212 cases: 31 closed (disposition not in docket feed), 107 dismissed, 73 judgment, 1 open
Ballering v. Morgan Stanley LLC closed
District Court, W.D. Washington · No. 3:21-cv-05084 · Filed Jan 27, 2021 · Closed Apr 2, 2021 ·
Nature of suit:
Real Property: Foreclosure
· Cause:
28:1331(a) Fed. Question: Real Property
Role of Morgan Stanley LLC:
Defendant · Outcome:
Terminated 2021-04-02 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗exact company name; court in WA (not the issuer's state)
Ballering v. Morgan Stanley LLC closed
District Court, W.D. Washington · No. 3:21-cv-05082 · Filed Jan 27, 2021 · Closed Apr 2, 2021
Role of Morgan Stanley LLC:
Defendant · Outcome:
Terminated 2021-04-02 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗exact company name; court in WA (not the issuer's state)
Ballering v. Morgan Stanley LLC closed
District Court, D. Oregon · No. 3:21-cv-00030 · Filed Jan 8, 2021 · Closed Mar 8, 2021
Role of Morgan Stanley LLC:
Defendant · Outcome:
Terminated 2021-03-08 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗exact company name; court in OR (not the issuer's state)
Ballering v. Morgan Stanley LLC/Morgan Stanley Smith Barney LLC closed
District Court, D. Hawaii · No. 1:21-cv-00012 · Filed Jan 8, 2021 · Closed Feb 9, 2021 ·
Nature of suit:
Contract: Other
· Cause:
28:1332 Diversity-Breach of Fiduciary Duty
Role of Morgan Stanley LLC:
Defendant · Outcome:
Terminated 2021-02-09 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗exact company name; court in HI (not the issuer's state)
BALLERING v. MORGAN STANLEY LLC closed
District Court, E.D. Pennsylvania · No. 2:21-cv-00131 · Filed Jan 8, 2021 · Closed Jan 26, 2021
Role of MORGAN STANLEY LLC:
Defendant · Outcome:
Terminated 2021-01-26 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗exact company name; court in the issuer's state (PA)
BALLERING v. MORGAN STANLEY LLC closed
District Court, D. New Jersey · No. 2:20-cv-19964 · Filed Dec 18, 2020 · Closed Mar 22, 2021
Role of MORGAN STANLEY LLC:
Defendant · Outcome:
Terminated 2021-03-22 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗exact company name; court in NJ (not the issuer's state)
BALLERING v. MORGAN STANLEY LLC closed
District Court, E.D. Pennsylvania · No. 2:20-cv-06203 · Filed Dec 17, 2020 · Closed Jan 25, 2021
Role of MORGAN STANLEY LLC:
Defendant · Outcome:
Terminated 2021-01-25 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗exact company name; court in the issuer's state (PA)
Ballering v. Morgan Stanley LLC closed
District Court, D. Oregon · No. 3:20-cv-02164 · Filed Dec 13, 2020 · Closed Mar 8, 2021
Role of Morgan Stanley LLC:
Defendant · Outcome:
Terminated 2021-03-08 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗exact company name; court in OR (not the issuer's state)
Ballering v. Morgan Stanley LLC closed
District Court, D. Hawaii · No. 1:20-cv-00527 · Filed Dec 2, 2020 · Closed Apr 2, 2021 ·
Nature of suit:
Contract: Other
· Cause:
28:1332 Diversity-Breach of Fiduciary Duty
Role of Morgan Stanley LLC:
Defendant · Outcome:
Terminated 2021-04-02 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗exact company name; court in HI (not the issuer's state)
Gebbie v. Morgan Stanley Co., LLC dismissed
District Court, D. Connecticut · No. 3:20-cv-00435 · Filed Mar 31, 2020 · Closed Mar 15, 2021 ·
Nature of suit:
890 Other statutory actions
Role of Morgan Stanley Co., LLC:
Defendant · Outcome:
Terminated 2021-03-15 — FJC Integrated Database disposition: Dismissed: want of prosecution Docket on CourtListener ↗exact company name; court in CT (not the issuer's state)
AGUIAR v. MORGAN STANLEY, LLC dismissed
District Court, District of Columbia · No. 1:18-cv-03059 · Filed Dec 21, 2018 · Closed Feb 19, 2019 ·
Nature of suit:
190 Contract: Other
· Cause:
28:1441 Petition for Removal
Role of MORGAN STANLEY, LLC:
Defendant · Outcome:
Terminated 2019-02-19 — FJC Integrated Database disposition: Dismissed: want of prosecution Docket on CourtListener ↗exact company name; court in DC (not the issuer's state)
Warr v. Morgan Stanley Co. LLC dismissed
District Court, N.D. Alabama · No. 7:18-cv-01232 · Filed Aug 6, 2018 · Closed Sep 28, 2018 ·
Nature of suit:
896 Arbitration
· Cause:
9:9 Motion to Confirm Arbitration Loan
Role of Morgan Stanley Co. LLC:
Defendant · Outcome:
Terminated 2018-09-28 — FJC Integrated Database disposition: Dismissed: other Docket on CourtListener ↗exact company name; court in AL (not the issuer's state)
United States v. Morgan Stanley Capital Group Inc dismissed
District Court, S.D. Texas · No. 4:17-cv-03775 · Filed Dec 14, 2017 · Closed Dec 15, 2017 ·
Nature of suit:
893 Environmental Matters
· Cause:
42:7413(b) Clean Air Act
Role of United States v. Morgan Stanley Capital Group Inc:
Party · Outcome:
Terminated 2017-12-15 — FJC Integrated Database disposition: Dismissed: other Docket on CourtListener ↗company name words appear in the caption; court in TX (not the issuer's state)
Morgan Stanley Smith Barney LLC v. Michael J. McGraw judgment
District Court, C.D. California · No. 8:17-cv-02093 · Filed Nov 30, 2017 · Closed Apr 18, 2018 ·
Nature of suit:
896 Other Statutes: Arbitration
· Cause:
28:1332 Diversity-(Citizenship)
Role of Morgan Stanley Smith Barney LLC v. Michael J. McGraw:
Party · Outcome:
Terminated 2018-04-18 — FJC Integrated Database disposition: Judgment on default; judgment for plaintiff Docket on CourtListener ↗company name words appear in the caption; court in CA (not the issuer's state)
Fernie v. Morgan Stanley & Co. LLC open
District Court, S.D. New York · No. 1:17-mc-00473 · Filed Nov 30, 2017 · Cause: M 77 Application to have subpoena issued to person living in this district re: action in foreign cou
Role of Fernie v. Morgan Stanley & Co. LLC:
Party · Outcome:
Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗company name words appear in the caption; court in NY (not the issuer's state)
MORGAN STANLEY SMITH BARNEY LLC v. CONNELL judgment
District Court, D. New Jersey · No. 2:17-cv-11701 · Filed Nov 16, 2017 · Closed Apr 2, 2018 ·
Nature of suit:
896 Other Statutes: Arbitration
· Cause:
9:9 Motion to Confirm Arbitration Loan
Role of MORGAN STANLEY SMITH BARNEY LLC v. CONNELL:
Party · Outcome:
Terminated 2018-04-02 — FJC Integrated Database disposition: Judgment on motion before trial; judgment for plaintiff Docket on CourtListener ↗company name words appear in the caption; court in NJ (not the issuer's state)
Morgan Stanley Smith Barney, LLC v. Wallace dismissed
District Court, S.D. Florida · No. 1:17-cv-23855 · Filed Oct 20, 2017 · Closed Apr 25, 2018 ·
Nature of suit:
190 Contract: Other
· Cause:
09:0009 Motion to confirm arbitration award
Role of Morgan Stanley Smith Barney, LLC v. Wallace:
Party · Outcome:
Terminated 2018-04-25 — FJC Integrated Database disposition: Dismissed: other Docket on CourtListener ↗company name words appear in the caption; court in FL (not the issuer's state)
Morgan Stanley Smith Barney LLC v. Aylesworth judgment
District Court, N.D. Georgia · No. 1:17-cv-01848 · Filed May 23, 2017 · Closed Oct 12, 2017 ·
Nature of suit:
896 Other Statutes: Arbitration
· Cause:
09:09 Application for Confirmation of Arbitration Award
Role of Morgan Stanley Smith Barney LLC v. Aylesworth:
Party · Outcome:
Terminated 2017-10-12 — FJC Integrated Database disposition: Judgment on motion before trial; judgment for plaintiff Docket on CourtListener ↗company name words appear in the caption; court in GA (not the issuer's state)
Morgan Stanley Smith Barney, LLC v. Verble (TV2) dismissed
District Court, E.D. Tennessee · No. 3:17-cv-00175 · Filed Apr 28, 2017 · Closed Dec 5, 2019 ·
Nature of suit:
890 Other Statutory Actions
· Cause:
28:2201 Declaratory Judgment
Role of Morgan Stanley Smith Barney, LLC v. Verble (TV2):
Party · Outcome:
Terminated 2019-12-05 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗company name words appear in the caption; court in TN (not the issuer's state)
Ploetz v. Morgan Stanley Smith Barney LLC judgment
District Court, D. Minnesota · No. 0:17-cv-01112 · Filed Apr 11, 2017 · Closed Jun 1, 2017 ·
Nature of suit:
896 Other Statutes: Arbitration
· Cause:
09:0010 Petition to Vacate Arbitration Award
Role of Ploetz v. Morgan Stanley Smith Barney LLC:
Party · Outcome:
Terminated 2017-06-01 — FJC Integrated Database disposition: Judgment on motion before trial; judgment for defendant Docket on CourtListener ↗company name words appear in the caption; court in MN (not the issuer's state)
Morgan Stanley Smith Barney LLC v. Clouse dismissed
District Court, W.D. Washington · No. 2:17-cv-00203 · Filed Feb 9, 2017 · Closed Jun 27, 2017 ·
Nature of suit:
190 Contract: Other
· Cause:
28:1331 Fed. Question: Breach of Contract
Role of Morgan Stanley Smith Barney LLC v. Clouse:
Party · Outcome:
Terminated 2017-06-27 — FJC Integrated Database disposition: Voluntarily dismissed Docket on CourtListener ↗company name words appear in the caption; court in WA (not the issuer's state)
Morgan Stanley Smith Barney LLC v. Moss judgment
District Court, N.D. Georgia · No. 1:16-cv-04653 · Filed Dec 19, 2016 · Closed May 5, 2017 ·
Nature of suit:
896 Other Statutes: Arbitration
· Cause:
09:09 Application for Confirmation of Arbitration Award
Role of Morgan Stanley Smith Barney LLC v. Moss:
Party · Outcome:
Terminated 2017-05-05 — FJC Integrated Database disposition: Judgment on default; judgment for plaintiff Docket on CourtListener ↗company name words appear in the caption; court in GA (not the issuer's state)
Vester Investments LLC v. Morgan Stanley Smith Barney LLC judgment
District Court, D. Wyoming · No. 2:16-cv-00293 · Filed Nov 25, 2016 · Closed Jun 30, 2017 ·
Nature of suit:
190 Contract: Other
· Cause:
28:1332 Diversity-Injunctive & Declaratory Relief
Role of Vester Investments LLC v. Morgan Stanley Smith Barney LLC:
Party · Outcome:
Terminated 2017-06-30 — FJC Integrated Database disposition: Judgment on motion before trial; judgment for defendant Docket on CourtListener ↗company name words appear in the caption; court in WY (not the issuer's state)
DEUTSCHE BANK NATIONAL TRUST COMPANY, as Trustee for MORGAN STANLEY CAPITAL I INC. TRUST 2006-HE2 MORTGAGE PASS-THROUGH CERTIFICATES, SERIES 2006-HE2 v. Bendex Properties LLC judgment
District Court, M.D. Pennsylvania · No. 3:16-cv-00432 · Filed Mar 10, 2016 · Closed Jul 15, 2019 ·
Nature of suit:
290 Real Property: Other
· Cause:
28:1332 Diversity-Declaratory Judgement
Role of DEUTSCHE BANK NATIONAL TRUST COMPANY, as Trustee for MORGAN STANLEY CAPITAL I INC. TRUST 2006-HE2 MORTGAGE PASS-THROUGH CERTIFICATES, SERIES 2006-HE2 v. Bendex Properties LLC:
Party · Outcome:
Terminated 2019-07-15 — FJC Integrated Database disposition: Other; judgment for both plaintiff and defendant Docket on CourtListener ↗company name words appear in the caption; court in the issuer's state (PA)
TAGGART v. MORGAN STANLEY ABS CAPITAL I INC. TRUST 2007-HE2 dismissed
District Court, E.D. Pennsylvania · No. 5:16-cv-00062 · Filed Jan 7, 2016 · Closed Oct 20, 2016 ·
Nature of suit:
290 Real Property: Other
· Cause:
28:1332 Diversity-Petition to Quiet Title
Role of TAGGART v. MORGAN STANLEY ABS CAPITAL I INC. TRUST 2007-HE2:
Party · Outcome:
Terminated 2016-10-20 — FJC Integrated Database disposition: Dismissed: lack of jurisdiction Docket on CourtListener ↗company name words appear in the caption; court in the issuer's state (PA)
Howard v. Morgan Stanley & Co. LLC dismissed
District Court, E.D. Louisiana · No. 2:16-cv-00134 · Filed Jan 7, 2016 · Closed Feb 22, 2016 ·
Nature of suit:
190 Contract: Other
· Cause:
28:1332 Diversity-Declaratory Judgment
Role of Howard v. Morgan Stanley & Co. LLC:
Party · Outcome:
Terminated 2016-02-22 — FJC Integrated Database disposition: Voluntarily dismissed Docket on CourtListener ↗company name words appear in the caption; court in LA (not the issuer's state)
Lott v. Morgan Stanley Smith Barney LLC, and Morgan Stanley Smith Barney FA Notes Holdings LLC judgment
District Court, E.D. Michigan · No. 2:15-cv-14338 · Filed Dec 15, 2015 · Closed Aug 16, 2016 ·
Nature of suit:
896 Other Statutes: Arbitration
· Cause:
28:1446 Petition for Removal
Role of Lott v. Morgan Stanley Smith Barney LLC, and Morgan Stanley Smith Barney FA Notes Holdings LLC:
Party · Outcome:
Terminated 2016-08-16 — FJC Integrated Database disposition: Judgment on award of arbitrator; judgment for defendant Docket on CourtListener ↗company name words appear in the caption; court in MI (not the issuer's state)
Morgan Stanley Smith Barney LLC v. Lauer judgment
District Court, N.D. California · No. 3:15-cv-05420 · Filed Nov 25, 2015 · Closed Mar 17, 2016 ·
Nature of suit:
896 Other Statutes: Arbitration
· Cause:
9:9 Motion to Confirm Arbitration Loan
Role of Morgan Stanley Smith Barney LLC v. Lauer:
Party · Outcome:
Terminated 2016-03-17 — FJC Integrated Database disposition: Judgment on default; judgment for plaintiff Docket on CourtListener ↗company name words appear in the caption; court in CA (not the issuer's state)
Kelly v. Morgan Stanley Smith Barney, LLC (TWP1) dismissed
District Court, M.D. Tennessee · No. 3:15-cv-01110 · Filed Oct 20, 2015 · Closed Feb 25, 2016 ·
Nature of suit:
Other Statutes: Arbitration
· Cause:
09:1 U.S. Arbitration Act
Role of Kelly v. Morgan Stanley Smith Barney, LLC (TWP1):
Party · Outcome:
Terminated 2016-02-25 — FJC Integrated Database disposition: Dismissed: other Docket on CourtListener ↗company name words appear in the caption; court in TN (not the issuer's state)
Bradburry v. Duetsche Bank National Trust Company as Trustee for Morgan Stanley ABS Capital I, Inc. Trust 2006-HE8 Mortgage Pass Through Certificates Series 2006-HE8 dismissed
District Court, S.D. Texas · No. 4:15-cv-02874 · Filed Oct 1, 2015 · Closed Nov 17, 2015 ·
Nature of suit:
Real Property: Foreclosure
· Cause:
28:1441 Notice of Removal
Role of Bradburry v. Duetsche Bank National Trust Company as Trustee for Morgan Stanley ABS Capital I, Inc. Trust 2006-HE8 Mortgage Pass Through Certificates Series 2006-HE8:
Party · Outcome:
Terminated 2015-11-17 — FJC Integrated Database disposition: Dismissed: want of prosecution Docket on CourtListener ↗company name words appear in the caption; court in TX (not the issuer's state)
Morgan Stanley Smith Barney, LLC v. Green dismissed
District Court, E.D. Michigan · No. 2:15-cv-13460 · Filed Oct 1, 2015 · Closed Nov 6, 2015 ·
Nature of suit:
Contract: Recovery/Enforcement
· Cause:
28:1332 Diversity-Injunctive & Declaratory Relief
Role of Morgan Stanley Smith Barney, LLC v. Green:
Party · Outcome:
Terminated 2015-11-06 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗company name words appear in the caption; court in MI (not the issuer's state)
Morgan Stanley Smith Barney LLC v. Michael Luciano Spinali judgment
District Court, C.D. California · No. 8:15-cv-01539 · Filed Sep 23, 2015 · Closed Dec 29, 2015 ·
Nature of suit:
Other Statutes: Arbitration
· Cause:
09:0009 Petition to Confirm Arbitration Award
Role of Morgan Stanley Smith Barney LLC v. Michael Luciano Spinali:
Party · Outcome:
Terminated 2015-12-29 — FJC Integrated Database disposition: Other; judgment for plaintiff Docket on CourtListener ↗company name words appear in the caption; court in CA (not the issuer's state)
Morgan Stanley & Co. LLC v. Couch dismissed
District Court, E.D. California · No. 1:15-cv-01291 · Filed Aug 21, 2015 · Closed Feb 7, 2017 ·
Nature of suit:
896 Other Statutes: Arbitration
· Cause:
28:1332 Diversity-Injunctive & Declaratory Relief
Role of Morgan Stanley & Co. LLC v. Couch:
Party · Outcome:
Terminated 2017-02-07 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗company name words appear in the caption; court in CA (not the issuer's state)
DEUTSCHE BANK NATIONAL TRUST COMPANY, AS TRUSTEE FOR MORGAN STANLEY HOME EQUITY LOAN TRUST 2005-1 MORTGAGE PASS-THROUGH CERTIFICATES, SERIES 2005-1 v. Newman judgment
District Court, E.D. Texas · No. 9:15-cv-00127 · Filed Aug 13, 2015 · Closed Aug 24, 2017 ·
Nature of suit:
Real Property: Foreclosure
· Cause:
28:1332 Diversity-Breach of Contract
Role of DEUTSCHE BANK NATIONAL TRUST COMPANY, AS TRUSTEE FOR MORGAN STANLEY HOME EQUITY LOAN TRUST 2005-1 MORTGAGE PASS-THROUGH CERTIFICATES, SERIES 2005-1 v. Newman:
Party · Outcome:
Terminated 2017-08-24 — FJC Integrated Database disposition: Judgment on default; judgment for plaintiff Docket on CourtListener ↗company name words appear in the caption; court in TX (not the issuer's state)
Newland v. Morgan Stanley Private Bank, N.A. (PLR1) judgment
District Court, E.D. Tennessee · No. 3:15-cv-00309 · Filed Jul 20, 2015 · Closed Jan 23, 2019 ·
Nature of suit:
Other Statutory Actions
· Cause:
15:1692 Fair Debt Collection Act
Role of Newland v. Morgan Stanley Private Bank, N.A. (PLR1):
Party · Outcome:
Terminated 2019-01-23 — FJC Integrated Database disposition: Judgment on motion before trial; judgment for defendant Docket on CourtListener ↗company name words appear in the caption; court in TN (not the issuer's state)
Morgan Stanley Smith Barney LLC v. Kirby judgment
District Court, D. South Carolina · No. 1:15-cv-02710 · Filed Jul 8, 2015 · Closed Nov 3, 2015 ·
Nature of suit:
Negotiable Instrument
· Cause:
9:9 Motion to Confirm Arbitration Loan
Role of Morgan Stanley Smith Barney LLC v. Kirby:
Party · Outcome:
Terminated 2015-11-03 — FJC Integrated Database disposition: Other; judgment for plaintiff Docket on CourtListener ↗company name words appear in the caption; court in SC (not the issuer's state)
Halley v. Deutsche Bank National Trust Company, as Trustee for Morgan Stanley ABS Capital I Inc. Trust 2004-HE3, Mortgage Pass-Through Certificates, Series 2004-HE3 dismissed
District Court, S.D. Texas · No. 4:15-cv-01174 · Filed May 4, 2015 · Closed Nov 23, 2016 ·
Nature of suit:
430 Banks and Banking
· Cause:
28:1331 Fed. Question
Role of Halley v. Deutsche Bank National Trust Company, as Trustee for Morgan Stanley ABS Capital I Inc. Trust 2004-HE3, Mortgage Pass-Through Certificates, Series 2004-HE3:
Party · Outcome:
Terminated 2016-11-23 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗company name words appear in the caption; court in TX (not the issuer's state)
Morgan Stanley Smith Barney, LLC v. Elaine Kreda Revocable Trust judgment
District Court, D. Nevada · No. 2:15-cv-00731 · Filed Apr 21, 2015 · Closed Sep 30, 2015 ·
Nature of suit:
Other Statutory Actions
· Cause:
28:1331 Fed. Question
Role of Morgan Stanley Smith Barney, LLC v. Elaine Kreda Revocable Trust:
Party · Outcome:
Terminated 2015-09-30 — FJC Integrated Database disposition: Other; judgment for unknown Docket on CourtListener ↗company name words appear in the caption; court in NV (not the issuer's state)
Facsina v. Morgan Stanley Smith Barney LLC judgment
District Court, N.D. Ohio · No. 1:15-cv-00447 · Filed Mar 9, 2015 · Closed Jul 20, 2015 ·
Nature of suit:
Other Statutes: Arbitration
· Cause:
09:0010 Petition to Vacate Arbitration Award
Role of Facsina v. Morgan Stanley Smith Barney LLC:
Party · Outcome:
Terminated 2015-07-20 — FJC Integrated Database disposition: Judgment on motion before trial; judgment for defendant Docket on CourtListener ↗company name words appear in the caption; court in OH (not the issuer's state)
Verble v. Morgan Stanley Smith Barney, LLC (TV3) judgment
District Court, E.D. Tennessee · No. 3:15-cv-00074 · Filed Feb 19, 2015 · Closed Dec 8, 2015 ·
Nature of suit:
Other Statutory Actions
· Cause:
31:3729 False Claims Act
Role of Verble v. Morgan Stanley Smith Barney, LLC (TV3):
Party · Outcome:
Terminated 2015-12-08 — FJC Integrated Database disposition: Judgment on motion before trial; judgment for defendant Docket on CourtListener ↗company name words appear in the caption; court in TN (not the issuer's state)
Mann v. Morgan Stanley Smith Barney, LLC judgment
District Court, D. Nevada · No. 2:15-cv-00217 · Filed Feb 6, 2015 · Closed Aug 10, 2015 ·
Nature of suit:
Other Statutes: Arbitration
· Cause:
28:1446 Petition for Removal
Role of Mann v. Morgan Stanley Smith Barney, LLC:
Party · Outcome:
Terminated 2015-08-10 — FJC Integrated Database disposition: Other; judgment for defendant Docket on CourtListener ↗company name words appear in the caption; court in NV (not the issuer's state)
Morgan Stanley Smith Barney LLC v. Scott Alexander Thompson judgment
District Court, C.D. California · No. 2:15-cv-00851 · Filed Feb 6, 2015 · Closed May 26, 2015 ·
Nature of suit:
Other Statutes: Arbitration
· Cause:
09:0009 Petition to Confirm Arbitration Award
Role of Morgan Stanley Smith Barney LLC v. Scott Alexander Thompson:
Party · Outcome:
Terminated 2015-05-26 — FJC Integrated Database disposition: Judgment on default; judgment for plaintiff Docket on CourtListener ↗company name words appear in the caption; court in CA (not the issuer's state)
Janson v. Deutsche Bank National Trust Company as Trustee for Morgan Stanley Mortgage Loan Trust 2005-11AR judgment
District Court, N.D. California · No. 3:14-cv-05639 · Filed Dec 29, 2014 · Closed Mar 18, 2015 ·
Nature of suit:
220 Real Property: Foreclosure
· Cause:
15:1692 Fair Debt Collection Act
Role of Janson v. Deutsche Bank National Trust Company as Trustee for Morgan Stanley Mortgage Loan Trust 2005-11AR:
Party · Outcome:
Terminated 2015-03-18 — FJC Integrated Database disposition: Judgment on motion before trial; judgment for defendant Docket on CourtListener ↗company name words appear in the caption; court in CA (not the issuer's state)
Morgan Stanley Smith Barney, LLC v. Cech dismissed
District Court, D. Colorado · No. 1:14-cv-02837 · Filed Oct 17, 2014 · Closed Nov 25, 2015 ·
Nature of suit:
Other Statutes: Arbitration
· Cause:
09:4 Federal Arbitration Act
Role of Morgan Stanley Smith Barney, LLC v. Cech:
Party · Outcome:
Terminated 2015-11-25 — FJC Integrated Database disposition: Dismissed: other Docket on CourtListener ↗company name words appear in the caption; court in CO (not the issuer's state)
Danhauer, al v. Morgan Stanley Smith Barney LLC dismissed
District Court, N.D. Illinois · No. 1:14-cv-07938 · Filed Oct 10, 2014 · Closed Jul 8, 2015 ·
Nature of suit:
Contract: Other
· Cause:
28:1442 Petition for Removal
Role of Danhauer, al v. Morgan Stanley Smith Barney LLC:
Party · Outcome:
Terminated 2015-07-08 — FJC Integrated Database disposition: Dismissed: lack of jurisdiction Docket on CourtListener ↗company name words appear in the caption; court in IL (not the issuer's state)
Ajamian v. Morgan Stanley Dean Witter, Inc. dismissed
District Court, N.D. New York · No. 1:14-cv-01204 · Filed Oct 1, 2014 · Closed Oct 30, 2014 ·
Nature of suit:
850 Securities/Commodities
· Cause:
28:1332 - Diversity: Securities & Exchange Commiss
Role of Ajamian v. Morgan Stanley Dean Witter, Inc.:
Party · Outcome:
Terminated 2014-10-30 — FJC Integrated Database disposition: Dismissed: other Docket on CourtListener ↗company name words appear in the caption; court in NY (not the issuer's state)
Morgan Stanley Smith Barney LLC v. Ernesto Gonzalez Madero judgment
District Court, C.D. California · No. 2:14-cv-07553 · Filed Sep 29, 2014 · Closed Sep 3, 2015 ·
Nature of suit:
Other Statutes: Arbitration
· Cause:
09:0009 Petition to Confirm Arbitration Award
Role of Morgan Stanley Smith Barney LLC v. Ernesto Gonzalez Madero:
Party · Outcome:
Terminated 2015-09-03 — FJC Integrated Database disposition: Judgment on award of arbitrator; judgment for plaintiff Docket on CourtListener ↗company name words appear in the caption; court in CA (not the issuer's state)
Hua v. Wells Fargo Bank, National Association, as Trustee for Morgan Stanley ABS Capital I Inc. Trust 2006-WMC1, Mortgage Pass-Through Certificates, Series 2006-WMC1 judgment
District Court, S.D. Texas · No. 4:14-cv-02427 · Filed Aug 22, 2014 · Closed Nov 11, 2014 ·
Nature of suit:
Real Property: Other
· Cause:
28:1441 Notice of Removal
Role of Hua v. Wells Fargo Bank, National Association, as Trustee for Morgan Stanley ABS Capital I Inc. Trust 2006-WMC1, Mortgage Pass-Through Certificates, Series 2006-WMC1:
Party · Outcome:
Terminated 2014-11-11 — FJC Integrated Database disposition: Judgment on motion before trial; judgment for defendant Docket on CourtListener ↗company name words appear in the caption; court in TX (not the issuer's state)
Franskousky v. Morgan Stanley Smith Barney LLC closed
District Court, M.D. Florida · No. 3:14-cv-00878 · Filed Jul 25, 2014 · Closed May 28, 2015 ·
Nature of suit:
Other Statutes: Arbitration
· Cause:
28:1441 Notice of Removal
Role of Franskousky v. Morgan Stanley Smith Barney LLC:
Party · Outcome:
Terminated 2015-05-28 — FJC Integrated Database disposition: Statistical closing Docket on CourtListener ↗company name words appear in the caption; court in FL (not the issuer's state)
Morgan Stanley Smith Barney LLC v. Catherine Rose Sweeney judgment
District Court, C.D. California · No. 2:14-cv-04135 · Filed May 29, 2014 · Closed Oct 24, 2014 ·
Nature of suit:
Other Statutes: Arbitration
· Cause:
09:0009 Petition to Confirm Arbitration Award
Role of Morgan Stanley Smith Barney LLC v. Catherine Rose Sweeney:
Party · Outcome:
Terminated 2014-10-24 — FJC Integrated Database disposition: Judgment on default; judgment for plaintiff Docket on CourtListener ↗company name words appear in the caption; court in CA (not the issuer's state)
Morgan Stanley Smith Barney LLC v. Salamah judgment
District Court, N.D. Illinois · No. 3:14-cv-50099 · Filed May 9, 2014 · Closed Aug 28, 2015 ·
Nature of suit:
Other Statutes: Arbitration
· Cause:
9:9 Motion to Confirm Arbitration Loan
Role of Morgan Stanley Smith Barney LLC v. Salamah:
Party · Outcome:
Terminated 2015-08-28 — FJC Integrated Database disposition: Judgment on motion before trial; judgment for plaintiff Docket on CourtListener ↗company name words appear in the caption; court in IL (not the issuer's state)
Deutsche Bank National Trust Company v. Morgan Stanley Mortgage Capital Holdings LLC dismissed
District Court, S.D. New York · No. 1:14-cv-03020 · Filed Apr 28, 2014 · Closed Apr 4, 2018 ·
Nature of suit:
190 Contract: Other
· Cause:
28:1332oc Diversity-Other Contract
Role of Deutsche Bank National Trust Company v. Morgan Stanley Mortgage Capital Holdings LLC:
Party · Outcome:
Terminated 2018-04-04 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗company name words appear in the caption; court in NY (not the issuer's state)
Sanchez v. Morgan Stanley Mortgage Loan Trust 2005-6AR dismissed
District Court, N.D. California · No. 5:14-cv-01568 · Filed Apr 4, 2014 · Closed Sep 10, 2014 ·
Nature of suit:
220 Real Property: Foreclosure
· Cause:
15:1692 Fair Debt Collection Act
Role of Sanchez v. Morgan Stanley Mortgage Loan Trust 2005-6AR:
Party · Outcome:
Terminated 2014-09-10 — FJC Integrated Database disposition: Voluntarily dismissed Docket on CourtListener ↗company name words appear in the caption; court in CA (not the issuer's state)
Morgan Stanley Smith Barney LLC v. Gehrin Michael Ortiz dismissed
District Court, C.D. California · No. 2:14-cv-01675 · Filed Mar 6, 2014 · Closed Oct 28, 2014 ·
Nature of suit:
Other Statutes: Arbitration
· Cause:
09:0009 Petition to Confirm Arbitration Award
Role of Morgan Stanley Smith Barney LLC v. Gehrin Michael Ortiz:
Party · Outcome:
Terminated 2014-10-28 — FJC Integrated Database disposition: Voluntarily dismissed Docket on CourtListener ↗company name words appear in the caption; court in CA (not the issuer's state)
Morgan Stanley Smith Barney, LLC v. Monaco judgment
District Court, D. Colorado · No. 1:14-cv-00275 · Filed Jan 30, 2014 · Closed Oct 21, 2014 ·
Nature of suit:
Other Statutes: Arbitration
· Cause:
9:9 Motion to Confirm Arbitration
Role of Morgan Stanley Smith Barney, LLC v. Monaco:
Party · Outcome:
Terminated 2014-10-21 — FJC Integrated Database disposition: Judgment on award of arbitrator; judgment for plaintiff Docket on CourtListener ↗company name words appear in the caption; court in CO (not the issuer's state)
William Beaumont Hospital System v. Morgan Stanley & Co., LLC judgment
District Court, E.D. Michigan · No. 2:14-cv-10404 · Filed Jan 28, 2014 · Closed Jan 19, 2016 ·
Nature of suit:
Other Fraud
· Cause:
28:1332 Diversity-Breach of Fiduciary Duty
Role of William Beaumont Hospital System v. Morgan Stanley & Co., LLC:
Party · Outcome:
Terminated 2016-01-19 — FJC Integrated Database disposition: Judgment on motion before trial; judgment for defendant Docket on CourtListener ↗company name words appear in the caption; court in MI (not the issuer's state)
WATTS v. MORGAN STANLEY SMITH BARNEY, LLC dismissed
District Court, E.D. Pennsylvania · No. 2:13-cv-07369 · Filed Dec 17, 2013 · Closed May 13, 2014 ·
Nature of suit:
Other Statutes: Securities/Commodities
· Cause:
28:1332 - Diversity: Securities & Exchange Commiss
Role of WATTS v. MORGAN STANLEY SMITH BARNEY, LLC:
Party · Outcome:
Terminated 2014-05-13 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗company name words appear in the caption; court in the issuer's state (PA)
Bigbee v. Deutsche Bank National Trust Company as Trustee for Morgan Stanley Mortgage Loan Trust 2006-NC3 dismissed
District Court, S.D. Texas · No. 4:13-cv-03573 · Filed Dec 6, 2013 · Closed Apr 2, 2014 ·
Nature of suit:
Real Property: Other
· Cause:
23:1441 Contract Real Estate
Role of Bigbee v. Deutsche Bank National Trust Company as Trustee for Morgan Stanley Mortgage Loan Trust 2006-NC3:
Party · Outcome:
Terminated 2014-04-02 — FJC Integrated Database disposition: Dismissed: other Docket on CourtListener ↗company name words appear in the caption; court in TX (not the issuer's state)
Morgan Stanley Smith Barney LLC v. Simmons dismissed
District Court, S.D. California · No. 3:13-cv-02814 · Filed Nov 26, 2013 · Closed Jan 2, 2014 ·
Nature of suit:
Other Statutes: Arbitration
· Cause:
09:0001 U.S. Arbitration Act
Role of Morgan Stanley Smith Barney LLC v. Simmons:
Party · Outcome:
Terminated 2014-01-02 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗company name words appear in the caption; court in CA (not the issuer's state)
Morgan Stanley Smith Barney LLC v. O'Brien dismissed
District Court, D. Connecticut · No. 3:13-cv-01598 · Filed Oct 31, 2013 · Closed Jan 3, 2014 ·
Nature of suit:
Contract: Other
· Cause:
28:1332 Diversity-Breach of Contract
Role of Morgan Stanley Smith Barney LLC v. O'Brien:
Party · Outcome:
Terminated 2014-01-03 — FJC Integrated Database disposition: Voluntarily dismissed Docket on CourtListener ↗company name words appear in the caption; court in CT (not the issuer's state)
Strebler v. Morgan Stanley & Co., Inc. closed
District Court, N.D. Ohio · No. 5:13-cv-02215 · Filed Oct 7, 2013 · Closed Sep 12, 2014 ·
Nature of suit:
Contract: Other
· Cause:
28:1332 Diversity-Breach of Contract
Role of Strebler v. Morgan Stanley & Co., Inc.:
Party · Outcome:
Terminated 2014-09-12 — FJC Integrated Database disposition: Remanded to state court Docket on CourtListener ↗company name words appear in the caption; court in OH (not the issuer's state)
National Credit Union Administration Board v. Morgan Stanley & Co., Inc. dismissed
District Court, S.D. New York · No. 1:13-cv-06705 · Filed Sep 23, 2013 · Closed Nov 13, 2015 ·
Nature of suit:
850 Securities/Commodities
· Cause:
15:77 Securities Fraud
Role of National Credit Union Administration Board v. Morgan Stanley & Co., Inc.:
Party · Outcome:
Terminated 2015-11-13 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗company name words appear in the caption; court in NY (not the issuer's state)
Morgan Stanley & Co., Inc. v. Hayward closed
District Court, E.D. California · No. 1:13-mc-00050 · Filed Sep 17, 2013 · Closed Sep 17, 2013 ·
Nature of suit:
Other Statutes: Arbitration
· Cause:
09:1 U.S. Arbitration Act
Role of Morgan Stanley & Co., Inc. v. Hayward:
Party · Outcome:
Terminated 2013-09-17 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗company name words appear in the caption; court in CA (not the issuer's state)
Morgan Stanley & Co., LLC v. Gupta judgment
District Court, S.D. New York · No. 1:13-cv-06383 · Filed Sep 10, 2013 · Closed Sep 11, 2014 ·
Nature of suit:
190 Contract: Other
· Cause:
28:1332 Diversity-Other Contract
Role of Morgan Stanley & Co., LLC v. Gupta:
Party · Outcome:
Terminated 2014-09-11 — FJC Integrated Database disposition: Other; judgment for defendant Docket on CourtListener ↗company name words appear in the caption; court in NY (not the issuer's state)
Morgan Stanley & Co. LLC v. Trimbach judgment
District Court, D. Colorado · No. 1:13-cv-02294 · Filed Aug 26, 2013 · Closed Sep 25, 2014 ·
Nature of suit:
Other Statutes: Arbitration
· Cause:
9:9 Motion to Confirm Arbitration
Role of Morgan Stanley & Co. LLC v. Trimbach:
Party · Outcome:
Terminated 2014-09-25 — FJC Integrated Database disposition: Judgment on default; judgment for plaintiff Docket on CourtListener ↗company name words appear in the caption; court in CO (not the issuer's state)
National Credit Union Administration Board v. Morgan Stanley & Co. Incorporated dismissed
District Court, D. Kansas · No. 2:13-cv-02418 · Filed Aug 16, 2013 · Closed Feb 18, 2016 ·
Nature of suit:
Securities/Commodities
· Cause:
15:77 Securities Fraud
Role of National Credit Union Administration Board v. Morgan Stanley & Co. Incorporated:
Party · Outcome:
Terminated 2016-02-18 — FJC Integrated Database disposition: Voluntarily dismissed Docket on CourtListener ↗company name words appear in the caption; court in KS (not the issuer's state)
CMFG Life Insurance Company v. Morgan Stanley & Co., LLC dismissed
District Court, W.D. Wisconsin · No. 3:13-cv-00577 · Filed Aug 15, 2013 · Closed Oct 3, 2017 ·
Nature of suit:
Contract: Other
· Cause:
28:1332 - Diversity: Securities Fraud
Role of CMFG Life Insurance Company v. Morgan Stanley & Co., LLC:
Party · Outcome:
Terminated 2017-10-03 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗company name words appear in the caption; court in WI (not the issuer's state)
CASTOR v. MORGAN STANLEY SMITH BARNEY LLC judgment
District Court, D. New Jersey · No. 2:13-cv-04928 · Filed Aug 15, 2013 · Closed Feb 28, 2017 ·
Nature of suit:
Truth in Lending
· Cause:
15:1601 Truth in Lending
Role of CASTOR v. MORGAN STANLEY SMITH BARNEY LLC:
Party · Outcome:
Terminated 2017-02-28 — FJC Integrated Database disposition: Judgment on motion before trial; judgment for defendant Docket on CourtListener ↗company name words appear in the caption; court in NJ (not the issuer's state)
Gudeman v. Morgan Stanley Private Bank, N.A. dismissed
District Court, E.D. Michigan · No. 2:13-cv-13341 · Filed Aug 5, 2013 · Closed Jun 30, 2015 ·
Nature of suit:
Real Property: Other
· Cause:
28:1332 Diversity-(Citizenship)
Role of Gudeman v. Morgan Stanley Private Bank, N.A.:
Party · Outcome:
Terminated 2015-06-30 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗company name words appear in the caption; court in MI (not the issuer's state)
Lowinger v. Morgan Stanley & Co. LLC judgment
District Court, S.D. New York · No. 1:13-cv-04016 · Filed Jun 12, 2013 · Closed May 5, 2014 ·
Nature of suit:
850 Securities/Commodities
· Cause:
15:78m(a) Securities Exchange Act
Role of Lowinger v. Morgan Stanley & Co. LLC:
Party · Outcome:
Terminated 2014-05-05 — FJC Integrated Database disposition: Judgment on motion before trial; judgment for defendant Docket on CourtListener ↗company name words appear in the caption; court in NY (not the issuer's state)
Belz v. Morgan Stanley Smith Barney, LLC judgment
District Court, M.D. Florida · No. 3:13-cv-00636 · Filed Jun 5, 2013 · Closed Mar 6, 2014 ·
Nature of suit:
850 Securities/Commodities
· Cause:
28:1441 - Notice of Removal: SEC Act
Role of Belz v. Morgan Stanley Smith Barney, LLC:
Party · Outcome:
Terminated 2014-03-06 — FJC Integrated Database disposition: Judgment on motion before trial; judgment for defendant Docket on CourtListener ↗company name words appear in the caption; court in FL (not the issuer's state)
Offshore Exploration and Production, LLC v. Morgan Stanley Private Bank, N.A. judgment
District Court, S.D. New York · No. 1:13-cv-03537 · Filed May 24, 2013 · Closed Dec 26, 2013 ·
Nature of suit:
Contract: Other
· Cause:
28:2201 Constitutionality of State Statute(s)
Role of Offshore Exploration and Production, LLC v. Morgan Stanley Private Bank, N.A.:
Party · Outcome:
Terminated 2013-12-26 — FJC Integrated Database disposition: Other; judgment for defendant Docket on CourtListener ↗company name words appear in the caption; court in NY (not the issuer's state)
Morgan Stanley Smith Barney, LLC v. Armon dismissed
District Court, D. Idaho · No. 2:13-cv-00234 · Filed May 17, 2013 · Closed Sep 27, 2013 ·
Nature of suit:
Contract: Other
· Cause:
29:1109 Breach of Fiduciary Duties
Role of Morgan Stanley Smith Barney, LLC v. Armon:
Party · Outcome:
Terminated 2013-09-27 — FJC Integrated Database disposition: Voluntarily dismissed Docket on CourtListener ↗company name words appear in the caption; court in ID (not the issuer's state)
Eastman v. Morgan Stanley Smith Barney, LLC closed
District Court, M.D. Florida · No. 2:13-cv-00357 · Filed May 9, 2013 · Closed Oct 10, 2013 ·
Nature of suit:
Contract: Other
· Cause:
09:0009 Motion to confirm arbitration award
Role of Eastman v. Morgan Stanley Smith Barney, LLC:
Party · Outcome:
Terminated 2013-10-10 — FJC Integrated Database disposition: Remanded to state court Docket on CourtListener ↗company name words appear in the caption; court in FL (not the issuer's state)
Gleason v. Deutsche Bank National Trust Company, as Trustee for Morgan Stanley ABS Capital I Inc., Trust 2006-HE3 judgment
District Court, D. Minnesota · No. 0:13-cv-00704 · Filed Mar 27, 2013 · Closed Jul 26, 2013 ·
Nature of suit:
Real Property: Foreclosure
· Cause:
28:1444 Petition for Removal- Foreclosure
Role of Gleason v. Deutsche Bank National Trust Company, as Trustee for Morgan Stanley ABS Capital I Inc., Trust 2006-HE3:
Party · Outcome:
Terminated 2013-07-26 — FJC Integrated Database disposition: Judgment on motion before trial; judgment for both plaintiff and defendant Docket on CourtListener ↗company name words appear in the caption; court in MN (not the issuer's state)
BCR Safeguard Holding, L.L.C. v. Morgan Stanley Real Estate Advisor, Inc. judgment
District Court, E.D. Louisiana · No. 2:13-cv-00066 · Filed Jan 11, 2013 · Closed Sep 4, 2014 ·
Nature of suit:
470 Racketeer/Corrupt Organization
· Cause:
18:1961 Racketeering (RICO) Act
Role of BCR Safeguard Holding, L.L.C. v. Morgan Stanley Real Estate Advisor, Inc.:
Party · Outcome:
Terminated 2014-09-04 — FJC Integrated Database disposition: Judgment on motion before trial; judgment for defendant Docket on CourtListener ↗company name words appear in the caption; court in LA (not the issuer's state)
Smith v. Deutsche Bank National Trust Company as Trustee Under Pooling Agreement dated May 1, 2006 Morgan Stanley ABS Capital I Inc., Trust 2006 HE3 closed
District Court, E.D. California · No. 1:12-cv-01795 · Filed Nov 1, 2012 · Closed Aug 27, 2013 ·
Nature of suit:
Real Property: Foreclosure
· Cause:
28:1331 Fed. Question
Role of Smith v. Deutsche Bank National Trust Company as Trustee Under Pooling Agreement dated May 1, 2006 Morgan Stanley ABS Capital I Inc., Trust 2006 HE3:
Party · Outcome:
Terminated 2013-08-27 — FJC Integrated Database disposition: Remanded to state court Docket on CourtListener ↗company name words appear in the caption; court in CA (not the issuer's state)
Bruck v. Morgan Stanley Smith Barney, LLC dismissed
District Court, D. Massachusetts · No. 1:12-cv-12005 · Filed Oct 26, 2012 · Closed Jul 29, 2015 ·
Nature of suit:
Securities/Commodities
· Cause:
28:1331 Fed. Question: Securities Violation
Role of Bruck v. Morgan Stanley Smith Barney, LLC:
Party · Outcome:
Terminated 2015-07-29 — FJC Integrated Database disposition: Voluntarily dismissed Docket on CourtListener ↗company name words appear in the caption; court in MA (not the issuer's state)
Yeota Christie v. Morgan Stanley Mortgage Capital Holdings LLC dismissed
District Court, C.D. California · No. 8:12-cv-01584 · Filed Sep 20, 2012 · Closed Jan 11, 2013 ·
Nature of suit:
890 Other Statutory Actions
· Cause:
28:2201 Injunction
Role of Yeota Christie v. Morgan Stanley Mortgage Capital Holdings LLC:
Party · Outcome:
Terminated 2013-01-11 — FJC Integrated Database disposition: Dismissed: other Docket on CourtListener ↗company name words appear in the caption; court in CA (not the issuer's state)
Morgan Stanley Smith Barney LLC v. Kolokoff closed
District Court, S.D. Florida · No. 1:12-cv-23139 · Filed Aug 29, 2012 · Closed Nov 20, 2012 ·
Nature of suit:
Contract: Other
· Cause:
09:0001 U.S. Arbitration Act
Role of Morgan Stanley Smith Barney LLC v. Kolokoff:
Party · Outcome:
Terminated 2012-11-20 — FJC Integrated Database disposition: Appeal affirmed (magistrate judge) Docket on CourtListener ↗company name words appear in the caption; court in FL (not the issuer's state)
Morgan Stanley & Co., Inc. v. Hayward judgment
District Court, D. Colorado · No. 1:12-cv-01861 · Filed Jul 18, 2012 · Closed Jan 11, 2013 ·
Nature of suit:
Other Statutes: Arbitration
· Cause:
09:4 Federal Arbitration Act
Role of Morgan Stanley & Co., Inc. v. Hayward:
Party · Outcome:
Terminated 2013-01-11 — FJC Integrated Database disposition: Judgment on default; judgment for plaintiff Docket on CourtListener ↗company name words appear in the caption; court in CO (not the issuer's state)
The Sunrise Trust v. Morgan Stanley & Co., Inc. dismissed
District Court, D. Nevada · No. 2:12-cv-00944 · Filed Jun 5, 2012 · Closed Oct 16, 2012 ·
Nature of suit:
Other Statutory Actions
· Cause:
09:0010 Petition to Vacate Arbitration Award
Role of The Sunrise Trust v. Morgan Stanley & Co., Inc.:
Party · Outcome:
Terminated 2012-10-16 — FJC Integrated Database disposition: Dismissed: other Docket on CourtListener ↗company name words appear in the caption; court in NV (not the issuer's state)
Corneck v. Morgan Stanley & Co. LLC judgment
District Court, S.D. New York · No. 1:12-cv-04215 · Filed May 25, 2012 · Closed Nov 26, 2018 ·
Nature of suit:
850 Securities/Commodities
· Cause:
15:78m(a) Securities Exchange Act
Role of Corneck v. Morgan Stanley & Co. LLC:
Party · Outcome:
Terminated 2018-11-26 — FJC Integrated Database disposition: Other; judgment for plaintiff Docket on CourtListener ↗company name words appear in the caption; court in NY (not the issuer's state)
Morgan Stanley Smith Barney LLC v. Nash dismissed
District Court, S.D. New York · No. 1:12-cv-04106 · Filed May 23, 2012 · Closed Jun 12, 2012 ·
Nature of suit:
190 Contract: Other
· Cause:
28:1332 Diversity-Other Contract
Role of Morgan Stanley Smith Barney LLC v. Nash:
Party · Outcome:
Terminated 2012-06-12 — FJC Integrated Database disposition: Voluntarily dismissed Docket on CourtListener ↗company name words appear in the caption; court in NY (not the issuer's state)
Masterman v. Deutsche Bank National Trust Company, as trustee for the registered holders of Morgan Stanley ABS Capital I Inc. Trust 2007-NC3 Mortgage Pass-Through Certificates, Series 2007-NC3 judgment
District Court, D. Nevada · No. 3:12-cv-00268 · Filed May 21, 2012 · Closed Nov 27, 2012 ·
Nature of suit:
Real Property: Other
· Cause:
28:1441 Petition for Removal
Role of Masterman v. Deutsche Bank National Trust Company, as trustee for the registered holders of Morgan Stanley ABS Capital I Inc. Trust 2007-NC3 Mortgage Pass-Through Certificates, Series 2007-NC3:
Party · Outcome:
Terminated 2012-11-27 — FJC Integrated Database disposition: Judgment on motion before trial; judgment for defendant Docket on CourtListener ↗company name words appear in the caption; court in NV (not the issuer's state)
Brinson v. Deutsche Bank National Trust Company as Trustee for Morgan Stanley ABS Capital Inc. Trust 2006-HEA dismissed
District Court, M.D. Florida · No. 3:12-cv-00511 · Filed May 1, 2012 · Closed Mar 8, 2013 ·
Nature of suit:
370 Other fraud
Role of Brinson v. Deutsche Bank National Trust Company as Trustee for Morgan Stanley ABS Capital Inc. Trust 2006-HEA:
Party · Outcome:
Terminated 2013-03-08 — FJC Integrated Database disposition: Dismissed: other Docket on CourtListener ↗company name words appear in the caption; court in FL (not the issuer's state)
Morgan Stanley Smith Barney, LLC v. Allegiance Credit Union dismissed
District Court, E.D. Oklahoma · No. 6:12-cv-00111 · Filed Mar 9, 2012 · Closed Apr 24, 2013 ·
Nature of suit:
Negotiable Instrument
· Cause:
28:1332 Diversity-(Citizenship)
Role of Morgan Stanley Smith Barney, LLC v. Allegiance Credit Union:
Party · Outcome:
Terminated 2013-04-24 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗company name words appear in the caption; court in OK (not the issuer's state)
Morgan Stanley Smith Barney, LLC v. BancFirst dismissed
District Court, E.D. Oklahoma · No. 6:12-cv-00110 · Filed Mar 9, 2012 · Closed Apr 24, 2013 ·
Nature of suit:
Negotiable Instrument
· Cause:
28:1332 Diversity-(Citizenship)
Role of Morgan Stanley Smith Barney, LLC v. BancFirst:
Party · Outcome:
Terminated 2013-04-24 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗company name words appear in the caption; court in OK (not the issuer's state)
Morgan Stanley Smith Barney, LLC v. Citizens Bank of Ada dismissed
District Court, E.D. Oklahoma · No. 6:12-cv-00109 · Filed Mar 9, 2012 · Closed Apr 24, 2013 ·
Nature of suit:
Negotiable Instrument
· Cause:
28:1332 Diversity-(Citizenship)
Role of Morgan Stanley Smith Barney, LLC v. Citizens Bank of Ada:
Party · Outcome:
Terminated 2013-04-24 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗company name words appear in the caption; court in OK (not the issuer's state)
Morgan Stanley Smith Barney, LLC v. First United Bank and Trust Company National Association dismissed
District Court, E.D. Oklahoma · No. 6:12-cv-00108 · Filed Mar 9, 2012 · Closed Apr 24, 2013 ·
Nature of suit:
Negotiable Instrument
· Cause:
28:1332 Diversity-Account Receivable
Role of Morgan Stanley Smith Barney, LLC v. First United Bank and Trust Company National Association:
Party · Outcome:
Terminated 2013-04-24 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗company name words appear in the caption; court in OK (not the issuer's state)
Morgan Stanley Smith Barney, LLC v. Vision Bank dismissed
District Court, E.D. Oklahoma · No. 6:12-cv-00107 · Filed Mar 9, 2012 · Closed Apr 24, 2013 ·
Nature of suit:
Negotiable Instrument
· Cause:
28:1332 Diversity-(Citizenship)
Role of Morgan Stanley Smith Barney, LLC v. Vision Bank:
Party · Outcome:
Terminated 2013-04-24 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗company name words appear in the caption; court in OK (not the issuer's state)
Morgan Stanley Capital Group Inc. v. Swift Refining Company LLC judgment
District Court, S.D. New York · No. 1:12-cv-00112 · Filed Jan 6, 2012 · Closed Feb 8, 2013 ·
Nature of suit:
190 Contract: Other
· Cause:
28:1332 Diversity-Breach of Contract
Role of Morgan Stanley Capital Group Inc. v. Swift Refining Company LLC:
Party · Outcome:
Terminated 2013-02-08 — FJC Integrated Database disposition: Judgment on default; judgment for plaintiff Docket on CourtListener ↗company name words appear in the caption; court in NY (not the issuer's state)
Vangsness v. Deutsche Bank National Trust Company, as Trustee for Morgan Stanley Home Equity Loan Trust 2007-1 judgment
District Court, N.D. Illinois · No. 3:12-cv-50003 · Filed Jan 3, 2012 · Closed Sep 25, 2015 ·
Nature of suit:
Consumer Credit
· Cause:
28:1331(a) Fed. Question: Real Property
Role of Vangsness v. Deutsche Bank National Trust Company, as Trustee for Morgan Stanley Home Equity Loan Trust 2007-1:
Party · Outcome:
Terminated 2015-09-25 — FJC Integrated Database disposition: Judgment on motion before trial; judgment for defendant Docket on CourtListener ↗company name words appear in the caption; court in IL (not the issuer's state)
Morgan Stanley International Incorporated v. Rei Umekubo dismissed
District Court, C.D. California · No. 2:11-cv-10321 · Filed Dec 14, 2011 · Closed Feb 19, 2013 ·
Nature of suit:
Contract: Other
· Cause:
28:1332 Diversity-Breach of Contract
Role of Morgan Stanley International Incorporated v. Rei Umekubo:
Party · Outcome:
Terminated 2013-02-19 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗company name words appear in the caption; court in CA (not the issuer's state)
Federal Deposit Insurance Corporation v. Morgan Stanley & Company LLC closed
District Court, S.D. Texas · No. 4:11-cv-04184 · Filed Dec 2, 2011 · Closed Feb 8, 2012 ·
Nature of suit:
Securities/Commodities
· Cause:
28:1441 - Petition for Removal: Securities Fraud
Role of Federal Deposit Insurance Corporation v. Morgan Stanley & Company LLC:
Party · Outcome:
Terminated 2012-02-08 — FJC Integrated Database disposition: Remanded to state court Docket on CourtListener ↗company name words appear in the caption; court in TX (not the issuer's state)
Federal Deposit Insurance Corporation v. Morgan Stanley & Company LLC DO NOT DOCKET. CASE HAS BEEN REMANDED closed
District Court, S.D. Texas · No. 4:11-cv-04187 · Filed Dec 2, 2011 · Closed Feb 7, 2012 ·
Nature of suit:
Securities/Commodities
· Cause:
28:1441 - Petition for Removal: Securities Fraud
Role of Federal Deposit Insurance Corporation v. Morgan Stanley & Company LLC DO NOT DOCKET. CASE HAS BEEN REMANDED:
Party · Outcome:
Terminated 2012-02-07 — FJC Integrated Database disposition: Remanded to state court Docket on CourtListener ↗company name words appear in the caption; court in TX (not the issuer's state)
Miller Investment Trust v. Morgan Stanley & Co. Incorporated judgment
District Court, D. Massachusetts · No. 1:11-cv-12126 · Filed Dec 1, 2011 · Closed May 30, 2018 ·
Nature of suit:
190 Contract: Other
· Cause:
28:1332 Diversity-(Citizenship)
Role of Miller Investment Trust v. Morgan Stanley & Co. Incorporated:
Party · Outcome:
Terminated 2018-05-30 — FJC Integrated Database disposition: Judgment on motion before trial; judgment for defendant Docket on CourtListener ↗company name words appear in the caption; court in MA (not the issuer's state)
Foley v. Morgan Stanley Smith Barney, LLC judgment
District Court, S.D. Florida · No. 0:11-cv-62476 · Filed Nov 18, 2011 · Closed Mar 12, 2013 ·
Nature of suit:
890 Other Statutory Actions
· Cause:
28:1441 Notice of Removal
Role of Foley v. Morgan Stanley Smith Barney, LLC:
Party · Outcome:
Terminated 2013-03-12 — FJC Integrated Database disposition: Judgment on motion before trial; judgment for defendant Docket on CourtListener ↗company name words appear in the caption; court in FL (not the issuer's state)
Austin Park v. Morgan Stanley and Co Inc dismissed
District Court, C.D. California · No. 2:11-cv-09466 · Filed Nov 15, 2011 · Closed Mar 5, 2012 ·
Nature of suit:
190 Contract: Other
· Cause:
28:1332 Diversity-Breach of Contract
Role of Austin Park v. Morgan Stanley and Co Inc:
Party · Outcome:
Terminated 2012-03-05 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗company name words appear in the caption; court in CA (not the issuer's state)
Federal Housing Finance Agency as Conservator For The Federal National Mortgage Association and The Federal Home Loan Mortgage Corporation v. Morgan Stanley dismissed
District Court, S.D. New York · No. 1:11-cv-06739 · Filed Sep 26, 2011 · Closed Feb 14, 2014 ·
Nature of suit:
850 Securities/Commodities
· Cause:
28:1441nr Notice of Removal
Role of Federal Housing Finance Agency as Conservator For The Federal National Mortgage Association and The Federal Home Loan Mortgage Corporation v. Morgan Stanley:
Party · Outcome:
Terminated 2014-02-14 — FJC Integrated Database disposition: Voluntarily dismissed Docket on CourtListener ↗company name words appear in the caption; court in NY (not the issuer's state)
Western and Southern Life Insurance Company v. Morgan Stanley Mortgage Capital, Inc. closed
District Court, S.D. Ohio · No. 1:11-cv-00576 · Filed Aug 22, 2011 · Closed Dec 20, 2011 ·
Nature of suit:
850 Securities/Commodities
· Cause:
28:1441 - Petition for Removal: SEC Act
Role of Western and Southern Life Insurance Company v. Morgan Stanley Mortgage Capital, Inc.:
Party · Outcome:
Terminated 2011-12-20 — FJC Integrated Database disposition: Remanded to state court Docket on CourtListener ↗company name words appear in the caption; court in OH (not the issuer's state)
Morgan Stanley Smith Barney, LLC v. Lehmann closed
District Court, N.D. California · No. 4:11-cv-02975 · Filed Jun 16, 2011 · Closed Oct 13, 2011 ·
Nature of suit:
190 Contract: Other
· Cause:
9:9 Motion to Confirm Arbitration Loan
Role of Morgan Stanley Smith Barney, LLC v. Lehmann:
Party · Outcome:
Terminated 2011-10-13 — FJC Integrated Database disposition: Statistical closing Docket on CourtListener ↗company name words appear in the caption; court in CA (not the issuer's state)
Morgan Stanley Smith Barney LLC v. Stuart closed
District Court, D. Arizona · No. 2:11-cv-01183 · Filed Jun 15, 2011 · Closed Jun 17, 2011 ·
Nature of suit:
Contract: Other
· Cause:
28:1441 Petition For Removal--Other Contract
Role of Morgan Stanley Smith Barney LLC v. Stuart:
Party · Outcome:
Terminated 2011-06-17 — FJC Integrated Database disposition: Remanded to state court Docket on CourtListener ↗company name words appear in the caption; court in AZ (not the issuer's state)
Cromwell v. Deutsche Bank National Trust Company as Trustee For Morgan Stanley Capital I Inc. Trust 2006 NC2 judgment
District Court, N.D. California · No. 4:11-cv-02693 · Filed Jun 3, 2011 · Closed Jan 25, 2012 ·
Nature of suit:
220 Real Property: Foreclosure
· Cause:
28:1331 Fed. Question
Role of Cromwell v. Deutsche Bank National Trust Company as Trustee For Morgan Stanley Capital I Inc. Trust 2006 NC2:
Party · Outcome:
Terminated 2012-01-25 — FJC Integrated Database disposition: Judgment on motion before trial; judgment for defendant Docket on CourtListener ↗company name words appear in the caption; court in CA (not the issuer's state)
Cambridge Place Investment Management Inc. v. Morgan Stanley & Co. Inc. closed
District Court, D. Massachusetts · No. 1:11-cv-10992 · Filed Jun 3, 2011 · Closed Sep 14, 2011 ·
Nature of suit:
850 Securities/Commodities
· Cause:
28:1446 Notice of Removal
Role of Cambridge Place Investment Management Inc. v. Morgan Stanley & Co. Inc.:
Party · Outcome:
Terminated 2011-09-14 — FJC Integrated Database disposition: Remanded to state court Docket on CourtListener ↗company name words appear in the caption; court in MA (not the issuer's state)
Seniors Civil Liberties Association, Inc. v. Morgan Stanley Smith Barney, LLC dismissed
District Court, M.D. Florida · No. 8:11-cv-00745 · Filed Apr 7, 2011 · Closed Jul 24, 2012 ·
Nature of suit:
190 Contract: Other
· Cause:
28:1332 Diversity-Other Contract
Role of Seniors Civil Liberties Association, Inc. v. Morgan Stanley Smith Barney, LLC:
Party · Outcome:
Terminated 2012-07-24 — FJC Integrated Database disposition: Dismissed: lack of jurisdiction Docket on CourtListener ↗company name words appear in the caption; court in FL (not the issuer's state)
Munger v. Deutsche Bank National Trust Company as Trustee for Morgan Stanley ABS Capital I Inc., Trust 2004-HE-6 Mortgage dismissed
District Court, N.D. Ohio · No. 1:11-cv-00585 · Filed Mar 22, 2011 · Closed Dec 12, 2011 ·
Nature of suit:
Consumer Credit
· Cause:
15:1601 Truth in Lending
Role of Munger v. Deutsche Bank National Trust Company as Trustee for Morgan Stanley ABS Capital I Inc., Trust 2004-HE-6 Mortgage:
Party · Outcome:
Terminated 2011-12-12 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗company name words appear in the caption; court in OH (not the issuer's state)
ODOM v. MORGAN STANLEY SMITH BARNEY LLC dismissed
District Court, N.D. Florida · No. 3:11-cv-00075 · Filed Feb 16, 2011 · Closed Nov 26, 2014 ·
Nature of suit:
850 Securities/Commodities
· Cause:
15:77 Securities Fraud
Role of ODOM v. MORGAN STANLEY SMITH BARNEY LLC:
Party · Outcome:
Terminated 2014-11-26 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗company name words appear in the caption; court in FL (not the issuer's state)
The Bank Of New York Mellon Trust Company, National Association, Trustee For The Registered Certificate Holders Of Morgan Stanley Capital I Inc. v. Morgan Stanley Mortgage Capital, Inc. dismissed
District Court, S.D. New York · No. 1:11-cv-00505 · Filed Jan 25, 2011 · Closed Mar 17, 2017 ·
Nature of suit:
190 Contract: Other
· Cause:
28:1332bc Diversity-Breach of Contract
Role of The Bank Of New York Mellon Trust Company, National Association, Trustee For The Registered Certificate Holders Of Morgan Stanley Capital I Inc. v. Morgan Stanley Mortgage Capital, Inc.:
Party · Outcome:
Terminated 2017-03-17 — FJC Integrated Database disposition: Voluntarily dismissed Docket on CourtListener ↗company name words appear in the caption; court in NY (not the issuer's state)
Fernando Martinez Sierra v. Ocwen Loan Servicing, LLC, as Servicing Agent for Deutsche Bank National Trust Company, as Trustee for Morgan Stanley ABS Capital I, Inc., Trust 2007-NC2 dismissed
District Court, S.D. Texas · No. 4:10-cv-04984 · Filed Dec 14, 2010 · Closed Mar 30, 2012 ·
Nature of suit:
Real Property: Other
· Cause:
28:1332 Diversity-(Citizenship)
Role of Fernando Martinez Sierra v. Ocwen Loan Servicing, LLC, as Servicing Agent for Deutsche Bank National Trust Company, as Trustee for Morgan Stanley ABS Capital I, Inc., Trust 2007-NC2:
Party · Outcome:
Terminated 2012-03-30 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗company name words appear in the caption; court in TX (not the issuer's state)
Weinman v. Morgan Stanley Senior Funding, Inc. dismissed
District Court, D. Colorado · No. 1:10-cv-02933 · Filed Dec 3, 2010 · Closed Mar 9, 2011 ·
Nature of suit:
Contract: Other
· Cause:
28:1332 Diversity-Breach of Contract
Role of Weinman v. Morgan Stanley Senior Funding, Inc.:
Party · Outcome:
Terminated 2011-03-09 — FJC Integrated Database disposition: Voluntarily dismissed Docket on CourtListener ↗company name words appear in the caption; court in CO (not the issuer's state)
Mary Anne Den Bok v. Morgan Stanley, Inc. dismissed
District Court, C.D. California · No. 2:10-cv-09270 · Filed Dec 2, 2010 · Closed Dec 14, 2010 ·
Nature of suit:
220 Foreclosure
Role of Morgan Stanley, Inc.:
Defendant · Outcome:
Terminated 2010-12-14 — FJC Integrated Database disposition: Voluntarily dismissed Docket on CourtListener ↗exact company name; court in CA (not the issuer's state)
Weisfelner v. Morgan Stanley & Co., Incorporated closed
District Court, S.D. New York · No. 1:10-cv-08827 · Filed Nov 22, 2010 · Closed Nov 22, 2010 ·
Nature of suit:
370 Other Fraud
· Cause:
28:1441nr Notice of Removal
Role of Weisfelner v. Morgan Stanley & Co., Incorporated:
Party · Outcome:
Terminated 2010-11-22 — FJC Integrated Database disposition: Transfer to another district Docket on CourtListener ↗company name words appear in the caption; court in NY (not the issuer's state)
Taser International, Inc. v. Morgan Stanley & Co., Inc. dismissed
District Court, N.D. Georgia · No. 1:10-cv-03108 · Filed Sep 28, 2010 · Closed Jul 27, 2011 ·
Nature of suit:
850 Securities/Commodities
· Cause:
15:78m(a) Securities Exchange Act
Role of Taser International, Inc. v. Morgan Stanley & Co., Inc.:
Party · Outcome:
Terminated 2011-07-27 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗company name words appear in the caption; court in GA (not the issuer's state)
Morgan Stanley Smith Barney, LLC v. Erwin dismissed
District Court, D. Oregon · No. 3:10-cv-01163 · Filed Sep 24, 2010 · Closed Oct 11, 2011 ·
Nature of suit:
Contract: Other Contract Actions
· Cause:
28:1332 Diversity-Other Contract
Role of Morgan Stanley Smith Barney, LLC v. Erwin:
Party · Outcome:
Terminated 2011-10-11 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗company name words appear in the caption; court in OR (not the issuer's state)
Holly Hanson v. Morgan Stanley Smith Barney LLC judgment
District Court, C.D. California · No. 2:10-cv-06945 · Filed Sep 17, 2010 · Closed May 25, 2011 ·
Nature of suit:
850 Securities/Commodities
· Cause:
28:1441 Notice of Removal - Injunctive/Declaratory Relief
Role of Holly Hanson v. Morgan Stanley Smith Barney LLC:
Party · Outcome:
Terminated 2011-05-25 — FJC Integrated Database disposition: Judgment on motion before trial; judgment for defendant Docket on CourtListener ↗company name words appear in the caption; court in CA (not the issuer's state)
Bank of America, N.A. v. Morgan Stanley & Co. Inc. judgment
District Court, S.D. New York · No. 1:10-cv-06322 · Filed Aug 23, 2010 · Closed Jun 27, 2011 ·
Nature of suit:
Other Statutory Actions
· Cause:
28:1335 Interpleader Action
Role of Bank of America, N.A. v. Morgan Stanley & Co. Inc.:
Party · Outcome:
Terminated 2011-06-27 — FJC Integrated Database disposition: Other; judgment for unknown Docket on CourtListener ↗company name words appear in the caption; court in NY (not the issuer's state)
Cambridge Place Investment Management Inc. v. Morgan Stanley & Co., Inc. closed
District Court, D. Massachusetts · No. 1:10-cv-11376 · Filed Aug 13, 2010 · Closed Aug 22, 2011 ·
Nature of suit:
850 Securities/Commodities
· Cause:
28:1441 Notice of Removal
Role of Cambridge Place Investment Management Inc. v. Morgan Stanley & Co., Inc.:
Party · Outcome:
Terminated 2011-08-22 — FJC Integrated Database disposition: Remanded to state court Docket on CourtListener ↗company name words appear in the caption; court in MA (not the issuer's state)
Morgan Stanley & Co. Incorporated v. Seghers dismissed
District Court, S.D. New York · No. 1:10-cv-05378 · Filed Jul 14, 2010 · Closed Jan 19, 2011 ·
Nature of suit:
850 Securities/Commodities
· Cause:
28:2201 Injunction
Role of Morgan Stanley & Co. Incorporated v. Seghers:
Party · Outcome:
Terminated 2011-01-19 — FJC Integrated Database disposition: Dismissed: other Docket on CourtListener ↗company name words appear in the caption; court in NY (not the issuer's state)
Deutsche Bank National Trust Company, as Trustee for the Registered Holder of Morgan Stanley Home Equity Loan Trust 2007-2 Mortgage pass through Certificates, Series 2007-2 v. Louis judgment
District Court, N.D. Illinois · No. 1:10-cv-04189 · Filed Jul 7, 2010 · Closed Mar 30, 2011 ·
Nature of suit:
Real Property: Foreclosure
· Cause:
28:1332 Diversity-Mortgage Foreclosure
Role of Deutsche Bank National Trust Company, as Trustee for the Registered Holder of Morgan Stanley Home Equity Loan Trust 2007-2 Mortgage pass through Certificates, Series 2007-2 v. Louis:
Party · Outcome:
Terminated 2011-03-30 — FJC Integrated Database disposition: Judgment on default; judgment for plaintiff Docket on CourtListener ↗company name words appear in the caption; court in IL (not the issuer's state)
Deutsche Bank National Trust Company as Trustee for the register holders of Morgan Stanley ABS Capital I Inc. Trust 2007-NC4 Mortgage Pass through certificates, Series 2007-NC4 v. Howard judgment
District Court, N.D. Illinois · No. 1:10-cv-03923 · Filed Jun 24, 2010 · Closed Dec 23, 2010 ·
Nature of suit:
220 Real Property: Foreclosure
· Cause:
28:1332 Diversity-Mortgage Foreclosure
Role of Deutsche Bank National Trust Company as Trustee for the register holders of Morgan Stanley ABS Capital I Inc. Trust 2007-NC4 Mortgage Pass through certificates, Series 2007-NC4 v. Howard:
Party · Outcome:
Terminated 2010-12-23 — FJC Integrated Database disposition: Judgment on default; judgment for plaintiff Docket on CourtListener ↗company name words appear in the caption; court in IL (not the issuer's state)
U.S. Bank N.A., in its capacity as Trustee for Morgan Stanley Dean Witter Capital I Inc. Trust 2001-NC4 v. Erakovich judgment
District Court, N.D. Illinois · No. 1:10-cv-03843 · Filed Jun 21, 2010 · Closed Aug 31, 2011 ·
Nature of suit:
Real Property: Foreclosure
· Cause:
28:1332 Diversity-Mortgage Foreclosure
Role of U.S. Bank N.A., in its capacity as Trustee for Morgan Stanley Dean Witter Capital I Inc. Trust 2001-NC4 v. Erakovich:
Party · Outcome:
Terminated 2011-08-31 — FJC Integrated Database disposition: Judgment on default; judgment for plaintiff Docket on CourtListener ↗company name words appear in the caption; court in IL (not the issuer's state)
Northwest Community Healthcare v. Morgan Stanley Investment Management, Inc. dismissed
District Court, N.D. Illinois · No. 1:10-cv-03723 · Filed Jun 16, 2010 · Closed Aug 19, 2010 ·
Nature of suit:
850 Securities/Commodities
· Cause:
12:22 Securities Fraud
Role of Northwest Community Healthcare v. Morgan Stanley Investment Management, Inc.:
Party · Outcome:
Terminated 2010-08-19 — FJC Integrated Database disposition: Voluntarily dismissed Docket on CourtListener ↗company name words appear in the caption; court in IL (not the issuer's state)
Donoghue v. Morgan Stanley High Yield Fund judgment
District Court, S.D. New York · No. 1:10-cv-03131 · Filed Apr 13, 2010 · Closed Mar 31, 2011 ·
Nature of suit:
850 Securities/Commodities
· Cause:
15:78m(a) Securities Exchange Act
Role of Donoghue v. Morgan Stanley High Yield Fund:
Party · Outcome:
Terminated 2011-03-31 — FJC Integrated Database disposition: Other; judgment for plaintiff Docket on CourtListener ↗company name words appear in the caption; court in NY (not the issuer's state)
Morgan Stanley Smith Barney LLC v. Whitehead dismissed
District Court, S.D. New York · No. 1:10-cv-02830 · Filed Mar 31, 2010 · Closed Apr 15, 2010 ·
Nature of suit:
190 Contract: Other
· Cause:
28:1332 Diversity-Other Contract
Role of Morgan Stanley Smith Barney LLC v. Whitehead:
Party · Outcome:
Terminated 2010-04-15 — FJC Integrated Database disposition: Voluntarily dismissed Docket on CourtListener ↗company name words appear in the caption; court in NY (not the issuer's state)
National Consumer Cooperative Bank v. Morgan Stanley & Co., Incorporated dismissed
District Court, M.D. Pennsylvania · No. 3:10-cv-00434 · Filed Feb 25, 2010 · Closed Jul 7, 2011 ·
Nature of suit:
Contract: Other
· Cause:
28:1332 Diversity-Other Contract
Role of National Consumer Cooperative Bank v. Morgan Stanley & Co., Incorporated:
Party · Outcome:
Terminated 2011-07-07 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗company name words appear in the caption; court in the issuer's state (PA)
Auxter v. Morgan Stanley Smith Barney LLC dismissed
District Court, N.D. Ohio · No. 1:10-cv-00228 · Filed Feb 2, 2010 · Closed Apr 6, 2010 ·
Nature of suit:
Contract: Other
· Cause:
28:1332 Diversity-Petition for Removal
Role of Auxter v. Morgan Stanley Smith Barney LLC:
Party · Outcome:
Terminated 2010-04-06 — FJC Integrated Database disposition: Voluntarily dismissed Docket on CourtListener ↗company name words appear in the caption; court in OH (not the issuer's state)
Employees' Retirement System of the Government of the Virgin Islands v. Morgan Stanley & Co. Incorporated dismissed
District Court, S.D. New York · No. 1:09-cv-10532 · Filed Dec 24, 2009 · Closed Nov 3, 2011 ·
Nature of suit:
370 Other Fraud
· Cause:
28:1332fr Diversity-Fraud
Role of Employees' Retirement System of the Government of the Virgin Islands v. Morgan Stanley & Co. Incorporated:
Party · Outcome:
Terminated 2011-11-03 — FJC Integrated Database disposition: Dismissed: other Docket on CourtListener ↗company name words appear in the caption; court in NY (not the issuer's state)
Citibank, N.A. v. Morgan Stanley & Co. International, PLC judgment
District Court, S.D. New York · No. 1:09-cv-08197 · Filed Sep 25, 2009 · Closed May 27, 2011 ·
Nature of suit:
190 Contract: Other
· Cause:
28:1332bc Diversity-Breach of Contract
Role of Citibank, N.A. v. Morgan Stanley & Co. International, PLC:
Party · Outcome:
Terminated 2011-05-27 — FJC Integrated Database disposition: Judgment on motion before trial; judgment for plaintiff Docket on CourtListener ↗company name words appear in the caption; court in NY (not the issuer's state)
Ashland Inc. v. Morgan Stanley & Co., Inc. judgment
District Court, S.D. New York · No. 1:09-cv-05415 · Filed Jun 11, 2009 · Closed Mar 31, 2010 ·
Nature of suit:
850 Securities/Commodities
· Cause:
15:78m(a) Securities Exchange Act
Role of Ashland Inc. v. Morgan Stanley & Co., Inc.:
Party · Outcome:
Terminated 2010-03-31 — FJC Integrated Database disposition: Judgment on motion before trial; judgment for defendant Docket on CourtListener ↗company name words appear in the caption; court in NY (not the issuer's state)
Ball v. Morgan Stanley & Co., Inc. dismissed
District Court, S.D. Illinois · No. 3:09-cv-00406 · Filed May 28, 2009 · Closed Jun 17, 2009 ·
Nature of suit:
Contract: Other
· Cause:
28:1332 Diversity-Breach of Contract
Role of Ball v. Morgan Stanley & Co., Inc.:
Party · Outcome:
Terminated 2009-06-17 — FJC Integrated Database disposition: Dismissed: lack of jurisdiction Docket on CourtListener ↗company name words appear in the caption; court in IL (not the issuer's state)
IP OF A WEST 86TH STREET 2, LLC v. MORGAN STANLEY MORTGAGE CAPITAL HOLDINGS, LLC judgment
District Court, S.D. Indiana · No. 1:09-cv-00573 · Filed May 7, 2009 · Closed Jul 21, 2011 ·
Nature of suit:
Contract: Other
· Cause:
28:1332 Diversity-Other Contract
Role of IP OF A WEST 86TH STREET 2, LLC v. MORGAN STANLEY MORTGAGE CAPITAL HOLDINGS, LLC:
Party · Outcome:
Terminated 2011-07-21 — FJC Integrated Database disposition: Judgment on motion before trial; judgment for defendant Docket on CourtListener ↗company name words appear in the caption; court in IN (not the issuer's state)
West Virginia Investment Management Board v. Morgan Stanley Capital I Inc. judgment
District Court, S.D. New York · No. 1:09-cv-04414 · Filed May 7, 2009 · Closed Dec 19, 2014 ·
Nature of suit:
850 Securities/Commodities
· Cause:
15:78m(a) Securities Exchange Act
Role of West Virginia Investment Management Board v. Morgan Stanley Capital I Inc.:
Party · Outcome:
Terminated 2014-12-19 — FJC Integrated Database disposition: Other; judgment for plaintiff Docket on CourtListener ↗company name words appear in the caption; court in NY (not the issuer's state)
In re Morgan Stanley Mortgage Pass-Through Certificates Litigation judgment
District Court, S.D. New York · No. 1:09-cv-02137 · Filed Mar 9, 2009 · Closed Dec 19, 2014 ·
Nature of suit:
850 Securities/Commodities
· Cause:
15:77 Securities Fraud
Role of In re Morgan Stanley Mortgage Pass-Through Certificates Litigation:
Party · Outcome:
Terminated 2014-12-19 — FJC Integrated Database disposition: Other; judgment for plaintiff Docket on CourtListener ↗company name words appear in the caption; court in NY (not the issuer's state)
Morgan Stanley & Co., Inc. v. Shriners Hospitals for Children judgment
District Court, D. Nevada · No. 2:09-cv-00398 · Filed Feb 27, 2009 · Closed Mar 29, 2012 ·
Nature of suit:
Contract: Other
· Cause:
28:1332 Diversity-Interpleader Action
Role of Morgan Stanley & Co., Inc. v. Shriners Hospitals for Children:
Party · Outcome:
Terminated 2012-03-29 — FJC Integrated Database disposition: Other; judgment for defendant Docket on CourtListener ↗company name words appear in the caption; court in NV (not the issuer's state)
Vargas v. Morgan Stanley ABS Capital, I Inc. dismissed
District Court, N.D. California · No. 5:09-cv-00748 · Filed Feb 19, 2009 · Closed Mar 16, 2009 ·
Nature of suit:
190 Contract: Other
· Cause:
28:1441 Petition for Removal
Role of Vargas v. Morgan Stanley ABS Capital, I Inc.:
Party · Outcome:
Terminated 2009-03-16 — FJC Integrated Database disposition: Voluntarily dismissed Docket on CourtListener ↗company name words appear in the caption; court in CA (not the issuer's state)
Morgan Stanley Capital Group, Inc. v. Trafigura AG judgment
District Court, S.D. New York · No. 1:09-cv-01073 · Filed Feb 6, 2009 · Closed Jun 15, 2010 ·
Nature of suit:
Contract: Other
· Cause:
28:1332bc Diversity-Breach of Contract
Role of Morgan Stanley Capital Group, Inc. v. Trafigura AG:
Party · Outcome:
Terminated 2010-06-15 — FJC Integrated Database disposition: Judgment on court trial; judgment for defendant Docket on CourtListener ↗company name words appear in the caption; court in NY (not the issuer's state)
Appert v. Morgan Stanley Dean Witter Incorporated dismissed
District Court, N.D. Illinois · No. 1:08-cv-07130 · Filed Dec 12, 2008 · Closed Nov 10, 2009 ·
Nature of suit:
Contract: Other
· Cause:
28:1446 Petition for Removal
Role of Appert v. Morgan Stanley Dean Witter Incorporated:
Party · Outcome:
Terminated 2009-11-10 — FJC Integrated Database disposition: Dismissed: other Docket on CourtListener ↗company name words appear in the caption; court in IL (not the issuer's state)
Morgan Stanley & Co., Inc. v. Solomon dismissed
District Court, S.D. Florida · No. 9:08-cv-81330 · Filed Nov 7, 2008 · Closed Jul 22, 2011 ·
Nature of suit:
890 Other Statutory Actions
· Cause:
28:1332 Diversity
Role of Morgan Stanley & Co., Inc. v. Solomon:
Party · Outcome:
Terminated 2011-07-22 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗company name words appear in the caption; court in FL (not the issuer's state)
Morgan Stanley & Co. Inc. v. Choy judgment
District Court, D. Hawaii · No. 1:08-cv-00467 · Filed Oct 20, 2008 · Closed Feb 10, 2009 ·
Nature of suit:
Contract: Other
· Cause:
28:1332 Diversity-Breach of Contract
Role of Morgan Stanley & Co. Inc. v. Choy:
Party · Outcome:
Terminated 2009-02-10 — FJC Integrated Database disposition: Judgment on motion before trial; judgment for defendant Docket on CourtListener ↗company name words appear in the caption; court in HI (not the issuer's state)
IN RE MORGAN STANLEY & CO. INC. AUCTION RATE SECURITIES DERIVATIVE LITIGATION judgment
District Court, S.D. New York · No. 1:08-cv-07587 · Filed Aug 27, 2008 · Closed Apr 24, 2012 ·
Nature of suit:
160 Stockholders Suits
· Cause:
28:1331 Fed. Question: Other
Role of IN RE MORGAN STANLEY & CO. INC. AUCTION RATE SECURITIES DERIVATIVE LITIGATION:
Party · Outcome:
Terminated 2012-04-24 — FJC Integrated Database disposition: Other; judgment for plaintiff Docket on CourtListener ↗company name words appear in the caption; court in NY (not the issuer's state)
Abu Dhabi Commercial Bank v. Morgan Stanley & Co. Incorporated dismissed
District Court, S.D. New York · No. 1:08-cv-07508 · Filed Aug 25, 2008 · Closed Apr 26, 2013 ·
Nature of suit:
190 Contract: Other
· Cause:
28:1332lm Diversity - Legal Malpractice
Role of Abu Dhabi Commercial Bank v. Morgan Stanley & Co. Incorporated:
Party · Outcome:
Terminated 2013-04-26 — FJC Integrated Database disposition: Voluntarily dismissed Docket on CourtListener ↗company name words appear in the caption; court in NY (not the issuer's state)
Millas v. Morgan Stanley & Co., Inc. dismissed
District Court, S.D. Illinois · No. 3:08-cv-00573 · Filed Aug 11, 2008 · Closed Dec 14, 2010 ·
Nature of suit:
Contract: Other
· Cause:
28:1332 Diversity-Breach of Contract
Role of Millas v. Morgan Stanley & Co., Inc.:
Party · Outcome:
Terminated 2010-12-14 — FJC Integrated Database disposition: Voluntarily dismissed Docket on CourtListener ↗company name words appear in the caption; court in IL (not the issuer's state)
Bopardikar v. Morgan Stanley & Co., Incorporated judgment
District Court, D. Colorado · No. 1:08-cv-01136 · Filed May 29, 2008 · Closed Jul 28, 2008 ·
Nature of suit:
Contract: Other
· Cause:
28:1332 Diversity-Contract Dispute
Role of Bopardikar v. Morgan Stanley & Co., Incorporated:
Party · Outcome:
Terminated 2008-07-28 — FJC Integrated Database disposition: Judgment on court trial; judgment for plaintiff Docket on CourtListener ↗company name words appear in the caption; court in CO (not the issuer's state)
Shaheen v. Morgan Stanley & CO. Incorporated dismissed
District Court, S.D. New York · No. 1:08-cv-04264 · Filed May 8, 2008 · Closed Apr 30, 2009 ·
Nature of suit:
190 Other contract actions
Role of Shaheen v. Morgan Stanley & CO. Incorporated:
Party · Outcome:
Terminated 2009-04-30 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗company name words appear in the caption; court in NY (not the issuer's state)
See More Light Investments v. Morgan Stanley DW Inc. judgment
District Court, D. Arizona · No. 2:08-cv-00580 · Filed Mar 26, 2008 · Closed May 2, 2011 ·
Nature of suit:
Other Statutes: Other Statutory Actions
· Cause:
09:0010 Petition to Vacate Arbitration Award
Role of See More Light Investments v. Morgan Stanley DW Inc.:
Party · Outcome:
Terminated 2011-05-02 — FJC Integrated Database disposition: Judgment on motion before trial; judgment for defendant Docket on CourtListener ↗company name words appear in the caption; court in AZ (not the issuer's state)
Miller v. Morgan Stanley & CO. Incorporated dismissed
District Court, S.D. New York · No. 1:08-cv-03012 · Filed Mar 25, 2008 · Closed Mar 2, 2009 ·
Nature of suit:
850 Securities/Commodities
· Cause:
15:78m(a) Securities Exchange Act
Role of Miller v. Morgan Stanley & CO. Incorporated:
Party · Outcome:
Terminated 2009-03-02 — FJC Integrated Database disposition: Voluntarily dismissed Docket on CourtListener ↗company name words appear in the caption; court in NY (not the issuer's state)
Morgan Stanley & Co Incorporated v. Horath dismissed
District Court, N.D. California · No. 5:08-cv-01209 · Filed Feb 28, 2008 · Closed Apr 16, 2008 ·
Nature of suit:
Contract: Other
· Cause:
28:1332 Diversity-Other Contract
Role of Morgan Stanley & Co Incorporated v. Horath:
Party · Outcome:
Terminated 2008-04-16 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗company name words appear in the caption; court in CA (not the issuer's state)
Oswell v. Morgan Stanley Dean Witte & Co, Inc. dismissed
District Court, D. Nevada · No. 3:08-cv-00063 · Filed Jan 31, 2008 · Closed Sep 26, 2008 ·
Nature of suit:
890 Other Statutory Actions
Role of Oswell v. Morgan Stanley Dean Witte & Co, Inc.:
Party · Outcome:
Terminated 2008-09-26 — FJC Integrated Database disposition: Dismissed: other Docket on CourtListener ↗company name words appear in the caption; court in NV (not the issuer's state)
Morgan Stanley Mortgage Capital Holdings LLC v. Amerimortgage Bankers LLC dismissed
District Court, S.D. Florida · No. 1:07-cv-22378 · Filed Sep 11, 2007 · Closed Jan 2, 2009 ·
Nature of suit:
Contract: Other
· Cause:
28:1332 Diversity
Role of Morgan Stanley Mortgage Capital Holdings LLC v. Amerimortgage Bankers LLC:
Party · Outcome:
Terminated 2009-01-02 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗company name words appear in the caption; court in FL (not the issuer's state)
Morgan Stanley & Co. Incorporated v. Kownacki judgment
District Court, S.D. New York · No. 1:07-cv-07836 · Filed Sep 5, 2007 · Closed Apr 7, 2008 ·
Nature of suit:
190 Other contract actions
Role of Morgan Stanley & Co. Incorporated v. Kownacki:
Party · Outcome:
Terminated 2008-04-07 — FJC Integrated Database disposition: Other; judgment for plaintiff Docket on CourtListener ↗company name words appear in the caption; court in NY (not the issuer's state)
Kownacki v. Morgan Stanley DW Inc. judgment
District Court, S.D. New York · No. 1:07-cv-07817 · Filed Sep 4, 2007 · Closed Apr 7, 2008 ·
Nature of suit:
890 Other Statutory Actions
· Cause:
09:0010 Petition to Vacate Arbitration Award
Role of Kownacki v. Morgan Stanley DW Inc.:
Party · Outcome:
Terminated 2008-04-07 — FJC Integrated Database disposition: Other; judgment for defendant Docket on CourtListener ↗company name words appear in the caption; court in NY (not the issuer's state)
Morgan Stanley Mortgage Capital Holdings LLC v. Realty Mortgage Corporation closed
District Court, S.D. Mississippi · No. 3:07-cv-00507 · Filed Aug 27, 2007 · Closed Apr 20, 2010 ·
Nature of suit:
Contract: Other
· Cause:
28:1332 Diversity-Breach of Contract
Role of Morgan Stanley Mortgage Capital Holdings LLC v. Realty Mortgage Corporation:
Party · Outcome:
Terminated 2010-04-20 — FJC Integrated Database disposition: Statistical closing Docket on CourtListener ↗company name words appear in the caption; court in MS (not the issuer's state)
Decret v. Morgan Stanley & Co Incorporated dismissed
District Court, N.D. California · No. 3:07-cv-02598 · Filed May 18, 2007 · Closed Dec 8, 2008 ·
Nature of suit:
Contract: Other
· Cause:
28:1441 Petition For Removal--Other Contract
Role of Decret v. Morgan Stanley & Co Incorporated:
Party · Outcome:
Terminated 2008-12-08 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗company name words appear in the caption; court in CA (not the issuer's state)
Fisher Investments, Inc. v. Morgan Stanley DW, Inc. dismissed
District Court, N.D. California · No. 3:07-cv-02547 · Filed May 14, 2007 · Closed Apr 28, 2008 ·
Nature of suit:
Other Statutory Actions
· Cause:
28:1441 Petition for Removal
Role of Fisher Investments, Inc. v. Morgan Stanley DW, Inc.:
Party · Outcome:
Terminated 2008-04-28 — FJC Integrated Database disposition: Dismissed: other Docket on CourtListener ↗company name words appear in the caption; court in CA (not the issuer's state)
Morgan Stanley Mortgage Capital, Inc. v. Hamilton Mortgage Company dismissed
District Court, D. Arizona · No. 2:07-cv-00868 · Filed Apr 25, 2007 · Closed Jun 25, 2009 ·
Nature of suit:
Contract: Other
· Cause:
28:1332 Diversity-Breach of Contract
Role of Morgan Stanley Mortgage Capital, Inc. v. Hamilton Mortgage Company:
Party · Outcome:
Terminated 2009-06-25 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗company name words appear in the caption; court in AZ (not the issuer's state)
Morgan Stanley DW, Inc. v. Planck dismissed
District Court, S.D. Florida · No. 9:07-cv-80049 · Filed Jan 18, 2007 · Closed Feb 6, 2007 ·
Nature of suit:
Contract: Other
· Cause:
28:1332 Diversity-Other Contract
Role of Morgan Stanley DW, Inc. v. Planck:
Party · Outcome:
Terminated 2007-02-06 — FJC Integrated Database disposition: Dismissed: other Docket on CourtListener ↗company name words appear in the caption; court in FL (not the issuer's state)
RESORTS INTERNATIONAL HOTEL, INC. v. MORGAN STANLEY dismissed
District Court, D. New Jersey · No. 1:07-cv-00105 · Filed Jan 4, 2007 · Closed Dec 10, 2007 ·
Nature of suit:
Contract: Other
· Cause:
28:1332 Diversity-Breach of Fiduciary Duty
Role of RESORTS INTERNATIONAL HOTEL, INC. v. MORGAN STANLEY:
Party · Outcome:
Terminated 2007-12-10 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗company name words appear in the caption; court in NJ (not the issuer's state)
OSWELL v. MORGAN STANLEY DEAN WITTER & CO., INC dismissed
District Court, D. New Jersey · No. 1:06-cv-05814 · Filed Dec 4, 2006 · Closed Mar 11, 2008 ·
Nature of suit:
Contract: Other
· Cause:
28:1441 Notice of Removal- Breach of Contract
Role of OSWELL v. MORGAN STANLEY DEAN WITTER & CO., INC:
Party · Outcome:
Terminated 2008-03-11 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗company name words appear in the caption; court in NJ (not the issuer's state)
Lohn v. Morgan Stanley DW Inc dismissed
District Court, S.D. Texas · No. 4:06-cv-03690 · Filed Nov 21, 2006 · Closed Sep 2, 2009 ·
Nature of suit:
P.I.: Other
· Cause:
28:1332 Diversity-(Citizenship)
Role of Lohn v. Morgan Stanley DW Inc:
Party · Outcome:
Terminated 2009-09-02 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗company name words appear in the caption; court in TX (not the issuer's state)
Broom v. Morgan Stanley DW Incorporated closed
District Court, W.D. Washington · No. 2:06-cv-01572 · Filed Oct 31, 2006 · Closed Dec 8, 2006 ·
Nature of suit:
Other Statutory Actions
· Cause:
28:1441 Petition for Removal
Role of Broom v. Morgan Stanley DW Incorporated:
Party · Outcome:
Terminated 2006-12-08 — FJC Integrated Database disposition: Remanded to state court Docket on CourtListener ↗company name words appear in the caption; court in WA (not the issuer's state)
Kroneberger v. Morgan Stanley DW, Inc. judgment
District Court, D. Colorado · No. 1:06-cv-02154 · Filed Oct 26, 2006 · Closed Dec 5, 2006 ·
Nature of suit:
Other Statutory Actions
· Cause:
09:0010 Petition to Vacate Arbitration Award
Role of Kroneberger v. Morgan Stanley DW, Inc.:
Party · Outcome:
Terminated 2006-12-05 — FJC Integrated Database disposition: Judgment on award of arbitrator; judgment for defendant Docket on CourtListener ↗company name words appear in the caption; court in CO (not the issuer's state)
Morgan Stanley DW Inc. v. St. Croix dismissed
District Court, M.D. Florida · No. 8:06-cv-01951 · Filed Oct 23, 2006 · Closed Dec 1, 2006 ·
Nature of suit:
Contract: Other
· Cause:
28:1332 Diversity-Injunctive & Declaratory Relief
Role of Morgan Stanley DW Inc. v. St. Croix:
Party · Outcome:
Terminated 2006-12-01 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗company name words appear in the caption; court in FL (not the issuer's state)
Morgan Stanley DW, Incorporated v. Grobbel dismissed
District Court, E.D. Michigan · No. 2:06-cv-14050 · Filed Sep 14, 2006 · Closed Sep 20, 2006 ·
Nature of suit:
Contract: Other
· Cause:
No cause code entered
Role of Morgan Stanley DW, Incorporated v. Grobbel:
Party · Outcome:
Terminated 2006-09-20 — FJC Integrated Database disposition: Voluntarily dismissed Docket on CourtListener ↗company name words appear in the caption; court in MI (not the issuer's state)
Jones v. Morgan Stanley Credit Corporation dismissed
District Court, E.D. Missouri · No. 4:06-cv-01323 · Filed Sep 1, 2006 · Closed Jul 24, 2007 ·
Nature of suit:
Other Statutory Actions
· Cause:
15:1681 Fair Credit Reporting Act
Role of Jones v. Morgan Stanley Credit Corporation:
Party · Outcome:
Terminated 2007-07-24 — FJC Integrated Database disposition: Voluntarily dismissed Docket on CourtListener ↗company name words appear in the caption; court in MO (not the issuer's state)
Joyce v. Morgan Stanley & Co., Incorporated judgment
District Court, N.D. Illinois · No. 1:06-cv-04754 · Filed Sep 1, 2006 · Closed Mar 29, 2007 ·
Nature of suit:
Other Fraud
· Cause:
28:1441 Petition for Removal- Fraud
Role of Joyce v. Morgan Stanley & Co., Incorporated:
Party · Outcome:
Terminated 2007-03-29 — FJC Integrated Database disposition: Judgment on motion before trial Docket on CourtListener ↗company name words appear in the caption; court in IL (not the issuer's state)
Seghers v. Morgan Stanley DW, Inc. judgment
District Court, S.D. New York · No. 1:06-cv-04639 · Filed Jun 16, 2006 · Closed May 11, 2007 ·
Nature of suit:
370 Other Fraud
· Cause:
28:1332bc Diversity-Breach of Contract
Role of Seghers v. Morgan Stanley DW, Inc.:
Party · Outcome:
Terminated 2007-05-11 — FJC Integrated Database disposition: Other; judgment for defendant Docket on CourtListener ↗company name words appear in the caption; court in NY (not the issuer's state)
Fortier v. Morgan Stanley DW, Inc. judgment
District Court, N.D. California · No. 3:06-cv-03715 · Filed Jun 9, 2006 · Closed Oct 24, 2006 ·
Nature of suit:
Other Statutory Actions
· Cause:
28:1332 Diversity-(Citizenship)
Role of Fortier v. Morgan Stanley DW, Inc.:
Party · Outcome:
Terminated 2006-10-24 — FJC Integrated Database disposition: Judgment on motion before trial; judgment for defendant Docket on CourtListener ↗company name words appear in the caption; court in CA (not the issuer's state)
UNITED STATES SECURITIES AND EXCHANGE COMMISSION v. MORGAN STANLEY & CO. INCORPORATED judgment
District Court, District of Columbia · No. 1:06-cv-00882 · Filed May 10, 2006 · Closed May 12, 2006 ·
Nature of suit:
850 Securities/Commodities
· Cause:
15:78m(a) Securities Exchange Act
Role of UNITED STATES SECURITIES AND EXCHANGE COMMISSION v. MORGAN STANLEY & CO. INCORPORATED:
Party · Outcome:
Terminated 2006-05-12 — FJC Integrated Database disposition: Judgment on consent; judgment for plaintiff Docket on CourtListener ↗company name words appear in the caption; court in DC (not the issuer's state)
GIMENEZ v. MORGAN STANLEY DW, INC. dismissed
District Court, D. New Jersey · No. 3:06-cv-01848 · Filed Apr 20, 2006 · Closed May 9, 2006 ·
Nature of suit:
Securities/Commodities
· Cause:
28:1331 Fed. Question: Securities Violation
Role of GIMENEZ v. MORGAN STANLEY DW, INC.:
Party · Outcome:
Terminated 2006-05-09 — FJC Integrated Database disposition: Dismissed: want of prosecution Docket on CourtListener ↗company name words appear in the caption; court in NJ (not the issuer's state)
Morgan Stanley DW Inc. v. Barcza dismissed
District Court, M.D. Florida · No. 8:06-cv-00337 · Filed Mar 2, 2006 · Closed Mar 13, 2006 ·
Nature of suit:
Contract: Other
· Cause:
28:1332 Diversity-Breach of Contract
Role of Morgan Stanley DW Inc. v. Barcza:
Party · Outcome:
Terminated 2006-03-13 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗company name words appear in the caption; court in FL (not the issuer's state)
GIMENEZ v. MORGAN STANLEY D.W. INC. dismissed
District Court, D. New Jersey · No. 3:06-cv-00752 · Filed Feb 15, 2006 · Closed Mar 15, 2006 ·
Nature of suit:
Securities/Commodities
· Cause:
15:78m(a) Securities Exchange Act
Role of GIMENEZ v. MORGAN STANLEY D.W. INC.:
Party · Outcome:
Terminated 2006-03-15 — FJC Integrated Database disposition: Dismissed: other Docket on CourtListener ↗company name words appear in the caption; court in NJ (not the issuer's state)
Morgan Stanley DW Inc. v. Guthrie judgment
District Court, S.D. Illinois · No. 3:06-cv-00120 · Filed Feb 8, 2006 · Closed Feb 17, 2006 ·
Nature of suit:
Contract: Other
· Cause:
28:1332 Diversity-Other Contract
Role of Morgan Stanley DW Inc. v. Guthrie:
Party · Outcome:
Terminated 2006-02-17 — FJC Integrated Database disposition: Judgment on motion before trial Docket on CourtListener ↗company name words appear in the caption; court in IL (not the issuer's state)
Morgan Stanley DW, Inc. v. Dailey dismissed
District Court, W.D. North Carolina · No. 1:06-cv-00023 · Filed Feb 1, 2006 · Closed Aug 9, 2006 ·
Nature of suit:
Securities/Commodities
· Cause:
28:1332 Diversity-Interpleader Action
Role of Morgan Stanley DW, Inc. v. Dailey:
Party · Outcome:
Terminated 2006-08-09 — FJC Integrated Database disposition: Voluntarily dismissed Docket on CourtListener ↗company name words appear in the caption; court in NC (not the issuer's state)
MORGAN STANLEY DW INC. v. JACOBOWITZ dismissed
District Court, D. New Jersey · No. 3:06-cv-00224 · Filed Jan 18, 2006 · Closed Oct 5, 2006 ·
Nature of suit:
Contract: Other
· Cause:
28:1332 Diversity-Breach of Contract
Role of MORGAN STANLEY DW INC. v. JACOBOWITZ:
Party · Outcome:
Terminated 2006-10-05 — FJC Integrated Database disposition: Dismissed: want of prosecution Docket on CourtListener ↗company name words appear in the caption; court in NJ (not the issuer's state)
Morgan Stanley & Co. Incorporated v. J.P. Morgan Chase, N.A. closed
District Court, S.D. New York · No. 1:06-cv-00121 · Filed Jan 6, 2006 · Closed Dec 14, 2009 ·
Nature of suit:
Negotiable Instrument
· Cause:
28:1332ni Diversity-Negotiable Instrument
Role of Morgan Stanley & Co. Incorporated v. J.P. Morgan Chase, N.A.:
Party · Outcome:
Terminated 2009-12-14 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗company name words appear in the caption; court in NY (not the issuer's state)
Morgan Stanley High Yield Securities Inc v. Jecklin judgment
District Court, D. Nevada · No. 2:05-cv-01364 · Filed Nov 15, 2005 · Closed Mar 31, 2019 ·
Nature of suit:
Contract: Recovery/Enforcement
· Cause:
28:1332 Diversity-Injunctive & Declaratory Relief
Role of Morgan Stanley High Yield Securities Inc v. Jecklin:
Party · Outcome:
Terminated 2019-03-31 — FJC Integrated Database disposition: Judgment on court trial; judgment for plaintiff Docket on CourtListener ↗company name words appear in the caption; court in NV (not the issuer's state)
NISENZON v. MORGAN STANLEY DW, INC. dismissed
District Court, E.D. Pennsylvania · No. 2:05-cv-05832 · Filed Nov 4, 2005 · Closed Jun 6, 2008 ·
Nature of suit:
Contract: Negotiable Instrument
· Cause:
28:1332 Diversity-Negotiable Instrument
Role of NISENZON v. MORGAN STANLEY DW, INC.:
Party · Outcome:
Terminated 2008-06-06 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗company name words appear in the caption; court in the issuer's state (PA)
Northwest Business Bank v. Morgan Stanley dismissed
District Court, W.D. Washington · No. 2:05-cv-01802 · Filed Oct 27, 2005 · Closed Jan 30, 2006 ·
Nature of suit:
Contract: Other
· Cause:
28:1441 Petition for Removal- Contract Default
Role of Northwest Business Bank v. Morgan Stanley:
Party · Outcome:
Terminated 2006-01-30 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗company name words appear in the caption; court in WA (not the issuer's state)
Eloian v. Morgan Stanley DW Inc. dismissed
District Court, M.D. Florida · No. 8:05-cv-01792 · Filed Sep 26, 2005 · Closed Nov 15, 2006 ·
Nature of suit:
Securities/Commodities
· Cause:
09:10 Petition to Vacate Arbitration Award
Role of Eloian v. Morgan Stanley DW Inc.:
Party · Outcome:
Terminated 2006-11-15 — FJC Integrated Database disposition: Dismissed: other Docket on CourtListener ↗company name words appear in the caption; court in FL (not the issuer's state)
Morgan Stanley DW Inc. v. Rivera judgment
District Court, D. Oregon · No. 6:05-cv-01385 · Filed Sep 2, 2005 · Closed Jan 5, 2006 ·
Nature of suit:
Contract: Other Contract Actions
· Cause:
28:1332 Diversity-Breach of Contract
Role of Morgan Stanley DW Inc. v. Rivera:
Party · Outcome:
Terminated 2006-01-05 — FJC Integrated Database disposition: Judgment on motion before trial; judgment for defendant Docket on CourtListener ↗company name words appear in the caption; court in OR (not the issuer's state)
Morgan Stanley DW Inc. v. Kobane dismissed
District Court, E.D. California · No. 2:05-cv-01653 · Filed Aug 17, 2005 · Closed Jun 13, 2006 ·
Nature of suit:
Contract: Other
· Cause:
28:1332 Diversity-Breach of Contract
Role of Morgan Stanley DW Inc. v. Kobane:
Party · Outcome:
Terminated 2006-06-13 — FJC Integrated Database disposition: Dismissed: other Docket on CourtListener ↗company name words appear in the caption; court in CA (not the issuer's state)
Morgan Stanley DW Inc. v. Church dismissed
District Court, E.D. Missouri · No. 4:05-cv-01044 · Filed Jul 1, 2005 · Closed Dec 2, 2005 ·
Nature of suit:
Contract: Other
· Cause:
28:1332 Diversity-Other Contract
Role of Morgan Stanley DW Inc. v. Church:
Party · Outcome:
Terminated 2005-12-02 — FJC Integrated Database disposition: Voluntarily dismissed Docket on CourtListener ↗company name words appear in the caption; court in MO (not the issuer's state)
MORGAN STANLEY DW INC v. RANDLE dismissed
District Court, N.D. Florida · No. 3:05-cv-00241 · Filed Jul 1, 2005 · Closed Aug 4, 2005 ·
Nature of suit:
Contract: Other
· Cause:
28:1332 Diversity-Contract Default
Role of MORGAN STANLEY DW INC v. RANDLE:
Party · Outcome:
Terminated 2005-08-04 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗company name words appear in the caption; court in FL (not the issuer's state)
Morgan Stanley DW Inc. v. Howarth dismissed
District Court, M.D. Florida · No. 8:05-cv-01229 · Filed Jun 30, 2005 · Closed Jul 14, 2005 ·
Nature of suit:
Contract: Other
· Cause:
28:1331 Fed. Question: Breach of Contract
Role of Morgan Stanley DW Inc. v. Howarth:
Party · Outcome:
Terminated 2005-07-14 — FJC Integrated Database disposition: Dismissed: other Docket on CourtListener ↗company name words appear in the caption; court in FL (not the issuer's state)
Morgan Stanley DW Inc. v. Duncan closed
District Court, M.D. Florida · No. 3:05-cv-00589 · Filed Jun 28, 2005 · Closed Jul 14, 2005 ·
Nature of suit:
Contract: Other
· Cause:
28:1332 Diversity-Breach of Contract
Role of Morgan Stanley DW Inc. v. Duncan:
Party · Outcome:
Terminated 2005-07-14 — FJC Integrated Database disposition: Statistical closing Docket on CourtListener ↗company name words appear in the caption; court in FL (not the issuer's state)
Morgan Stanley DW Inc. v. White closed
District Court, M.D. Florida · No. 2:05-cv-00270 · Filed Jun 6, 2005 · Closed Jun 30, 2005 ·
Nature of suit:
Contract: Other
· Cause:
28:1332 Diversity-Breach of Contract
Role of Morgan Stanley DW Inc. v. White:
Party · Outcome:
Terminated 2005-06-30 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗company name words appear in the caption; court in FL (not the issuer's state)
Morgan Stanley DW Inc. v. Siegel dismissed
District Court, M.D. Florida · No. 8:05-cv-01035 · Filed Jun 3, 2005 · Closed Jun 21, 2005 ·
Nature of suit:
Contract: Other
· Cause:
28:1332 Diversity-Other Contract
Role of Morgan Stanley DW Inc. v. Siegel:
Party · Outcome:
Terminated 2005-06-21 — FJC Integrated Database disposition: Dismissed: other Docket on CourtListener ↗company name words appear in the caption; court in FL (not the issuer's state)
Morgan Stanley DW Inc. v. Fieger dismissed
District Court, M.D. Florida · No. 8:05-cv-01029 · Filed Jun 2, 2005 · Closed Jun 24, 2005 ·
Nature of suit:
Contract: Other
· Cause:
28:1332 Diversity-Other Contract
Role of Morgan Stanley DW Inc. v. Fieger:
Party · Outcome:
Terminated 2005-06-24 — FJC Integrated Database disposition: Dismissed: other Docket on CourtListener ↗company name words appear in the caption; court in FL (not the issuer's state)
Morgan Stanley DW Inc. v. Hall dismissed
District Court, M.D. Florida · No. 8:05-cv-01028 · Filed Jun 2, 2005 · Closed Jun 24, 2005 ·
Nature of suit:
Contract: Other
· Cause:
28:1331 Fed. Question: Securities Violation
Role of Morgan Stanley DW Inc. v. Hall:
Party · Outcome:
Terminated 2005-06-24 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗company name words appear in the caption; court in FL (not the issuer's state)
Reichle v. Morgan Stanley DW Inc. closed
District Court, M.D. Florida · No. 8:05-cv-01002 · Filed May 27, 2005 · Closed Oct 17, 2005 ·
Nature of suit:
Contract: Other
· Cause:
28:1332 Diversity-Other Contract
Role of Reichle v. Morgan Stanley DW Inc.:
Party · Outcome:
Terminated 2005-10-17 — FJC Integrated Database disposition: Remanded to state court Docket on CourtListener ↗company name words appear in the caption; court in FL (not the issuer's state)
De-Jesus-Santos v. Morgan Stanley Dean Witter, Inc. dismissed
District Court, D. Puerto Rico · No. 3:05-cv-01336 · Filed Mar 24, 2005 · Closed Apr 14, 2008 ·
Nature of suit:
Racketeer/Corrupt Organization
· Cause:
28:1332 Diversity-Racketeering (RICO) Act
Role of De-Jesus-Santos v. Morgan Stanley Dean Witter, Inc.:
Party · Outcome:
Terminated 2008-04-14 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗company name words appear in the caption; court in PR (not the issuer's state)
Morgan Stanley DW Inc. v. Divel dismissed
District Court, D. Maryland · No. 1:05-cv-00673 · Filed Mar 10, 2005 · Closed Dec 20, 2007 ·
Nature of suit:
Contract: Other
· Cause:
28:1332 Diversity-Interpleader Action
Role of Morgan Stanley DW Inc. v. Divel:
Party · Outcome:
Terminated 2007-12-20 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗company name words appear in the caption; court in MD (not the issuer's state)
City National Bank of Florida v. Morgan Stanley DW, Inc. judgment
District Court, S.D. New York · No. 1:05-cv-02739 · Filed Mar 10, 2005 · Closed May 15, 2007 ·
Nature of suit:
Contract: Other
· Cause:
28:1331 Fed. Question: Other
Role of City National Bank of Florida v. Morgan Stanley DW, Inc.:
Party · Outcome:
Terminated 2007-05-15 — FJC Integrated Database disposition: Other; judgment for defendant Docket on CourtListener ↗company name words appear in the caption; court in NY (not the issuer's state)
Morgan Stanley DW Inc v. Banz dismissed
District Court, C.D. Illinois · No. 1:05-cv-01042 · Filed Feb 9, 2005 · Closed May 20, 2005 ·
Nature of suit:
190 Other contract actions
Role of Morgan Stanley DW Inc v. Banz:
Party · Outcome:
Terminated 2005-05-20 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗company name words appear in the caption; court in IL (not the issuer's state)
Alvarado v. Morgan Stanley Dean Witter, Inc. dismissed
District Court, D. Puerto Rico · No. 3:05-cv-01149 · Filed Feb 7, 2005 · Closed Jun 20, 2007 ·
Nature of suit:
Securities/Commodities
· Cause:
28:1331 Fed. Question
Role of Alvarado v. Morgan Stanley Dean Witter, Inc.:
Party · Outcome:
Terminated 2007-06-20 — FJC Integrated Database disposition: Voluntarily dismissed Docket on CourtListener ↗company name words appear in the caption; court in PR (not the issuer's state)
Morgan Stanley DW, Inc. v. Shaw dismissed
District Court, D. Colorado · No. 1:05-cv-00107 · Filed Jan 21, 2005 · Closed Jul 1, 2005 ·
Nature of suit:
Contract: Other
· Cause:
28:1332 Diversity-Other Contract
Role of Morgan Stanley DW, Inc. v. Shaw:
Party · Outcome:
Terminated 2005-07-01 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗company name words appear in the caption; court in CO (not the issuer's state)
Morgan Stanley DW Inc v. Patton dismissed
District Court, C.D. Illinois · No. 3:04-cv-03263 · Filed Dec 6, 2004 · Closed Aug 1, 2007 ·
Nature of suit:
190 Other contract actions
Role of Morgan Stanley DW Inc v. Patton:
Party · Outcome:
Terminated 2007-08-01 — FJC Integrated Database disposition: Voluntarily dismissed Docket on CourtListener ↗company name words appear in the caption; court in IL (not the issuer's state)
Felton v. Morgan Stanley Dean Witter & Co. judgment
District Court, S.D. New York · No. 1:04-cv-07892 · Filed Oct 5, 2004 · Closed May 3, 2006 ·
Nature of suit:
160 Stockholders Suits
· Cause:
15:78m(a) Securities Exchange Act
Role of Felton v. Morgan Stanley Dean Witter & Co.:
Party · Outcome:
Terminated 2006-05-03 — FJC Integrated Database disposition: Other; judgment for defendant Docket on CourtListener ↗company name words appear in the caption; court in NY (not the issuer's state)
Rodriguez-Canet v. Morgan Stanley & Co., Inc. judgment
District Court, D. Puerto Rico · No. 3:04-cv-01986 · Filed Sep 22, 2004 · Closed Feb 27, 2006 ·
Nature of suit:
160 Stockholders Suits
· Cause:
15:77 Securities Fraud
Role of Rodriguez-Canet v. Morgan Stanley & Co., Inc.:
Party · Outcome:
Terminated 2006-02-27 — FJC Integrated Database disposition: Judgment on motion before trial; judgment for defendant Docket on CourtListener ↗company name words appear in the caption; court in PR (not the issuer's state)
Lenes v. Morgan Stanley DW, Inc. dismissed
District Court, D. Massachusetts · No. 1:04-cv-11670 · Filed Jul 28, 2004 · Closed Sep 10, 2004 ·
Nature of suit:
190 Other contract actions
Role of Lenes v. Morgan Stanley DW, Inc.:
Party · Outcome:
Terminated 2004-09-10 — FJC Integrated Database disposition: Voluntarily dismissed Docket on CourtListener ↗company name words appear in the caption; court in MA (not the issuer's state)
Schall v. Morgan Stanley Global Emerging Markets, Inc. dismissed
District Court, W.D. Missouri · No. 6:04-cv-03142 · Filed Apr 23, 2004 · Closed Nov 14, 2005 ·
Nature of suit:
Contract: Other
· Cause:
28:1332 Diversity-Breach of Contract
Role of Schall v. Morgan Stanley Global Emerging Markets, Inc.:
Party · Outcome:
Terminated 2005-11-14 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗company name words appear in the caption; court in MO (not the issuer's state)
Morgan Stanley DW Inc. a Delaware Corporation v. Soto dismissed
District Court, D. Puerto Rico · No. 3:04-cv-01106 · Filed Feb 12, 2004 · Closed Jan 14, 2008 ·
Nature of suit:
P.I.: Other
· Cause:
28:1332 Diversity-Injunctive & Declaratory Relief
Role of Morgan Stanley DW Inc. a Delaware Corporation v. Soto:
Party · Outcome:
Terminated 2008-01-14 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗company name words appear in the caption; court in PR (not the issuer's state)
Rogers v. Morgan Stanley & Co dismissed
District Court, D. Colorado · No. 1:03-cv-02439 · Filed Dec 2, 2003 · Closed Nov 8, 2005 ·
Nature of suit:
Other Fraud
· Cause:
28:1332 Diversity-Fraud
Role of Rogers v. Morgan Stanley & Co:
Party · Outcome:
Terminated 2005-11-08 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗company name words appear in the caption; court in CO (not the issuer's state)
Morgan Stanley Dean Witter Reynolds, Inc. v. Gekas judgment
District Court, M.D. Pennsylvania · No. 4:03-cv-01260 · Filed Jul 28, 2003 · Closed Mar 15, 2004 ·
Nature of suit:
890 Other statutory actions
Role of Morgan Stanley Dean Witter Reynolds, Inc. v. Gekas:
Party · Outcome:
Terminated 2004-03-15 — FJC Integrated Database disposition: Judgment on motion before trial Docket on CourtListener ↗company name words appear in the caption; court in the issuer's state (PA)
Ranguette v. Morgan Stanley Inc. closed
District Court, S.D. New York · No. 1:03-cv-04991 · Filed Jul 2, 2003 · Closed Feb 2, 2004
Role of Morgan Stanley Inc.:
Defendant · Outcome:
Terminated 2004-02-02 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗exact company name; court in NY (not the issuer's state); filed 2003, first Form D 2020
Morgan Stanley Inc v. Stifel Nicolaus Co dismissed
District Court, D. Colorado · No. 1:03-cv-00517 · Filed Mar 25, 2003 · Closed Jun 10, 2003 ·
Nature of suit:
190 Other contract actions
· Cause:
28:1332 Diversity-Other Contract
Role of Morgan Stanley Inc:
Plaintiff · Outcome:
Terminated 2003-06-10 — FJC Integrated Database disposition: Voluntarily dismissed Docket on CourtListener ↗exact company name; court in CO (not the issuer's state); filed 2003, first Form D 2020
Hicks v. Morgan Stanley & Co. dismissed
District Court, S.D. New York · No. 1:01-cv-10071 · Filed Nov 14, 2001 · Closed Apr 19, 2004 ·
Nature of suit:
850 Securities/Commodities
· Cause:
15:77 Securities Fraud
Role of Hicks v. Morgan Stanley & Co.:
Party · Outcome:
Terminated 2004-04-19 — FJC Integrated Database disposition: Dismissed: other Docket on CourtListener ↗company name words appear in the caption; court in NY (not the issuer's state)
Abdelnour v. Morgan, Stanley, Co. dismissed
District Court, S.D. New York · No. 1:01-cv-08122 · Filed Aug 29, 2001 · Closed Sep 5, 2001 ·
Nature of suit:
850 Securities, Commodities, Exchange
Role of Morgan, Stanley, Co.:
Defendant · Outcome:
Terminated 2001-09-05 — FJC Integrated Database disposition: Dismissed: other Docket on CourtListener ↗exact company name; court in NY (not the issuer's state); filed 2001, first Form D 2020
MORGAN STANLEY INC v. ROTHE closed
District Court, District of Columbia · No. 1:01-cv-01065 · Filed May 16, 2001 · Closed Jun 29, 2001 ·
Nature of suit:
190 Other contract actions
Role of MORGAN STANLEY INC:
Plaintiff · Outcome:
Terminated 2001-06-29 — FJC Integrated Database disposition: Other Docket on CourtListener ↗exact company name; court in DC (not the issuer's state); filed 2001, first Form D 2020
MORGAN STANLEY INC v. WEISS dismissed
District Court, District of Columbia · No. 1:01-cv-00816 · Filed Apr 16, 2001 · Closed Apr 23, 2001 ·
Nature of suit:
190 Other contract actions
Role of MORGAN STANLEY INC:
Plaintiff · Outcome:
Terminated 2001-04-23 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗exact company name; court in DC (not the issuer's state); filed 2001, first Form D 2020
MAYER v. MORGAN STANLEY CO INC judgment
District Court, S.D. New York · No. · Filed Apr 20, 1988 · Closed Jan 9, 1989 ·
Nature of suit:
190 Other contract actions
Role of MORGAN STANLEY CO INC:
Defendant · Outcome:
Terminated 1989-01-09 — FJC Integrated Database disposition: Judgment on motion before trial; judgment for plaintiff Docket on CourtListener ↗exact company name; court in NY (not the issuer's state); filed 1988, first Form D 2020
What was searched
Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:15 AM ET.
Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.
State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.
