MQ38, is a management entity listed as an executive officer on 4 SEC Form D filings by 1 issuer between Jan 2011 and Sep 2011: Symphonic Invention Fund, LP (Greenwich, CT — pooled investment fund — 2011; $11.6M reported sold to 10 investors).
What this means One deal on file with the SEC, filed Sep 2011. A Form D is the notice a company files after it starts selling a private investment — it is a notice, not an approval.
Listed alongside Douglass Scott Lodmell (4 shared filings) and Peter Sean Campbell (4 shared filings).
What this means These are the other officers, directors or promoters the companies named on the same forms — the team around MQ38,. Each name links to their own page.
The issuer belongs to the sponsor group Symphonic (2 issuers, $11.6M reported sold, 2011–2017).
What this means A sponsor group is one team that sets up a new company for each deal. Symphonic has 2 companies on file and $11.6M reported sold in total — the group page shows the whole track record in one place.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AZ, CA, DE, TX, WA) — none found.
What this means Nothing turned up where we looked (3 sources). That does not prove there is nothing — it means none was found in those sources on that date.
We compared 4 public filings for MQ38, and found 4 differences, 1 worth asking the sponsor about: MQ38, is no longer listed on the Oct 21, 2011 amendment; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.