Natalie Smith is listed as an executive officer and director on 9 SEC Form D filings by 8 issuers between May 2018 and Apr 2021. Largest by amount reported sold: Commonwealth Asset Management Co-Investment I LP (Los Angeles, CA — pooled investment fund — 2020; $300M reported sold to 1 investors), Arts & Sciences Offshore Fund, Ltd. (George Town, Grand Cayman, Cayman Islands (as filed: E9) — pooled investment fund — 2018–2019; $143M reported sold to 5 investors), Commonwealth Real Estate Opportunities Fund LLC (Los Angeles, CA — pooled investment fund — 2020; $100M reported sold to 5 investors), Commonwealth Asset Management Co-Investment II LP (Los Angeles, CA — pooled investment fund — 2020; $90M reported sold to 3 investors), Arts & Sciences Partners, L.P. (Manhattan Beach, CA — pooled investment fund — 2019; $52.5M reported sold to 7 investors) and 3 more (all listed below).
What this means A repeat sponsor — 8 separate companies raised money with this person listed as executive officer and director, over about 3 years. Across those companies the filings report $721M sold in total.
The issuers belong to 2 sponsor groups: Commonwealth (16 issuers, $2B reported sold, 2009–2022) and Arts (3 issuers, $2.12B reported sold, 2009–2019).
What this means This person is listed across more than one sponsor team; each group page shows that team's full track record.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CT, DE, FINRA, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, OK, OR, PA, RI, SC, SD, TN, TX, VT, WA, WI, WV, WY) — 1 court case matching the name, 12 bankruptcy cases matching the name listed in Key records below.
What this means 13 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.
We compared 9 public filings for Natalie Smith and found 4 differences: Bankruptcy case: Hadidi Rugs, Inc; Form D filed 58 days after the first sale; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.