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Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 5:28 AM ET

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NATHANIEL SMITH

Named as an officer, director or promoter on SEC Form D filings · AK · Sep 30, 2020 → Sep 30, 2020

1deal (issuers)
$15Kreported sold
3investors
1Form D filing
2020year on file
Follow this personLook further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:47 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

NATHANIEL SMITH is listed as an executive officer and director on 1 SEC Form D filing by 1 issuer in Sep 2020: PROVIDENCE ANCHORAGE ANESTHESIA MEDICAL GROUP, P.C. (Anchorage, AK — hospitals and physicians — 2020; $15K reported sold to 3 investors).

What this means One deal on file with the SEC, filed Sep 2020. A Form D is the notice a company files after it starts selling a private investment — it is a notice, not an approval.

Listed alongside DALE GROSS (1 shared filing), JILL KLEIN (1 shared filing), LEIF LUNOE (1 shared filing) and TRAVIS BOND (1 shared filing).

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around NATHANIEL. Each name links to their own page.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AZ, CA, DE, TX, WA) — none found.

What this means Nothing turned up where we looked (3 sources). That does not prove there is nothing — it means none was found in those sources on that date.

We compared 1 public filing for NATHANIEL SMITH and found 6 differences, 1 worth asking the sponsor about: NATHANIEL SMITH is no longer listed on the Mar 15, 2021 amendment; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for NATHANIEL SMITH has not run yet — it is joining a line of 17,008 names; searches run around the clock at the hosts' allowed rate. Searched so far: 28 names.

Community comments are quoted as written by their authors. Sources searched: BiggerPockets forums (via DuckDuckGo, Brave, Bing and BiggerPockets search) and Reddit (search feed + public archive).

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

None found in sources searched — federal courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:47 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: AZ, CA, DE, TX, WA (crawled Oct 23, 2026)

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched NATHANIEL SMITH..

State securities regulators searched: AZ (Corporation Commission Securities Division), CA (DFPI — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), DE (DOJ Investor Protection Unit), TX (State Securities Board), WA (DFI) — last crawled Oct 23, 2026, 9:57 PM ET. Other states are not covered.

3. Bankruptcies

None found in sources searched — federal bankruptcy courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:47 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

6 differences found between the filings for NATHANIEL SMITH — 1 worth asking about (compared 1 filing on Oct 24, 2026)

Worth asking · Sep 30, 2020 – Mar 15, 2021

NATHANIEL SMITH is no longer listed on the Mar 15, 2021 amendment — PROVIDENCE ANCHORAGE ANESTHESIA MEDICAL GROUP, P.C.

NATHANIEL SMITH appears on the Sep 30, 2020 Form D/A (executive officer, director) but not on the Mar 15, 2021 Form D/A for the same offering.

What this means People leave, and the issuer must list only current officers, directors and promoters. It is still worth asking why this person left and who replaced them.

Form D/A · Sep 30, 2020 ↗Form D/A · Mar 15, 2021 ↗NATHANIEL SMITH — PartnerFacts page ↗PROVIDENCE ANCHORAGE ANESTHESIA MEDICAL GROUP, P.C. — PartnerFacts page ↗
Sources
Note · Sep 30, 2020 – Mar 15, 2021

Offering amount changed between filings — PROVIDENCE ANCHORAGE ANESTHESIA MEDICAL GROUP, P.C.

The Sep 30, 2020 filing says $15,000 offered; the Mar 15, 2021 Form D/A says $25,000.

What this means The target raise changed. Raising the cap is common when a deal grows; ask whether the extra money has the same terms and use.

Form D/A (earlier) · Sep 30, 2020 ↗Form D/A (later) · Mar 15, 2021 ↗PROVIDENCE ANCHORAGE ANESTHESIA MEDICAL GROUP, P.C. — PartnerFacts page ↗
Sources
Note · Jun 14, 2019 – Sep 30, 2020

Offering amount changed between filings — PROVIDENCE ANCHORAGE ANESTHESIA MEDICAL GROUP, P.C.

The Jun 14, 2019 filing says $10,000 offered; the Sep 30, 2020 Form D/A says $15,000.

What this means The target raise changed. Raising the cap is common when a deal grows; ask whether the extra money has the same terms and use.

Form D (earlier) · Jun 14, 2019 ↗Form D/A (later) · Sep 30, 2020 ↗PROVIDENCE ANCHORAGE ANESTHESIA MEDICAL GROUP, P.C. — PartnerFacts page ↗
Sources
Note · Apr 22, 2026

Same name, different state: "Nathaniel Smith" (TN) is a separate record

This page covers filings where the address state is AK. A separate record, "Nathaniel Smith" with address state TN, is listed on 1 filing — most recently by Corami Biotech Inc. (Apr 22, 2026). The two records do not overlap in time: this page has one filing dated Sep 30, 2020; the other has one filing dated Apr 22, 2026.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

Nathaniel Smith (TN) — PartnerFacts page ↗Form D · Apr 22, 2026 ↗Corami Biotech Inc. — PartnerFacts page ↗NATHANIEL SMITH (AK) — this page ↗
Sources
Note · Feb 1, 2016 – Nov 17, 2021

Same name, different state: "Nathaniel Smith" (CA) is a separate record

This page covers filings where the address state is AK. A separate record, "Nathaniel Smith" with address state CA, is listed on 2 filings — most recently by Lever, Inc. (Nov 17, 2021). Both records have filings in the same period (Sep 30, 2020).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

Nathaniel Smith (CA) — PartnerFacts page ↗Form D · Nov 17, 2021 ↗Lever, Inc. — PartnerFacts page ↗NATHANIEL SMITH (AK) — this page ↗
Sources
Note · Oct 22, 2020

Same name, different state: "Nathaniel Smith" (KY) is a separate record

This page covers filings where the address state is AK. A separate record, "Nathaniel Smith" with address state KY, is listed on 1 filing — most recently by Flagship Communities Real Estate Investment Trust (Oct 22, 2020). The two records do not overlap in time: this page has one filing dated Sep 30, 2020; the other has one filing dated Oct 22, 2020.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

Nathaniel Smith (KY) — PartnerFacts page ↗Form D · Oct 22, 2020 ↗Flagship Communities Real Estate Investment Trust — PartnerFacts page ↗NATHANIEL SMITH (AK) — this page ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

None reported on 1 offering — no sales commissions, finder's fees or proceeds to insiders

Per-offering detail
Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Sep 30, 2020 D/A
PROVIDENCE ANCHORAGE ANESTHESIA MEDICAL GROUP, P.C.
File 021-341980
$0$0$0None listed on this filingEDGAR ↗

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 1

Every issuer that named Nathaniel Smith on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

PA
Hospitals and Physicians

PROVIDENCE ANCHORAGE ANESTHESIA MEDICAL GROUP, P.C.

Anchorage, AK · Sep 30, 2020
  • Sep 30, 2020 · D/A · $10,000 sold of $15,000 · 2 investors · min. $5,000 · role: Executive Officer, Director EDGAR ↗

Raised $15K from 3 investors (100% of the $15K target) as of the latest filing. Nathaniel is listed as executive officer, director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Hospitals and Physicians / 506(b) (147 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Other pages with the same name (3)

Separate person records under the same name, not combined with this page. Each line says whether it shares an issuer with this record.

  • Nathaniel Smith — CA, 1 issuer, Feb 1, 2016 → Nov 17, 2021 · no shared issuer
  • Nathaniel Smith — KY, 1 issuer, Oct 22, 2020 → Oct 22, 2020 · no shared issuer
  • Nathaniel Smith — TN, 1 issuer, Apr 22, 2026 → Apr 22, 2026 · no shared issuer

People around Nathaniel 4

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

TB
No photo found yet (own website and image search run after this page is viewed)
Person

TRAVIS BOND

Executive Officer, Director · 1 shared filing (1 issuer)

Listed on the same filings as Nathaniel Smith. Their page shows their other deals.

DG
No photo found yet (own website and image search run after this page is viewed)
Person

DALE GROSS

Executive Officer, Director · 1 shared filing (1 issuer)

Listed on the same filings as Nathaniel Smith. Their page shows their other deals.

LL
No photo found yet (own website and image search run after this page is viewed)
Person

LEIF LUNOE

Executive Officer, Director · 1 shared filing (1 issuer)

Listed on the same filings as Nathaniel Smith. Their page shows their other deals.

JK
No photo found yet (own website and image search run after this page is viewed)
Person

JILL KLEIN

Executive Officer, Director · 1 shared filing (1 issuer)

Listed on the same filings as Nathaniel Smith. Their page shows their other deals.

Registrations and other filings

Adviser registration (Form ADV)

None of the 1 issuer this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to NATHANIEL SMITH by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 1 issuer this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers Nathaniel Smith is listed on: none on file. No website or social profile named in PROVIDENCE ANCHORAGE ANESTHESIA MEDICAL GROUP, P.C.'s SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #197,733 of 374,652 in line (14 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (Anchorage, AK). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Social and web

LinkedIn people search ↗Instagram ↗X (Twitter) ↗Facebook ↗YouTube ↗Google ↗Google Images ↗Google News ↗Meta Ad Library ↗

Courts

CourtListener / RECAP (federal) ↗PACER case locator (federal, login) ↗Alaska state courts — find the court ↗

Securities regulators

SEC EDGAR full-text search ↗SEC action look-up ↗FINRA BrokerCheck ↗SEC IAPD adviser search ↗

Business registries

Alaska Secretary of State business search ↗OpenCorporates ↗

Change history

No corrections have been requested for this page.

Every fact links to its public-record source. Plain-English notes next to a fact are our reading of that fact, not a rating. Request a correction · Facts policy

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