $93,041,420 similar: $2,000,000–$19,999,994 | $45,041,421 | 10 similar: 2–16 | No minimum reported similar: $10,000–$50,000 |
| EDGAR ↗ | Good Therapeutics, Inc. | Director | Dec 22, 2021 | D | $26,439,316 similar: $2,000,000–$19,999,994 | $8,813,099 | 5 similar: 2–16 | No minimum reported similar: $10,000–$50,000 |
| EDGAR ↗ | Bonum Therapeutics, Inc. | Director | Dec 22, 2021 | D | $3,560,661 similar: $2,000,000–$19,999,994 | $1,186,887 | 5 similar: 2–16 | No minimum reported similar: $10,000–$50,000 |
| EDGAR ↗ | Arch Oncology Investors, LLC | Executive Officer Manager | May 10, 2021 | D | $11,000,000 | $11,000,000 | 40 | $25,000 |
| EDGAR ↗ | 3X5 PARTNERS FUND III-B, L.P. | Promoter Managing Member of the General Partner of the Issuer | Nov 12, 2020 | D | Indefinite similar: $500,000–$16,420,250 | $0 | 0 similar: 2–28 | No minimum reported similar: $5,000–$100,000 |
| EDGAR ↗ | 3x5 Partners Fund III, L.P. | Promoter Managing Member of the General Partner of the Issuer | Sep 25, 2020 | D/A | Indefinite similar: $500,000–$16,420,250 | $46,400,000 | 63 similar: 2–28 | No minimum reported similar: $5,000–$100,000 |
| EDGAR ↗ | Good Therapeutics, Inc. | Director | May 21, 2020 | D/A | $22,335,003 similar: $2,000,000–$19,999,994 | $22,335,003 | 6 similar: 2–16 | No minimum reported similar: $10,000–$50,000 |
| EDGAR ↗ | SMART WIRES INC. | Director | Jan 2, 2020 | D | $85,766,973 similar: $1,000,000–$16,613,798 | $43,113,578 | 4 similar: 2–13 | No minimum reported similar: $10,000–$100,000 |
| EDGAR ↗ | 3x5 Partners Fund III, L.P. | Promoter Managing Member of the General Partner of the Issuer | Sep 17, 2019 | D | Indefinite similar: $500,000–$16,420,250 | $0 | 0 similar: 2–28 | No minimum reported similar: $5,000–$100,000 |
| EDGAR ↗ | Good Therapeutics, Inc. | Director | Feb 8, 2019 | D/A | $22,335,003 similar: $2,000,000–$19,999,994 | $11,185,002 | 6 similar: 2–16 | No minimum reported similar: $10,000–$50,000 |
| EDGAR ↗ | SMART WIRES INC. | Director | Nov 13, 2018 | D | $20,000,000 similar: $1,000,000–$16,613,798 | $5,931,750 | 1 similar: 2–13 | No minimum reported similar: $10,000–$100,000 |
| EDGAR ↗ | SMART WIRES INC. | Director | May 30, 2018 | D | $88,122,674 similar: $1,000,000–$16,613,798 | $54,617,368 | 5 similar: 2–13 | No minimum reported similar: $10,000–$100,000 |
| EDGAR ↗ | Fish People Corp group: Fish | Director | May 22, 2017 | D | $1 similar: $500,000–$7,000,000 | $1 | 6 similar: 2–14 | No minimum reported similar: $5,000–$50,000 |
| EDGAR ↗ | Fishpeople Seafood, Inc. | Director | May 18, 2017 | D | $32,225,394 similar: $500,000–$7,000,000 | $29,630,024 | 20 similar: 2–14 | No minimum reported similar: $5,000–$50,000 |
| EDGAR ↗ | 3x5 RiverVest Fund II-B, L.P. group: Rivervest Venture | Executive Officer Member of 3x5 Partners Managers II, LLC. | Dec 22, 2016 | D | Indefinite similar: $155,000–$5,250,000 | $0 | 0 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | 3x5 RiverVest Fund II, L.P. group: Rivervest Venture | Executive Officer Member of 3x5 Partners Managers II, LLC. | Nov 17, 2016 | D/A | $125,000,000 similar: $155,000–$5,250,000 | $55,850,000 | 54 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Fish Plus People Corp group: Fish | Director | Mar 4, 2016 | D | $4,050,000 similar: $500,000–$7,000,000 | $1,100,000 | 1 similar: 2–14 | $10,000 similar: $5,000–$50,000 |
| EDGAR ↗ | 3x5 RiverVest Fund II, L.P. group: Rivervest Venture | Executive Officer Member of 3x5 Partners Managers II, LLC. | Nov 18, 2015 | D | $125,000,000 similar: $155,000–$5,250,000 | $0 | 0 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Fish Plus People Corp group: Fish | Director | Jun 24, 2015 | D | $7,163,938 similar: $500,000–$7,000,000 | $4,053,938 | 1 similar: 2–14 | $211,000 similar: $5,000–$50,000 |
| EDGAR ↗ | Fish Plus People Corp group: Fish | Director | Jun 17, 2015 | D/A | $2,150,000 similar: $500,000–$7,000,000 | $2,150,000 | 3 similar: 2–14 | $48,000 similar: $5,000–$50,000 |
| EDGAR ↗ | Fish Plus People Corp group: Fish | Director | Jan 14, 2015 | D | $1,150,000 similar: $500,000–$7,000,000 | $1,000,000 | 1 similar: 2–14 | $150,000 similar: $5,000–$50,000 |
| EDGAR ↗ | Fish Plus People Corp group: Fish | Director | Feb 27, 2014 | D | $4,931,999 similar: $500,000–$7,000,000 | $1,250,000 | 1 similar: 2–14 | $250,000 similar: $5,000–$50,000 |
| EDGAR ↗ | Securus Medical Group, Inc. | Director | Dec 11, 2013 | D | $6,500,000 similar: $2,000,000–$19,999,994 | $6,500,000 | 4 similar: 2–16 | No minimum reported similar: $10,000–$50,000 |
| EDGAR ↗ | VendScreen, Inc. | Director | Sep 20, 2013 | D | $4,000,000 similar: $1,100,015–$10,001,163 | $500,000 | 1 similar: 2–14 | No minimum reported similar: $5,000–$50,000 |
| EDGAR ↗ | Fish People Corp group: Fish | Director | Dec 17, 2012 | D | Indefinite similar: $1,000,000–$7,247,539 | $500,000 | 3 similar: 2–13 | No minimum reported similar: $10,000–$60,000 |
| EDGAR ↗ | VendScreen, Inc. | Director | Nov 30, 2012 | D | $8,400,000 similar: $500,000–$7,000,000 | $5,399,991 | 4 similar: 2–14 | $1,399,991 similar: $5,000–$50,000 |
Every row is a Form D or D/A on which the issuer listed this name as a related person. Related-person names are matched on first + last name and the address state on the filing; records that share a name but could not be tied together by a second identifier are listed separately below.
"Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years (7 industry/exemption sets on this page); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.
Not linked to this profile — a second identifier (same issuer, same sponsor group) was not found. Could be the same person or a different one.
People and management entities the issuers listed as related persons on the same Form D filings as Nicholas Walrod. Source: the EDGAR rows in the table above. Showing the 40 with the most shared filings.
None found in sources searched.
Sources searched: SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 · Last checked Oct 23, 2026, 8:41 PM ET.
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