NANCY RUBIN is listed as an executive officer on 4 SEC Form D filings by 1 issuer between Jul 2009 and Dec 2010: Blue Spark Technologies, Inc. (Westlake, OH — other technology — 2009–2010; $15M reported sold to 23 investors).
What this means One deal on file with the SEC. A Form D is the notice a company files after it starts selling a private investment — it is a notice, not an approval.
Listed alongside CHARLIE MACMILLAN (4 shared filings), GARY R JOHNSON (4 shared filings), JAMES PETRAS (4 shared filings), JOHN GANNON (4 shared filings), JOHN MORLEY (4 shared filings) and 11 others.
What this means These are the other officers, directors or promoters the companies named on the same forms — the team around NANCY. Each name links to their own page.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CT, DE, FINRA, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, OK, OR, PA, RI, SC, SD, TN, TX, VT, WA, WI, WV, WY) — 4 bankruptcy cases matching the name listed in Key records below.
What this means 4 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.
We compared 4 public filings for NANCY RUBIN and found 3 differences, 1 worth asking the sponsor about: NANCY RUBIN is no longer listed on the Aug 13, 2013 amendment; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.