Neil Wolfson is listed as an executive officer and director on 12 SEC Form D filings by 5 issuers between Jul 2009 and Nov 2018: On Deck Capital Inc (New York, NY — other banking and financial services — 2011–2014; $77M reported sold to 22 investors), Harrier Capital Partners, LP (New York, NY — pooled investment fund — 2009–2011; $17.2M reported sold to 9 investors), Harrier Systematic Partners, LP (New York, NY — pooled investment fund — 2010–2011; $8.2M reported sold to 10 investors), Finitive Holdings, Inc. (New York, NY — other technology — 2018; $5.01M reported sold to 5 investors) and TodayTix, Inc. (New York, NY — other technology — 2015; $4.98M reported sold to 21 investors).
What this means A repeat sponsor — 5 separate companies raised money with this person listed as executive officer and director, over about 9 years. Across those companies the filings report $112.4M sold in total.
1 of the issuers belongs to the sponsor group Finitive (2 issuers, $33.5M reported sold, 2018–2023).
What this means A sponsor group is one team that sets up a new company for each deal. Finitive has 2 companies on file and $33.5M reported sold in total — the group page shows the whole track record in one place.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AZ, CA, DE, TX, WA) — 1 bankruptcy case matching the name listed in Key records below.
What this means 1 record came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.
We compared 12 public filings for Neil Wolfson and found 5 differences, 1 worth asking the sponsor about: 4 Form Ds were filed more than 15 days after the first sale; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.