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Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 5:37 AM ET

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Neil Gray

Named as an officer, director or promoter on SEC Form D filings · Cayman Islands (as filed: E9), United Kingdom (as filed: X0) · Dec 7, 2012 → Aug 13, 2026

17deals (issuers)
$4.16Breported sold
270investors
38Form D filings
2012–2026years on file

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 3:01 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Neil Gray is listed as a director on 38 SEC Form D filings by 17 issuers between Dec 2012 and Aug 2026. Largest by amount reported sold: Knighthead Offshore Fund, Ltd. (Grand Cayman, Cayman Islands (as filed: E9) — pooled investment fund — 2016–2025; $1.54B reported sold to 181 investors), DCP China Credit Fund II, L.P. (Grand Cayman, Cayman Islands (as filed: E9) — pooled investment fund — 2018–2019; $626.1M reported sold to 13 investors), FountainVest Capital Partners Fund IV, L.P. (Grand Cayman, Cayman Islands (as filed: E9) — pooled investment fund — 2020; $617.9M reported sold to 14 investors), DCP China Credit Fund II Feeder I, L.P. (Grand Cayman, Cayman Islands (as filed: E9) — pooled investment fund — 2018–2019; $380.6M reported sold to 17 investors), DCP Asia Credit Fund III, L.P. (Camana Bay, Grand Cayman, Cayman Islands (as filed: E9) — pooled investment fund — 2021; $284.1M reported sold to 5 investors) and 12 more (all listed below).

What this means That is a lot of deals — 17 separate companies raised money with this person listed as director, over about 14 years. Across those companies the filings report $4.16B sold in total.

Listed alongside Ara Cohen (11 shared filings), Kirk L. Davis (11 shared filings), Knighthead Capital Management, LLC (11 shared filings, management entity), Thomas Wagner (11 shared filings), Vijayabalan Murugesu (10 shared filings) and 48 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Neil. Each name links to their own page.

The issuers belong to 4 sponsor groups: Dcp Asia (3 issuers, $284.1M reported sold, 2019–2021), Cbre (2 issuers, $331.3M reported sold, 2009–2014), J P Morgan (681 issuers, $310.46B reported sold, 2008–2026) and Waterfall (76 issuers, $15.38B reported sold, 2009–2026).

What this means This person is listed across more than one sponsor team; each group page shows that team's full track record.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AZ, CA, DE, TX, WA) — 1 bankruptcy case matching the name listed in Key records below.

What this means 1 record came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 38 public filings for Neil Gray and found 9 differences, 2 worth asking the sponsor about: 5 Form Ds were filed more than 15 days after the first sale; Neil Gray is no longer listed on the Sep 30, 2021 amendment; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Neil Gray has not run yet — it is joining a line of 19,482 names; searches run around the clock at the hosts' allowed rate. Searched so far: 32 names.

Community comments are quoted as written by their authors. Sources searched: BiggerPockets forums (via DuckDuckGo, Brave, Bing and BiggerPockets search) and Reddit (search feed + public archive).

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

None found in sources searched — federal courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 3:01 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: AZ, CA, DE, TX, WA (crawled Oct 23, 2026)

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Neil Gray..

State securities regulators searched: AZ (Corporation Commission Securities Division), CA (DFPI — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), DE (DOJ Investor Protection Unit), TX (State Securities Board), WA (DFI) — last crawled Oct 23, 2026, 9:57 PM ET. Other states are not covered.

3. Bankruptcies

1 case: 1 closed (disposition not in docket feed)

Neil H. Gray closed
United States Bankruptcy Court, S.D. California · No. 03-05525 · Filed Jun 10, 2003 · Closed Sep 15, 2003
Role of Neil H. Gray: Debtor · Outcome: Case closed 2003-09-15 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 7 federal dockets); court in CA (not a filing state)
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 3:01 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

9 differences found between the filings for Neil Gray — 2 worth asking about (compared 38 filings on Oct 24, 2026)

Worth asking · May 30, 2014 – Jul 17, 2023

5 Form Ds were filed more than 15 days after the first sale

Form D filed 196 days after the first sale — Rayliant China All Alpha US Feeder Fund · Form D filed 70 days after the first sale — Taurus Mining Finance Fund LLC · Form D filed 79 days after the first sale — Taurus Mining Finance Fund Ltd · Form D filed 17 days after the first sale — Indies Special Opportunities IV, L.P. · Form D filed 17 days after the first sale — CBRE China Opportunity Fund II L.P.

What this means Late notices are common and carry no penalty by themselves. A pattern of late paperwork is worth asking the sponsor about.

Sources
Worth asking · Oct 9, 2020 – Sep 30, 2021

Neil Gray is no longer listed on the Sep 30, 2021 amendment — FountainVest Capital Partners Fund IV, L.P.

Neil Gray appears on the Oct 9, 2020 Form D (director) but not on the Sep 30, 2021 Form D/A for the same offering.

What this means People leave, and the issuer must list only current officers, directors and promoters. It is still worth asking why this person left and who replaced them.

Sources
Note · Dec 12, 2019 – Dec 11, 2020

Offering amount changed between filings — Round Hill Investment Partners LP

The Dec 12, 2019 filing says $288,041,000 offered; the Dec 11, 2020 Form D/A says $313,924,000.

What this means The target raise changed. Raising the cap is common when a deal grows; ask whether the extra money has the same terms and use.

Sources
Note · Jan 9, 2019 – May 9, 2019

Offering amount changed between filings — DCP China Credit Fund II, L.P.

The Jan 9, 2019 filing says $500,000,000 offered; the May 9, 2019 Form D/A says $626,095,398.

What this means The target raise changed. Raising the cap is common when a deal grows; ask whether the extra money has the same terms and use.

Sources
Note · Jan 23, 2018 – Jan 9, 2019

Offering amount changed between filings — DCP China Credit Fund II Feeder I, L.P.

The Jan 23, 2018 filing says $500,000,000 offered; the Jan 9, 2019 Form D/A says an indefinite amount.

What this means The target raise changed. Raising the cap is common when a deal grows; ask whether the extra money has the same terms and use.

Sources
Note · Apr 3, 2008 – Jul 17, 2024

9 offerings have no amendment in the last 12 months and may still be open

No amendment in the last 12 months on an offering that may still be open — Indies Special Opportunities IV, L.P. (latest filing Jul 17, 2024) · No amendment in the last 12 months on an offering that may still be open — DCP Asia Credit Fund III, L.P. (latest filing Aug 26, 2021) · No amendment in the last 12 months on an offering that may still be open — Round Hill Investment Partners LP (latest filing Dec 11, 2020) · No amendment in the last 12 months on an offering that may still be open — FV Ace Grades Partners, L.P. (latest filing Aug 3, 2020) · No amendment in the last 12 months on an offering that may still be open — DCP China Credit Fund II Feeder I, L.P. (latest filing Jan 9, 2019) · and 4 more

What this means SEC rules expect a yearly amendment while an offering is still going. Ask the sponsor which of these raises have closed.

Sources
Note · Dec 7, 2012 – Oct 9, 2014

Neil Gray is written 2 different ways on the filings

listed as "Neil Gray" on 20 filings (from Dec 7, 2012), and "Neil Colin Gray" on 18 filings (from Oct 9, 2014).

What this means Same person, written differently — a middle name or suffix left off, or spelled another way. It is normal, but check that the full legal name matches your subscription documents.

Sources
Note · Dec 15, 2009 – Sep 30, 2021

4 address changes between filings

Address moved from George Town, Grand Cayman, Cayman Islands (as filed: E9) to Camana Bay, Grand Cayman, Cayman Islands (as filed: E9) — FountainVest Capital Partners Fund IV, L.P. · Address moved from George Town, Grand Cayman, Cayman Islands (as filed: E9) to London, United Kingdom (as filed: X0) — Round Hill Investment Partners LP · Address moved from George Town, Grand Cayman, Cayman Islands (as filed: E9) to Singapore, Singapore (as filed: U0) — CBRE Asia Value Fund L.P. · Address moved from Singapore, Singapore (as filed: U0) to George Town, Grand Cayman, Cayman Islands (as filed: E9) — CBRE Asia Value Fund L.P.

What this means Businesses move. If you were told one city and the forms say another, ask which is current.

Sources
Note · Dec 7, 2012 – Aug 13, 2026

Neil Gray is listed with 2 different address states: E9, X0

Cayman Islands (as filed: E9) on 37 filings (Dec 7, 2012 to Aug 13, 2026); United Kingdom (as filed: X0) on 1 filing (Dec 11, 2020).

What this means The address on a Form D is usually the company's, not the person's home, so this often just reflects different companies. It can also mean a move. Nothing wrong by itself.

Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

0 of 17 offerings report sales commissions; 2 report finder's fees totalling $117,812; 0 report proceeds to related persons. (includes amounts the issuer reported as estimates)

Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Aug 13, 2026 D
Lynstone Special Situations Fund III (No. 1) LP
File 021-594103
$0$0$0None listed on this filingEDGAR ↗
Jun 29, 2026 D
Lynstone Special Situations Fund III (No. 2) LP
File 021-588998
$0$0$0None listed on this filingEDGAR ↗
Dec 5, 2025 D/A
Knighthead Offshore Fund, Ltd.
File 021-131848
$0 (est.)$4,062 (est.)$0 (est.)
The Investment Manager is paid fixed fees and non-affiliated Directors are paid customary directors' fees, as provided in the Issuer's offering documents.
Wells Fargo Clearing Services, LLC BrokerCheck CRD 19616 ↗
Wells Fargo Advisors Financial Network, LLC BrokerCheck CRD 11025 ↗
EDGAR ↗
Jul 17, 2024 D/A
Indies Special Opportunities IV, L.P.
File 021-487085
$0$0$0
The Issuer (and/or, at the General Partner's discretion, any underlying investment holding company of the Issuer) will pay the Manager semi-annually in advance an annual management fee as outlined in the Issuer's offering material.
PINEBRIDGE SECURITIES LLC BrokerCheck CRD 5967 ↗EDGAR ↗
Jun 29, 2022 D
Rayliant China All Alpha US Feeder Fund
File 021-450587
$0$0$0
Rayliant China All Alpha US Feeder Fund is part of a master-feeder fund structure.
None listed on this filingEDGAR ↗
Aug 26, 2021 D
DCP Asia Credit Fund III, L.P.
File 021-411371
$0$0$0 (est.)
The general partner is entitled to a performance allocation. The investment manager and the investment advisor are each entitled to a management fee. The performance allocation and management fee are fully discussed in the Issuer's confidential offer.
None listed on this filingEDGAR ↗
Dec 11, 2020 D/A
Round Hill Investment Partners LP
File 021-355357
$0$0$0None listed on this filingEDGAR ↗
Oct 9, 2020 D
FountainVest Capital Partners Fund IV, L.P.
File 021-377534
$0$0$0UBS Securities LLC BrokerCheck CRD 7654 ↗EDGAR ↗
Aug 3, 2020 D
FV Ace Grades Partners, L.P.
File 021-372331
$0$0$0None listed on this filingEDGAR ↗
Nov 26, 2019 D
DCP Asia Co-Investment Fund I Feeder I, L.P.
File 021-354225
$0$0$0 (est.)
The general partner is entitled to a performance allocation and a management fee.
None listed on this filingEDGAR ↗
Nov 26, 2019 D
DCP Asia Co-Investment Fund I, L.P.
File 021-354226
$0$0$0 (est.)
The general partner is entitled to a performance allocation and a management fee.
None listed on this filingEDGAR ↗
May 9, 2019 D/A
DCP China Credit Fund II, L.P.
File 021-303887
$0$0$0 (est.)
The general partner is entitled to a performance allocation and a management fee. The performance allocation and management fee are fully discussed in the Issuer's confidential offering materials.
None listed on this filingEDGAR ↗
Jan 9, 2019 D/A
DCP China Credit Fund II Feeder I, L.P.
File 021-303891
$0$0$0 (est.)
The general partner is entitled to a performance allocation and a management fee. The performance allocation and management fee are fully discussed in the Issuer's confidential offering materials.
None listed on this filingEDGAR ↗
Oct 11, 2017 D/A
Taurus Mining Finance Fund Ltd
File 021-226105
$0$0$0
Certain persons named in Item 3 or affiliates thereof may receive payments deemed to be made from the proceeds of the offering, including management fees. The amount of such fees cannot be estimated at this time.
None listed on this filingEDGAR ↗
Oct 11, 2017 D/A
Taurus Mining Finance Fund LLC
File 021-226109
$0$113,750$0
Certain persons named in Item 3 or affiliates thereof may receive payments deemed to be made from the proceeds of the offering, including management fees. The amount of such fees cannot be estimated at this time.
M.D. Sass Securities LLC BrokerCheck CRD 139760 ↗EDGAR ↗
Jun 16, 2014 D
CBRE China Opportunity Fund II L.P.
File 021-219263
$0$0$0None listed on this filingEDGAR ↗
Dec 7, 2012 D/A
CBRE Asia Value Fund L.P.
File 021-136918
$0$0$0None listed on this filingEDGAR ↗
How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 17

Every issuer that named Neil Gray on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

Pooled Investment Fund · group: J P Morgan

Lynstone Special Situations Fund III (No. 1) LP

New York, NY · Aug 13, 2026
  • Aug 13, 2026 · D · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Director EDGAR ↗

No sales reported yet as of the latest filing. Neil is listed as director.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: J P Morgan

Lynstone Special Situations Fund III (No. 2) LP

New York, NY · Jun 29, 2026
  • Jun 29, 2026 · D · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Director EDGAR ↗

No sales reported yet as of the latest filing. Neil is listed as director.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Knighthead

Knighthead Offshore Fund, Ltd.

Grand Cayman, Cayman Islands (as filed: E9) · Dec 1, 2016 → Dec 5, 2025 · 11 filings
  • Dec 5, 2025 · D/A · $1,431,267,287 sold of Indefinite · 152 investors · min. $5,000,000 · role: Director EDGAR ↗
  • Dec 5, 2024 · D/A · $1,340,167,322 sold of Indefinite · 152 investors · min. $5,000,000 · role: Director EDGAR ↗
  • Dec 5, 2023 · D/A · $1,288,972,822 sold of Indefinite · 152 investors · min. $5,000,000 · role: Director EDGAR ↗
  • Dec 5, 2022 · D/A · $1,235,788,823 sold of Indefinite · 152 investors · min. $5,000,000 · role: Director EDGAR ↗
  • Dec 3, 2021 · D/A · $948,170,377 sold of Indefinite · 148 investors · min. $5,000,000 · role: Director EDGAR ↗
  • Dec 3, 2020 · D/A · $898,670,377 sold of Indefinite · 148 investors · min. $5,000,000 · role: Director EDGAR ↗
  • Dec 3, 2019 · D/A · $881,920,377 sold of Indefinite · 147 investors · min. $5,000,000 · role: Director EDGAR ↗
  • Dec 3, 2019 · D/A · $881,920,377 sold of Indefinite · 147 investors · min. $5,000,000 · role: Director EDGAR ↗
  • Dec 3, 2018 · D/A · $837,660,826 sold of Indefinite · 145 investors · min. $5,000,000 · role: Director EDGAR ↗
  • Dec 1, 2017 · D/A · $835,260,826 sold of Indefinite · 145 investors · min. $5,000,000 · role: Director EDGAR ↗
  • Dec 1, 2016 · D/A · $819,960,826 sold of Indefinite · 144 investors · min. $5,000,000 · role: Director EDGAR ↗

Raised $1.54B from 181 investors as of the latest filing. Neil is listed as director on 11 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund

Indies Special Opportunities IV, L.P.

Grand Cayman, Cayman Islands (as filed: E9) · Jul 17, 2023 → Jul 17, 2024 · 2 filings
  • Jul 17, 2024 · D/A · $15,000,000 sold of Indefinite · 1 investors · min. $5,000,000 · role: Director (Director of the General Partner) EDGAR ↗
  • Jul 17, 2023 · D · $15,000,000 sold of Indefinite · 1 investors · min. $5,000,000 · role: Director (Director of the General Partner) EDGAR ↗

Raised $15M from 1 investor as of the latest filing. Neil is listed as director on 2 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund

Rayliant China All Alpha US Feeder Fund

Grand Cayman, Cayman Islands (as filed: E9) · Jun 29, 2022
  • Jun 29, 2022 · D · $1,250,000 sold of $1,250,000 · 2 investors · min. $250,000 · role: Director (Third Party Director) EDGAR ↗

Raised $1.25M from 2 investors (100% of the $1.25M target) as of the latest filing. Neil is listed as director.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Dcp Asia

DCP Asia Credit Fund III, L.P.

Camana Bay, Grand Cayman, Cayman Islands (as filed: E9) · Aug 26, 2021
  • Aug 26, 2021 · D · $284,086,604 sold of Indefinite · 5 investors · min. $10,000,000 · role: Director (Director of the general partner of the Issuer) EDGAR ↗

Raised $284.1M from 5 investors as of the latest filing. Neil is listed as director.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund

Round Hill Investment Partners LP

Camana Bay, Grand Cayman, Cayman Islands (as filed: E9) · Dec 12, 2019 → Dec 11, 2020 · 2 filings
  • Dec 11, 2020 · D/A · $165,715,650 sold of $313,924,000 · 7 investors · min. $11,078,600 · role: Director (Director of the GP.) EDGAR ↗
  • Dec 12, 2019 · D · $139,589,100 sold of $288,041,000 · 6 investors · min. $11,078,600 · role: Director (Director the GP.) EDGAR ↗

Raised $165.7M from 7 investors (53% of the $313.9M target) as of the latest filing. Neil is listed as director on 2 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Fountainvest

FountainVest Capital Partners Fund IV, L.P.

Grand Cayman, Cayman Islands (as filed: E9) · Oct 9, 2020
  • Oct 9, 2020 · D · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Director (Director of the General Partner) EDGAR ↗

Raised $617.9M from 14 investors as of the latest filing. Neil is listed as director.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund

FV Ace Grades Partners, L.P.

Grand Cayman, Cayman Islands (as filed: E9) · Aug 3, 2020
  • Aug 3, 2020 · D · $14,000,000 sold of Indefinite · 5 investors · min. No minimum reported · role: Director (Director of the General Partner) EDGAR ↗

Raised $14M from 5 investors as of the latest filing. Neil is listed as director.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Dcp Asia

DCP Asia Co-Investment Fund I, L.P.

George Town, Grand Cayman, Cayman Islands (as filed: E9) · Nov 26, 2019
  • Nov 26, 2019 · D · $0 sold of Indefinite · 0 investors · min. $1,000,000 · role: Director (Director of the general partner of the Issuer) EDGAR ↗

No sales reported yet as of the latest filing. Neil is listed as director.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Dcp Asia

DCP Asia Co-Investment Fund I Feeder I, L.P.

George Town, Grand Cayman, Cayman Islands (as filed: E9) · Nov 26, 2019
  • Nov 26, 2019 · D · $0 sold of Indefinite · 0 investors · min. $1,000,000 · role: Director (Director of general partner of the Issuer) EDGAR ↗

No sales reported yet as of the latest filing. Neil is listed as director.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Dcp China

DCP China Credit Fund II, L.P.

Grand Cayman, Cayman Islands (as filed: E9) · Jan 23, 2018 → May 9, 2019 · 3 filings
  • May 9, 2019 · D/A · $626,095,398 sold of $626,095,398 · 13 investors · min. $10,000,000 · role: Director (Director of the general partner of the Issuer) EDGAR ↗
  • Jan 9, 2019 · D/A · $476,530,000 sold of $500,000,000 · 9 investors · min. $10,000,000 · role: Director (Director of the general partner of the Issuer) EDGAR ↗
  • Jan 23, 2018 · D · $262,200,000 sold of $500,000,000 · 6 investors · min. $10,000,000 · role: Director (Director of the general partner of the Issuer) EDGAR ↗

Raised $626.1M from 13 investors (100% of the $626.1M target) as of the latest filing. Neil is listed as director on 3 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Dcp China

DCP China Credit Fund II Feeder I, L.P.

Grand Cayman, Cayman Islands (as filed: E9) · Jan 23, 2018 → Jan 9, 2019 · 2 filings
  • Jan 9, 2019 · D/A · $380,550,000 sold of Indefinite · 17 investors · min. $10,000,000 · role: Director (Director of the general partner of the Issuer) EDGAR ↗
  • Jan 23, 2018 · D · $218,470,000 sold of $500,000,000 · 12 investors · min. $10,000,000 · role: Director (Director of the general partner of the Issuer) EDGAR ↗

Raised $380.6M from 17 investors as of the latest filing. Neil is listed as director on 2 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Waterfall

Taurus Mining Finance Fund Ltd

Grand Cayman, Cayman Islands (as filed: E9) · Oct 9, 2014 → Oct 11, 2017 · 4 filings
  • Oct 11, 2017 · D/A · $30,303,477 sold of $1,000,000,000 · 4 investors · min. $1,000,000 · role: Director EDGAR ↗
  • Oct 11, 2016 · D/A · $30,303,477 sold of $1,000,000,000 · 4 investors · min. $1,000,000 · role: Director EDGAR ↗
  • Oct 8, 2015 · D/A · $29,798,427 sold of $1,000,000,000 · 4 investors · min. $1,000,000 · role: Director EDGAR ↗
  • Oct 9, 2014 · D · $7,304,821 sold of $1,000,000,000 · 2 investors · min. $1,000,000 · role: Director EDGAR ↗

Raised $30.3M from 4 investors (3% of the $1B target) as of the latest filing. Neil is listed as director on 4 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Waterfall

Taurus Mining Finance Fund LLC

Wilmington, DE · Oct 9, 2014 → Oct 11, 2017 · 4 filings
  • Oct 11, 2017 · D/A · $144,545,294 sold of $1,000,000,000 · 10 investors · min. $1,000,000 · role: Director (Director of the Managing Member of the Issuer) EDGAR ↗
  • Oct 11, 2016 · D/A · $144,545,294 sold of $1,000,000,000 · 10 investors · min. $1,000,000 · role: Director (Director of the Managing Member of the Issuer) EDGAR ↗
  • Oct 8, 2015 · D/A · $94,545,294 sold of $1,000,000,000 · 10 investors · min. $1,000,000 · role: Director (Director of the Managing Member of the Issuer) EDGAR ↗
  • Oct 9, 2014 · D · $4,656,253 sold of $1,000,000,000 · 4 investors · min. $1,000,000 · role: Director (Director of the Managing Member of the Issuer) EDGAR ↗

Raised $144.5M from 10 investors (14% of the $1B target) as of the latest filing. Neil is listed as director on 4 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Cbre

CBRE China Opportunity Fund II L.P.

Grand Cayman, Cayman Islands (as filed: E9) · Jun 16, 2014
  • Jun 16, 2014 · D · $70,000,000 sold of $500,000,000 · 3 investors · min. $100,000 · role: Director (Director of the General Partner) EDGAR ↗

Raised $70M from 3 investors (14% of the $500M target) as of the latest filing. Neil is listed as director.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Cbre

CBRE Asia Value Fund L.P.

Grand Cayman, Cayman Islands (as filed: E9) · Dec 7, 2012
  • Dec 7, 2012 · D/A · $261,339,037 sold of $1,000,000,000 · 8 investors · min. $100,000 · role: Director (Director of the General Partner) EDGAR ↗

Raised $261.3M from 8 investors (26% of the $1B target) as of the latest filing. Neil is listed as director.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

People around Neil 40

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET. Showing the 40 with the most shared filings.

Management entity

Knighthead Capital Management, LLC

Executive Officer · 11 shared filings (1 issuer) · also on 10 other issuers

Knighthead Capital Management, LLC is on 11 issuers in total — a repeat sponsor. Their page lists every one.

Management entity

Taurus Funds Management Pty Limited

Executive Officer · 4 shared filings (1 issuer) · also on 7 other issuers

Taurus Funds Management Pty Limited is on 8 issuers in total — a repeat sponsor. Their page lists every one.

Management entity

J. P. Morgan Investment Management Inc.

Promoter · 2 shared filings (2 issuers) · also on 113 other issuers

J. P. Morgan Investment Management Inc. is on 115 issuers in total — a repeat sponsor. Their page lists every one.

Management entity

Indies GP IV Limited

Promoter · 2 shared filings (1 issuer)

Listed on the same filings as Neil Gray. Their page shows their other deals.

Management entity

CBRE AVF Management Limited

Promoter · 1 shared filing (1 issuer)

Listed on the same filings as Neil Gray. Their page shows their other deals.

Management entity

CBRE COF II Management Limited

Promoter · 1 shared filing (1 issuer)

Listed on the same filings as Neil Gray. Their page shows their other deals.

Management entity

FV Ace Grades Partners GP Ltd.

Promoter · 1 shared filing (1 issuer)

Listed on the same filings as Neil Gray. Their page shows their other deals.

TW
No photo found yet (own website and image search run after this page is viewed)
Person

Thomas Wagner

Director · 11 shared filings (1 issuer) · also on 16 other issuers

Thomas Wagner is on 17 issuers in total — a repeat sponsor. Their page lists every one.

KD
No photo found yet (own website and image search run after this page is viewed)
Person

Kirk L. Davis

Director · 11 shared filings (1 issuer) · also on 9 other issuers

Kirk L. Davis is on 10 issuers in total — a repeat sponsor. Their page lists every one.

AC
No photo found yet (own website and image search run after this page is viewed)
Person

Ara Cohen

Director · 11 shared filings (1 issuer) · also on 16 other issuers

Ara Cohen is on 17 issuers in total — a repeat sponsor. Their page lists every one.

VM
No photo found yet (own website and image search run after this page is viewed)
Person

Vijayabalan Murugesu

Director · 10 shared filings (6 issuers) · also on 121 other issuers

Vijayabalan Murugesu is on 127 issuers in total — a repeat sponsor. Their page lists every one.

HL
No photo found yet (own website and image search run after this page is viewed)
Person

Hugh R. Lamle

Director · 8 shared filings (2 issuers) · also on 11 other issuers

Hugh R. Lamle is on 13 issuers in total — a repeat sponsor. Their page lists every one.

GG
No photo found yet (own website and image search run after this page is viewed)
Person

Gordon Galt

Director · 8 shared filings (2 issuers) · also on 6 other issuers

Gordon Galt is on 8 issuers in total — a repeat sponsor. Their page lists every one.

RM
No photo found yet (own website and image search run after this page is viewed)
Person

Rohan Menon

Director · 8 shared filings (2 issuers) · also on 5 other issuers

Rohan Menon is on 7 issuers in total — a repeat sponsor. Their page lists every one.

MD
No photo found yet (own website and image search run after this page is viewed)
Person

Michael Davies

Director · 8 shared filings (2 issuers) · also on 5 other issuers

Michael Davies is on 7 issuers in total — a repeat sponsor. Their page lists every one.

GT
No photo found yet (own website and image search run after this page is viewed)
Person

Grace Mei Zie Tan

Director · 8 shared filings (5 issuers) · also on 1 other issuer

Grace Mei Zie Tan is on 6 issuers in total — a repeat sponsor. Their page lists every one.

AS
No photo found yet (own website and image search run after this page is viewed)
Person

Andrew Neil Joseph Sampson

Executive Officer · 8 shared filings (2 issuers)

Listed on the same filings as Neil Gray. Their page shows their other deals.

PS
No photo found yet (own website and image search run after this page is viewed)
Person

Phillip Matthew Sivin

Director · 8 shared filings (2 issuers)

Listed on the same filings as Neil Gray. Their page shows their other deals.

RS
No photo found yet (own website and image search run after this page is viewed)
Person

Ryan Kenneth Schroeder

Director · 8 shared filings (2 issuers)

Listed on the same filings as Neil Gray. Their page shows their other deals.

SD
No photo found yet (own website and image search run after this page is viewed)
Person

Stephen Darke

Director · 8 shared filings (2 issuers) · also on 6 other issuers

Stephen Darke is on 8 issuers in total — a repeat sponsor. Their page lists every one.

PB
No photo found yet (own website and image search run after this page is viewed)
Person

Phil Brown

Director · 6 shared filings (1 issuer)

Listed on the same filings as Neil Gray. Their page shows their other deals.

GC
No photo found yet (own website and image search run after this page is viewed)
Person

Grant Cellier

Director · 3 shared filings (2 issuers) · also on 124 other issuers

Grant Cellier is on 126 issuers in total — a repeat sponsor. Their page lists every one.

RP
No photo found yet (own website and image search run after this page is viewed)
Person

Richard Price

Director · 2 shared filings (2 issuers)

Listed on the same filings as Neil Gray. Their page shows their other deals.

KT
No photo found yet (own website and image search run after this page is viewed)
Person

Kui Tang

Director · 2 shared filings (2 issuers) · also on 4 other issuers

Kui Tang is on 6 issuers in total — a repeat sponsor. Their page lists every one.

JH
No photo found yet (own website and image search run after this page is viewed)
Person

Joseph Hardiman

Director · 2 shared filings (2 issuers) · also on 15 other issuers

Joseph Hardiman is on 17 issuers in total — a repeat sponsor. Their page lists every one.

DG
No photo found yet (own website and image search run after this page is viewed)
Person

Denny Goenawan

Director · 2 shared filings (1 issuer)

Listed on the same filings as Neil Gray. Their page shows their other deals.

GC
No photo found yet (own website and image search run after this page is viewed)
Person

George Chuang

Director · 2 shared filings (2 issuers) · also on 4 other issuers

George Chuang is on 6 issuers in total — a repeat sponsor. Their page lists every one.

DT
No photo found yet (own website and image search run after this page is viewed)
Person

Desmond Tan

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Neil Gray. Their page shows their other deals.

CD
No photo found yet (own website and image search run after this page is viewed)
Person

Charlie Duke

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Neil Gray. Their page shows their other deals.

MP
No photo found yet (own website and image search run after this page is viewed)
Person

Michael Pierce

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Neil Gray. Their page shows their other deals.

CH
No photo found yet (own website and image search run after this page is viewed)
Person

Cheng-Chung Huang

Director · 1 shared filing (1 issuer)

Listed on the same filings as Neil Gray. Their page shows their other deals.

The team behind the deals

Sponsor group

Dcp Asia

3 issuers · 3 filings · $284.1M reported sold · 2019–2021

One team, 3 deal companies. Neil Gray is listed on 3 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name Neil Gray.

Sponsor group

Cbre

2 issuers · 5 filings · $331.3M reported sold · 2009–2014

One team, 2 deal companies. Neil Gray is listed on 2 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name Neil Gray.

Sponsor group

J P Morgan

681 issuers · 1990 filings · $310.46B reported sold · 2008–2026

One team, 681 deal companies. Neil Gray is listed on 2 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name Neil Gray.

Sponsor group

Waterfall

76 issuers · 278 filings · $15.38B reported sold · 2009–2026

One team, 76 deal companies. Neil Gray is listed on 2 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name Neil Gray.

Sponsor group

Dcp China

2 issuers · 5 filings · $1.01B reported sold · 2018–2019

One team, 2 deal companies. Neil Gray is listed on 2 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name Neil Gray.

Same business address

51 other issuers file from the same address (first 50 shown)

A shared address can mean the same team, a shared office building or a registered agent. It is a lead, not a conclusion.

Registrations and other filings

Adviser registration (Form ADV)

A person is never an adviser firm. 4 of the 17 issuers this person is listed on match a Form ADV adviser (searched 24,962 advisers as of Oct 2, 2026): Lynstone Special Situations Fund III (No. 1) LP, Lynstone Special Situations Fund III (No. 2) LP, Knighthead Offshore Fund, Ltd., Taurus Mining Finance Fund LLC.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to Neil Gray by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 17 issuers this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers Neil Gray is listed on: none on file. No website or social profile named in Knighthead Offshore Fund, Ltd.'s SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #52,134 of 374,652 in line (53 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (Grand Cayman, E9). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Change history

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