Neil Auerbach is listed as a director on 4 SEC Form D filings by 2 issuers between Mar 2012 and Sep 2013: Silicor Materials Inc. (Sunnyvale, CA — industry reported as "Other" — 2013; $60M reported sold to 12 investors) and Silicor Materials (MS) LLC (Carpinteria, CA — other energy — 2012–2013; $10.6M reported sold to 1 investors).
What this means 2 separate companies raised money with this person listed as director. Across those companies the filings report $70.6M sold in total.
Listed alongside Daniel Gross (4 shared filings), John Beaver (4 shared filings), John Correnti (4 shared filings), Bill Wiberg (3 shared filings), Craig Cornelius (3 shared filings) and 5 others.
What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Neil. Each name links to their own page.
All 2 issuers belong to the sponsor group Silicor Materials (2 issuers, $8.06M reported sold, 2009–2013).
What this means A sponsor group is one team that sets up a new company for each deal. Silicor Materials has 2 companies on file and $8.06M reported sold in total — the group page shows the whole track record in one place.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AR, AZ, CA, CT, DE, FINRA, GA, HI, ID, LA, ME, MO, MS, MT, NASAA, NC, NH, NM, OR, RI, TX, WA) — none found.
What this means Nothing turned up where we looked (3 sources). That does not prove there is nothing — it means none was found in those sources on that date.
We compared 4 public filings for Neil Auerbach and found 5 differences: Form D filed 18 days after the first sale; 4 offerings have no amendment in the last 12 months and may still be open; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.