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Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 10:41 AM ET

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John Mulligan

Named as an officer, director or promoter on SEC Form D filings · WA · Jun 11, 2015 → Apr 17, 2026

3deals (issuers)
$67.5Mreported sold
17investors
8Form D filings
2015–2026years on file
Follow this personLook further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:33 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

John Mulligan is listed as an executive officer, director, and promoter on 8 SEC Form D filings by 3 issuers between Jun 2015 and Apr 2026: Bonum Therapeutics, Inc. (Seattle, WA — biotechnology — 2021–2026; $45M reported sold to 10 investors), Good Therapeutics, Inc. (Seattle, WA — biotechnology — 2018–2021; $22.3M reported sold to 6 investors) and Glycostasis, Inc. (Seattle, WA — biotechnology — 2015; $150K reported sold to 1 investors).

What this means A repeat sponsor — 3 separate companies raised money with this person listed as executive officer, director, and promoter, over about 11 years. Across those companies the filings report $67.5M sold in total.

Listed alongside John P. McKearn (7 shared filings), Karl Handelsman (7 shared filings), Nicholas Walrod (6 shared filings), Mitchell Mutz (5 shared filings), Diane Hollenbaugh (4 shared filings) and 5 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around John. Each name links to their own page.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY) — 1 court case matching the name, 2 state regulator orders, 36 bankruptcy cases matching the name listed in Key records below.

What this means 39 records came back, including 1 court case still open — open cases can take years and cost money. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 8 public filings for John Mulligan and found 6 differences, 2 worth asking the sponsor about: WA securities regulator consent order naming John Mulligan (Oct 14, 2013); WA securities regulator statement of charges naming John Mulligan (Jan 30, 2012); and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for John Mulligan has not run yet — it is joining a line of 59,269 names; searches run around the clock at the hosts' allowed rate. Searched so far: 671 names.

Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

1 case: 1 open

UNITED STATES OF AMERICA V. JOHN B. MULLIGAN open
District Court, D. Nevada · No. 3:01-ms-00027 · Filed Oct 18, 2001
Role of JOHN B. MULLIGAN: Defendant · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
same full name (a name found in 56 federal dockets); court in NV (not a filing state)
What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:33 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

2 state regulator orders

Consent Order WA · Washington State Department of Financial Institutions, Securities Division (DFI)
Order date Oct 14, 2013 · Regulator: Washington State Department of Financial Institutions, Securities Division (DFI) · S-11-0770-12-CO01 · Parties (regulator's caption): Mulligan Capital Inc.; Mulligan Capital Management, LLC; Mulligan Partners, ERISA, LP, John Mulligan · Order entered with/against: Mulligan Capital, Inc. (“MCI”), Mulligan Capital Management, LLC (“MCM, LLC”), Mulligan Partners, ERISA, LP (“MP, LP”), and John Mulligan
As listed by the regulator: On October 14, 2013, the Securities Division entered into a Consent Order with Mulligan Capital, Inc. (“MCI”), Mulligan Capital Management, LLC (“MCM, LLC”), Mulligan Partners, ERISA, LP (“MP, LP”), and John Mulligan (“Mulligan”) (collectively, “Respondents”). … In entering into the Consent Order, Respondents neither admitted nor denied the allegations, agreed to cease and desist from violating the Act, and waived their rights to an administrative hearing on and to judicial review of this matter. Order / docket ↗ Regulator's list ↗
same full name in the order; regulator in the person's filing state (WA)
Statement of Charges WA · Washington State Department of Financial Institutions, Securities Division (DFI)
Order date Jan 30, 2012 · Regulator: Washington State Department of Financial Institutions, Securities Division (DFI) · S-11-0770-11-SC01 · Parties (regulator's caption): Mulligan Capital, Inc.; Mulligan Capital Management, LLC; Mulligan Partners, ERISA, LP; John Mulligan · Order entered with/against: Mulligan Capital, Inc. ("MCI"), Mulligan Capital Management, LLC ("MCM, LLC"), Mulligan Partners, ERISA, LP ("MP, LP"), and John Mulligan
As listed by the regulator: On January 30, 2012, the Securities Division entered a Statement of Charges and Notice of Intent to Enter Order to Cease and Desist, to Charge Costs, and to Impose Fines against Mulligan Capital, Inc. ("MCI"), Mulligan Capital Management, LLC ("MCM, LLC"), Mulligan Partners, ERISA, LP ("MP, LP"), and John Mulligan ("Mulligan") (collectively, "Respondents"). … The Securities Division intends to order the Respondents to cease and desist from violating the Act, and gives notice of its intent to impose fines and to recover costs. Order / docket ↗ Regulator's list ↗
same full name in the order; regulator in the person's filing state (WA)
What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched John Mulligan..

State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).

3. Bankruptcies

36 cases: 36 closed (disposition not in docket feed)

John Mulligan and Nancy R. Mulligan closed
United States Bankruptcy Court, D. New Jersey · No. 22-13542 · Filed Apr 29, 2022 · Closed Aug 5, 2022
Role of John Mulligan and Nancy R. Mulligan: Debtor · Outcome: Case closed 2022-08-05 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 56 federal dockets); court in NJ (not a filing state)
John S Mulligan closed
United States Bankruptcy Court, S.D. Mississippi · No. 20-51759 · Filed Dec 21, 2020 · Closed Mar 17, 2021
Role of John S Mulligan: Debtor · Outcome: Case closed 2021-03-17 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 56 federal dockets); court in MS (not a filing state)
John K. Mulligan, Jr. closed
United States Bankruptcy Court, N.D. New York · No. 20-30611 · Filed Jun 3, 2020 · Closed Oct 9, 2020
Role of John K. Mulligan, Jr.: Debtor · Outcome: Case closed 2020-10-09 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 56 federal dockets); court in NY (not a filing state)
John S Mulligan and Vicki Harvey Mulligan closed
United States Bankruptcy Court, S.D. Mississippi · No. 18-52071 · Filed Oct 24, 2018 · Closed Feb 11, 2020
Role of John S Mulligan and Vicki Harvey Mulligan: Debtor · Outcome: Case closed 2020-02-11 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 56 federal dockets); court in MS (not a filing state)
John Mulligan closed
United States Bankruptcy Court, D. Massachusetts · No. 18-41130 · Filed Jun 18, 2018 · Closed Jun 10, 2019
Role of John Mulligan: Debtor · Outcome: Case closed 2019-06-10 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 56 federal dockets); court in MA (not a filing state)
John E Mulligan and Anna M Mulligan closed
United States Bankruptcy Court, M.D. Florida · No. 8:17-bk-04594 · Filed May 28, 2017 · Closed Apr 24, 2018
Role of John E Mulligan and Anna M Mulligan: Debtor · Outcome: Case closed 2018-04-24 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 56 federal dockets); court in FL (not a filing state)
John M Mulligan closed
United States Bankruptcy Court, N.D. Illinois · No. 16-34864 · Filed Oct 31, 2016 · Closed Feb 13, 2018
Role of John M Mulligan: Debtor · Outcome: Case closed 2018-02-13 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 56 federal dockets); court in IL (not a filing state)
John C. Mulligan closed
United States Bankruptcy Court, D. New Hampshire · No. 15-11305 · Filed Aug 19, 2015 · Closed Dec 4, 2015
Role of John C. Mulligan: Debtor · Outcome: Case closed 2015-12-04 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 56 federal dockets); court in NH (not a filing state)
John C. Mulligan closed
United States Bankruptcy Court, E.D. New York · No. 8-12-73031 · Filed May 12, 2012 · Closed Aug 21, 2012
Role of John C. Mulligan: Debtor · Outcome: Case closed 2012-08-21 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 56 federal dockets); court in NY (not a filing state)
John A. Mulligan closed
United States Bankruptcy Court, E.D. Michigan · No. 12-51785 · Filed May 10, 2012 · Closed Sep 21, 2012
Role of John A. Mulligan: Debtor · Outcome: Case closed 2012-09-21 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 56 federal dockets); court in MI (not a filing state)
John E Mulligan and Gwyneth Edmunds-Mulligan closed
United States Bankruptcy Court, S.D. New York · No. 12-22198 · Filed Feb 1, 2012 · Closed Aug 29, 2018
Role of John E Mulligan and Gwyneth Edmunds-Mulligan: Debtor · Outcome: Case closed 2018-08-29 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 56 federal dockets); court in NY (not a filing state)
John W. Mulligan, Jr. and Susan L. Mulligan closed
United States Bankruptcy Court, S.D. Georgia · No. 11-41108 · Filed Jun 2, 2011 · Closed Nov 21, 2011
Role of John W. Mulligan, Jr.: Debtor · Outcome: Case closed 2011-11-21 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 56 federal dockets); court in GA (not a filing state)
John J. Mulligan and Eithne Power-Mulligan closed
United States Bankruptcy Court, W.D. Virginia · No. 10-51877 · Filed Nov 19, 2010 · Closed Feb 23, 2011
Role of John J. Mulligan and Eithne Power-Mulligan: Debtor · Outcome: Case closed 2011-02-23 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 56 federal dockets); court in VA (not a filing state)
John H Mulligan closed
United States Bankruptcy Court, S.D. Mississippi · No. 10-00710 · Filed Feb 25, 2010 · Closed Feb 28, 2012
Role of John H Mulligan: Debtor · Outcome: Case closed 2012-02-28 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 56 federal dockets); court in MS (not a filing state)
John R Mulligan and Mary T Mulligan closed
United States Bankruptcy Court, E.D. New York · No. 1-09-50776 · Filed Dec 7, 2009 · Closed Mar 16, 2010
Role of John R Mulligan and Mary T Mulligan: Debtor · Outcome: Case closed 2010-03-16 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 56 federal dockets); court in NY (not a filing state)
John E. Mulligan and Janice L. Mulligan closed
United States Bankruptcy Court, E.D. Wisconsin · No. 09-35700 · Filed Oct 30, 2009 · Closed Aug 8, 2014
Role of John E. Mulligan and Janice L. Mulligan: Debtor · Outcome: Case closed 2014-08-08 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 56 federal dockets); court in WI (not a filing state)
John H. Mulligan closed
United States Bankruptcy Court, M.D. Florida · No. 8:09-bk-22534 · Filed Oct 2, 2009 · Closed Feb 10, 2011
Role of John H. Mulligan: Debtor · Outcome: Case closed 2011-02-10 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 56 federal dockets); court in FL (not a filing state)
John M. Mulligan, Jr. closed
United States Bankruptcy Court, W.D. Kentucky · No. 06-40292 · Filed May 23, 2006 · Closed Oct 10, 2008
Role of John M. Mulligan, Jr.: Debtor · Outcome: Case closed 2008-10-10 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 56 federal dockets); court in KY (not a filing state)
John G. Mulligan closed
United States Bankruptcy Court, D. New Hampshire · No. 05-12348 · Filed Jun 12, 2005 · Closed Jan 27, 2006
Role of John G. Mulligan: Debtor · Outcome: Case closed 2006-01-27 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 56 federal dockets); court in NH (not a filing state)
John A. Mulligan closed
United States Bankruptcy Court, D. Maryland · No. 04-36081 · Filed Nov 17, 2004 · Closed Mar 1, 2005
Role of John A. Mulligan: Debtor · Outcome: Case closed 2005-03-01 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 56 federal dockets); court in MD (not a filing state)
John R. Mulligan and Janet L. Mulligan closed
United States Bankruptcy Court, D. New Jersey · No. 04-39432 · Filed Sep 13, 2004 · Closed Feb 14, 2005
Role of John R. Mulligan and Janet L. Mulligan: Debtor · Outcome: Case closed 2005-02-14 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 56 federal dockets); court in NJ (not a filing state)
John D Mulligan closed
United States Bankruptcy Court, M.D. Pennsylvania · No. 5:04-bk-52595 · Filed May 21, 2004 · Closed Jul 21, 2004
Role of John D Mulligan: Debtor · Outcome: Case closed 2004-07-21 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 56 federal dockets); court in PA (not a filing state)
JOHN MULLIGAN and SHANNON MULLIGAN closed
United States Bankruptcy Court, S.D. Mississippi · No. 04-00299 · Filed Jan 21, 2004 · Closed Mar 14, 2005
Role of JOHN MULLIGAN and SHANNON MULLIGAN: Debtor · Outcome: Case closed 2005-03-14 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 56 federal dockets); court in MS (not a filing state)
John J. Mulligan and Jean E. Walsh-Mulligan closed
United States Bankruptcy Court, S.D. New York · No. 03-18046 · Filed Dec 20, 2003 · Closed Sep 7, 2004
Role of John J. Mulligan and Jean E. Walsh-Mulligan: Debtor · Outcome: Case closed 2004-09-07 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 56 federal dockets); court in NY (not a filing state)
John K. Mulligan, Jr. closed
United States Bankruptcy Court, N.D. New York · No. 02-60606 · Filed Feb 5, 2002 · Closed May 6, 2003
Role of John K. Mulligan, Jr.: Debtor · Outcome: Case closed 2003-05-06 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 56 federal dockets); court in NY (not a filing state)
John E. Mulligan and Carin E. Mulligan closed
United States Bankruptcy Court, N.D. Georgia · No. 02-20119 · Filed Jan 31, 2002 · Closed May 2, 2002
Role of John E. Mulligan and Carin E. Mulligan: Debtor · Outcome: Case closed 2002-05-02 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 56 federal dockets); court in GA (not a filing state)
John Mulligan closed
United States Bankruptcy Court, E.D. California · No. 99-23759 · Filed Mar 18, 1999 · Closed Jul 13, 1999
Role of John Mulligan: Debtor · Outcome: Case closed 1999-07-13 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 56 federal dockets); court in CA (not a filing state)
John R. Mulligan and Joan B. Mulligan closed
United States Bankruptcy Court, D. New Jersey · No. 97-42080 · Filed Oct 17, 1997 · Closed Feb 23, 1999
Role of John R. Mulligan and Joan B. Mulligan: Debtor · Outcome: Case closed 1999-02-23 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 56 federal dockets); court in NJ (not a filing state)
John Mulligan closed
United States Bankruptcy Court, S.D. Ohio · No. 2:97-bk-58064 · Filed Sep 4, 1997 · Closed Apr 10, 1998
Role of John Mulligan: Debtor · Outcome: Case closed 1998-04-10 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 56 federal dockets); court in OH (not a filing state)
John T Mulligan closed
United States Bankruptcy Court, N.D. Illinois · No. 97-06762 · Filed Mar 6, 1997 · Closed Jul 3, 1997
Role of John T Mulligan: Debtor · Outcome: Case closed 1997-07-03 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 56 federal dockets); court in IL (not a filing state)
John R. Mulligan and Janet L. Mulligan closed
United States Bankruptcy Court, D. New Jersey · No. 97-30338 · Filed Jan 13, 1997 · Closed Apr 29, 1997
Role of John R. Mulligan and Janet L. Mulligan: Debtor · Outcome: Case closed 1997-04-29 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 56 federal dockets); court in NJ (not a filing state)
John J. Mulligan, Jr. closed
United States Bankruptcy Court, N.D. New York · No. 96-16370 · Filed Nov 22, 1996 · Closed Apr 8, 1997
Role of John J. Mulligan, Jr.: Debtor · Outcome: Case closed 1997-04-08 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 56 federal dockets); court in NY (not a filing state)
John M. Mulligan and Marie A. Mulligan closed
United States Bankruptcy Court, W.D. Pennsylvania · No. 96-11006 · Filed Sep 11, 1996 · Closed Jan 21, 1997
Role of John M. Mulligan and Marie A. Mulligan: Debtor · Outcome: Case closed 1997-01-21 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 56 federal dockets); court in PA (not a filing state)
John J. Mulligan closed
United States Bankruptcy Court, N.D. New York · No. 94-10099 · Filed Jan 12, 1994 · Closed Sep 14, 1994
Role of John J. Mulligan: Debtor · Outcome: Case closed 1994-09-14 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 56 federal dockets); court in NY (not a filing state)
John W. Mulligan and Brenda Mulligan closed
United States Bankruptcy Court, W.D. Michigan · No. 91-86784 · Filed Dec 23, 1991 · Closed May 21, 1992
Role of John W. Mulligan and Brenda Mulligan: Debtor · Outcome: Case closed 1992-05-21 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 56 federal dockets); court in MI (not a filing state)
John Mulligan and Wendy Mulligan closed
United States Bankruptcy Court, N.D. New York · No. 91-10169 · Filed Jan 16, 1991 · Closed Oct 16, 1991
Role of John Mulligan and Wendy Mulligan: Debtor · Outcome: Case closed 1991-10-16 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 56 federal dockets); court in NY (not a filing state)
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:33 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

6 differences found between the filings for John Mulligan — 2 worth asking about (compared 8 filings on Oct 24, 2026)

Worth asking · Oct 14, 2013

WA securities regulator consent order naming John Mulligan (Oct 14, 2013)

Washington State Department of Financial Institutions, Securities Division (DFI) issued a Consent Order dated Oct 14, 2013. Respondents as listed: Mulligan Capital Inc.; Mulligan Capital Management, LLC; Mulligan Partners, ERISA, LP, John Mulligan. Outcome as listed: On October 14, 2013, the Securities Division entered into a Consent Order with Mulligan Capital, Inc. (“MCI”), Mulligan Capital Management, LLC (“MCM, LLC”), Mulligan Partners, ERISA, LP (“MP, LP”), and John Mulligan (“Mulligan”) (collectively, “Respondents”). … In entering into the Consent Order, Respondents neither admitted nor denied the allegations, agreed to cease and desist from violating the Act, and waived their rights to an administrative hearing on and to judicial review of this matter.. Matched to John Mulligan. Our match estimate: 50%.

What this means A state regulator issued an order (cease-and-desist, consent order, fine or bar). Read the order; ask the sponsor what it covered.

WA order · Consent Order ↗
Sources
Worth asking · Jan 30, 2012

WA securities regulator statement of charges naming John Mulligan (Jan 30, 2012)

Washington State Department of Financial Institutions, Securities Division (DFI) issued a Statement of Charges dated Jan 30, 2012. Respondents as listed: Mulligan Capital, Inc.; Mulligan Capital Management, LLC; Mulligan Partners, ERISA, LP; John Mulligan. Outcome as listed: On January 30, 2012, the Securities Division entered a Statement of Charges and Notice of Intent to Enter Order to Cease and Desist, to Charge Costs, and to Impose Fines against Mulligan Capital, Inc. ("MCI"), Mulligan Capital Management, LLC ("MCM, LLC"), Mulligan Partners, ERISA, LP ("MP, LP"), and John Mulligan ("Mulligan") (collectively, "Respondents"). … The Securities Division intends to order the Respondents to cease and desist from violating the Act, and gives notice of its intent to impose fines and to recover costs.. Matched to John Mulligan. Our match estimate: 50%.

What this means A state regulator issued an order (cease-and-desist, consent order, fine or bar). Read the order; ask the sponsor what it covered.

WA order · Statement of Charges ↗
Sources
Note · Jun 28, 1999 – Apr 11, 2000

Bankruptcy case: American Express Travel Related Svcs Co Inc v. Hollenbaugh — filed Jun 28, 1999

United States Bankruptcy Court, W.D. Washington docket "American Express Travel Related Svcs Co Inc v. Hollenbaugh" filed Jun 28, 1999, closed Apr 11, 2000. Diane Hollenbaugh (listed on the same filings) is listed as Defendant ("Hollenbaugh"). Our match estimate: 70%.

What this means A bankruptcy filing was found. Many are old or personal and have nothing to do with the deal — but ask what it was and when it closed.

Docket · United States Bankruptcy Court, W.D. Washington ↗Diane Hollenbaugh — PartnerFacts page ↗
Sources
Note · Jun 11, 2015

John Mulligan appears on 1 deal that stopped filing before reaching its target

Glycostasis, Inc. (last filing Jun 11, 2015; $149,998 sold of $2,680,050). Each has no filing in more than two years and reported under half its target sold.

What this means An issuer whose last filing is more than two years old and reported under half its target sold. The raise may have closed early or quietly stopped. Ask what happened to each.

Glycostasis, Inc. — PartnerFacts page ↗
Sources
Note · May 28, 2015 – Nov 29, 2022

4 offerings have no amendment in the last 12 months and may still be open

No amendment in the last 12 months on an offering that may still be open — Bonum Therapeutics, Inc. (latest filing Nov 29, 2022) · No amendment in the last 12 months on an offering that may still be open — Bonum Therapeutics, Inc. (latest filing Dec 22, 2021) · No amendment in the last 12 months on an offering that may still be open — Good Therapeutics, Inc. (latest filing Dec 22, 2021) · No amendment in the last 12 months on an offering that may still be open — Glycostasis, Inc. (latest filing Jun 11, 2015)

What this means SEC rules expect a yearly amendment while an offering is still going. Ask the sponsor which of these raises have closed.

Form D · Nov 29, 2022 ↗Bonum Therapeutics, Inc. — PartnerFacts page ↗Form D · Dec 22, 2021 ↗Form D · Dec 22, 2021 ↗
Sources
Note · Nov 21, 2018 – Feb 8, 2019

Offering amount changed between filings — Good Therapeutics, Inc.

The Nov 21, 2018 filing says $18,035,006 offered; the Feb 8, 2019 Form D/A says $22,335,003.

What this means The target raise changed. Raising the cap is common when a deal grows; ask whether the extra money has the same terms and use.

Form D (earlier) · Nov 21, 2018 ↗Form D/A (later) · Feb 8, 2019 ↗Good Therapeutics, Inc. — PartnerFacts page ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

None reported on 6 offerings — no sales commissions, finder's fees or proceeds to insiders

Per-offering detail
Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Apr 17, 2026 D
Bonum Therapeutics, Inc.
File 021-580902
$0$0$0None listed on this filingEDGAR ↗
Nov 29, 2022 D
Bonum Therapeutics, Inc.
File 021-465970
$0$0$0None listed on this filingEDGAR ↗
Dec 22, 2021 D
Good Therapeutics, Inc.
File 021-426282
$0$0$0None listed on this filingEDGAR ↗
Dec 22, 2021 D
Bonum Therapeutics, Inc.
File 021-426281
$0$0$0None listed on this filingEDGAR ↗
May 21, 2020 D/A
Good Therapeutics, Inc.
File 021-326349
$0$0$0None listed on this filingEDGAR ↗
Jun 11, 2015 D
Glycostasis, Inc.
File 021-241544
$0$0$0None listed on this filingEDGAR ↗

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 3

Every issuer that named John Mulligan on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

BT
Biotechnology

Bonum Therapeutics, Inc.

Seattle, WA · Dec 22, 2021 → Apr 17, 2026 · 3 filings
  • Apr 17, 2026 · D · $26,907,396 sold of $32,301,381 · 8 investors · min. No minimum reported · role: Executive Officer, Director, Promoter EDGAR ↗
  • Nov 29, 2022 · D · $45,041,421 sold of $93,041,420 · 10 investors · min. No minimum reported · role: Executive Officer, Director, Promoter EDGAR ↗
  • Dec 22, 2021 · D · $1,186,887 sold of $3,560,661 · 5 investors · min. No minimum reported · role: Executive Officer, Director, Promoter EDGAR ↗

Raised $45M from 10 investors (100% of the $32.3M target) as of the latest filing. John is listed as executive officer, director, promoter on 3 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Biotechnology / 506(b) (3,253 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

GT
Biotechnology

Good Therapeutics, Inc.

Seattle, WA · Nov 21, 2018 → Dec 22, 2021 · 4 filings
  • Dec 22, 2021 · D · $8,813,099 sold of $26,439,316 · 5 investors · min. No minimum reported · role: Executive Officer, Director, Promoter EDGAR ↗
  • May 21, 2020 · D/A · $22,335,003 sold of $22,335,003 · 6 investors · min. No minimum reported · role: Executive Officer, Director, Promoter EDGAR ↗
  • Feb 8, 2019 · D/A · $11,185,002 sold of $22,335,003 · 6 investors · min. No minimum reported · role: Executive Officer, Director, Promoter EDGAR ↗
  • Nov 21, 2018 · D · $6,035,002 sold of $18,035,006 · 3 investors · min. No minimum reported · role: Executive Officer, Director, Promoter EDGAR ↗

Raised $22.3M from 6 investors (84% of the $26.4M target) as of the latest filing. John is listed as executive officer, director, promoter on 4 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Biotechnology / 506(b) (3,253 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

G
Biotechnology

Glycostasis, Inc.

Seattle, WA · Jun 11, 2015
  • Jun 11, 2015 · D · $149,998 sold of $2,680,050 · 1 investors · min. No minimum reported · role: Executive Officer, Director, Promoter EDGAR ↗

Raised $150K from 1 investor (6% of the $2.68M target) as of the latest filing. John is listed as executive officer, director, promoter.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Biotechnology / 506(b) (3,253 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

People around John 10

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

JM
No photo found yet (own website and image search run after this page is viewed)
Person

John P. McKearn

Director · 7 shared filings (2 issuers) · also on 15 other issuers

John P. McKearn is on 17 issuers in total — a repeat sponsor. Their page lists every one.

KH
No photo found yet (own website and image search run after this page is viewed)
Person

Karl Handelsman

Director · 7 shared filings (2 issuers)

Listed on the same filings as John Mulligan. Their page shows their other deals.

NW
No photo found yet (own website and image search run after this page is viewed)
Person

Nicholas Walrod

Director · 6 shared filings (2 issuers) · also on 11 other issuers

Nicholas Walrod is on 13 issuers in total — a repeat sponsor. Their page lists every one.

MM
No photo found yet (own website and image search run after this page is viewed)
Person

Mitchell Mutz

Director · 5 shared filings (2 issuers) · also on 4 other issuers

Mitchell Mutz is on 6 issuers in total — a repeat sponsor. Their page lists every one.

DH
No photo found yet (own website and image search run after this page is viewed)
Person

Diane Hollenbaugh

Executive Officer · 4 shared filings (2 issuers) · also on 1 other issuer

Listed on the same filings as John Mulligan. Their page shows their other deals.

MS
No photo found yet (own website and image search run after this page is viewed)
Person

Monique Schiersing

Director · 4 shared filings (2 issuers)

Listed on the same filings as John Mulligan. Their page shows their other deals.

NP
No photo found yet (own website and image search run after this page is viewed)
Person

Neela Patel

Executive Officer · 4 shared filings (2 issuers)

Listed on the same filings as John Mulligan. Their page shows their other deals.

SB
No photo found yet (own website and image search run after this page is viewed)
Person

Samuel Bjork

Director · 2 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as John Mulligan. Their page shows their other deals.

SB
No photo found yet (own website and image search run after this page is viewed)
Person

Samuel Blackman

Director · 1 shared filing (1 issuer)

Listed on the same filings as John Mulligan. Their page shows their other deals.

GA
No photo found yet (own website and image search run after this page is viewed)
Person

Gaurav Aggarwal

Director · 1 shared filing (1 issuer)

Listed on the same filings as John Mulligan. Their page shows their other deals.

The team behind the deals

Same business address

11 other issuers file from the same address

A shared address can mean the same team, a shared office building or a registered agent. It is a lead, not a conclusion.

Registrations and other filings

Business registration (state registry / Secretary of State)

Individuals are not matched to business registrations — registries list companies, and a name alone is not enough to tie a person to one. Officers and managers appear by name inside each matched company's record on the issuer pages. Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); KY (Kentucky Secretary of State — Business Entity Search (sosbes.sos.ky.gov), searched by issuer name, data as of Oct 24, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file).

Adviser registration (Form ADV)

None of the 3 issuers this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to John Mulligan by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 3 issuers this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers John Mulligan is listed on: none on file. No website or social profile named in Good Therapeutics, Inc.'s SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #170,988 of 374,652 in line (1,386 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (Seattle, WA). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Social and web

LinkedIn people search ↗Instagram ↗X (Twitter) ↗Facebook ↗YouTube ↗Google ↗Google Images ↗Google News ↗Meta Ad Library ↗

Courts

CourtListener / RECAP (federal) ↗PACER case locator (federal, login) ↗Washington Courts case search (dw.courts.wa.gov) ↗

Securities regulators

SEC EDGAR full-text search ↗SEC action look-up ↗FINRA BrokerCheck ↗SEC IAPD adviser search ↗

Business registries

Washington Secretary of State business search ↗OpenCorporates ↗

Change history

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